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Impact of Age Groups on Fingerprint Recognition
                      Performance

Shimon K. Modi, Prof. Stephen J. Elliott, Ph.D., Jeff                                  Prof. Hakil Kim, Ph.D.
                   Whetsone                                                                INHA University
      Industrial Technology, College of Technology                                          Incheon, Korea
                    Purdue University                                                      hikim@inha.ac.kr
                  West Lafayette, U.S.A.
          {shimon,Elliott,jwhesto}@purdue.edu


Abstract—Ever since introduction of automated fingerprint             foreground centroid are given more weight. A ratio of the
recognition in law enforcement in the 1970s it has been utilized in   weighted sum of dominant-direction blocks and the weighted
applications ranging from personal authentication to civilian         sum of foreground blocks is used to compute image quality
border control. The increasing use of automated fingerprint           ([3]). [4] perform image quality assessment using the
recognition puts on it a challenge of processing a diverse range of
                                                                      fingerprint’s global structure: a 2D Discrete Fourier Transform
fingerprints. The quality control module is important to this
process because it supports consistent fingerprint detail             is calculated, and the measure of energy concentration in
extraction which helps in identification / verification. Inherent     regions of interest is used as a determinant of quality; higher
feature issues, such as poor ridge flow, and interaction issues,      energy concentrations yield better image quality. Tabassi and
such as inconsistent finger placement, have an impact on              Wilson describe an approach to classifying image quality
captured fingerprint quality, which eventually affects overall        assessment whereby the quality of fingerprint features used for
system performance. Aging results in loss of collagen; compared       matching operations is computed and defines the degree of
to younger skin, aging skin is loose and dry. Decreased skin          separation between match and non-match distributions ([6]).
firmness directly affects the quality of fingerprints acquired by     In their work, a neural network is trained to map this degree of
sensors. Medical conditions such as arthritis may affect the user’s
                                                                      separation according to levels of quality, thus making
ability to interact with the sensor, further reducing fingerprint
quality. Because quality of fingerprints varies according to the      fingerprint image quality an indicator of matcher performance.
user population’s ages and fingerprint quality has an impact on       The impact of image quality degradation on performance of
overall system performance, it is important to understand the         fingerprint matching systems shows that ridge-based matchers
significance of fingerprint samples from different age groups.        outperform minutiae-based matchers on lesser-quality images
This research examines the effects of fingerprints from different     ([1]). This also holds true when examining different
age groups on quality levels, minutiae count, and performance of      populations; in one such case, fingerprint image quality for
a minutiae-based matcher. The results show a difference in            two groups (18-25, >62) are significantly different ([7]).
fingerprint image quality across age groups, most pronounced in       Further, there was a negative impact on fingerprint algorithm
the 62-and-older age group, confirming the work of [7].
                                                                      performance on these two age groups ([5]). The goal of this
    Keywords-fingerprint quality; fingerprint performance; impact     paper is to expand the works of [5] and [7], to evaluate the
of age; aging effect;quality assessment                               impact of age on image quality and performance by examining
                                                                      four age groups (18-25, 26-39, 40-62, and >62).
                       I.    INTRODUCTION                                                II.   BACKGROUND WORK
    Assessment of biometric sample quality has captured                  Individuals aged 18 and older participated in the study in
considerable interest and triggered many research efforts.            one of four distinct age groups: 18-25 years, 26-39 years, 40-
Research on fingerprint recognition, as the oldest scientifically     62 years, and 62 years and above. Data collection occurred in
recognized biometric modality, has typically focused on               two phases, the first of which collected fingerprints from the
assessment of image quality. Differing methodologies exist;           18-25 and 62+ populations ([7]), and another data collection
[2] use orientation certainty and strength of dominant                period in 2006, which augmented the database. In the latter
frequency to calculate fingerprint image quality. The                 data collection effort, fingerprints were collected regardless of
fingerprint image is divided into sub-blocks and image quality        age. These age groups were selected so that fingerprints could
is computed for each sub-block; these individual computations         be obtained from at least 30 different fingers for each age
are then used to calculate an overall image quality score ([2]).      group and divided among the range between 26 and 62+ years
[3] describe a quality assessment scheme that first counts the        as closely as possible to the midpoint. In both phases,
foreground blocks in an image, and then identifies the                fingerprints were collected using an DigitalPersona®
dominant direction of those blocks. Blocks close to the               U.are.U® 4000 optical sensor; the resulting database
contained three fingerprint images from both the right and the                             III.     RESULTS AND ANALYSIS
left index fingers of each participant (total of six fingerprints      Figure 2 illustrates the distribution of quality scores, as
per subject) Table I and Figure 1 summarize the contents of         calculated by the image quality algorithm. The spread of
this study’s database.                                              quality scores for the 18-25 age group was more compact than
                                                                    that compared to the scores of the 62+ age group. Largely, the
                 TABLE I.       DATASET SUMMARY
                                                                    scores of the middle groups (26-39 and 40-62 age groups)
             Num                              Total                 overlap.
                   Fingers Total     Sam-
    Age     of                               Samples
                     per   Distinct ples per
    Grp.    subjec                           Per Age
                   Subject Fingers Finger
            ts                                Group
                     2 (right
                      index,
    18-25 79                      158      3          948
                        left
                     index)
    26-39 24            2          48      3          288
    40-62 26            2          52      3          312
    62+     60          2         120      3          720


