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DOI 10.14746/ssp.2018.3.8
Anna Antczak
University of Finance and Management in Warsaw
(Wyższa Szkoła Finansów i Zarządzania w Warszawie)
Zdzisław Śliwa
University of Lower Silesia (Dolnośląska Szkoła Wyższa),
Baltic Defence College, Tartu, Estonia
Security dilemmas of the Baltic region
Abstract: The aim of the paper is to provide an analysis of security in the Baltic re-
gion, regarding the decision taken by NATO toward strengthening the security of the
Baltic region when facing the threat from the East. It looks deeper into geostrategy as
one of the keys to understand the vagaries of security dilemmas in the Baltic area. The
article presents a situation analysis from both the Baltic states’ and NATO’s perspec-
tives, having as a background recent actions undertaken by Russia.
Key words: Baltic region, security, Russian Federation, NATO, deterrence
The geostrategic location of Estonia, Latvia and Lithuania was always
affected by stronger neighbors influencing their drive toward inde-
pendence. The fate of being a part of Russian ‘buffer zone’ was one of
the factors shaping their political situation, which is still playing a role in
Kremlin’s drive to rebuild its past empire. The importance of the so-called
near neighborhood was expressed in the Russian Military Doctrine pub-
lished in December 2014 by defining threats like NATO build-up and ex-
pansion, creation of NATO infrastructure next to Russian borders, desta-
bilization of states or regions, deployment of military units to countries
bordering Russia, or development of strategic missile defense systems
(Военная доктрина Российской Федерации, 2014). Therefore, “the
Russian government defines security along its borders as a top priority”
(Zakem, Saunders, Antoun, 2015, p. 14) which is linked to allocation of
resources and is among reasons the West Military District is the most
powerful one among all the four districts. The pressure from Russia is
a constant dilemma faced by the Baltic states; however, these small coun-
tries were strong enough to survive as nations, preserving their national
identity, leading to their emergence from the chaos of history.
120	 Anna Antczak, Zdzisław Śliwa	 ŚSP 3 ’18
The article will try to provide answers to the following questions:
what is the geostrategic situation in the Baltic region?; what is the atti-
tude of NATO towards the situation in the Baltic states?; and, what is the
level of security in the Baltic region? The aim of the paper is to provide
an evaluation of the decision taken by NATO toward strengthening the
security of the Baltic region when facing the threat from the East. It will
be achieved by providing an in-depth analysis of the security environ-
ment in the Baltic region with the use of an analysis of the literature,
observation, comparison to past events and an analysis of the behavior of
various actors. The article will not be set within any specific theoretical
framework, as its aim is not to test the analytical usability of any theory,
but to provide a practical analysis and evaluation of security conditions
in the Baltic states. The initial assumption is that the decision and actions
taken by NATO support stronger deterrence against Russia by showing
unity of effort and cohesion. However, it is obvious that the actions taken
and military deployments to the three Baltic states and Poland are not
powerful enough to fully prevent any attempt to occupy the region or
its parts, taking into consideration the capabilities and speed of possible
operations (e.g. the Zapad series of exercises conducted in the past few
years). The situation is not improving, regarding the continuous moderni-
zation of Russian armed forces, which must be faced by stronger presence
based on a cohesive Alliance approach to security in a broader sense. The
paper starts with an overall description of the current security situation in
the region. It continues with actions taken by NATO in order to protect
its eastern members and later draws a concise picture of the geostrategic
situation of the Baltic states. It closes with final remarks on possible de-
velopments.
Geostrategic insight
The instability of the eastern neighborhood and unpredictable direc-
tion of Russian foreign policy, as well as the option to use the military
instrument of power on its borders, both theoretically and in practice,
is a major concern for the Baltic region and beyond. This is linked
with the relatively realistic assessment of the security situation by the
governments of Estonia, Latvia and Lithuania. It is generally assumed
that a more democratic Russia – if we can use this term – could support
overall regional stability and beyond. However, if Moscow continues
ŚSP 3 ’18	 Security dilemmas of the Baltic region	 121
with its non-democratic actions, the security environment will be more
sensitive with a possibility of collapsing into the nightmare of a new
Cold War or even actual war. It might even be worth asking if we al-
ready have a new Cold War. The Russian decision in 2015 to withdraw
from the Treaty on Conventional Armed Forces in Europe and to con-
tinue their military build-up on NATO’s eastern flank causes real and
validated concerns. These are expressed by leaders in the region, but
also by well-known think-tanks, such as RAND (Shlapak, 2017), the
Potomac Foundation, Chatham House, and also regional ones such as
the Center for Security and Strategic Research (Praks, 2015) and such
researchers as Juri Luik, General (ret.) Wesley Clark or General (ret.)
Sir Richard Shirreff (Clark, 2016). The reinforcement of the Kalinin-
grad Oblast (creating a highly militarized enclave) raises ‘isolation’
concerns, and that factor demonstrates the limited will of Russia to
move toward cooperation, and rather the drive toward confrontation
and exerting pressure on democracies located in its vicinity. The con-
stant build-up of Anti Access/Area Denial (AA/AD) capabilities shows
Russia is enhancing its defensive strength, but it could also be used for
offensive purposes, by covering attacking units engaged in achieving
limited objectives. It is essential to keep a close eye on the enlargement
of AA/AD potential, as “Russia would be capable not just of sealing
off the Baltic states in the ‘bubble’ that covers air, sea and land dimen-
sions, but also of fiercely contesting other spaces of critical importance
to military operations – in the electromagnetic spectrum, cyberspace,
and even outer space by using anti-satellite capabilities” (Clark, 206,
pp. 12–13).
The military exercise scenarios are varying year by year, and al-
though they are officially limited in scale and are announced as being
counter-terrorist in nature, the scale, quantity of troops and types of
equipment do not support such a message. They are clearly aimed at
presenting Russia’s ability and readiness to plan and execute large scale
joint operations (within the Collective Security Treaty Organization, but
rather not with major partners in the Shanghai Cooperation Organiza-
tion). The planned utilization of nuclear weapons, the use of nuclear
submarines, heavy armor formations, strategic aviation and other ‘hard’
tools are definitely not aimed at combating terrorists. The creation of
Tank and Combined Arms Armies and merging brigades into divisions
shows a growing ability and readiness to conduct operations along sepa-
rate avenues of approach and mobility corridors. The Zapad (Russian
122	 Anna Antczak, Zdzisław Śliwa	 ŚSP 3 ’18
for west) 2017 exercises were a demonstration not only of military ca-
pabilities and numbers, as these were just episodes within a sequence
of other small exercises both before and after them, but also displayed
Russia’s potential to be part of a bigger scenario played out to a complex
operational plan. The purposefully shaped propaganda reinforced mes-
sages in Russian society, strengthening its metanarratives. Moreover,
officially available data is an important part of maskirovka (Russian for
military deception) to show power and hide real deficiencies and prob-
lems. The modernization of Russia’s armed forces is going slowly, the
Sukhoi Su-57 is still not in units, the T-14 Armata is not to enter service
in the expected numbers; the 2S35 Koalitsiya-SV has been postponed
to 2020; no purchases of major surface navy ships are planned, and
there are further symptoms of deficiencies. Nevertheless, Russia should
never be underestimated, as it is a strong regional actor with global
ambitions. From the military point of view, it possesses a very clear and
direct chain of command allowing it to start operations at short notice,
denying time for NATO to react in sufficient force. It is underpinned by
a National Defense Control Center as “a new mechanism in the opera-
tion of state defense” (Vershinin, 2016, Russia Opens, 2014). It makes
it possible to monitor the situation in the country and share information
among all security related national entities, which is key to ensure the
recognition of early warning indicators and a comprehensive approach
to national defense using all instruments of power in an orchestrated
way. Russia is also exercising its ‘hybrid warfare’ instruments to desta-
bilize its neighbors on the one hand and to enhance its own propaganda
potential on the other.
