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Shahzad Hussain 
Final year BDS 
Roll no 52
Index has been defined as a numerical value 
describing the relative status of a population 
on a graded scale with defined upper and 
lower limits, which is defined to facilitate and 
permit comparison with other populations 
classified under the same criteria and method. 
In the ORTHODONTIC context an index is 
used to describe a rating system that assingns 
a numeric score to a person’s occlusion.
 In this era of evidence based Dentistry, 
Quantitative measurements are necessary, so as to 
quantiate the treatment and compare the results 
with some standard care. 
 Comparing the quality of Orthodontic treatment is 
more difficult. 
 For this reason several valid and reliable Indices 
have been developed to 
1. Asses the treatment need 
2. Compare the treatment Outocome 
 Indices have been used for the purpose of 
Epidemiology , research and for categorizing 
patients according to treatment need.
 Five distinct Type of Indices have been defined, 
each for a distinct purpose. 
1. Diagnostic Indices 
2. Epidemiologic Indices 
3. Treatment need indices 
4. Treatment outcome Indices 
5. Treatment Complexity Indices
 Proposed by BROOK and SHAW in 1989. 
 Asses orthodontic treatment need from 
anatomic and aesthetic point of view. 
 It consists of Two independent components 
1. Dental Health component 
2. Aesthetic Component
 This is categorized in 5 grades ranging from 1 
(no treatment need ) to 5 (great need). 
 Based on evaluation of 5 occlusal traits 
1. Missing teeth 
2. Overjet 
3. Crossbite 
4. Contact point diplacment 
5. Overbite
 Grade 1 (no treatment need) 
 Extremely minor malocclusion including contact point displacement. 
 Grade 2 (Mild/little need) 
2.a) Increased overjet greater than 3.5mm but less than or equal to 6 mm 
with competent lips 
2.b) reverse overjet greater than 0 mm but less than or equal to 1 mm 
2.c) anterior or posterior crossbite with less than or equal to 1 mm 
discrepency 
2.d) anterior or posterior open bite of 1 mm but less than or equal to 2 mm. 
2.e) increased overbite greater than or equal to 3.5 mm but with no gingival 
contact. 
2.f) contact point diplacment equal to 1 mm but less than or equal to 2 mm. 
2.g) pre normal or post normal occlusion with no other abnormalities.
 Grade 3(moderate/borderline need) 
3.a) Same as grade 2 with incompetent lips 
3.b) reverse overjet greater than 1 mm but less than or equal to 3.5 
mm 
3.c) anterior or posterior crossbite with greater than 1mm discrepancy 
but less than 2 mm 
3.d) contact point displacement greater than 2 mm but less than or 
equal to 4 mm. 
3.e) lateral or anterior open bite greater than 2 mm but less than or 
equal to 4 mm 
3.f) Deep overbite on gingival and palatal tissues but no trauma
 Grade 4(severe/need treatment) 
4.a) Less extensive hypodontia (less than or equal to one tooth per 
quadrant) 
4.b) increased over jet greater than 6 mm but less than or equal to 9 mm 
4.c) reverse over jet greater than 3.5 mm with no speech or masticatory 
difficulty. 
4.d) anterior or posterior crossbite with greater than 2 mm discrepancy. 
4.e) posterior lingual crossbite with no functional occlusal contact in one 
or both buccal segments. 
4.f) severe contact point displacement greater than 4 mm. 
4.g) extreme openbite greater than 4mm 
4.h) partially erupted, impacted tipped teeth. 
4.i) increased overbite with palatal trauma. 
4.j) presence of supernumerary teeth.
 Grade 5(extreme/need treatment) 
5.a) Impacted eruption of teeth(except third molars) due to crowding, 
displacement, the presence of supernumerary, retained deciduous 
and pathological causes 
5.b) extensive hypodontia 
5.c) increased overjet greater than 9 mm 
5.d) reverse overjet greater than 3.5 mm with reported masticatory 
and speech problems 
5.e) submerged deciduous teeth
 10 front viewing photographs illustrating 
varying degree of Occlusion (serves as a scale) 
attractive and unattractive occlusion or casts 
viewed from front. 
 The rating is based on matching the dental 
appearance of the patient with one of the 
photographs by an orthodontist or non 
professional 
 No profile views are included
 Photographs are arranged from number 1(most 
attractive) to number 10(most non attractive) 
 The patient score is based on matching his/her 
photograph with that of reference 
photographs. 
 Rating is allocated for overall dental 
attractiveness rather than specific morphologic 
similarities to the photographs.
 Modifications were introduced in 1993 
 The Dental health component and aesthetic 
component were modified to improve the 
reliability of these components. 
 In the dental health component DHC, the 5 
grades were reduced to 3 
 Grade 1,2….. No treatment need 
 Grade 3……. Borderline 
 Grade 4,5….. Treatment need
 In the Aesthetic component AC the 10 point 
scale was reduced to 3 point scale 
1. Photographs 1-4…. No treatment need 
2. Photograph 5-7….. Borderline need 
3. Photograph 8-10…. Definite need 
 These modifications were accepted and are 
used in British standards for Orthodontic 
treatment.
 The use of indices in orthodontics allows more 
uniform interpretation and application for 
criteria for treatment need and changes. 
 Still there is a need of a development of index 
which can be universally accepted in terms of 
reliability and validity. 