                                                                                         Figure 2. Distribution of quality scores

                                                                       Figure 3 shows representative samples of high and low
                                                                    fingerprint image quality for each of the four groups, as
                                                                    determined by the image quality tool.
                                                                       18-25 years old    26-39 years old   40-62 years old   62+ years old




              Figure 1. Fingerprint count per age group

   A commercially available fingerprint image quality
assessment tool extracted the quality scores and minutiae
count for fingerprints from the four different age groups. This
study’s hypotheses were to establish whether the population
means of quality scores for the four different age groups were
equal. Subsequently, the impact of low-quality image scores         Figure 3. Representative high quality (top row) and low quality (bottom row)
was calculated using the following protocol:                                                        fingeprints

  1. Combine all the fingerprints into one data set and obtain a       Preliminary visual analysis (Figure 4) illustrates a clear
     Detection Error Tradeoff (DET) curve for the data set.         variation in quality scores for fingerprints among the four
  2. Remove the lowest 10 percent quality images from the           different age groups. The data set was determined to be non-
     18-25 age group in the master data set and obtain a DET        parametric; therefore, a Kruskal Wallis test was performed to
     curve for the modified data set.                               examine whether population means of quality scores for the
  3. Remove the lowest 10 percent quality images from the           four different age groups are equal. The following hypotheses
     26-39 age group in the master data set and obtain a DET        were determined:
     curve for the modified data set.                                                Null Hypothesis (Ho) :
  4. Remove the lowest 10 percent quality images from the                       µ18-25 = µ26-39 = µ40-62 = µ62above                      (1)
     40-62 age group in the master data set and obtain a DET
     curve for the modified data set.                                             Alternate Hypothesis (Ha) :
  5. Remove the lowest 10 percent quality images from the                             Not all µ are equal.                               (2)
     62+ age group in the master data set and obtain a DET
     curve for the modified data set.
Boxplot of Quality Across Age Groups
                                                                                                         Wallis test was used on the four different age groups, with the
                                                                                                         following hypotheses:
                      90

                      80

                      70                                                                                                                   Null Hypothesis (Ho) :
                      60                                                                                                              µ18-25 = µ26-39 = µ40-62 = µ62above                                    (3)
      Quality Score




                      50

                      40
                                                                                                                                        Alternate Hypothesis (Ha) :
                      30
                                                                                                                                            Not all µ are equal.                                             (4)
                      20

                      10                                                                                                                 Boxplot of Minutiae Count Across Age Groups
                      0                                                                                                       120

                           Quality_18_25        Quality_26_39     Quality_40_62     Quality_62 Above
                                                                                                                              100

                                  Figure 4. Box-plot of quality scores
                                                                                                                              80