The nations of Estonia, Latvia and Lithuania are under constant
INFOOPS attack aiming to divide and destabilize them internally and
to isolate externally. All tools are utilized, and this creates an effect
of constant uncertainty, influencing them all. The evolving scenarios
extend the uncertainty about Russia’s intentions and create a dilem-
ma about what regional armed forces should be procured to meet the
threat. Thus, a  question arises of whether these countries should be
ready to face conventional or ‘hybrid threats’? They are different in na-
ture, demanding distinct sets of capabilities and tools to oppose them.
Is it clear that open aggression would activate Article 5, therefore all
actions which could not activate Article 5 would cause a dilemma in
NATO regarding possible reactions, and so Russia can be expected to
behave in this way. The efficiency of cooperative security is based on
ŚSP 3 ’18	 Security dilemmas of the Baltic region	 123
involvement and synergy of Estonia, Latvia and Lithuania, but similarly
on the direct and constant involvement of all NATO allies and external
actors in building regional stability and peace. Likewise, the security
of each single nation is based on other countries’ willingness to pay
the price, bearing in mind that “an increase in one state’s security de-
creases the security of others” (For more about the concept see: Jervis,
1978, pp. 167–214; and also: Coper, 2012, p. 177). NATO and the EU,
and their ability to use cohesively all instruments of power in concert to
minimize threats is intended to produce positive stability and to coun-
terbalance any other actor, especially Russia. The Wales Summit in
2014 supported the assurance concept, and the Warsaw Summit in 2016
implemented stronger deterrence actions, with the Enhanced Forward
Presence (EFP) battalion-size battlegroups as a symbolic component
of NATO cohesion and involvement in strengthening Estonia, Latvia,
Lithuania and Poland’s sovereignty. The EU is reinforcing sanctions,
trying to create the political isolation of Russia, due to its understand-
ing of the possible long-term consequences of any conflict escalation
in the region. Both NATO and the EU understand that any successful
attempt by Russia to damage the cohesion of these organizations could
affect their internal solidarity, leading to disintegration and chaos in the
whole continent and beyond.
NATO attitude
The Wales Summit in 2014 was conducted just a few months after
the Crimea crisis, which showed the Kremlin’s assertive policy, and its
ability to exploit any opportunities at short notice. Part of a sovereign
state was annexed by Russia, but the global reactions were inadequate.
Furthermore, the enlargement of the NATO Response Force (NRF) and
creation of the Very High Readiness Joint Task Force – VJTF (Wales
Summit Declaration, 2016) was decided, to show the enhanced readi-
ness of Western troops, albeit they were still to be assembled. The Bal-
tic states’ perception of the growing Russian threat was not answered
properly, and was even underestimated. Events proved that assurance
was not sufficient, and company size units were not powerful enough as
a deterrent, especially as the crisis in the South (migrant issues) caused
some nations to be more concerned about that than the war in Ukraine.
The Baltic states have historical experience of Russia, and so they never
124	 Anna Antczak, Zdzisław Śliwa	 ŚSP 3 ’18
overlooked the military threat from the eastern neighborhood. This is
also linked to the fact that they have credible and reliable expertise re-
garding Russian military capabilities, tactics and techniques. This fact
is of great significance, and there is an ongoing need for such knowl-
edge. The Warsaw Summit in 2016 pushed the Alliance more toward
deterrence, although still on a limited scale. To date, NATO member
states are not able to invest more militarily, and there are real limitations
of the three Baltic states to host bigger forces. It is also a matter of will,
based on each single nation’s assessment of the direct threat against
their national security.
However, it is clear that the Alliance will not be inactive in the case
of any aggression, which will cause the direct involvement of NATO sol-
diers in the fight. Aggression will evoke a comprehensive reaction from
NATO, and it will also cause the extension of sanctions against Russia in
cooperation with the EU. The combination of political isolation, NATO’s
military capabilities and economic pressure will have a devastating effect
on the Russian government and society. This would probably be too much
for the current authorities to handle in the long term. The need to take
a decisive stand has been promoted especially by the Baltic states, Poland
and Romania, which have used every occasion during NATO and EU
meetings to advocate the issue. The Warsaw Summit decision to estab-
lish the Enhanced Forward Presence (EFP) in Estonia, Latvia, Lithuania
and Poland (see Fig. 1) with respectively the United Kingdom, Canada,
Germany and the United States as framework nations, was a step forward
toward facing the threat (Warsaw Summit Communiqué, 2017). Moreo-
ver, it sent a message to the societies of eastern Europe, confirming the
cohesion and determination of the Alliance, to enhance belief and trust
among member nations and to reassure these countries that they will not
be left alone.
The Enhanced Forward Presence has already been deployed in the
above-mentioned states, proving the decisiveness of the Alliance. How-
ever, they are still facing command and control issues, logistics difficul-
ties, differing tactical procedures and even language challenges, but their
presence is linked with a strong political message. The issue is the will
to preserve the continuity of those rotationally deployed troops when the
perception of threat starts to diminish. The decision to create the Head-
quarters Multinational Division Southeast was another important factor
related to enhancing command and control in the region, as that aspect is
still a challenge.
ŚSP 3 ’18	 Security dilemmas of the Baltic region	 125
Fig. 1. Location of NATO’s Enhanced Forward Presence units
Source: NATO’s Enhanced Forward Presence, US Embassy in Tallinn, Twitter post Oc-
tober 31, 2016.
The NATO Force Integration Units (NFIUs) concept, initiated during
the Wales Summit and composed primarily of six NFIUs, was further
strengthened during the Warsaw Summit by creation of two more NFIUs.
Their role was to facilitate the deployment of major NATO units and to
“support collective defence planning, provide expertise and prepare the
ground for the deployment of the Very High Readiness Joint Task Force”
(New Units for the New Challenges, 2017). Thus, they were designed in
general to prevent conflict, rather than to escalate or provoke it, similarly
to the EFP. The decisions toward stronger deterrence are to be continued,
which is recognized by Russia and challenged by confrontational actions.
The rotational presence does not violate the agreement between NATO
and Russia signed in 1997 during the NATO Summit, stating that “the Al-
liance will carry out its collective defence and other missions by ensuring
the necessary interoperability, integration, and capability for reinforce-
126	 Anna Antczak, Zdzisław Śliwa	 ŚSP 3 ’18
ment rather than by additional permanent stationing of substantial combat
forces” (Founding Act on Mutual Relations, 1997). It is also necessary
to bear in mind that this agreement was signed under a different security
environment, which was quite specific.
