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The Post-Socialist Legal Space:
                                                 Perceptions and Practices of Justice




Administration of Criminal Justice:
Conclusions from comparative statistics in
the OSCE region

Conference: Post-Socialist Justice After Two Decades
Stockholm School of Economics in Riga - Riga, 11 October 2012


Manfred Nowak
Professor of International Law and Human Rights, University of Vienna
Director, Ludwig Boltzmann Institute of Human Rights, Vienna
Former UN Special Rapporteur on Torture (2004 – 2010)
Overview




1.   Maps & Statistics on the Prison Situation within the OSCE region

2.   Council of Europe – European Court of Human Rights

3.   United Nations – Human Rights Committee

4.   European Committee for the Prevention of Torture and Inhuman or Degrading Treatment or
     Punishment (CPT)

5.   Death Penalty

6.   UN Special Rapporteur on Torture (2004 – 2010)

7.   Conclusion
1. Maps & Statistics on the Prison Situation within the OSCE region

    -    10 out of the 25 States with the highest number of prisoners are OSCE States

    -    42% of the world prison population from OSCE countries (compared to 18 % of overall world
         population)

    -    OSCE States (US, Russia, Georgia, …) among those with the highest prison population rates in the
         world

    -    Overcrowding of prisons: only 8 OSCE States have a prison occupancy rate of less than 80% (e.g.
         Central Asian States)




Sources:
-   World Prison Brief (http://www.prisonstudies.org/info/worldbrief/; retrieved 20/2/2012)
-   UN Population Division, World Population Prospects: The 2010 Revision




                                                                                              3
PRISON SITUATION
United States of America (1)*       2,266,832
Russian Federation (3)*               755,600
Ukraine (10)*                         157,866
Turkey (12)*                          127,831
United Kingdom (16)*                   86,919
Poland                                 81,382
France                                 73,149
Spain                                  70,414
Germany                                69,697
Italy                                  68,047
Kazakhstan                             52,464
Uzbekistan                             42,000
Canada                                 39,099
Belarus                                36,533
Romania                                30,810
Georgia                                24,187
Czech Republic                         23,435
Azerbaijan                             20,470
Hungary                                16,328
Netherlands                            14,488
Portugal                               12,918
Serbia                                 12,000
Greece                                 11,364
Turkmenistan                           10,935
Belgium                                10,561
Slovakia                               10,031
Kyrgyzstan                              9,828
Tajikistan                              9,317
Lithuania                               9,139
Bulgaria                        5       9,071
6
United States of America           730
Georgia                            539
Russian Federation                 529
Belarus                            381
Ukraine                            347
Greenland (Denmark)                340
Kazakhstan                         323
Latvia                             314
Lithuania                          276
Estonia                            252
Azerbaijan                         228
Montenegro                         227
Turkmenistan                       224
Czech Republic                     222
Poland                             213
Slovakia                           184
Moldova (Republic of)              182
Kyrgyzstan                         181
Turkey                             171
Serbia                             164
Hungary                            163
Uzbekistan                 c.153
Spain                              152
Albania                            147
Armenia                            146




                                         7
United Kingdom                             146
Romania                                    144
Malta                                      141
Tajikistan                                 130
Luxembourg                                 124
Portugal                                   121
Bulgaria                                   120
Canada                                     117
Croatia                                    117
Macedonia (former Yugoslav Republic of)    114
Italy                                      112
France                                     111
Cyprus (Republic of)                       110
Austria                                    104
Greece                                     101
Belgium                                     97
Ireland, Republic of                        95
Netherlands                                 87
Germany                                     86
Switzerland                                 79
Sweden                                      78
Bosnia and Herzegovina: Republika Srpska    75
Denmark                                     74
Andorra                                     73
Bosnia and Herzegovina: Federation          73
Norway                                      73
Monaco                                      70
Slovenia                                    64
Finland                                     59
Iceland                                     47
Liechtenstein                               19

                                                 8
9
10
11
12
13
14
15
2. Council of Europe – European Court of Human Rights


   -    Relating only to 47 member States of the Council of Europe (not US, Canada, Belarus, Central
        Asian States)