                                                                                                             Minutiae Count
    The Kruskal Wallis test is a non-parametric test when
                                                                                                                              60
assumptions of data normality do not apply ([8]). The p-value
indicates the probability of observing a test statistic as extreme                                                            40

as the one observed from the test if the null hypothesis is true.
                                                                                                                              20
A simple interpretation of the p-value is that, if it is greater
than the significance level, then the null hypothesis is                                                                       0
accepted, else the alternate hypothesis is concluded. The                                                                           Minutiae_18_25       Minutiae_26_39     Minutiae_40_62   Minutiae_62 Above
results, shown in Table II, led the researchers to conclude that
the quality score means for all age groups are not the same,                                                                               Figure 5. Box-plot of minutiae count
using a significance level (α) of .05. Table II shows the results
of the test.                                                                                                The Kruskal Wallis test with a significance level of .05
                                                                                                         examined the difference in minutiae across the groups. Figure
  TABLE II.                      KRUSKAL-WALLIS TEST RESULTS FOR QUALITY SCORES                          5 shows the resulting box plot of the minutiae across the four
                                                                                                         age groups, while the detailed results of this Kruskal Wallis
      Age Groups                               18-25            26-39             40-62            62+   test are identified in Table IV.
                                                37                47               46         40
        Median
                                            < 0.0001
        p-value                                                                                            TABLE IV.                       KRUSKAL-WALLIS TEST RESULTS FOR MINUTIAE COUNT

    The Kruskal Wallis test examines whether all the groups                                                             Age Groups                       18-25            26-39          40-62             62+
                                                                                                                                                          37                47            46          40
being compared are similar, but will not test the difference                                                              Median
                                                                                                                                                      < 0.0001
between two particular groups. To do this, a multiple paired                                                              p-value
test for equality between each pair of age groups was
                                                                                                                        TABLE V.                 PAIRWISE COMPARISONS FOR MINUTAIE COUNT
performed. Since there were four age groups, there were six
                                                                                                                                                         26-39                40-62                62+
possible paired comparisons. Using the Bonferroni adjustment                                                             Age
procedure, the new significance level was set to be at .0083 for                                                       Groups
                                                                                                                                                     p < 0.001            p < 0.001           p < 0.001
these six paired comparisons to ensure that the original                                                                 18-25
                                                                                                                                                                             p = 0.382        p < 0.001
significance level of .05 is maintained ([8]). Table III shows                                                           26-39
                                                                                                                                                                                              p < 0.001
that the p-value from the Mann Whitney test for comparisons                                                              40-62
of quality scores between age groups 26-39 and 40-62 was not
significantly different. The remainder of the comparisons                                                    The multiple paired comparison procedure was used to
shows statistically significant differences in quality scores.                                           compare the magnitude of differences between every possible
                                                                                                         pair of age groups. Using the Bonferroni adjustment
      TABLE III.                      PAIRWISE COMPARISIONS FOR QUALITY SCORES                           procedure, the new significance level is set at .0083 for these
        Age                                    26-39                40-62                  62+           six paired comparisons to ensure that the original significance
      Groups                                                                                             level of .05 is maintained. Table V shows that the p value from
        18-25                              p < 0.001            p < 0.001             p < 0.001          the Mann Whitney test for comparisons of minutiae count
        26-39                                                       p = 0.08          p < 0.001          between age groups 26-39 and 40-62 was not significantly
        40-62                                                                         p < 0.001          different and the rest of the comparisons show a statistically
                                                                                                         significant difference in minutiae count. As the comparison of
   While a difference in image quality across the groups was                                             quality scores for these age groups does not show a
observed, further analysis was undertaken to establish whether                                           statistically significant difference, it follows that minutiae
there was also a difference in minutiae count for fingerprints                                           count should not differ either.
collected from the four different age groups. The Kruskal                                                    A scatter plot of minutiae count against quality scores for
                                                                                                         all the age groups combined shows a curvilinear relationship
between the two, as seen in Figure 6. This should not be
mistaken for a causal relationship; this only indicates the
direction of relationship between the two. The graph indicates
that fingerprints with a minutiae count at the extreme ends of
the range are assigned a lower quality score, while fingerprints
with minutiae count in the mid-range were consistently given
a higher quality score. Fingerprint samples with a minutiae
count between 40 and 60 are assigned low quality scores,
indicating that there are other factors taken into account when
determining quality scores.