In spite of the decisions mentioned, provocative Russian activities in
the vicinity of the Baltic states have been continued and even escalated
after the Warsaw Summit. Selected units from three military districts (Cen-
tral, Western, Southern MDs), North Fleet, Aerospace Forces and Airborne
Troops were put into full combat readiness at the end of August 2016. It
was also a precondition for the strategic level command-staff exercise of
the Southern Military Districts codenamed Caucasus 2016 in which ap-
proximately 12,500 troops were supported by aviation and heavy equip-
ment. The number of soldiers participating in an exercise is always below
13,000, following the 2011 Vienna Document on Confidence- and Secu-
rity- Building Measures, but other troops are exercising in different loca-
tions and time frames. The scale and the snap activation of Zapad and other
similar exercises are a clear message directed at NATO, showing that the
decisions of the Warsaw Summit do not change anything, and that the scale
of ongoing NATO deployment is minor compared to the real capabilities of
the Russian Federation. It also puts pressure on NATO, as it again draws
a picture of Russia as an unpredictable country, ready to further challenge
the already shaken regional stability. Its military activities, supported by
ongoing modernization of its armed forces require a consolidated and solid
response, as every sign of indecisiveness or lack of cohesion within the Al-
liance could be a trigger to execute more than just ‘snap exercises.’ This is
connected with NATO’s constant presence in the region and possession of
credible capabilities allowing it to face a possible threat, including the so-
called 60-hours RAND corporation scenario, which conducted war-games,
and estimated that Russian troops could reach Tallinn and Riga in just
60 hours (Shlapak, 2016, p. 4). The assessment was based on four factors:
overall correlation of the ratio of forces; significant Russian advantage in
tactical and operational firepower; limited maneuverability of NATO forces
and limited time for NATO airpower to sufficiently combat Russian units
before they reach their objectives (Shlapak, 2016, pp. 4–6). The military
scenario is not likely now, but following the New Generation Warfare con-
cept presented by General Gerasimov,1
the threat still exists and refers to
1
  For more about the concepts of the General Valery Gerasimov see: Герасимов,
2013, and also Thomas, 2016, pp. 16–19.
ŚSP 3 ’18	 Security dilemmas of the Baltic region	 127
other than military instruments of power.2
The exercise Zapad 2017 in Sep-
tember was an element of applying pressure to the whole of Eastern Europe
by displaying military capabilities and the readiness to initiate operations
at short notice. Although the focus of attention was on the Belarus part of
the drills, the major deployments were conducted in the Western Military
District and in theArctic (Stormark, 2017). The exercise was also to present
that Belarus is and will remain a part of the Russian area of influence, and its
territory is potentially to be used for military operations, which significantly
complicates the defensibility of NATO, and specifically Poland, putting it
in a very unfavorable geostrategic position.
Situation in the Baltic states
The Baltic states met their allied commitments by participating in all
major NATO operations abroad within their limited capabilities, and this
was also one of the reasons for shifting national resources toward creat-
ing the expeditionary capabilities required to fight arm-in-arm with their
NATO partners, demonstrating their credibility and reliability.As for now,
Estonia, Latvia and Lithuania are recognized as fragile partners, requiring
stronger deterrence capabilities and support with respect to collective de-
fense within Article 5 of the Washington Treaty. They deserve such sup-
port, as their failure would also mean the failure of the whole of NATO as
a security organization which would further destabilize security, not only
in Europe, but also beyond the region.
The Baltic states are now investing in their military capabilities, de-
veloping armed forces, combat power, reinforcing their territorial de-
fense posture, organizing information campaigns to highlight the risks,
increasing military budgets, but despite this, they are in no position to
face the threat alone. They are investing in modernization projects, de-
veloping military infrastructure to improve their Host Nation Support
capabilities, but they also need to be sponsored strongly by NATO as an
organization, as it is its common interest both now and in the long-term
perspective. Examples of developing capabilities are mechanization of
combat brigades (in spite of the variety of combat platforms used by
each nation), investment in anti-armor and air defense (short range in all
2
  NATO recognizes four national instruments of power: military, political, eco-
nomic, and civil – MPEC (See: Allied Command, 2013, pp. 1–9).
128	 Anna Antczak, Zdzisław Śliwa	 ŚSP 3 ’18
countries and mid-range air defense in Lithuania), and an extensive pro-
gram of exercises to improve interoperability. Moreover, strong invest-
ment in territorial defense forces such as the Estonian Defence League
(Est. Kaitseliit), Latvian National Guard (Lat. Zemessardze) or Lithua-
nian National Defence Volunteer Forces shows their readiness to face
conventional and unconventional threats and the growing consolidation
of the societies. In 2015, during a tripartite meeting of Latvian, Lithua-
nian and Estonian Defense Ministers, the three countries recognized
“the need to develop joint solutions for air defense and unified infra-
structure to support a long-term allied presence in the Baltic countries”
(Latvia and Lithuania to sign joint defense purchase plan, 2016). The
following year, the Ministers of Defense of Latvia and Lithuania signed
a joint communiqué on September 15, 2016, aiming to synchronize the
procurement of military equipment, which is a step toward the further
consolidation of their military capabilities and enhancing their common
defense capabilities.
Cooperation is, however, still an issue, mainly due to the limited
number of projects planned and executed together, so “the Baltic states
should reassess the importance of their trilateral cooperation” (Ro-
manovs, Andzans, 2017, p. 22). There were also projects in the past
involving other countries like Poland, but they have since almost entire-
ly disappeared. The Baltic states must rethink such possibilities, along
with initiating closer cooperation with their neighbors, as they share
a common operational space and could share experiences in certain
fields. As an option, they could share experiences with Poland, which
is now creating its own Territorial Defense Force. A common regional
approach and links with Poland are important factors also with respect
to the so-called Suwalki Gap (Figure 2), which is perceived as “the most
vulnerable spot in the Western alliance” (Barnes, 2016). The importance
of Poland for its geostrategic locations is vital in the current security
setup in the Baltic region. General Ben Hodges, the former commander
of the United States Army Europe, emphasized this very strongly say-
ing that “Poland has become for the United States Army the centre of
gravity for everything that we are doing in terms of deterrence” (Poland
‘centre of gravity’, 2017).
In relation to the Suwalki Gap, he recognized it as one of possible
hotspots in the current security setup and that “narrow piece of land con-
necting two NATO member states Poland and Lithuania – the Suwalki
Gap – could potentially be a target of Russian military aggression” (Gri-
ŚSP 3 ’18	 Security dilemmas of the Baltic region	 129
gas, 2016). That term also has historical connotations, but whereas during
the Cold War “the concept of the ‘Fulda Gap’ was a symbol of Allied
solidarity in German defense, the ‘Suwalki Gap’ could turn into a symbol
of the weakness of the West” (Suwalki Gap, 2016; Elak, Śliwa, 2016).
