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Computer Capture
& Verifications
Presented By :
Ramkrisna B.
M.Sc. Clinical Research &
Experimental Medicine
Chettinad University, India
“Computer Capture”
O “Any process for converting & transferring

information into a form that can be handled
by a computer”
O Ex.- Study reports, Forms, Documents,

letters, invoices etc.
O These documents can be sent & received in

a number of ways such as : Fax, Post,
Email, Voice, SMS, Web form, external
system.
O The process of converting & transferring info. is

given in 21 CFR part 11 , CDISC precisely for
regulatory need.
O Method of data capture, due consideration of the

origins of the documents(s) that need to be
captured must happen, to see if the documents
are available in their original electronic format
which, has the potential to massively increase
data capture accuracy and remove the need for
printing and scanning. Methods of capture from
documents in electronic format are identified
below.
O Original documents, to determine if the document or

form can be updated to improve the capture/recognition
process and method.

The Reports
 There are two types of report usually generated

in the study…
O One of them report is standard representations of the

data, which are run over and over on current datasets.
O Other one is “ad hoc reports”.
O ‘Ad hoc’ reports are the format and content,

requested by a user of the data for infrequent
or one-time use.
O Users of standard or ad hoc reports may be

data management staff, clinical research staff
for medical review, management to monitor
progress, auditors, and so on.
Methods of Capturing
O 1. Capturing data from source (digital)

documents and forms.
O Where information is available in its

original digital format, tools such as Format
enable organisations to automate the receipt
and interrogation of pdf, Word docs,
electronic forms, instant messaging, etc.,
thus capturing required
O data digitally and negating the need to print

and scan these documents prior to using ICR,
OCR, IDR or any of the techniques identified
above. As an example, invoices received via
email in a .pdf format, can potentially have
the required data automatically extracted with
a high level of accuracy and no human input.
O 2. Legacy data import –
O Products such as Alchemy Datagrabber

Module, Format and On base allow
organisations with legacy systems (mainframe
systems) to ingest data for improved search and
archival applications.
O 3. Voice Capture :
O The capture of pure voice records and voice

forms is becoming as important for businesses
as other forms of communication (email, web
forms, fax).
Data Transfer
O Transfers of data is different from reports in

that the data is copied and sent elsewhere
(either within, or external to, the company)
to be analysed, reviewed, and reported on.
Transfers of data nearly always involve or
include some safety and efficacy data.
Because of this, data transfers should be
guided by “Good Clinical Practice”,
and data management must see beyond the
simple creation of an electronic file, which is
just the first step of the transfer process.
O The transfer process involves creation of the

transfer file(s) using a validated program or
application, checking correct and complete
selection of data, moving the file(s) to the
transfer medium, and preparing transfer
documentation.
Verification
O  ”Verification is a process wherein different

types of data are checked for accuracy and 
inconsistencies after data migration is done”.

O How to do ?
O Verification also known as “Cleaning Data”
O The biggest job for any data management group

running a paper based trial is not the entry of
the data into a clinical database — it is
checking the data for discrepancies and getting
the data cleaned up.
O Each discrepancy is registered or stored in

some way until it can be resolved.
O There are two ways to do this…
O 1. Manually
O 2. Automatic
O 2. Automatic
O Automatic verification is done by software

application. Ex. SAS, SPSS, Excel etc.
O In order to demonstrate data cleaning

techniques, a small raw data file called
PATIENTS,TXT. We will use this data file and,
in later sections, a SAS data set created from
this raw data file, for many of the examples in
this text. The program to create this data set
can be found at the end of this paper.
O In SAS the two important term are widely used “PROC FREQ”.
O Proc MEANS requires at least one numeric variable in SAS

verification process.
O FREQ stands for frequency.
O These checks to identify discrepancies are frequently called “edit

checks.”
O PROC FREQ DATA=PATIENTS;

TITLE "FREQUENCY COUNTS";
TABLES GENDER DX AE / NOCUM
NOPERCENT;
RUN;
VERIFY(CHARACTER_VAR,VERIFY_STRING)
O Result = Character missing, Gender { invalid

no.}

O Getting signatures :
O “Sign and date” is crucial part of verification,

Some companies require that the principal
investigator (PI) or authorized signatory need sign
for resolving each discrepancy.
OQuestions

Are
welcome…?
Computer capture in Clinical Data Management

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Computer capture in Clinical Data Management