                                                                             Figure 6. Scatter-plot of quality vs. minutaie count

                                                                      Following the determination that there was a statistical
                                                                   difference in both image quality and minutiae count for
                                                                   fingerprints from the different age groups, the next step was to
                                                                   study the contribution of low quality images to the
                                                                   performance of the minutiae-based fingerprint matcher.
                                                                   According to the methodology outlined in the previous
                                                                   section, five DET curves were calculated, as shown in Figure
                                                                   7. The most significant shift in the DET curve was observed
                                                                   when the lowest 10 percent quality images from the 62+ age
                                                                   group were pruned from the data set. Removing 10 percent of
                                                                   the lowest quality images from the other age groups did not
                                                                   show a significant shift in the DET curves. DET curves for all
                                                                   the other age groups are clustered along the same path
                                                                   showing a very similar change in performance on removing
                                                                   the lowest 10 percent quality images. The greatest impact on
                                                                   performance can be attributed to the 62+ age group.
the minutiae count contains a significant portion of false
                                                                             minutiae and the ratio of fingerprints with low quality is not
                                                                             negligible. The effects of these can be seen in error rates
                                                                             shown in Figure 7. Figure 7 also indicates that, for the most
                                                                             senior group having a significant portion of false minutiae and
                                                                             low-quality fingerprints, the lower performance is related to
                                                                             the quality score. For the rest of the age groups, however,
                                                                             quality is not the only contributing factor leading to a change
                                                                             in performance rates. This indicates a need to consider other
                                                                             factors that could cause a difference in performance rates.
                                                                             Further research is needed in order to investigate factors other
                                                                             than quality that might affect the performance of fingerprint
                                                                             recognition systems. Emphasis on ridge structure for matching
                                                                             operations is another research topic warranting further study
Figure 7. Full dataset DET curves and effect of pruning lowest 10% quality   on the effects of aging and fingerprint recognition. The results
                        images from each dataset
                                                                             obtained from this research indicate a need for a framework
                                                                             for data modeling of different age groups in order to improve
             IV.     CONCLUSIONS AND FUTURE WORK                             performance rates of fingerprint matching systems.
   The results confirm a difference in fingerprint image                                                    REFERENCES
quality across age groups, although it is most pronounced with
                                                                             [1]   J. Aguilar-Fuierrez, L. Munoz-Serrano, F. Alonso-Fernandez, and J.
the 62+ age group. This confirms the work done previously by                       Ortega-Garcia, “On the effects of image quality degradation on
[7] with regard to image quality. Furthermore, the                                 minutiae- and ridge-based automatic fingerprint recognition,” paper
performance of the groups is also different, as shown by the                       presented at the 39th Annual International Carnahan Conference on
                                                                                   Security Technology, Albuquerque, NM, October 12-14, 2005.
DET curves. What we have learned from the statistical results
                                                                             [2]    T. P. Chen, X. Jiang, and W. Y. Yau, “Fingerprint image quality
is that fingerprint image quality is not similar between age                       analysis,” paper presented at the International Conference on Image
groups because the quality score were not within a reasonable                      Processing, Singapore, October 24-27, 2004.
tolerance to be similar. This work also points to the                        [3]   N. Haas, S. Pankanti, and M. Yao, Fingerprint Quality Assessment. NY,
importance of automated quality control of fingerprints: the                       NY: Springer-Verlag, 2004, pp. 55-66.
results clearly show an increase in error rates for fingerprints             [4]   A. Jain, Y. Chen, and S. Dass, “Fingerprint quality indices for predicting
of older individuals. Error rates are amplified when a                             authentication performance,” paper presented at the 5th International
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fingerprint recognition system is deployed for large-scale use                     Authentication, Rye Brook, NY, July 20-22, 2005.
by subjects from different age groups. There is a clear need to              [5]   S. K. Modi, and S. J. Elliott, “Impact of image quality on performance:
understand issues with fingerprints representing different age                     Comparison of young and elderly fingerprints,” paper presented at the
groups, because the pervasiveness of this technology in the                        6th International Conference on Recent Advances in Soft Computing
                                                                                   (RASC), Canterbury, UK, July 10-12, 2006.
near future will require it to handle fingerprint images from
                                                                             [6]   E. Tabassi, and C. L. Wilson, “A novel approach to fingerprint image
different age groups and differing levels of quality. Based on                     quality,” paper presented at the International Conference on Image
Figure 2 and Figure 4, the overall quality score decreases with                    Processing, Genoa, Italy, September 11-14, 2005.
increasing variances as the age increases, which can be easily               [7]   S. J. Elliott, and N. C. Sickler, “An evalulation of fingeprint image
presumed. The average minutiae counts, however, are within a                       quality across an elderly population vis-a-vis an 18-25-year-old
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youngest age group showed temporary skin changes caused                      [8]   J. Neter, M. Kutner, C. Nachtsheim, and W. Wasserman Applied Linear
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(2007) Impact of Age Groups on Fingerprint Recognition Performance