The other two hotspots mentioned were Syria and Donbas. The real con-
ventional threat could come from the east, and the lack of capabilities to
face it could even lead to the disintegration of NATO, as the occupation
of the Suwalki area could cut the Alliance area into pieces. This is vital
for the Baltic states, and they should not be suppressed by Russia only be-
cause they are small. Since 2004, they have relied on NATO as a security
organization to fight together and to defend them if necessary. Real deter-
rence, however, requires a long-term vision, and not only among the three
Baltic states, but also within the whole of NATO. It necessitates a clear
understanding and consensus of 29 nations by recognizing that regional
challenges are not really regional in nature, as they are capable of chang-
ing the current security environment in the whole of Europe including
the possibility of undermining transatlantic relations, which have been
fundamental for common security.
Fig. 2. The location of the Suwalki Gap in relation to Kaliningrad Oblast
Source: E. Walker, UC Berkeley, Eurasian Geopolitics, Word Press, 29 March 2016, https:
//eurasiangeopolitics.com/2016/03/29/putins-dilemma-why-pushing-back-against-nato-
encroachment-makes-russias-nato-problem-worse/suwalki-gap/#main, October 22, 2017.
130	 Anna Antczak, Zdzisław Śliwa	 ŚSP 3 ’18
Conclusion
The initial assumption seems to be confirmed; however, it is obvious
that the geostrategic position of the Baltic states is extremely difficult,
and makes them vulnerable to potential Russian attacks. Despite the fact
that NATO has undertaken some declaratory and real actions to support
the Baltic states, this may not be enough in the future, especially when it
comes to cyber-attacks (cyberterrorism). It is also essential that all NATO
member states cooperate and act coherently, as erosion of NATO’s unity
may be the greatest threat, not only for the Baltic states, but for all mem-
bers of the alliance.
The situation in the Baltic region is and will remain complex in the
coming years, as Russia will continue its pragmatic approach to meet-
ing own aims, including maintaining the pressure on individual nations
and on the Alliance as a whole. Nevertheless, NATO Secretary General,
Jens Stoltenberg, said: “NATO’s two-track approach toward Russia is the
right one. We need more defence and more dialogue. NATO is deliver-
ing both” (Opinion piece by NATO Secretary General Jens Stoltenberg,
2016). Thus, the forward military presence should be linked to efficient
dialogue with Russia. Such an approach keeps the door open, but po-
litical discourse must be accompanied by showing real power. Some na-
tions, including Russia, perceive a lack of power as a weakness worth
exploiting. Such initiatives of the Warsaw Summit as The United States’
European Reassurance Initiative, the Transatlantic Capability Enhance-
ment and Training Initiative, UK-France Combined Joint Expeditionary
Force concept (Warsaw Summit Communiqué, 2016), or the Visegrad
Group’s decision to provide rotational presence are important. Neverthe-
less, Russia is believed to be consuming its reserve funds and will have
a problem paying its budget deficit, which means that if sanctions are
not waived, the country may find itself on the edge. However, the im-
provement in the raw materials market allows cautious optimism about
the Russian economy. Nevertheless, if the economy declines again in the
future, it will require decisions by the Kremlin, and one of them could be
linked with playing the military card again. It is hard to predict whether
this will be in the Caucasus, or Ukraine again, but also the Baltic region
could be targeted by the use of hybrid tools. Thus, the decisions to support
the region could have come too late to face the threat, especially as the
NATO battalions deployed in 2017 are good tools of deterrence, but they
are not capable of dealing with direct aggression. Standing forces would
ŚSP 3 ’18	 Security dilemmas of the Baltic region	 131
be a more appropriate solution, but this would require an allocation of
additional troops and funds from the sending nations, and a significant
investment by the host nations in the Baltic region to deliver the required
level of Host Nation Support. There are also limits in terms of operational
area, as it cannot allow the deployment of major military forces due to
the limited infrastructure and the size of the area. Moreover, they could
be cut off from the main NATO area (if the Suwalki Gap is blocked, even
temporarily). Without support and sustainment, they could be treated as
hostages and a ‘card to play.’
There are many questions that need an answer regarding the situation
in Eastern Europe. The last change of NATO Command Structure did
not introduce a shift of any HQ towards the east to facilitate the con-
solidation of the capabilities to run operations there. Multinational Corps
North East is undergoing reorganization and transformation into a High
Readiness Forces HQ and this is a good step, including achieving full op-
erational capabilities by the subordinated NATO Force Integration Units
(NFIUs). Along with the Enhanced Forward Presence battlegroups this
is a significant and visible footprint showing a real regional focus and
the importance and validity of NATO’s collective defense decisiveness.
However, the greatest concern is whether the response is adequate to the
risk of aggression towards the Baltic states. Is it enough to deter, taking
into account the whole spectrum of threats? What is the future of the
US presence and engagement in Europe? Will NATO be ready to deploy
more forces in the region (e.g. brigade size units) to supplement the three
Baltic nations’military capabilities once the infrastructure allows such an
action? Will all NATO members be ready to continue the current drive
towards Russia, taking into consideration their particular national inter-
ests?All these questions are still valid and must be answered soon, as they
are critical for NATO as a security organization to preserve its credibility
and unity, showing readiness to take decisive steps to support each of its
member states.
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Dylematy bezpieczeństwa regionu bałtyckiego
Streszczenie
Artykuł ma na celu dostarczenie analizy przestrzeni bezpieczeństwa regionu bał-
tyckiego w świetle decyzji podjętej przez NATO dotyczącej wzmocnienia bezpieczeń-
134	 Anna Antczak, Zdzisław Śliwa	 ŚSP 3 ’18
stwa państw bałtyckich ze względu na niebezpieczeństwo grożące im od Wschodu.
Dostarcza analizy sytuacji regionu z geostrategicznego punktu widzenia jako jedne-
go z kluczowych elementów umożliwiających zrozumienie meandrów związanych
z bezpieczeństwem regionu bałtyckiego. Artykuł prezentuje analizę sytuacji z obu
perspektyw: państw bałtyckich oraz NATO, mając za tło ostatnie zachowania Rosji.
Słowa kluczowe: region bałtycki, bezpieczeństwo, Federacja Rosyjska, NATO, od-
straszanie

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Security Dilemmas in the Baltic Region

  • 1. DOI 10.14746/ssp.2018.3.8 Anna Antczak University of Finance and Management in Warsaw (Wyższa Szkoła Finansów i Zarządzania w Warszawie) Zdzisław Śliwa University of Lower Silesia (Dolnośląska Szkoła Wyższa), Baltic Defence College, Tartu, Estonia Security dilemmas of the Baltic region Abstract: The aim of the paper is to provide an analysis of security in the Baltic re- gion, regarding the decision taken by NATO toward strengthening the security of the Baltic region when facing the threat from the East. It looks deeper into geostrategy as one of the keys to understand the vagaries of security dilemmas in the Baltic area. The article presents a situation analysis from both the Baltic states’ and NATO’s perspec- tives, having as a background recent actions undertaken by Russia. Key words: Baltic region, security, Russian Federation, NATO, deterrence The geostrategic location of Estonia, Latvia and Lithuania was always affected by stronger neighbors influencing their drive toward inde- pendence. The fate of being a part of Russian ‘buffer zone’ was one of the factors shaping their political situation, which is still playing a role in Kremlin’s drive to rebuild its past empire. The importance of the so-called near neighborhood was expressed in the Russian Military Doctrine pub- lished in December 2014 by defining threats like NATO build-up and ex- pansion, creation of NATO infrastructure next to Russian borders, desta- bilization of states or regions, deployment of military units to countries bordering Russia, or development of strategic missile defense systems (Военная доктрина Российской Федерации, 2014). Therefore, “the Russian government defines security along its borders as a top priority” (Zakem, Saunders, Antoun, 2015, p. 14) which is linked to allocation of resources and is among reasons the West Military District is the most powerful one among all the four districts. The pressure from Russia is a constant dilemma faced by the Baltic states; however, these small coun- tries were strong enough to survive as nations, preserving their national identity, leading to their emergence from the chaos of history.