  • 1. Computer Capture & Verifications Presented By : Ramkrisna B. M.Sc. Clinical Research & Experimental Medicine Chettinad University, India
  • 2. “Computer Capture” O “Any process for converting & transferring information into a form that can be handled by a computer” O Ex.- Study reports, Forms, Documents, letters, invoices etc. O These documents can be sent & received in a number of ways such as : Fax, Post, Email, Voice, SMS, Web form, external system.
  • 3. O The process of converting & transferring info. is given in 21 CFR part 11 , CDISC precisely for regulatory need. O Method of data capture, due consideration of the origins of the documents(s) that need to be captured must happen, to see if the documents are available in their original electronic format which, has the potential to massively increase data capture accuracy and remove the need for printing and scanning. Methods of capture from documents in electronic format are identified below.
  • 4. O Original documents, to determine if the document or form can be updated to improve the capture/recognition process and method. The Reports  There are two types of report usually generated in the study… O One of them report is standard representations of the data, which are run over and over on current datasets. O Other one is “ad hoc reports”.
  • 5. O ‘Ad hoc’ reports are the format and content, requested by a user of the data for infrequent or one-time use. O Users of standard or ad hoc reports may be data management staff, clinical research staff for medical review, management to monitor progress, auditors, and so on.
  • 6. Methods of Capturing O 1. Capturing data from source (digital) documents and forms. O Where information is available in its original digital format, tools such as Format enable organisations to automate the receipt and interrogation of pdf, Word docs, electronic forms, instant messaging, etc., thus capturing required
  • 7. O data digitally and negating the need to print and scan these documents prior to using ICR, OCR, IDR or any of the techniques identified above. As an example, invoices received via email in a .pdf format, can potentially have the required data automatically extracted with a high level of accuracy and no human input. O 2. Legacy data import – O Products such as Alchemy Datagrabber Module, Format and On base allow
  • 8. organisations with legacy systems (mainframe systems) to ingest data for improved search and archival applications. O 3. Voice Capture : O The capture of pure voice records and voice forms is becoming as important for businesses as other forms of communication (email, web forms, fax).
  • 9. Data Transfer O Transfers of data is different from reports in that the data is copied and sent elsewhere (either within, or external to, the company) to be analysed, reviewed, and reported on. Transfers of data nearly always involve or include some safety and efficacy data. Because of this, data transfers should be guided by “Good Clinical Practice”,
  • 10. and data management must see beyond the simple creation of an electronic file, which is just the first step of the transfer process. O The transfer process involves creation of the transfer file(s) using a validated program or application, checking correct and complete selection of data, moving the file(s) to the transfer medium, and preparing transfer documentation.
  • 11. Verification O  ”Verification is a process wherein different types of data are checked for accuracy and  inconsistencies after data migration is done”. O How to do ? O Verification also known as “Cleaning Data”
  • 12. O The biggest job for any data management group running a paper based trial is not the entry of the data into a clinical database — it is checking the data for discrepancies and getting the data cleaned up. O Each discrepancy is registered or stored in some way until it can be resolved. O There are two ways to do this… O 1. Manually O 2. Automatic
  • 13.
  • 14. O 2. Automatic O Automatic verification is done by software application. Ex. SAS, SPSS, Excel etc. O In order to demonstrate data cleaning techniques, a small raw data file called PATIENTS,TXT. We will use this data file and, in later sections, a SAS data set created from this raw data file, for many of the examples in this text. The program to create this data set can be found at the end of this paper.
  • 15.
  • 16. O In SAS the two important term are widely used “PROC FREQ”. O Proc MEANS requires at least one numeric variable in SAS verification process. O FREQ stands for frequency. O These checks to identify discrepancies are frequently called “edit checks.” O PROC FREQ DATA=PATIENTS; TITLE "FREQUENCY COUNTS"; TABLES GENDER DX AE / NOCUM NOPERCENT; RUN; VERIFY(CHARACTER_VAR,VERIFY_STRING)
  • 17. O Result = Character missing, Gender { invalid no.} O Getting signatures : O “Sign and date” is crucial part of verification, Some companies require that the principal investigator (PI) or authorized signatory need sign for resolving each discrepancy.

Editor's Notes

  1. Computer capture purpose = To capture some document that can not be downloaded, modified or changed. Ex. In websites, pages can not be downloaded as doc. <number>
  2. XML = ? <number>
  3. Alchemy datagrabber = It is a software which used as (Computer Output to Microfilm) replacement applications, or for creating large image archives. <number>
  4. The biggest job for any data management group running a paper based trial is not the entry of the data into a clinical database — it is checking the data for discrepancies and getting the data cleaned up. <number>
  5. Statistical Application System = SAS <number>