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Asset
Fund
Manager
Bank/ Fund
house
Market Regulator
Financial Market
Customer Pool
Risk Profile
MF Scheme
Characteristic
Customization
โ€ข Taxation
โ€ข Maturity periods
โ€ข Scheme objectives
โ€ข Fees/ Performance &
management
โ€ข Tenure for investment
returns / Exit load
โ€ข Asset allocation
โ€ข Expense ratio
โ€ข Broker /Custodian
โ€ข Financial
intermediary
โ€ข Growth
โ€ข Income
โ€ข Balanced
Loan sale & Collaterals
Interest payment
Commitment fee
Participation fee
Growth
Liquidity
Value &
Stability
Credit quality
Open ended
Closed
ended
Equity Hybrid
โ€ข Large cap
โ€ข Mid cap
โ€ข Small cap
โ€ข Index linked
Secondary
market
Capital returns
MF Dividends
Lock in period
Exchange
traded
Corpus (units)
AUM
Net Asset
Value
Credit
Asset
Regulator
โ€ข Hedge
โ€ข Speculate
โ€ข Arbitrage
MUTUAL FUNDS , CLASSIFICATION &
INVESTMENTS
1Sector
T bills & short
term debt
instruments
Balanced &
income/ growth;
Money
market
Redeemability
12/12/2015 1
Refers to Banking, FMCG, etc
AUM โ€“ Asset Under Management
Credit facility
/ Asset based security
Large
borrower
Others
Owner/ shareholder funds
Depreciation funds
Pension / Insurance fund
Interest
payment &
Principal
Third
party
Individual
Companies
Others
Asset sale

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  • 1. Asset Fund Manager Bank/ Fund house Market Regulator Financial Market Customer Pool Risk Profile MF Scheme Characteristic Customization โ€ข Taxation โ€ข Maturity periods โ€ข Scheme objectives โ€ข Fees/ Performance & management โ€ข Tenure for investment returns / Exit load โ€ข Asset allocation โ€ข Expense ratio โ€ข Broker /Custodian โ€ข Financial intermediary โ€ข Growth โ€ข Income โ€ข Balanced Loan sale & Collaterals Interest payment Commitment fee Participation fee Growth Liquidity Value & Stability Credit quality Open ended Closed ended Equity Hybrid โ€ข Large cap โ€ข Mid cap โ€ข Small cap โ€ข Index linked Secondary market Capital returns MF Dividends Lock in period Exchange traded Corpus (units) AUM Net Asset Value Credit Asset Regulator โ€ข Hedge โ€ข Speculate โ€ข Arbitrage MUTUAL FUNDS , CLASSIFICATION & INVESTMENTS 1Sector T bills & short term debt instruments Balanced & income/ growth; Money market Redeemability 12/12/2015 1 Refers to Banking, FMCG, etc AUM โ€“ Asset Under Management Credit facility / Asset based security Large borrower Others Owner/ shareholder funds Depreciation funds Pension / Insurance fund Interest payment & Principal Third party Individual Companies Others Asset sale