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Abstract—This is a follow on paper to which examined the
impact of gender on a fingerprint recognition system. In that study,
the authors used two different technologies (capacitance and optical)
single finger sensors. In this study, the authors examined the
differences in gender using images automatically segmented from a
10-print fingerprint sensor. Therefore, we analyze in detail the
fingerprint locations and assess the performance, image quality and
Henry Classification. Our results concur with recent literature which
shows no significant difference in Henry Classification across
gender, although there is a significant difference across the different
fingerprint locations. We do show that there is a difference in image
quality (females averaging 81.929 and males averaging 84.196), with
a resulting difference in performance. The female dataset performed
at an Equal Error Rate of 0.42%, and the male dataset performing at
an EER of 0.68%).
Index Terms—biometrics, image quality, classification,
performance
I. INTRODUCTION
HERE is continued interest in how different factors
impact the performance of a fingerprint recognition
system. As biometrics, particularly fingerprints, become
pervasive, the performance of such systems is of paramount
importance. Fingerprint sensors can now be found on a
variety of consumer devices, including mobile phones and
computers; in the corporate environment such as retail; and in
the government sector for immigration purposes. A recent
report highlighted two issues – first the diffusion effect and
secondly the recognition of biometric limitations [1] . The
diffusion effect is important, and argues that if individuals see
and use biometrics at the border successfully, they may be
more likely to use biometrics for other needs. Anecdotal
evidence at the author’s institution show that many people
have biometric sensors on their laptops, but still opt for the
traditional authentication of a password. In order to increase
Kevin O’Connor is with the Biometric Standards, Performance and
Assurance Laboratory, in the Department of Technology, Leadership and
Innovation at Purdue University, West Lafayette, IN 47906 USA (765-494-
2311; fax: 765-496-2700; e-mail: koconnor@purdue.edu).
Stephen J. Elliott is with the Biometric Standards, Performance and
Assurance Laboratory, in the Department of Technology, Leadership and
Innovation at Purdue University, West Lafayette, IN 47906 USA (765-494-
2311; fax: 765-496-2700; e-mail: elliott@purdue.edu).
adoption of the biometric, not only does the biometric sensor
need to be on the device, but the user needs to use it. They
may decide not to use the biometric security because they
might not be able to successfully enroll or verify – the issue of
performance, which can be impacted by a number of factors.
For example, image quality can be impacted by the physical
characteristics of the finger, whether through age, oiliness,
moisture and elasticity of the skin; the way an individual
interacts with the sensor; and how the users are instructed to
use the sensor. Other research examined image quality of
fingerprints and their resulting performance. Other papers
have examined the role that gender plays in the performance
of a fingerprint recognition system – the focus of this paper.
Frick et. al reported that there was a difference in performance
rates between males and females, and reported differences in
image quality H(.95,2)=156.50, resulting in a p-value less than
0.05 [2]. The same authors noted that in their dataset, there
was no significant difference between males and females
when minutiae distribution was taken into account. A more
recent study that examined the gender distribution and
fingerprint classification among South Indian populations
noted that the Henry classification made no difference based
on the gender [3]. Ridge width is also different between males
and females[4]. Badawi studied 1100 males and females and
analyzed the ridge count and pattern types. They found that
Ulnar loop was the most frequent, then the monocentric
whorl. They also noted that there was only slight difference
between the male and female pattern type [5].
II. MOTIVATION
This paper builds on previous work undertaken by one of
the authors [2]. Since the paper was published in 2008, we
have conducted several other fingerprint studies using
different sensors. In this study, we wanted to expand the
number of fingers to be analyzed and capture them from a
different sensor.
III. ANALYSIS FRAMEWORK
A commercially available matcher and image quality tool
were used to analyze the images collected. The image quality
scores ranged from 0-100. This is an updated tool from that
The Impact of Gender on Image Quality, Henry
Classification and Performance on a Fingerprint
Recognition System
Kevin O’Connor, Stephen J. Elliott
T
The 7th International Conference on Information Technology and Applications (ICITA 2011)
304
2
used in the previous study. Furthermore, the following
research questions are asked:
 Does gender impact quality?
 Does finger location impact image quality?