  • 2. 120 Anna Antczak, Zdzisław Śliwa ŚSP 3 ’18 The article will try to provide answers to the following questions: what is the geostrategic situation in the Baltic region?; what is the atti- tude of NATO towards the situation in the Baltic states?; and, what is the level of security in the Baltic region? The aim of the paper is to provide an evaluation of the decision taken by NATO toward strengthening the security of the Baltic region when facing the threat from the East. It will be achieved by providing an in-depth analysis of the security environ- ment in the Baltic region with the use of an analysis of the literature, observation, comparison to past events and an analysis of the behavior of various actors. The article will not be set within any specific theoretical framework, as its aim is not to test the analytical usability of any theory, but to provide a practical analysis and evaluation of security conditions in the Baltic states. The initial assumption is that the decision and actions taken by NATO support stronger deterrence against Russia by showing unity of effort and cohesion. However, it is obvious that the actions taken and military deployments to the three Baltic states and Poland are not powerful enough to fully prevent any attempt to occupy the region or its parts, taking into consideration the capabilities and speed of possible operations (e.g. the Zapad series of exercises conducted in the past few years). The situation is not improving, regarding the continuous moderni- zation of Russian armed forces, which must be faced by stronger presence based on a cohesive Alliance approach to security in a broader sense. The paper starts with an overall description of the current security situation in the region. It continues with actions taken by NATO in order to protect its eastern members and later draws a concise picture of the geostrategic situation of the Baltic states. It closes with final remarks on possible de- velopments. Geostrategic insight The instability of the eastern neighborhood and unpredictable direc- tion of Russian foreign policy, as well as the option to use the military instrument of power on its borders, both theoretically and in practice, is a major concern for the Baltic region and beyond. This is linked with the relatively realistic assessment of the security situation by the governments of Estonia, Latvia and Lithuania. It is generally assumed that a more democratic Russia – if we can use this term – could support overall regional stability and beyond. However, if Moscow continues
  • 3. ŚSP 3 ’18 Security dilemmas of the Baltic region 121 with its non-democratic actions, the security environment will be more sensitive with a possibility of collapsing into the nightmare of a new Cold War or even actual war. It might even be worth asking if we al- ready have a new Cold War. The Russian decision in 2015 to withdraw from the Treaty on Conventional Armed Forces in Europe and to con- tinue their military build-up on NATO’s eastern flank causes real and validated concerns. These are expressed by leaders in the region, but also by well-known think-tanks, such as RAND (Shlapak, 2017), the Potomac Foundation, Chatham House, and also regional ones such as the Center for Security and Strategic Research (Praks, 2015) and such researchers as Juri Luik, General (ret.) Wesley Clark or General (ret.) Sir Richard Shirreff (Clark, 2016). The reinforcement of the Kalinin- grad Oblast (creating a highly militarized enclave) raises ‘isolation’ concerns, and that factor demonstrates the limited will of Russia to move toward cooperation, and rather the drive toward confrontation and exerting pressure on democracies located in its vicinity. The con- stant build-up of Anti Access/Area Denial (AA/AD) capabilities shows Russia is enhancing its defensive strength, but it could also be used for offensive purposes, by covering attacking units engaged in achieving limited objectives. It is essential to keep a close eye on the enlargement of AA/AD potential, as “Russia would be capable not just of sealing off the Baltic states in the ‘bubble’ that covers air, sea and land dimen- sions, but also of fiercely contesting other spaces of critical importance to military operations – in the electromagnetic spectrum, cyberspace, and even outer space by using anti-satellite capabilities” (Clark, 206, pp. 12–13). The military exercise scenarios are varying year by year, and al- though they are officially limited in scale and are announced as being counter-terrorist in nature, the scale, quantity of troops and types of equipment do not support such a message. They are clearly aimed at presenting Russia’s ability and readiness to plan and execute large scale joint operations (within the Collective Security Treaty Organization, but rather not with major partners in the Shanghai Cooperation Organiza- tion). The planned utilization of nuclear weapons, the use of nuclear submarines, heavy armor formations, strategic aviation and other ‘hard’ tools are definitely not aimed at combating terrorists. The creation of Tank and Combined Arms Armies and merging brigades into divisions shows a growing ability and readiness to conduct operations along sepa- rate avenues of approach and mobility corridors. The Zapad (Russian
  • 4. 122 Anna Antczak, Zdzisław Śliwa ŚSP 3 ’18 for west) 2017 exercises were a demonstration not only of military ca- pabilities and numbers, as these were just episodes within a sequence of other small exercises both before and after them, but also displayed Russia’s potential to be part of a bigger scenario played out to a complex operational plan. The purposefully shaped propaganda reinforced mes- sages in Russian society, strengthening its metanarratives. Moreover, officially available data is an important part of maskirovka (Russian for military deception) to show power and hide real deficiencies and prob- lems. The modernization of Russia’s armed forces is going slowly, the Sukhoi Su-57 is still not in units, the T-14 Armata is not to enter service in the expected numbers; the 2S35 Koalitsiya-SV has been postponed to 2020; no purchases of major surface navy ships are planned, and there are further symptoms of deficiencies. Nevertheless, Russia should never be underestimated, as it is a strong regional actor with global ambitions. From the military point of view, it possesses a very clear and direct chain of command allowing it to start operations at short notice, denying time for NATO to react in sufficient force. It is underpinned by a National Defense Control Center as “a new mechanism in the opera- tion of state defense” (Vershinin, 2016, Russia Opens, 2014). It makes it possible to monitor the situation in the country and share information among all security related national entities, which is key to ensure the recognition of early warning indicators and a comprehensive approach to national defense using all instruments of power in an orchestrated way. Russia is also exercising its ‘hybrid warfare’ instruments to desta- bilize its neighbors on the one hand and to enhance its own propaganda potential on the other. The nations of Estonia, Latvia and Lithuania are under constant INFOOPS attack aiming to divide and destabilize them internally and to isolate externally. All tools are utilized, and this creates an effect of constant uncertainty, influencing them all. The evolving scenarios extend the uncertainty about Russia’s intentions and create a dilem- ma about what regional armed forces should be procured to meet the threat. Thus, a  question arises of whether these countries should be ready to face conventional or ‘hybrid threats’? They are different in na- ture, demanding distinct sets of capabilities and tools to oppose them. Is it clear that open aggression would activate Article 5, therefore all actions which could not activate Article 5 would cause a dilemma in NATO regarding possible reactions, and so Russia can be expected to behave in this way. The efficiency of cooperative security is based on