   -    Statistics about relevant cases

   -    Judgments in 2011 finding violations of Articles 2, 3, 5, 6, 13 ECHR




Source: European Court of Human Rights, Annual Report 2011 and Facts and Figures 2011, 50 Years of Activity – The European Court of Human Righz
(available at http://www.echr.coe.int/ECHR/Homepage_EN)




                                                                                                                    16
17
18
19
ECtHR - Violations Judgments by States in 2011




                                    (174)



                            (133)


                    (105)



             (73)




                                                 20
ECtHR - Violations by Article and by State in 2011




                                                     21
22
23
24
25
26
27
28
29
3. United Nations – Human Rights Committee

-    Out of 167 States parties to the CCPR 114 are parties to the 1st Optional Protocol (individual
     complaints procedure)

-    All OSCE countries are parties to the CCPR.

-    Within the OSCE region Monaco, Switzerland, the United Kingdom and the United States of America
     have not ratified the 1st OP

-    Views finding violations of Articles 2, 6, 7, 10 and 14 CCPR




    Source: CPT, General Report 2011 (available at http://www.cpt.coe.int/en/annual/rep-21.pdf)




                                                                                                  30
States Parties to CCPR and Optional Protocols                                            Human Rights Committee


 Status of                  Country                  CCPR OP 1 OP 2       Lithuania                    1991   1991 2002
 ratification of                                                          Luxembourg                   1983   1983 1992
 CCPR within                Albania                  1991   2007   2007   Malta                        1990   1990 1994
 OSCE                       Andorra                  2006   2006   2006   Monaco                       1997        2000
                            Armenia                  1993   1993          Montenegro                   2006   2006 2006
 CCPR          55*          Austria                  1978   1987   1993   Netherlands                  1978   1978 1991
                            Azerbaijan               1992   2001   1999   Norway                       1972   1972 1991
 OP 1          51           Belarus                  1973   1992          Poland                       1977   1991
 OP 2          47           Belgium                  1983   1994   1998   Portugal                     1978   1983 1990
                            Bosnia and Herzegovina   1993   1995   2001   Republic of Moldova          1993   2008 2006
* Holy See did not ratify   Bulgaria                 1970   1992   1999
 CCPR
                                                                          Romania                      1974   1993 1991
                            Canada                   1976   1976   2005   Russian Federation           1973   1991
                            Croatia                  1992   1995   1995   San Marino                   1985   1985 2004
                            Cyprus                   1969   1992   1999   Serbia                       2001   2001 2001
                            Czech Republic           1993   1993   2004   Slovakia                     1993   1993 1999
                            Denmark                  1972   1972   1994   Slovenia                     1992   1993 1994
                            Estonia                  1991   1991   2004   Spain                        1977   1985 1991
                            Finland                  1975   1975   1991   Sweden                       1971   1971 1990
                            France                   1980   1984   2007   Switzerland                  1992        1994
                            Georgia                  1994   1994   1999   Tajikistan                   1999   1999
                            Germany                  1973   1993   1992   The former Yugoslav Republic
                            Greece                   1997   1997   1997   of Macedonia                 1994   1994   1995
                            Hungary                  1974   1988   1994   Turkey                       2003   2006   2006
                            Iceland                  1979   1979   1991   Turkmenistan                 1997   1997   2000
                            Ireland                  1989   1989   1993   Ukraine                      1973   1991   2007
                            Italy                    1978   1978   1995   United Kingdom of Great
                            Kazakhstan               2006   2009          Britain and Northern Ireland 1976          1999
                            Kyrgyzstan               1994   1994   2010   United States of America     1992
                            Latvia                   1992   1994          Uzbekistan                   1995   1995 2008
                            Liechtenstein            1998   1998   1998

                                                                                         31
CCPR Communications dealt with from 2003 to 2010                                                               Human Rights Committee




                 New cases                 Cases                 Pending cases at 31
  Year           registered                concludeda            December 2010
     2010                             96                    83                                    444
     2009                             68                    76                                    431
     2008                             87                    88                                    439
     2007                            206                    47                                    455
     2006                             96                   109                                    296
     2005                            106                    96                                    309
     2004                            100                    78                                    299
     2003                             88                    89                                    277

  a Total   number of cases decided (by the adoption of Views, inadmissibility decisions and decisions to discontinue consideration).