 Is minutiae count affected by gender?
 Are there differences in Henry classification
between males and females
 Does gender impact performance?
IV. DATA COLLECTION
The dataset, sub-sampled from a larger dataset, included
only those individuals who disclosed their gender as either
male or female, had three impressions from their index,
middle, ring, and little finger from both their left and right
hands, and the Henry classifier provided a response. This
resulted in the following demographic breakdown in Table I.
Manual, office and not given refer to the subject’s self-
disclosed occupation type.
TABLE I
DEMOGRAPHIC INFORMATION
Total Population Male Female
196 115 81
Manual Office Not Given
32 149 15
The samples were collected on a commercially available
fingerprint sensor – Crossmatch Guardian LScan. The sensor
specifications are shown in Table II.
TABLE II
SENSOR INFORMATION
Specifications
Fingerprint Types Single-finger rolls, Single-finger flats, Four-
finger slaps, Both thumbs
Resolution 500 ppi
Capture area 3.2”x 3.0” (81 mm x 76 mm), single prism, single
imager, uniform capture area
Operating
Temperature
35F to 120F (1.6C to 49C)
Humidity Ranges 10-90% non-condensing
Dimensions 6” x 6” x 4.7” (152 mm x 152 mm x 120 mm)
Weight 4.0 lbs (1.8 kg)
V. ANALYSIS AND RESULTS
The assertion of this paper is that gender is a contributing
factor to the performance of a fingerprint recognition system.
In order to ascertain this claim, the following results are
presented; the examination of image quality and gender, the
breakdown of image quality and finger location, the
distribution of minutiae across males and females, Henry
classification and performance. Image quality, Henry
Classification and Performance are calculated using
commercially available tools.
A. Image Quality and Gender
Image quality is critical in understanding the performance of a
biometric system. The image quality for this study was scored
from 0 to 100, with the results shown in Figure 1 below.
Fig 1: Image Quality and Gender
In a 8x2 ANOVA with finger location (left index, left little,
left middle, left ring, right index, right little, right ring and
right middle) and gender (male, female) as between-subjects
factors revealed a main effects of finger location , F(7,4688) =
26.01, p< 0.001, gender (1, 4688) = 92.00, p<0.001. These main
effects were qualified by an interaction between finger
location and gender, F(7, 4688) =3.12, p<0.001. Subsequent
analysis by finger showed that gender and image quality were
statistically significant at the following locations shown in
Table III
TABLE III
FINGER LOCATION AND STATISTICAL SIGNIFICANCE FOR IMQ
Finger Location F P
LI 12.20 0.001
LM 10.47 0.001
LR 28.20 <0.001
LL 27.14 <0.001
RI 0.53 0.467
RM 5.17 0.023
RR 8.14 0.004
RL 313.88 <0.001
Note that the only finger location that did not differ between
the genders was the right index.
B. Minutiae Count and Gender
The numbers of minutiae were calculated from image quality
tool, and shown below in Figure 2.
305
3
Fig 2: Histogram of Minutiae Distribution
This figure shows that there is overlap between males and
females, and there is no statistically significant difference
between the two groups. Table IV shows the p-value results
from analyzing minutiae counts and gender. Note here that
there is only one finger location that is significantly different
in minutiae count (Right Ring); one-way ANOVA F(1,586 =
12.77, p<0.001).
TABLE IV
FINGER LOCATION AND STAT SIG MINUTIAE
Finger Location F P
LI 1.37 0.243
LM 0.44 0.508
LR 1.96 0.163
LL 0.22 0.640
RI 1.27 0.260
RM 2.83 0.093
RR 12.77 <0.001
RL 3.47 0.063
VI. HENRY CLASSIFICATION
Henry classification, named after Edward Henry, is a method
of organizing different types of patterns. The classifications
include left loop, right loop, arch, whorl, and tented arch.
Additional sub-categories sometimes exist, and in the
classifier that was used in this paper, there was an additional
classification of scar, and while other categories were renamed
left slant loop (left loop), right slant loop (right loop), and
plain arch (arch).