  • 5. ŚSP 3 ’18 Security dilemmas of the Baltic region 123 involvement and synergy of Estonia, Latvia and Lithuania, but similarly on the direct and constant involvement of all NATO allies and external actors in building regional stability and peace. Likewise, the security of each single nation is based on other countries’ willingness to pay the price, bearing in mind that “an increase in one state’s security de- creases the security of others” (For more about the concept see: Jervis, 1978, pp. 167–214; and also: Coper, 2012, p. 177). NATO and the EU, and their ability to use cohesively all instruments of power in concert to minimize threats is intended to produce positive stability and to coun- terbalance any other actor, especially Russia. The Wales Summit in 2014 supported the assurance concept, and the Warsaw Summit in 2016 implemented stronger deterrence actions, with the Enhanced Forward Presence (EFP) battalion-size battlegroups as a symbolic component of NATO cohesion and involvement in strengthening Estonia, Latvia, Lithuania and Poland’s sovereignty. The EU is reinforcing sanctions, trying to create the political isolation of Russia, due to its understand- ing of the possible long-term consequences of any conflict escalation in the region. Both NATO and the EU understand that any successful attempt by Russia to damage the cohesion of these organizations could affect their internal solidarity, leading to disintegration and chaos in the whole continent and beyond. NATO attitude The Wales Summit in 2014 was conducted just a few months after the Crimea crisis, which showed the Kremlin’s assertive policy, and its ability to exploit any opportunities at short notice. Part of a sovereign state was annexed by Russia, but the global reactions were inadequate. Furthermore, the enlargement of the NATO Response Force (NRF) and creation of the Very High Readiness Joint Task Force – VJTF (Wales Summit Declaration, 2016) was decided, to show the enhanced readi- ness of Western troops, albeit they were still to be assembled. The Bal- tic states’ perception of the growing Russian threat was not answered properly, and was even underestimated. Events proved that assurance was not sufficient, and company size units were not powerful enough as a deterrent, especially as the crisis in the South (migrant issues) caused some nations to be more concerned about that than the war in Ukraine. The Baltic states have historical experience of Russia, and so they never
  • 6. 124 Anna Antczak, Zdzisław Śliwa ŚSP 3 ’18 overlooked the military threat from the eastern neighborhood. This is also linked to the fact that they have credible and reliable expertise re- garding Russian military capabilities, tactics and techniques. This fact is of great significance, and there is an ongoing need for such knowl- edge. The Warsaw Summit in 2016 pushed the Alliance more toward deterrence, although still on a limited scale. To date, NATO member states are not able to invest more militarily, and there are real limitations of the three Baltic states to host bigger forces. It is also a matter of will, based on each single nation’s assessment of the direct threat against their national security. However, it is clear that the Alliance will not be inactive in the case of any aggression, which will cause the direct involvement of NATO sol- diers in the fight. Aggression will evoke a comprehensive reaction from NATO, and it will also cause the extension of sanctions against Russia in cooperation with the EU. The combination of political isolation, NATO’s military capabilities and economic pressure will have a devastating effect on the Russian government and society. This would probably be too much for the current authorities to handle in the long term. The need to take a decisive stand has been promoted especially by the Baltic states, Poland and Romania, which have used every occasion during NATO and EU meetings to advocate the issue. The Warsaw Summit decision to estab- lish the Enhanced Forward Presence (EFP) in Estonia, Latvia, Lithuania and Poland (see Fig. 1) with respectively the United Kingdom, Canada, Germany and the United States as framework nations, was a step forward toward facing the threat (Warsaw Summit Communiqué, 2017). Moreo- ver, it sent a message to the societies of eastern Europe, confirming the cohesion and determination of the Alliance, to enhance belief and trust among member nations and to reassure these countries that they will not be left alone. The Enhanced Forward Presence has already been deployed in the above-mentioned states, proving the decisiveness of the Alliance. How- ever, they are still facing command and control issues, logistics difficul- ties, differing tactical procedures and even language challenges, but their presence is linked with a strong political message. The issue is the will to preserve the continuity of those rotationally deployed troops when the perception of threat starts to diminish. The decision to create the Head- quarters Multinational Division Southeast was another important factor related to enhancing command and control in the region, as that aspect is still a challenge.
  • 7. ŚSP 3 ’18 Security dilemmas of the Baltic region 125 Fig. 1. Location of NATO’s Enhanced Forward Presence units Source: NATO’s Enhanced Forward Presence, US Embassy in Tallinn, Twitter post Oc- tober 31, 2016. The NATO Force Integration Units (NFIUs) concept, initiated during the Wales Summit and composed primarily of six NFIUs, was further strengthened during the Warsaw Summit by creation of two more NFIUs. Their role was to facilitate the deployment of major NATO units and to “support collective defence planning, provide expertise and prepare the ground for the deployment of the Very High Readiness Joint Task Force” (New Units for the New Challenges, 2017). Thus, they were designed in general to prevent conflict, rather than to escalate or provoke it, similarly to the EFP. The decisions toward stronger deterrence are to be continued, which is recognized by Russia and challenged by confrontational actions. The rotational presence does not violate the agreement between NATO and Russia signed in 1997 during the NATO Summit, stating that “the Al- liance will carry out its collective defence and other missions by ensuring the necessary interoperability, integration, and capability for reinforce-
  • 8. 126 Anna Antczak, Zdzisław Śliwa ŚSP 3 ’18 ment rather than by additional permanent stationing of substantial combat forces” (Founding Act on Mutual Relations, 1997). It is also necessary to bear in mind that this agreement was signed under a different security environment, which was quite specific. In spite of the decisions mentioned, provocative Russian activities in the vicinity of the Baltic states have been continued and even escalated after the Warsaw Summit. Selected units from three military districts (Cen- tral, Western, Southern MDs), North Fleet, Aerospace Forces and Airborne Troops were put into full combat readiness at the end of August 2016. It was also a precondition for the strategic level command-staff exercise of the Southern Military Districts codenamed Caucasus 2016 in which ap- proximately 12,500 troops were supported by aviation and heavy equip- ment. The number of soldiers participating in an exercise is always below 13,000, following the 2011 Vienna Document on Confidence- and Secu- rity- Building Measures, but other troops are exercising in different loca- tions and time frames. The scale and the snap activation of Zapad and other similar exercises are a clear message directed at NATO, showing that the decisions of the Warsaw Summit do not change anything, and that the scale of ongoing NATO deployment is minor compared to the real capabilities of the Russian Federation. It also puts pressure on NATO, as it again draws a picture of Russia as an unpredictable country, ready to further challenge the already shaken regional stability. Its military activities, supported by ongoing modernization of its armed forces require a consolidated and solid response, as every sign of indecisiveness or lack of cohesion within the Al- liance could be a trigger to execute more than just ‘snap exercises.’ This is connected with NATO’s constant presence in the region and possession of credible capabilities allowing it to face a possible threat, including the so- called 60-hours RAND corporation scenario, which conducted war-games, and estimated that Russian troops could reach Tallinn and Riga in just 60 hours (Shlapak, 2016, p. 4). The assessment was based on four factors: overall correlation of the ratio of forces; significant Russian advantage in tactical and operational firepower; limited maneuverability of NATO forces and limited time for NATO airpower to sufficiently combat Russian units before they reach their objectives (Shlapak, 2016, pp. 4–6). The military scenario is not likely now, but following the New Generation Warfare con- cept presented by General Gerasimov,1 the threat still exists and refers to 1   For more about the concepts of the General Valery Gerasimov see: Герасимов, 2013, and also Thomas, 2016, pp. 16–19.