                                                                                                    32
Views finding violations in relation to CCPR Articles
                                                         Human Rights Committee




                                                    33
Views finding violations in relation to States
                                                      Human Rights Committee




                                                 34
CCPR - Violations by Article and by State (2009 – 2011)
                                                               Human Rights Committee



                         Effective Remedy and Non-
                         Discrimination (Art 2 CCPR)




                                                          35
CCPR - Violations by Article and by State (2009 – 2011)
                                                               Human Rights Committee




                           Right to Life (Art 6 CCPR)




                                                          36
CCPR - Violations by Article and by State (2009 – 2011)
                                                               Human Rights Committee



              Prohibition of Torture or Cruel, Inhuman or
           Degrading Treatment or Punishment (Art 7 CCPR)




                                                          37
CCPR - Violations by Article and by State (2009 – 2011)
                                                                 Human Rights Committee



                 Right to liberty and security of persons
                               (Art 9 CCPR)




                                                            38
CCPR - Violations by Article and by State (2009 – 2011)
                                                               Human Rights Committee



                   Humane treatment of persons deprived of
                            liberty (Art 10 CCPR)




                                                          39
CCPR - Violations by Article and by State (2009 – 2011)
                                                                 Human Rights Committee




                  Administration of Justice (Art 14 CCPR)




                                                            40
4. European Committee for the Prevention of Torture and Inhuman or
             Degrading Treatment or Punishment (CPT)

  - 1990-2011: 315 visits (191 periodic visits + 124 ad hoc visits)

  - 264 CPT reports published (Russian Federation: only 1 report published out of 18)




  Source: CPT, General Report 2011 (available at http://www.cpt.coe.int/en/annual/rep-21.pdf)




                                                                                                41
CPT




      42
5. Death Penalty

-   Europe as a death penalty free zone (except Belarus, Abkhazia, Transnistria)

-   Central Asia: recent abolition of capital punishment in Uzbekistan (for all crimes, 2008);
    Kyrgyzstan (for all crimes; 2007); Kazakhstan (for ordinary crimes, 2007); Turkmenistan (for all
    crimes, 1999); Tajikistan (abolitionist in practice: no execution in the past ten years)

-   USA: retentionist




    Source: Amnesty International, Death Sentences and Executions Report 2010




                                                                                43
44
6. UN Special Rapporteur on Torture (2004 – 2010)

- 18 Fact-Finding Missions

- 5 Fact-Finding Missions to OSCE Countries (Georgia, Denmark & Greenland, Moldova, Kazakhstan,
Greece)

- Joint UN Reports on Guantanamo Bay and Secret Detention in the Context of Countering Terrorism




                                                                        45
FACT-FINDING MISSIONS – OVERVIEW

             Denmark &
             Greenland      Moldova       Greece         (Russia)        Georgia         Jordan
               May 08        July 08       Oct. 10        Oct. 06        Feb. 05         June 06

                                                                                               Kazakhstan
                                                                                                    May 09

  (Cuba)                                                                                           Mongolia
 Autumn 10                                                                                          June 05
Guantanamo                                                                                          China
  Feb. 06                                                                                           Nov. 05
 Jamaica                                                                                            Nepal
  Feb. 10                                                                                           Sept. 05

 Paraguay                                                                                 Papua New Guinea
  Nov. 06                                                                                          May 10

 Uruguay                                                                                           Indonesia
  March 09                                                                                          Nov. 07

                                                                                                   Sri Lanka
                                                                                                     Oct. 07



                 Sudan       Togo       Nigeria      Equatorial Guinea     (Zimbabwe)
                 Oct. 06     April 07   March 07          Nov. 08              Oct. 09
Special Rapporteur on Torture:
           FACT-FINDING MISSIONS IN OSCE COUNTRIES

- Georgia (February 2005): routine practice of torture, bad prison conditions, death
penalty in Abkhazia


- Denmark and Greenland (May 2008): no torture, high standards of detention


- Moldova (July 2008): widespread ill-treatment and isolated torture, bad prison
conditions, death penalty in Transnistria


- Kazakhstan (May 2009): routine torture and ill-treatment, improved prison
conditions, extensive preparation for visit by Special Rapporteur


- Greece (October 2010): isolated cases of torture, bad conditions of detention (in
particular migration detention facilities
7. CONCLUSION