TABLE V
FINGER LOCATION AND STAT SIG MINUTIAE
Henry Classification Male Female
Left Slant Loop 38.5% 36.1%
Plain Arch 1.8% 3.4%
Right Slant Loop 32.6% 33.1%
Scar 0.1% 0.3%
Tented Arch 1.9% 3.4%
Whorl 25.1% 23.7%
Both genders exhibit the same rankings of Henry
Classifications, with left slant loop the most frequent,
followed by the right slant loop and then the whorl. This is
similar to the findings of other studies. Table VI provides
more detailed information relating to Henry Classification and
the percentage of occurrence at each of the finger locations.
TABLE VI
PERCENTAGE OF OCCURRENCES OF HENRY CLASSIFICATION*
LI LM LR LL
Henry
Classification
M F M F M F M F
Left Slant Loop 40 39 75 67 67 69 92 87
Plain Arch 5 3 3 4 1 1 1 3
Right Slant
Loop
22 21 1 3 2 2 - 2
Scar - - 1 1 - - - 1
Tented Arch 4 7 3 5 - 3 - -
Whorl 29 30 17 20 30 25 7 9
RI RM RR RL
Henry
Classification
M F M F M F M F
Left Slant
Loop
27 17 4 2 2 5 2 2
Plain Arch 3 9 1 5 1 2 1 1
Right Slant
Loop
37 35 72 69 45 54 45 45
Scar 1 1 - 1 - - - -
Tented Arch 5 6 2 3 1 1 1 1
Whorl 29 32 20 20 51 40 51 51
Note, that due to rounding some of the finger locations will not add to 100%.
VII. PERFORMANCE
Performance analysis of the dataset was performed using a
commercially available minutiae based matcher
(Neurotechnology Megamatcher 3.0.0). The evaluation of the
performance of the male and female datasets is shown below
by two different Detection Error Trade-off (DET) curves. By
overlaying the DET curves of the male and female datasets,
the performance and relative differences are shown. The DET
curves show that the relative performance of the males and
females are different. The EER for the males is 0.68%, and the
females is 0.42%
Fig 3: DET curve for Female
306
4
Fig 4: DET curve for Male
VIII. CONCLUSIONS AND FUTURE WORK
Work undertaken in this paper shows that there are still
performance issues across both males and females. This
difference in performance was shown in [2], although the
optical sensor performance in this paper is significantly better
than that paper. One interesting aspect relates to image
quality. In our results, we see that there is a significant
difference in image quality across gender in the right index
finger. This is interesting to note, as it was initially thought
that this was due to the sensor (the right index finger can be
placed towards the edge of the sensor). However, this should
have been the case with the left hand index finger too, and it
was not. Further investigation of this image quality issue is
required, and as the data collection had audio and video
recording, analysis of this information and their associated
interactions is still available. The distribution of Henry
classification is similar to that in [6] although that paper did
not break down gender, the cumulative figures are similar.
Although the male group had better image quality, their EER
was 0.68% as opposed to the females (0.42%). This is an
interesting result as well, as the image quality of males was
significantly better than females. Further investigation of the
Henry Classification distribution across gender is also
warranted.
REFERENCES
[1] European Commission - Joint Research Center, Biometrics at the
frontiers: Assessing the impact on society. 2005, pp. 1-166.
[2] M. Frick, S. K. Modi, S. J. Elliott, and E. P. Kukula, Impact of
Gender on Fingerprint Recognition. Cairns, Australia: IEEE, 2008.
[3] M. D. Nithin, B. M. Balaraj, B. Manjunatha, and S. C. M., “Study of
fingerprint classification and their gender distribution among South
Indian population,” Journal of Forensic and Legal Medicine, vol.
16, no. 8, pp. 460-463, 2009.
[4] D. Zhang, F. Liu, Q. Zhao, G. Lu, and N. Luo, “Selecting a
Reference High Resolution for Fingerprint Recognition Using
Minutiae and Pores,” Instrumentation and Measurement, IEEE
Transactions on, vol. 60, no. 99, pp. 1–9, 2011.
[5] A. Badawi, M. Mahfouz, R. Tadross, and R. Jantz, “Fingerprint-
based gender classification,” in The International Conference on
Image Processing, Computer Vision, and Pattern Recognition,
2006.