  • 1. Impact of Age Groups on Fingerprint Recognition Performance Shimon K. Modi, Prof. Stephen J. Elliott, Ph.D., Jeff Prof. Hakil Kim, Ph.D. Whetsone INHA University Industrial Technology, College of Technology Incheon, Korea Purdue University hikim@inha.ac.kr West Lafayette, U.S.A. {shimon,Elliott,jwhesto}@purdue.edu Abstract—Ever since introduction of automated fingerprint foreground centroid are given more weight. A ratio of the recognition in law enforcement in the 1970s it has been utilized in weighted sum of dominant-direction blocks and the weighted applications ranging from personal authentication to civilian sum of foreground blocks is used to compute image quality border control. The increasing use of automated fingerprint ([3]). [4] perform image quality assessment using the recognition puts on it a challenge of processing a diverse range of fingerprint’s global structure: a 2D Discrete Fourier Transform fingerprints. The quality control module is important to this process because it supports consistent fingerprint detail is calculated, and the measure of energy concentration in extraction which helps in identification / verification. Inherent regions of interest is used as a determinant of quality; higher feature issues, such as poor ridge flow, and interaction issues, energy concentrations yield better image quality. Tabassi and such as inconsistent finger placement, have an impact on Wilson describe an approach to classifying image quality captured fingerprint quality, which eventually affects overall assessment whereby the quality of fingerprint features used for system performance. Aging results in loss of collagen; compared matching operations is computed and defines the degree of to younger skin, aging skin is loose and dry. Decreased skin separation between match and non-match distributions ([6]). firmness directly affects the quality of fingerprints acquired by In their work, a neural network is trained to map this degree of sensors. Medical conditions such as arthritis may affect the user’s separation according to levels of quality, thus making ability to interact with the sensor, further reducing fingerprint quality. Because quality of fingerprints varies according to the fingerprint image quality an indicator of matcher performance. user population’s ages and fingerprint quality has an impact on The impact of image quality degradation on performance of overall system performance, it is important to understand the fingerprint matching systems shows that ridge-based matchers significance of fingerprint samples from different age groups. outperform minutiae-based matchers on lesser-quality images This research examines the effects of fingerprints from different ([1]). This also holds true when examining different age groups on quality levels, minutiae count, and performance of populations; in one such case, fingerprint image quality for a minutiae-based matcher. The results show a difference in two groups (18-25, >62) are significantly different ([7]). fingerprint image quality across age groups, most pronounced in Further, there was a negative impact on fingerprint algorithm the 62-and-older age group, confirming the work of [7]. performance on these two age groups ([5]). The goal of this Keywords-fingerprint quality; fingerprint performance; impact paper is to expand the works of [5] and [7], to evaluate the of age; aging effect;quality assessment impact of age on image quality and performance by examining four age groups (18-25, 26-39, 40-62, and >62). I. INTRODUCTION II. BACKGROUND WORK Assessment of biometric sample quality has captured Individuals aged 18 and older participated in the study in considerable interest and triggered many research efforts. one of four distinct age groups: 18-25 years, 26-39 years, 40- Research on fingerprint recognition, as the oldest scientifically 62 years, and 62 years and above. Data collection occurred in recognized biometric modality, has typically focused on two phases, the first of which collected fingerprints from the assessment of image quality. Differing methodologies exist; 18-25 and 62+ populations ([7]), and another data collection [2] use orientation certainty and strength of dominant period in 2006, which augmented the database. In the latter frequency to calculate fingerprint image quality. The data collection effort, fingerprints were collected regardless of fingerprint image is divided into sub-blocks and image quality age. These age groups were selected so that fingerprints could is computed for each sub-block; these individual computations be obtained from at least 30 different fingers for each age are then used to calculate an overall image quality score ([2]). group and divided among the range between 26 and 62+ years [3] describe a quality assessment scheme that first counts the as closely as possible to the midpoint. In both phases, foreground blocks in an image, and then identifies the fingerprints were collected using an DigitalPersona® dominant direction of those blocks. Blocks close to the U.are.U® 4000 optical sensor; the resulting database