‣   Prison crisis in the OSCE: disproportionally high number of prisoners, both in absolute and relative
    terms; overcrowding; in many countries continuing practice of torture and inhuman prison
    conditions
‣   Strong reliance on retributive justice and malfunctioning of administration of justice (corruption,
    being „tough on crime“, excessive length of proceedings) as main reasons for torture and prison
    crisis
‣   Undermining of the rule of law in the fight against terrorism (secret detention, torture, illegal
    rendition flights, unfair trials)
‣   Significant disparities between best practice (e.g. Denmark) and serious violations of international
    human rights law
‣   Unproportionally high percentage of violations of the CCPR found in relation to post-Soviet States




                                                                               48
Thank you for your attention!




                                49

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Manfred nowak oct 11

  • 1. The Post-Socialist Legal Space: Perceptions and Practices of Justice Administration of Criminal Justice: Conclusions from comparative statistics in the OSCE region Conference: Post-Socialist Justice After Two Decades Stockholm School of Economics in Riga - Riga, 11 October 2012 Manfred Nowak Professor of International Law and Human Rights, University of Vienna Director, Ludwig Boltzmann Institute of Human Rights, Vienna Former UN Special Rapporteur on Torture (2004 – 2010)
  • 2. Overview 1. Maps & Statistics on the Prison Situation within the OSCE region 2. Council of Europe – European Court of Human Rights 3. United Nations – Human Rights Committee 4. European Committee for the Prevention of Torture and Inhuman or Degrading Treatment or Punishment (CPT) 5. Death Penalty 6. UN Special Rapporteur on Torture (2004 – 2010) 7. Conclusion
  • 3. 1. Maps & Statistics on the Prison Situation within the OSCE region - 10 out of the 25 States with the highest number of prisoners are OSCE States - 42% of the world prison population from OSCE countries (compared to 18 % of overall world population) - OSCE States (US, Russia, Georgia, …) among those with the highest prison population rates in the world - Overcrowding of prisons: only 8 OSCE States have a prison occupancy rate of less than 80% (e.g. Central Asian States) Sources: - World Prison Brief (http://www.prisonstudies.org/info/worldbrief/; retrieved 20/2/2012) - UN Population Division, World Population Prospects: The 2010 Revision 3
  • 5. United States of America (1)* 2,266,832 Russian Federation (3)* 755,600 Ukraine (10)* 157,866 Turkey (12)* 127,831 United Kingdom (16)* 86,919 Poland 81,382 France 73,149 Spain 70,414 Germany 69,697 Italy 68,047 Kazakhstan 52,464 Uzbekistan 42,000 Canada 39,099 Belarus 36,533 Romania 30,810 Georgia 24,187 Czech Republic 23,435 Azerbaijan 20,470 Hungary 16,328 Netherlands 14,488 Portugal 12,918 Serbia 12,000 Greece 11,364 Turkmenistan 10,935 Belgium 10,561 Slovakia 10,031 Kyrgyzstan 9,828 Tajikistan 9,317 Lithuania 9,139 Bulgaria 5 9,071
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  • 7. United States of America 730 Georgia 539 Russian Federation 529 Belarus 381 Ukraine 347 Greenland (Denmark) 340 Kazakhstan 323 Latvia 314 Lithuania 276 Estonia 252 Azerbaijan 228 Montenegro 227 Turkmenistan 224 Czech Republic 222 Poland 213 Slovakia 184 Moldova (Republic of) 182 Kyrgyzstan 181 Turkey 171 Serbia 164 Hungary 163 Uzbekistan c.153 Spain 152 Albania 147 Armenia 146 7
  • 8. United Kingdom 146 Romania 144 Malta 141 Tajikistan 130 Luxembourg 124 Portugal 121 Bulgaria 120 Canada 117 Croatia 117 Macedonia (former Yugoslav Republic of) 114 Italy 112 France 111 Cyprus (Republic of) 110 Austria 104 Greece 101 Belgium 97 Ireland, Republic of 95 Netherlands 87 Germany 86 Switzerland 79 Sweden 78 Bosnia and Herzegovina: Republika Srpska 75 Denmark 74 Andorra 73 Bosnia and Herzegovina: Federation 73 Norway 73 Monaco 70 Slovenia 64 Finland 59 Iceland 47 Liechtenstein 19 8