[6] M. R. Young and S. J. Elliott, “Image Quality and Performance
Based on Henry Classification and Finger Location,” in 2007 IEEE
Workshop on Automatic Identification Advanced Technologies,
2007, pp. 51-56.
307

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(2011) The Impact of Gender on Image Quality, Henry Classification and Performance on a Fingerprint Recognition System

  • 1. 1  Abstract—This is a follow on paper to which examined the impact of gender on a fingerprint recognition system. In that study, the authors used two different technologies (capacitance and optical) single finger sensors. In this study, the authors examined the differences in gender using images automatically segmented from a 10-print fingerprint sensor. Therefore, we analyze in detail the fingerprint locations and assess the performance, image quality and Henry Classification. Our results concur with recent literature which shows no significant difference in Henry Classification across gender, although there is a significant difference across the different fingerprint locations. We do show that there is a difference in image quality (females averaging 81.929 and males averaging 84.196), with a resulting difference in performance. The female dataset performed at an Equal Error Rate of 0.42%, and the male dataset performing at an EER of 0.68%). Index Terms—biometrics, image quality, classification, performance I. INTRODUCTION HERE is continued interest in how different factors impact the performance of a fingerprint recognition system. As biometrics, particularly fingerprints, become pervasive, the performance of such systems is of paramount importance. Fingerprint sensors can now be found on a variety of consumer devices, including mobile phones and computers; in the corporate environment such as retail; and in the government sector for immigration purposes. A recent report highlighted two issues – first the diffusion effect and secondly the recognition of biometric limitations [1] . The diffusion effect is important, and argues that if individuals see and use biometrics at the border successfully, they may be more likely to use biometrics for other needs. Anecdotal evidence at the author’s institution show that many people have biometric sensors on their laptops, but still opt for the traditional authentication of a password. In order to increase Kevin O’Connor is with the Biometric Standards, Performance and Assurance Laboratory, in the Department of Technology, Leadership and Innovation at Purdue University, West Lafayette, IN 47906 USA (765-494- 2311; fax: 765-496-2700; e-mail: koconnor@purdue.edu). Stephen J. Elliott is with the Biometric Standards, Performance and Assurance Laboratory, in the Department of Technology, Leadership and Innovation at Purdue University, West Lafayette, IN 47906 USA (765-494- 2311; fax: 765-496-2700; e-mail: elliott@purdue.edu). adoption of the biometric, not only does the biometric sensor need to be on the device, but the user needs to use it. They may decide not to use the biometric security because they might not be able to successfully enroll or verify – the issue of performance, which can be impacted by a number of factors. For example, image quality can be impacted by the physical characteristics of the finger, whether through age, oiliness, moisture and elasticity of the skin; the way an individual interacts with the sensor; and how the users are instructed to use the sensor. Other research examined image quality of fingerprints and their resulting performance. Other papers have examined the role that gender plays in the performance of a fingerprint recognition system – the focus of this paper. Frick et. al reported that there was a difference in performance rates between males and females, and reported differences in image quality H(.95,2)=156.50, resulting in a p-value less than 0.05 [2]. The same authors noted that in their dataset, there was no significant difference between males and females when minutiae distribution was taken into account. A more recent study that examined the gender distribution and fingerprint classification among South Indian populations noted that the Henry classification made no difference based on the gender [3]. Ridge width is also different between males and females[4]. Badawi studied 1100 males and females and analyzed the ridge count and pattern types. They found that Ulnar loop was the most frequent, then the monocentric whorl. They also noted that there was only slight difference between the male and female pattern type [5]. II. MOTIVATION This paper builds on previous work undertaken