  • 2. contained three fingerprint images from both the right and the III. RESULTS AND ANALYSIS left index fingers of each participant (total of six fingerprints Figure 2 illustrates the distribution of quality scores, as per subject) Table I and Figure 1 summarize the contents of calculated by the image quality algorithm. The spread of this study’s database. quality scores for the 18-25 age group was more compact than that compared to the scores of the 62+ age group. Largely, the TABLE I. DATASET SUMMARY scores of the middle groups (26-39 and 40-62 age groups) Num Total overlap. Fingers Total Sam- Age of Samples per Distinct ples per Grp. subjec Per Age Subject Fingers Finger ts Group 2 (right index, 18-25 79 158 3 948 left index) 26-39 24 2 48 3 288 40-62 26 2 52 3 312 62+ 60 2 120 3 720 Figure 2. Distribution of quality scores Figure 3 shows representative samples of high and low fingerprint image quality for each of the four groups, as determined by the image quality tool. 18-25 years old 26-39 years old 40-62 years old 62+ years old Figure 1. Fingerprint count per age group A commercially available fingerprint image quality assessment tool extracted the quality scores and minutiae count for fingerprints from the four different age groups. This study’s hypotheses were to establish whether the population means of quality scores for the four different age groups were equal. Subsequently, the impact of low-quality image scores Figure 3. Representative high quality (top row) and low quality (bottom row) was calculated using the following protocol: fingeprints 1. Combine all the fingerprints into one data set and obtain a Preliminary visual analysis (Figure 4) illustrates a clear Detection Error Tradeoff (DET) curve for the data set. variation in quality scores for fingerprints among the four 2. Remove the lowest 10 percent quality images from the different age groups. The data set was determined to be non- 18-25 age group in the master data set and obtain a DET parametric; therefore, a Kruskal Wallis test was performed to curve for the modified data set. examine whether population means of quality scores for the 3. Remove the lowest 10 percent quality images from the four different age groups are equal. The following hypotheses 26-39 age group in the master data set and obtain a DET were determined: curve for the modified data set. Null Hypothesis (Ho) : 4. Remove the lowest 10 percent quality images from the µ18-25 = µ26-39 = µ40-62 = µ62above (1) 40-62 age group in the master data set and obtain a DET curve for the modified data set. Alternate Hypothesis (Ha) : 5. Remove the lowest 10 percent quality images from the Not all µ are equal. (2) 62+ age group in the master data set and obtain a DET curve for the modified data set.
  • 3. Boxplot of Quality Across Age Groups Wallis test was used on the four different age groups, with the following hypotheses: 90 80 70 Null Hypothesis (Ho) : 60 µ18-25 = µ26-39 = µ40-62 = µ62above (3) Quality Score 50 40 Alternate Hypothesis (Ha) : 30 Not all µ are equal. (4) 20 10 Boxplot of Minutiae Count Across Age Groups 0 120 Quality_18_25 Quality_26_39 Quality_40_62 Quality_62 Above 100 Figure 4. Box-plot of quality scores 80 Minutiae Count The Kruskal Wallis test is a non-parametric test when 60 assumptions of data normality do not apply ([8]). The p-value indicates the probability of observing a test statistic as extreme 40 as the one observed from the test if the null hypothesis is true. 20 A simple interpretation of the p-value is that, if it is greater than the significance level, then the null hypothesis is 0 accepted, else the alternate hypothesis is concluded. The Minutiae_18_25 Minutiae_26_39 Minutiae_40_62 Minutiae_62 Above results, shown in Table II, led the researchers to conclude that the quality score means for all age groups are not