 There is a need to improve diagnostic criteria 
and develop a common approach for assessing 
treatment need.
Contemporary 
Orthodontics
Indexes in orthodontics

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Indexes in orthodontics

  • 1. Shahzad Hussain Final year BDS Roll no 52
  • 2. Index has been defined as a numerical value describing the relative status of a population on a graded scale with defined upper and lower limits, which is defined to facilitate and permit comparison with other populations classified under the same criteria and method. In the ORTHODONTIC context an index is used to describe a rating system that assingns a numeric score to a person’s occlusion.
  • 3.  In this era of evidence based Dentistry, Quantitative measurements are necessary, so as to quantiate the treatment and compare the results with some standard care.  Comparing the quality of Orthodontic treatment is more difficult.  For this reason several valid and reliable Indices have been developed to 1. Asses the treatment need 2. Compare the treatment Outocome  Indices have been used for the purpose of Epidemiology , research and for categorizing patients according to treatment need.
  • 4.  Five distinct Type of Indices have been defined, each for a distinct purpose. 1. Diagnostic Indices 2. Epidemiologic Indices 3. Treatment need indices 4. Treatment outcome Indices 5. Treatment Complexity Indices
  • 5.  Proposed by BROOK and SHAW in 1989.  Asses orthodontic treatment need from anatomic and aesthetic point of view.  It consists of Two independent components 1. Dental Health component 2. Aesthetic Component
  • 6.  This is categorized in 5 grades ranging from 1 (no treatment need ) to 5 (great need).  Based on evaluation of 5 occlusal traits 1. Missing teeth 2. Overjet 3. Crossbite 4. Contact point diplacment 5. Overbite
  • 7.  Grade 1 (no treatment need)  Extremely minor malocclusion including contact point displacement.  Grade 2 (Mild/little need) 2.a) Increased overjet greater than 3.5mm but less than or equal to 6 mm with competent lips 2.b) reverse overjet greater than 0 mm but less than or equal to 1 mm 2.c) anterior or posterior crossbite with less than or equal to 1 mm discrepency 2.d) anterior or posterior open bite of 1 mm but less than or equal to 2 mm. 2.e) increased overbite greater than or equal to 3.5 mm but with no gingival contact. 2.f) contact point diplacment equal to 1 mm but less than or equal to 2 mm. 2.g) pre normal or post normal occlusion with no other abnormalities.
  • 8.  Grade 3(moderate/borderline need) 3.a) Same as grade 2 with incompetent lips 3.b) reverse overjet greater than 1 mm but less than or equal to 3.5 mm 3.c) anterior or posterior crossbite with greater than 1mm discrepancy but less than 2 mm 3.d) contact point displacement greater than 2 mm but less than or equal to 4 mm. 3.e) lateral or anterior open bite greater than 2 mm but less than or equal to 4 mm 3.f) Deep overbite on gingival and palatal tissues but no trauma
  • 9.  Grade 4(severe/need treatment) 4.a) Less extensive hypodontia (less than or equal to one tooth per quadrant) 4.b) increased over jet greater than 6 mm but less than or equal to 9 mm 4.c) reverse over jet greater than 3.5 mm with no speech or masticatory difficulty. 4.d) anterior or posterior crossbite with greater than 2 mm discrepancy. 4.e) posterior lingual crossbite with no functional occlusal contact in one or both buccal segments. 4.f) severe contact point displacement greater than 4 mm. 4.g) extreme openbite greater than 4mm 4.h) partially erupted, impacted tipped teeth. 4.i) increased overbite with palatal trauma. 4.j) presence of supernumerary teeth.
  • 10.  Grade 5(extreme/need treatment) 5.a) Impacted eruption of teeth(except third molars) due to crowding, displacement, the presence of supernumerary, retained deciduous and pathological causes 5.b) extensive hypodontia 5.c) increased overjet greater than 9 mm 5.d) reverse overjet greater than 3.5 mm with reported masticatory and speech problems 5.e) submerged deciduous teeth
  • 11.  10 front viewing photographs illustrating varying degree of Occlusion (serves as a scale) attractive and unattractive occlusion or casts viewed from front.  The rating is based on matching the dental appearance of the patient with one of the photographs by an orthodontist or non professional  No profile views are included
  • 12.  Photographs are arranged from number 1(most attractive) to number 10(most non attractive)  The patient score is based on matching his/her photograph with that of reference photographs.  Rating is allocated for overall dental attractiveness rather than specific morphologic similarities to the photographs.
  • 13.
  • 14.
  • 15.  Modifications were introduced in 1993  The Dental health component and aesthetic component were modified to improve the reliability of these components.  In the dental health component DHC, the 5 grades were reduced to 3  Grade 1,2….. No treatment need  Grade 3……. Borderline  Grade 4,5….. Treatment need
  • 16.  In the Aesthetic component AC the 10 point scale was reduced to 3 point scale 1. Photographs 1-4…. No treatment need 2. Photograph 5-7….. Borderline need 3. Photograph 8-10…. Definite need  These modifications were accepted and are used in British standards for Orthodontic treatment.
  • 17.  The use of indices in orthodontics allows more uniform interpretation and application for criteria for treatment need and changes.  Still there is a need of a development of index which can be universally accepted in terms of reliability and validity.  There is a need to improve diagnostic criteria and develop a common approach for assessing treatment need.