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8. La Ley de Valores de 1933 prohbe la oferta o venta de valores al pblico en el comercio interestatal antes de que se haya presentado una declaracin de registro ante la Comisin de Bolsa y Valores. Grupo de opciones de respuesta Verdadero FALSO 9. Ninguna oferta privada o limitada de valores est exenta de los requisitos de registro de la SEC. Grupo de opciones de respuesta Verdadero FALSO 10. Los valores emitidos por emisores reconocidos y experimentados no requieren que el personal de la SEC revise la oferta antes de ser vendidos. Grupo de opciones de respuesta Verdadero FALSO 11. Cuando se soliciten representaciones, quien las solicite deber proporcionar a cada accionista informacin completa sobre el asunto a votar. Grupo de opciones de respuesta Verdadero FALSO 12. La ley de valores impone responsabilidad civil bajo la Seccin 11 de la Ley de 1933 por declaraciones engaosas y omisiones importantes en el material de registro de valores. Grupo de opciones de respuesta Verdadero FALSO 13. Segn la Ley de Reforma de Litigios sobre Valores de 1995, las empresas tienen un puerto seguro para las declaraciones prospectivas sobre la empresa realizadas por los ejecutivos. Grupo de opciones de respuesta Verdadero FALSO.

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8. La Ley de Valores de 1933 prohbe la oferta o venta de valores al pblico en el comercio interestatal antes de que se haya presentado una declaracin de registro ante la Comisin de Bolsa y Valores. Grupo de opciones de respuesta Verdadero FALSO 9. Ninguna oferta privada o limitada de valores est exenta de los requisitos de registro de la SEC. Grupo de opciones de respuesta Verdadero FALSO 10. Los valores emitidos por emisores reconocidos y experimentados no requieren que el personal de la SEC revise la oferta antes de ser vendidos. Grupo de opciones de respuesta Verdadero FALSO 11. Cuando se soliciten representaciones, quien las solicite deber proporcionar a cada accionista informacin completa sobre el asunto a votar. Grupo de opciones de respuesta Verdadero FALSO 12. La ley de valores impone responsabilidad civil bajo la Seccin 11 de la Ley de 1933 por declaraciones engaosas y omisiones importantes en el material de registro de valores. Grupo de opciones de respuesta Verdadero FALSO 13. Segn la Ley de Reforma de Litigios sobre Valores de 1995, las empresas tienen un puerto seguro para las declaraciones prospectivas sobre la empresa realizadas por los ejecutivos. Grupo de opciones de respuesta Verdadero FALSO

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