the same, Figure 5. Box-plot of minutiae count using a significance level (α) of .05. Table II shows the results of the test. The Kruskal Wallis test with a significance level of .05 examined the difference in minutiae across the groups. Figure TABLE II. KRUSKAL-WALLIS TEST RESULTS FOR QUALITY SCORES 5 shows the resulting box plot of the minutiae across the four age groups, while the detailed results of this Kruskal Wallis Age Groups 18-25 26-39 40-62 62+ test are identified in Table IV. 37 47 46 40 Median < 0.0001 p-value TABLE IV. KRUSKAL-WALLIS TEST RESULTS FOR MINUTIAE COUNT The Kruskal Wallis test examines whether all the groups Age Groups 18-25 26-39 40-62 62+ 37 47 46 40 being compared are similar, but will not test the difference Median < 0.0001 between two particular groups. To do this, a multiple paired p-value test for equality between each pair of age groups was TABLE V. PAIRWISE COMPARISONS FOR MINUTAIE COUNT performed. Since there were four age groups, there were six 26-39 40-62 62+ possible paired comparisons. Using the Bonferroni adjustment Age procedure, the new significance level was set to be at .0083 for Groups p < 0.001 p < 0.001 p < 0.001 these six paired comparisons to ensure that the original 18-25 p = 0.382 p < 0.001 significance level of .05 is maintained ([8]). Table III shows 26-39 p < 0.001 that the p-value from the Mann Whitney test for comparisons 40-62 of quality scores between age groups 26-39 and 40-62 was not significantly different. The remainder of the comparisons The multiple paired comparison procedure was used to shows statistically significant differences in quality scores. compare the magnitude of differences between every possible pair of age groups. Using the Bonferroni adjustment TABLE III. PAIRWISE COMPARISIONS FOR QUALITY SCORES procedure, the new significance level is set at .0083 for these Age 26-39 40-62 62+ six paired comparisons to ensure that the original significance Groups level of .05 is maintained. Table V shows that the p value from 18-25 p < 0.001 p < 0.001 p < 0.001 the Mann Whitney test for comparisons of minutiae count 26-39 p = 0.08 p < 0.001 between age groups 26-39 and 40-62 was not significantly 40-62 p < 0.001 different and the rest of the comparisons show a statistically significant difference in minutiae count. As the comparison of While a difference in image quality across the groups was quality scores for these age groups does not show a observed, further analysis was undertaken to establish whether statistically significant difference, it follows that minutiae there was also a difference in minutiae count for fingerprints count should not differ either. collected from the four different age groups. The Kruskal A scatter plot of minutiae count against quality scores for all the age groups combined shows a curvilinear relationship
  • 4. between the two, as seen in Figure 6. This should not be mistaken for a causal relationship; this only indicates the direction of relationship between the two. The graph indicates that fingerprints with a minutiae count at the extreme ends of the range are assigned a lower quality score, while fingerprints with minutiae count in the mid-range were consistently given a higher quality score. Fingerprint samples with a minutiae count between 40 and 60 are assigned low quality scores, indicating that there are other factors taken into account when determining quality scores. Figure 6. Scatter-plot of quality vs. minutaie count Following the determination that there was a statistical difference in both image quality and minutiae count for fingerprints from the different age groups, the next step was to study the contribution of low quality images to the performance of the minutiae-based fingerprint matcher. According to the methodology outlined in the previous section, five DET curves were calculated, as shown in Figure 7. The most significant shift in the DET curve was observed when the lowest 10 percent quality images from the 62+ age group were pruned from the data set. Removing 10 percent of the lowest quality images from the other age groups did not show a significant shift in the DET curves. DET curves for all the other age groups are clustered along the same path showing a very similar change in performance on removing the lowest 10 percent quality images. The greatest impact on performance can be attributed to the 62+ age group.