  • 9. ŚSP 3 ’18 Security dilemmas of the Baltic region 127 other than military instruments of power.2 The exercise Zapad 2017 in Sep- tember was an element of applying pressure to the whole of Eastern Europe by displaying military capabilities and the readiness to initiate operations at short notice. Although the focus of attention was on the Belarus part of the drills, the major deployments were conducted in the Western Military District and in theArctic (Stormark, 2017). The exercise was also to present that Belarus is and will remain a part of the Russian area of influence, and its territory is potentially to be used for military operations, which significantly complicates the defensibility of NATO, and specifically Poland, putting it in a very unfavorable geostrategic position. Situation in the Baltic states The Baltic states met their allied commitments by participating in all major NATO operations abroad within their limited capabilities, and this was also one of the reasons for shifting national resources toward creat- ing the expeditionary capabilities required to fight arm-in-arm with their NATO partners, demonstrating their credibility and reliability.As for now, Estonia, Latvia and Lithuania are recognized as fragile partners, requiring stronger deterrence capabilities and support with respect to collective de- fense within Article 5 of the Washington Treaty. They deserve such sup- port, as their failure would also mean the failure of the whole of NATO as a security organization which would further destabilize security, not only in Europe, but also beyond the region. The Baltic states are now investing in their military capabilities, de- veloping armed forces, combat power, reinforcing their territorial de- fense posture, organizing information campaigns to highlight the risks, increasing military budgets, but despite this, they are in no position to face the threat alone. They are investing in modernization projects, de- veloping military infrastructure to improve their Host Nation Support capabilities, but they also need to be sponsored strongly by NATO as an organization, as it is its common interest both now and in the long-term perspective. Examples of developing capabilities are mechanization of combat brigades (in spite of the variety of combat platforms used by each nation), investment in anti-armor and air defense (short range in all 2   NATO recognizes four national instruments of power: military, political, eco- nomic, and civil – MPEC (See: Allied Command, 2013, pp. 1–9).
  • 10. 128 Anna Antczak, Zdzisław Śliwa ŚSP 3 ’18 countries and mid-range air defense in Lithuania), and an extensive pro- gram of exercises to improve interoperability. Moreover, strong invest- ment in territorial defense forces such as the Estonian Defence League (Est. Kaitseliit), Latvian National Guard (Lat. Zemessardze) or Lithua- nian National Defence Volunteer Forces shows their readiness to face conventional and unconventional threats and the growing consolidation of the societies. In 2015, during a tripartite meeting of Latvian, Lithua- nian and Estonian Defense Ministers, the three countries recognized “the need to develop joint solutions for air defense and unified infra- structure to support a long-term allied presence in the Baltic countries” (Latvia and Lithuania to sign joint defense purchase plan, 2016). The following year, the Ministers of Defense of Latvia and Lithuania signed a joint communiqué on September 15, 2016, aiming to synchronize the procurement of military equipment, which is a step toward the further consolidation of their military capabilities and enhancing their common defense capabilities. Cooperation is, however, still an issue, mainly due to the limited number of projects planned and executed together, so “the Baltic states should reassess the importance of their trilateral cooperation” (Ro- manovs, Andzans, 2017, p. 22). There were also projects in the past involving other countries like Poland, but they have since almost entire- ly disappeared. The Baltic states must rethink such possibilities, along with initiating closer cooperation with their neighbors, as they share a common operational space and could share experiences in certain fields. As an option, they could share experiences with Poland, which is now creating its own Territorial Defense Force. A common regional approach and links with Poland are important factors also with respect to the so-called Suwalki Gap (Figure 2), which is perceived as “the most vulnerable spot in the Western alliance” (Barnes, 2016). The importance of Poland for its geostrategic locations is vital in the current security setup in the Baltic region. General Ben Hodges, the former commander of the United States Army Europe, emphasized this very strongly say- ing that “Poland has become for the United States Army the centre of gravity for everything that we are doing in terms of deterrence” (Poland ‘centre of gravity’, 2017). In relation to the Suwalki Gap, he recognized it as one of possible hotspots in the current security setup and that “narrow piece of land con- necting two NATO member states Poland and Lithuania – the Suwalki Gap – could potentially be a target of Russian military aggression” (Gri-
  • 11. ŚSP 3 ’18 Security dilemmas of the Baltic region 129 gas, 2016). That term also has historical connotations, but whereas during the Cold War “the concept of the ‘Fulda Gap’ was a symbol of Allied solidarity in German defense, the ‘Suwalki Gap’ could turn into a symbol of the weakness of the West” (Suwalki Gap, 2016; Elak, Śliwa, 2016). The other two hotspots mentioned were Syria and Donbas. The real con- ventional threat could come from the east, and the lack of capabilities to face it could even lead to the disintegration of NATO, as the occupation of the Suwalki area could cut the Alliance area into pieces. This is vital for the Baltic states, and they should not be suppressed by Russia only be- cause they are small. Since 2004, they have relied on NATO as a security organization to fight together and to defend them if necessary. Real deter- rence, however, requires a long-term vision, and not only among the three Baltic states, but also within the whole of NATO. It necessitates a clear understanding and consensus of 29 nations by recognizing that regional challenges are not really regional in nature, as they are capable of chang- ing the current security environment in the whole of Europe including the possibility of undermining transatlantic relations, which have been fundamental for common security. Fig. 2. The location of the Suwalki Gap in relation to Kaliningrad Oblast Source: E. Walker, UC Berkeley, Eurasian Geopolitics, Word Press, 29 March 2016, https: //eurasiangeopolitics.com/2016/03/29/putins-dilemma-why-pushing-back-against-nato- encroachment-makes-russias-nato-problem-worse/suwalki-gap/#main, October 22, 2017.