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  • 16. 2. Council of Europe – European Court of Human Rights - Relating only to 47 member States of the Council of Europe (not US, Canada, Belarus, Central Asian States) - Statistics about relevant cases - Judgments in 2011 finding violations of Articles 2, 3, 5, 6, 13 ECHR Source: European Court of Human Rights, Annual Report 2011 and Facts and Figures 2011, 50 Years of Activity – The European Court of Human Righz (available at http://www.echr.coe.int/ECHR/Homepage_EN) 16
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  • 20. ECtHR - Violations Judgments by States in 2011 (174) (133) (105) (73) 20
  • 21. ECtHR - Violations by Article and by State in 2011 21
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  • 30. 3. United Nations – Human Rights Committee - Out of 167 States parties to the CCPR 114 are parties to the 1st Optional Protocol (individual complaints procedure) - All OSCE countries are parties to the CCPR. - Within the OSCE region Monaco, Switzerland, the United Kingdom and the United States of America have not ratified the 1st OP - Views finding violations of Articles 2, 6, 7, 10 and 14 CCPR Source: CPT, General Report 2011 (available at http://www.cpt.coe.int/en/annual/rep-21.pdf) 30
  • 31. States Parties to CCPR and Optional Protocols Human Rights Committee Status of Country CCPR OP 1 OP 2 Lithuania 1991 1991 2002 ratification of Luxembourg 1983 1983 1992 CCPR within Albania 1991 2007 2007 Malta 1990 1990 1994 OSCE Andorra 2006 2006 2006 Monaco 1997 2000 Armenia 1993 1993 Montenegro 2006 2006 2006 CCPR 55* Austria 1978 1987 1993 Netherlands 1978 1978 1991 Azerbaijan 1992 2001 1999 Norway 1972 1972 1991 OP 1 51 Belarus 1973 1992 Poland 1977 1991 OP 2 47 Belgium 1983 1994 1998 Portugal 1978 1983 1990 Bosnia and Herzegovina 1993 1995 2001 Republic of Moldova 1993 2008 2006 * Holy See did not ratify Bulgaria 1970 1992 1999 CCPR Romania 1974 1993 1991 Canada 1976 1976 2005 Russian Federation 1973 1991 Croatia 1992 1995 1995 San Marino 1985 1985 2004 Cyprus 1969 1992 1999 Serbia 2001 2001 2001 Czech Republic 1993 1993 2004 Slovakia 1993 1993 1999 Denmark 1972 1972 1994 Slovenia 1992 1993 1994 Estonia 1991 1991 2004 Spain 1977 1985 1991 Finland 1975 1975 1991 Sweden 1971 1971 1990 France 1980 1984 2007 Switzerland 1992 1994 Georgia 1994 1994 1999 Tajikistan 1999 1999 Germany 1973 1993 1992 The former Yugoslav Republic Greece 1997 1997 1997 of Macedonia 1994 1994 1995 Hungary 1974 1988 1994 Turkey 2003 2006 2006 Iceland 1979 1979 1991 Turkmenistan 1997 1997 2000 Ireland 1989 1989 1993 Ukraine 1973 1991 2007 Italy 1978 1978 1995 United Kingdom of Great Kazakhstan 2006 2009 Britain and Northern Ireland 1976 1999 Kyrgyzstan 1994 1994 2010 United States of America 1992 Latvia 1992 1994 Uzbekistan 1995 1995 2008 Liechtenstein 1998 1998 1998 31
  • 32. CCPR Communications dealt with from 2003 to 2010 Human Rights Committee New cases Cases Pending cases at 31 Year registered concludeda December 2010 2010 96 83 444 2009 68 76 431 2008 87 88 439 2007 206 47 455 2006 96 109 296 2005 106 96 309 2004 100 78 299 2003 88 89 277 a Total number of cases decided (by the adoption of Views, inadmissibility decisions and decisions to discontinue consideration). 32
  • 33. Views finding violations in relation to CCPR Articles Human Rights Committee 33
  • 34. Views finding violations in relation to States Human Rights Committee 34
  • 35. CCPR - Violations by Article and by State (2009 – 2011) Human Rights Committee Effective Remedy and Non- Discrimination (Art 2 CCPR) 35