by one of the authors [2]. Since the paper was published in 2008, we have conducted several other fingerprint studies using different sensors. In this study, we wanted to expand the number of fingers to be analyzed and capture them from a different sensor. III. ANALYSIS FRAMEWORK A commercially available matcher and image quality tool were used to analyze the images collected. The image quality scores ranged from 0-100. This is an updated tool from that The Impact of Gender on Image Quality, Henry Classification and Performance on a Fingerprint Recognition System Kevin O’Connor, Stephen J. Elliott T The 7th International Conference on Information Technology and Applications (ICITA 2011) 304
  • 2. 2 used in the previous study. Furthermore, the following research questions are asked:  Does gender impact quality?  Does finger location impact image quality?  Is minutiae count affected by gender?  Are there differences in Henry classification between males and females  Does gender impact performance? IV. DATA COLLECTION The dataset, sub-sampled from a larger dataset, included only those individuals who disclosed their gender as either male or female, had three impressions from their index, middle, ring, and little finger from both their left and right hands, and the Henry classifier provided a response. This resulted in the following demographic breakdown in Table I. Manual, office and not given refer to the subject’s self- disclosed occupation type. TABLE I DEMOGRAPHIC INFORMATION Total Population Male Female 196 115 81 Manual Office Not Given 32 149 15 The samples were collected on a commercially available fingerprint sensor – Crossmatch Guardian LScan. The sensor specifications are shown in Table II. TABLE II SENSOR INFORMATION Specifications Fingerprint Types Single-finger rolls, Single-finger flats, Four- finger slaps, Both thumbs Resolution 500 ppi Capture area 3.2”x 3.0” (81 mm x 76 mm), single prism, single imager, uniform capture area Operating Temperature 35F to 120F (1.6C to 49C) Humidity Ranges 10-90% non-condensing Dimensions 6” x 6” x 4.7” (152 mm x 152 mm x 120 mm) Weight 4.0 lbs (1.8 kg) V. ANALYSIS AND RESULTS The assertion of this paper is that gender is a contributing factor to the performance of a fingerprint recognition system. In order to ascertain this claim, the following results are presented; the examination of image quality and gender, the breakdown of image quality and finger location, the distribution of minutiae across males and females, Henry classification and performance. Image quality, Henry Classification and Performance are calculated using commercially available tools. A. Image Quality and Gender Image quality is critical in understanding the performance of a biometric system. The image quality for this study was scored from 0 to 100, with the results shown in Figure 1 below. Fig 1: Image Quality and Gender In a 8x2 ANOVA with finger location (left index, left little, left middle, left ring, right index, right little, right ring and right middle) and gender (male, female) as between-subjects factors revealed a main effects of finger location , F(7,4688) = 26.01, p< 0.001, gender (1, 4688) = 92.00, p<0.001. These main effects were qualified by an interaction between finger location and gender, F(7, 4688) =3.12, p<0.001. Subsequent analysis by finger showed that gender and image quality were statistically significant at the following locations shown in Table III TABLE III FINGER LOCATION AND STATISTICAL SIGNIFICANCE FOR IMQ Finger Location F P LI 12.20 0.001 LM 10.47 0.001 LR 28.20 <0.001 LL 27.14 <0.001 RI 0.53 0.467 RM 5.17 0.023 RR 8.14 0.004 RL 313.88 <0.001 Note that the only finger location that did not differ between the genders was the right index. B. Minutiae Count and Gender The numbers of minutiae were calculated from image quality tool, and shown below in Figure 2. 305
  • 3. 3 Fig 2: Histogram of Minutiae Distribution This figure shows that there is overlap between males and females, and there is no statistically significant difference between the two groups. Table IV shows the p-value results from analyzing minutiae counts and gender. Note here that there is only one finger location that is significantly different in minutiae count (Right Ring); one-way ANOVA F(1,586 = 12.77, p<0.001). TABLE IV FINGER LOCATION AND STAT SIG MINUTIAE Finger Location F P LI 1.37 0.243 LM 0.44 0.508 LR 1.96 0.163 LL 0.22 0.640 RI 1.27 0.260 RM 2.83 0.093 RR 12.77 <0.001 RL 3.47 0.063 VI. HENRY CLASSIFICATION Henry classification, named after Edward Henry, is a method of organizing different types of patterns. The classifications