  • 5. the minutiae count contains a significant portion of false minutiae and the ratio of fingerprints with low quality is not negligible. The effects of these can be seen in error rates shown in Figure 7. Figure 7 also indicates that, for the most senior group having a significant portion of false minutiae and low-quality fingerprints, the lower performance is related to the quality score. For the rest of the age groups, however, quality is not the only contributing factor leading to a change in performance rates. This indicates a need to consider other factors that could cause a difference in performance rates. Further research is needed in order to investigate factors other than quality that might affect the performance of fingerprint recognition systems. Emphasis on ridge structure for matching operations is another research topic warranting further study Figure 7. Full dataset DET curves and effect of pruning lowest 10% quality on the effects of aging and fingerprint recognition. The results images from each dataset obtained from this research indicate a need for a framework for data modeling of different age groups in order to improve IV. CONCLUSIONS AND FUTURE WORK performance rates of fingerprint matching systems. The results confirm a difference in fingerprint image REFERENCES quality across age groups, although it is most pronounced with [1] J. Aguilar-Fuierrez, L. Munoz-Serrano, F. Alonso-Fernandez, and J. the 62+ age group. This confirms the work done previously by Ortega-Garcia, “On the effects of image quality degradation on [7] with regard to image quality. Furthermore, the minutiae- and ridge-based automatic fingerprint recognition,” paper performance of the groups is also different, as shown by the presented at the 39th Annual International Carnahan Conference on Security Technology, Albuquerque, NM, October 12-14, 2005. DET curves. What we have learned from the statistical results [2] T. P. Chen, X. Jiang, and W. Y. Yau, “Fingerprint image quality is that fingerprint image quality is not similar between age analysis,” paper presented at the International Conference on Image groups because the quality score were not within a reasonable Processing, Singapore, October 24-27, 2004. tolerance to be similar. This work also points to the [3] N. Haas, S. Pankanti, and M. Yao, Fingerprint Quality Assessment. NY, importance of automated quality control of fingerprints: the NY: Springer-Verlag, 2004, pp. 55-66. results clearly show an increase in error rates for fingerprints [4] A. Jain, Y. Chen, and S. Dass, “Fingerprint quality indices for predicting of older individuals. Error rates are amplified when a authentication performance,” paper presented at the 5th International Conference on Audio- and Video-Based Biometric Person fingerprint recognition system is deployed for large-scale use Authentication, Rye Brook, NY, July 20-22, 2005. by subjects from different age groups. There is a clear need to [5] S. K. Modi, and S. J. Elliott, “Impact of image quality on performance: understand issues with fingerprints representing different age Comparison of young and elderly fingerprints,” paper presented at the groups, because the pervasiveness of this technology in the 6th International Conference on Recent Advances in Soft Computing (RASC), Canterbury, UK, July 10-12, 2006. near future will require it to handle fingerprint images from [6] E. Tabassi, and C. L. Wilson, “A novel approach to fingerprint image different age groups and differing levels of quality. Based on quality,” paper presented at the International Conference on Image Figure 2 and Figure 4, the overall quality score decreases with Processing, Genoa, Italy, September 11-14, 2005. increasing variances as the age increases, which can be easily [7] S. J. Elliott, and N. C. Sickler, “An evalulation of fingeprint image presumed. The average minutiae counts, however, are within a quality across an elderly population vis-a-vis an 18-25-year-old similar range for all the age groups, with only the variance population,” paper presented at the International Carnahan Conference on Security Technology, Las Palmas, Gran Canaria, October 12-14, increasing with age groups. A visual analysis of outliers in the 2005. youngest age group showed temporary skin changes caused [8] J. Neter, M. Kutner, C. Nachtsheim, and W. Wasserman Applied Linear their minutiae count to be significantly different than the rest Statistical Models (4th ed.). Chicago: Irwin, 1996, pp.1080. of the age group. Meanwhile, for the most senior age group,