  • 36. CCPR - Violations by Article and by State (2009 – 2011) Human Rights Committee Right to Life (Art 6 CCPR) 36
  • 37. CCPR - Violations by Article and by State (2009 – 2011) Human Rights Committee Prohibition of Torture or Cruel, Inhuman or Degrading Treatment or Punishment (Art 7 CCPR) 37
  • 38. CCPR - Violations by Article and by State (2009 – 2011) Human Rights Committee Right to liberty and security of persons (Art 9 CCPR) 38
  • 39. CCPR - Violations by Article and by State (2009 – 2011) Human Rights Committee Humane treatment of persons deprived of liberty (Art 10 CCPR) 39
  • 40. CCPR - Violations by Article and by State (2009 – 2011) Human Rights Committee Administration of Justice (Art 14 CCPR) 40
  • 41. 4. European Committee for the Prevention of Torture and Inhuman or Degrading Treatment or Punishment (CPT) - 1990-2011: 315 visits (191 periodic visits + 124 ad hoc visits) - 264 CPT reports published (Russian Federation: only 1 report published out of 18) Source: CPT, General Report 2011 (available at http://www.cpt.coe.int/en/annual/rep-21.pdf) 41
  • 42. CPT 42
  • 43. 5. Death Penalty - Europe as a death penalty free zone (except Belarus, Abkhazia, Transnistria) - Central Asia: recent abolition of capital punishment in Uzbekistan (for all crimes, 2008); Kyrgyzstan (for all crimes; 2007); Kazakhstan (for ordinary crimes, 2007); Turkmenistan (for all crimes, 1999); Tajikistan (abolitionist in practice: no execution in the past ten years) - USA: retentionist Source: Amnesty International, Death Sentences and Executions Report 2010 43
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  • 45. 6. UN Special Rapporteur on Torture (2004 – 2010) - 18 Fact-Finding Missions - 5 Fact-Finding Missions to OSCE Countries (Georgia, Denmark & Greenland, Moldova, Kazakhstan, Greece) - Joint UN Reports on Guantanamo Bay and Secret Detention in the Context of Countering Terrorism 45
  • 46. FACT-FINDING MISSIONS – OVERVIEW Denmark & Greenland Moldova Greece (Russia) Georgia Jordan May 08 July 08 Oct. 10 Oct. 06 Feb. 05 June 06 Kazakhstan May 09 (Cuba) Mongolia Autumn 10 June 05 Guantanamo China Feb. 06 Nov. 05 Jamaica Nepal Feb. 10 Sept. 05 Paraguay Papua New Guinea Nov. 06 May 10 Uruguay Indonesia March 09 Nov. 07 Sri Lanka Oct. 07 Sudan Togo Nigeria Equatorial Guinea (Zimbabwe) Oct. 06 April 07 March 07 Nov. 08 Oct. 09
  • 47. Special Rapporteur on Torture: FACT-FINDING MISSIONS IN OSCE COUNTRIES - Georgia (February 2005): routine practice of torture, bad prison conditions, death penalty in Abkhazia - Denmark and Greenland (May 2008): no torture, high standards of detention - Moldova (July 2008): widespread ill-treatment and isolated torture, bad prison conditions, death penalty in Transnistria - Kazakhstan (May 2009): routine torture and ill-treatment, improved prison conditions, extensive preparation for visit by Special Rapporteur - Greece (October 2010): isolated cases of torture, bad conditions of detention (in particular migration detention facilities
  • 48. 7. CONCLUSION ‣ Prison crisis in the OSCE: disproportionally high number of prisoners, both in absolute and relative terms; overcrowding; in many countries continuing practice of torture and inhuman prison conditions ‣ Strong reliance on retributive justice and malfunctioning of administration of justice (corruption, being „tough on crime“, excessive length of proceedings) as main reasons for torture and prison crisis ‣ Undermining of the rule of law in the fight against terrorism (secret detention, torture, illegal rendition flights, unfair trials) ‣ Significant disparities between best practice (e.g. Denmark) and serious violations of international human rights law ‣ Unproportionally high percentage of violations of the CCPR found in relation to post-Soviet States 48
  • 49. Thank you for your attention! 49