include left loop, right loop, arch, whorl, and tented arch. Additional sub-categories sometimes exist, and in the classifier that was used in this paper, there was an additional classification of scar, and while other categories were renamed left slant loop (left loop), right slant loop (right loop), and plain arch (arch). TABLE V FINGER LOCATION AND STAT SIG MINUTIAE Henry Classification Male Female Left Slant Loop 38.5% 36.1% Plain Arch 1.8% 3.4% Right Slant Loop 32.6% 33.1% Scar 0.1% 0.3% Tented Arch 1.9% 3.4% Whorl 25.1% 23.7% Both genders exhibit the same rankings of Henry Classifications, with left slant loop the most frequent, followed by the right slant loop and then the whorl. This is similar to the findings of other studies. Table VI provides more detailed information relating to Henry Classification and the percentage of occurrence at each of the finger locations. TABLE VI PERCENTAGE OF OCCURRENCES OF HENRY CLASSIFICATION* LI LM LR LL Henry Classification M F M F M F M F Left Slant Loop 40 39 75 67 67 69 92 87 Plain Arch 5 3 3 4 1 1 1 3 Right Slant Loop 22 21 1 3 2 2 - 2 Scar - - 1 1 - - - 1 Tented Arch 4 7 3 5 - 3 - - Whorl 29 30 17 20 30 25 7 9 RI RM RR RL Henry Classification M F M F M F M F Left Slant Loop 27 17 4 2 2 5 2 2 Plain Arch 3 9 1 5 1 2 1 1 Right Slant Loop 37 35 72 69 45 54 45 45 Scar 1 1 - 1 - - - - Tented Arch 5 6 2 3 1 1 1 1 Whorl 29 32 20 20 51 40 51 51 Note, that due to rounding some of the finger locations will not add to 100%. VII. PERFORMANCE Performance analysis of the dataset was performed using a commercially available minutiae based matcher (Neurotechnology Megamatcher 3.0.0). The evaluation of the performance of the male and female datasets is shown below by two different Detection Error Trade-off (DET) curves. By overlaying the DET curves of the male and female datasets, the performance and relative differences are shown. The DET curves show that the relative performance of the males and females are different. The EER for the males is 0.68%, and the females is 0.42% Fig 3: DET curve for Female 306
  • 4. 4 Fig 4: DET curve for Male VIII. CONCLUSIONS AND FUTURE WORK Work undertaken in this paper shows that there are still performance issues across both males and females. This difference in performance was shown in [2], although the optical sensor performance in this paper is significantly better than that paper. One interesting aspect relates to image quality. In our results, we see that there is a significant difference in image quality across gender in the right index finger. This is interesting to note, as it was initially thought that this was due to the sensor (the right index finger can be placed towards the edge of the sensor). However, this should have been the case with the left hand index finger too, and it was not. Further investigation of this image quality issue is required, and as the data collection had audio and video recording, analysis of this information and their associated interactions is still available. The distribution of Henry classification is similar to that in [6] although that paper did not break down gender, the cumulative figures are similar. Although the male group had better image quality, their EER was 0.68% as opposed to the females (0.42%). This is an interesting result as well, as the image quality of males was significantly better than females. Further investigation of the Henry Classification distribution across gender is also warranted. REFERENCES [1] European Commission - Joint Research Center, Biometrics at the frontiers: Assessing the impact on society. 2005, pp. 1-166. [2] M. Frick, S. K. Modi, S. J. Elliott, and E. P. Kukula, Impact of Gender on Fingerprint Recognition. Cairns, Australia: IEEE, 2008. [3] M. D. Nithin, B. M. Balaraj, B. Manjunatha, and S. C. M., “Study of fingerprint classification and their gender distribution among South Indian population,” Journal of Forensic and Legal Medicine, vol. 16, no. 8, pp. 460-463, 2009. [4] D. Zhang, F. Liu, Q. Zhao, G. Lu, and N. Luo, “Selecting a Reference High Resolution for Fingerprint Recognition Using Minutiae and Pores,” Instrumentation and Measurement, IEEE Transactions on, vol. 60, no. 99, pp. 1–9, 2011. [5] A. Badawi, M. Mahfouz, R. Tadross, and R. Jantz, “Fingerprint- based gender classification,” in The International Conference on Image Processing, Computer Vision, and Pattern Recognition, 2006. [6] M. R. Young and S. J. Elliott, “Image Quality and Performance Based on Henry Classification and Finger Location,” in 2007 IEEE Workshop on Automatic Identification Advanced Technologies, 2007, pp. 51-56. 307