  • 12. 130 Anna Antczak, Zdzisław Śliwa ŚSP 3 ’18 Conclusion The initial assumption seems to be confirmed; however, it is obvious that the geostrategic position of the Baltic states is extremely difficult, and makes them vulnerable to potential Russian attacks. Despite the fact that NATO has undertaken some declaratory and real actions to support the Baltic states, this may not be enough in the future, especially when it comes to cyber-attacks (cyberterrorism). It is also essential that all NATO member states cooperate and act coherently, as erosion of NATO’s unity may be the greatest threat, not only for the Baltic states, but for all mem- bers of the alliance. The situation in the Baltic region is and will remain complex in the coming years, as Russia will continue its pragmatic approach to meet- ing own aims, including maintaining the pressure on individual nations and on the Alliance as a whole. Nevertheless, NATO Secretary General, Jens Stoltenberg, said: “NATO’s two-track approach toward Russia is the right one. We need more defence and more dialogue. NATO is deliver- ing both” (Opinion piece by NATO Secretary General Jens Stoltenberg, 2016). Thus, the forward military presence should be linked to efficient dialogue with Russia. Such an approach keeps the door open, but po- litical discourse must be accompanied by showing real power. Some na- tions, including Russia, perceive a lack of power as a weakness worth exploiting. Such initiatives of the Warsaw Summit as The United States’ European Reassurance Initiative, the Transatlantic Capability Enhance- ment and Training Initiative, UK-France Combined Joint Expeditionary Force concept (Warsaw Summit Communiqué, 2016), or the Visegrad Group’s decision to provide rotational presence are important. Neverthe- less, Russia is believed to be consuming its reserve funds and will have a problem paying its budget deficit, which means that if sanctions are not waived, the country may find itself on the edge. However, the im- provement in the raw materials market allows cautious optimism about the Russian economy. Nevertheless, if the economy declines again in the future, it will require decisions by the Kremlin, and one of them could be linked with playing the military card again. It is hard to predict whether this will be in the Caucasus, or Ukraine again, but also the Baltic region could be targeted by the use of hybrid tools. Thus, the decisions to support the region could have come too late to face the threat, especially as the NATO battalions deployed in 2017 are good tools of deterrence, but they are not capable of dealing with direct aggression. Standing forces would
  • 13. ŚSP 3 ’18 Security dilemmas of the Baltic region 131 be a more appropriate solution, but this would require an allocation of additional troops and funds from the sending nations, and a significant investment by the host nations in the Baltic region to deliver the required level of Host Nation Support. There are also limits in terms of operational area, as it cannot allow the deployment of major military forces due to the limited infrastructure and the size of the area. Moreover, they could be cut off from the main NATO area (if the Suwalki Gap is blocked, even temporarily). Without support and sustainment, they could be treated as hostages and a ‘card to play.’ There are many questions that need an answer regarding the situation in Eastern Europe. The last change of NATO Command Structure did not introduce a shift of any HQ towards the east to facilitate the con- solidation of the capabilities to run operations there. Multinational Corps North East is undergoing reorganization and transformation into a High Readiness Forces HQ and this is a good step, including achieving full op- erational capabilities by the subordinated NATO Force Integration Units (NFIUs). Along with the Enhanced Forward Presence battlegroups this is a significant and visible footprint showing a real regional focus and the importance and validity of NATO’s collective defense decisiveness. However, the greatest concern is whether the response is adequate to the risk of aggression towards the Baltic states. Is it enough to deter, taking into account the whole spectrum of threats? What is the future of the US presence and engagement in Europe? Will NATO be ready to deploy more forces in the region (e.g. brigade size units) to supplement the three Baltic nations’military capabilities once the infrastructure allows such an action? Will all NATO members be ready to continue the current drive towards Russia, taking into consideration their particular national inter- ests?All these questions are still valid and must be answered soon, as they are critical for NATO as a security organization to preserve its credibility and unity, showing readiness to take decisive steps to support each of its member states. Bibliography Allied Command Operations Comprehensive Operations Planning Directive COPD Interim V2.0. (2013), SHAPE, Brussels. Barnes J. (2016), Closing the Gap: NATO Moves to Protect Weak Link in Defenses Against Russia, “Wall Street Journal,” New York, http://www.wsj.com/ar-
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  • 15. ŚSP 3 ’18 Security dilemmas of the Baltic region 133 before the Committee on Armed Services Subcommittee on Tactical Air and Land Forces United States House of Representatives, Washington. Shlapak D. A., Johnson M. W. (2016), Reinforcing Deterrence on NATO’s Eastern Flank. Wargaming the Defence of the Baltics, RAND Corporation, Santa Monica. Stormark K. (2017), Russian forces exercised attack on Svalbard, “AldriMer,” no. 18, https://www.aldrimer.no/russian-forces-exercised-attack-on-svalbard/, 23 Oc- tober 2017. Suwalki Gap (2016), Global Security Org., https://www.globalsecurity.org/military/ world/europe/suwalki-gap.htm, 14 October 2017. Thomas T. (2016), Thinking Like A Russian Officer: Basic Factors And Contempo- rary Thinking On The Nature of War, The Foreign Military Studies Office (FMSO), Fort Leavenworth. Vershinin A. (2016), Russia’s military command center: Sending orders from the heart of Moscow, https://www.rbth.com/defence/2016/01/04/russias-military- command-center-sending-orders-from-the-heart-of-moscow_555889, 27 No- vember 2017. Vienna Document 2011 on Confidence- and Security- Building Measures (2011), Or- ganization for Security and Co-operation in Europe (OSCE), Vienna. Wales Summit Declaration. Issued by the Heads of State and Government participat- ing in the meeting of the North Atlantic Council in Wales (2016), NATO Web- site, https://www.nato.int/cps/ic/natohq/official_texts_112964.htm, 23 Octo- ber 2017. Warsaw Summit Communiqué (2016), Warsaw, http://www.nato.int/cps/en/natohq/of- ficial_texts_133169.htm, 28 October 2017. Zakem V., Saunders P., Antoun D. (2015), Mobilizing Compatriots: Russia’s Strategy, Tactics, and Influence in the Former Soviet Union, CNA’s Occasional Paper. Военная доктрина Российской Федерации (2014), Moscow, Website of the: Совет Безопасности Российской Федерации, The Security Council of the Rus- sian Federation, http://www.scrf.gov.ru/documents/18/129.html, 6 November 2017. Герасимов В. (2013), Ценность Науки в Предвидении. Новые вызовы требуют переосмыслить формы и способы ведения боевых действий, “Военно- промышленный курьер”, no. 8 (476), Moscow, http://www.vpk-news.ru/ articles/14632, 26 September 2017. Dylematy bezpieczeństwa regionu bałtyckiego Streszczenie Artykuł ma na celu dostarczenie analizy przestrzeni bezpieczeństwa regionu bał- tyckiego w świetle decyzji podjętej przez NATO dotyczącej wzmocnienia bezpieczeń-
  • 16. 134 Anna Antczak, Zdzisław Śliwa ŚSP 3 ’18 stwa państw bałtyckich ze względu na niebezpieczeństwo grożące im od Wschodu. Dostarcza analizy sytuacji regionu z geostrategicznego punktu widzenia jako jedne- go z kluczowych elementów umożliwiających zrozumienie meandrów związanych z bezpieczeństwem regionu bałtyckiego. Artykuł prezentuje analizę sytuacji z obu perspektyw: państw bałtyckich oraz NATO, mając za tło ostatnie zachowania Rosji. Słowa kluczowe: region bałtycki, bezpieczeństwo, Federacja Rosyjska, NATO, od- straszanie