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STAFFING

1
Human Resource Management
The integration of all
processes, programs, and systems in an
organization that ensure staff are acquired and
used in an effective way

2
Human Resource Management (Contd.)
HR is multidisciplinary: It applies the disciplines of
Economics (wages, markets, resources),
Psychology (motivation, satisfaction),
Sociology (organization structure, culture) and
Law (min. wage, labor contracts)

What HR Professionals Do?
HR planning
Recruitment & Selection
Training and development
Compensation & Performance review
Labor relations
3
Human Resource Planning
Assessing Current
Human Resources

Assessing Future
Human Resource
Needs

Developing a
Program to Meet
Needs
4
Human Resource Planning

The process of systematically
reviewing HR requirements to ensure
that the required number of
employees, with the required skills, are
available when they are needed

5
HR Planning
We have found the gap, how do we fill this void?
Internal Labour Supply
Skill Inventory
Succession Planning
Replacement Planning
– Inventory Chart
• Present & Future staffing situations
• Helps in retention & expulsion strategy
External Labour Supply
6
Job Analysis
(Functional Job Analysis, Position analysis questionnaire)
A Basic Human Resource Management Tool
Tasks

Responsibilities

Duties

Human Resource
Planning
Recruitment
Selection
Training and
Development

Job
Descriptions
Job
Analysis

Performance Appraisal
Compensation and
Benefits

Job
Specifications

Safety and Health
Employee and Labor
Relations

Knowledge

Skills

Abilities

Legal Considerations
7

Job Analysis for Teams
Definitions
Job - Consists of a group of tasks that must be
performed for an organization to achieve its goals
Position - Collection of tasks and responsibilities
performed by one person; there is a position for every
individual in an organization
Job analysis - Systematic process of determining the
skills, duties, and knowledge required for performing jobs
in an organization (functional job analysis , position
analysis questionnaire)
Job description – document providing information
regarding tasks, duties, and responsibilities of job
Job specification – minimum qualifications to perform a
particular job
8
Recruitment
Process of
locating, identifying, and
attracting capable
candidates
Can be for current or future
needs
Critical activity for some
corporations.
What sources do we use for
recruitment
9
Sources of Recruitment

10
School
Placement

Internal
Searches

Employee
Referrals

Recruitment
Sources

Employment
Agencies

Voluntary
Applicants

Advertisements
11
SELECTION
A series of steps from initial applicant
screening to final hiring of the new
employee.
Selection process.
Step 1 Completing application materials.
Step 2 Conducting an interview.
Step 3 Completing any necessary tests.
Step 4 Doing a background investigation.
Step 5 Deciding to hire or not to hire.
12
Selection process
Step 1 Completing application materials.
Gathering information regarding an applicant’s background and
experiences.
Typical application materials.
Traditional application forms.
Résumés.
Sometimes tests may be included with application materials.
Step 2 Conducting an interview.
Typically used though they are subject to perceptual distortions.
Interviews can provide rough ideas concerning the person’s fit with
the job and the organization.
13
Selection process
Step 3 Completing any necessary tests.
Administered before or after the interview.
Common examples of employment tests.
Cognitive, clerical, or mechanical aptitudes or
abilities.
Personality.
Step 4 Doing a background investigation.
Can be used early or late in selection process.
Background investigations include:
Basic level checks.
Reference checks.
14
Selection process
Step 5 Deciding to hire or not to hire.
Draws on information produced in preceding selection steps.
A job offer is made.
A physical examination may be required if it is relevant to job
performance.
Negotiation of salary and/or benefits for some jobs.
Step 6 Socialization.
The final step in the staffing process.
Involves orienting new employees to:
The firm.
The work units in which they will be working.
The firm’s policies and procedures.
The firm’s organizational culture.

15
Performance Appraisal

16
Performance Appraisal

The identification, measurement,
and management of human
performance in organizations.

17
Why Conduct Performance Appraisals?
Make decisions about that person's future
with the organization
Identify training requirements
Employee improvement
Pay, promotion, and other personnel
decisions
Research
Validation of selection techniques and criteria
18
A Model of Performance Appraisal
Skills/Activities/Output

Performance Appraisal System

Reward/Training/Punishment
19
Techniques for Evaluating Managers
Evaluation by superiors
Evaluation by colleagues
Peer ratings tend to be more favorable for
career development than for promotion
decisions
Self-evaluation
Self-ratings suffer from leniency
Subordinate evaluation
Effective in developing leadership
Leads to improved performance
360 degree feedback (multi-source)
20
360 Feedback

The combination of peer,
subordinate, and self-review

21
Key Steps in Implementing 360° Appraisal
Top management communicates the goals
Employees and managers are involved in the
development of the appraisal criteria and process.
Employees are trained in giving & receiving feedback.
Employees are informed of the nature of the 360
appraisal instrument and process.
The 360 system undergoes pilot testing
Management continuously reinforces the goals of the
360 appraisal and is ready to change the process
when necessary.
22
Measurement Tools

23
Relative and Absolute Judgment
Relative Judgment
An appraisal format that asks supervisors to
compare an employee's performance to the
performance of other employees doing the same
job.
Absolute Judgment
An appraisal format that asks supervisors to make
judgments about an employee’s performance
based solely on performance standards.
24
Rating Methods
Performance rating scales
Supervisors indicate how or to what degree a worker possesses a
relevant job characteristic

Ranking technique
Supervisors list the workers in order from highest to lowest

Paired-comparison technique
Compares the performance of each worker with that of every other
person in the group

Forced choice technique
Raters are presented with groups of descriptive statements and are
asked to select the phrase in each group that is most descriptive
of the worker being evaluated
25
Rating Methods
Behaviorally anchored rating scales (BARS)
Appraisers rate critical employee behavior
Critical-incident behaviors are established
These behaviors are used as standards for appraising effectiveness
The BARS items can be scored objectively by indicating whether the
employee displays that behavior

Behavioral observation scales (BOS)
Appraisers rate the frequency of critical employee behaviors
The ratings are assigned on a five point scale
The evaluation yields a total score

Management by objectives (MBO)
26
Appraising Managers as Managers

27
Organizational Change

28
Concept of Organizational Change
Defined as adoption of a new idea or behavior
by an organization.
Organizations need to continuously adapt to
new situations if they are to survive and
prosper

29
Planned and Unplanned Organizational
Changes
Organizational
Change

Planned Changes
• Changes in products and
services
• Changes in administrative
systems
• Changes in organizational
size or structure
• Introduction of new
technologies
• Advances in information
processing and
communication

Unplanned Changes
• Changing employee
demographics
• Performance gaps
• Governmental regulations
• Economic competition in the
global arena

30
Workforce
World
Politics

Technology

Forces For
Change
Economic
Shocks

Social
Trends

Competition

31
Resistance to Change - Forms
Overt and immediate
Voicing complaints, engaging in job
actions
Implicit and deferred
Loss of employee loyalty and
motivation, increased errors or
mistakes, increased absenteeism
32
Resistance to Change

Selective
Information
Processing

Force of
Habit

Individual

Fear of
the Unknown

Need for
Security
Economic
Factors
33
Resistance to Change

Structural &
Group Inertia

Threat to establish
resource allocation

Organization

Limited Focus

Threat to Expertise
Threat to establish
power relationship
34
Overcoming
Resistance to Change
Education and
Communication

Participation

Negotiation

Facilitation
and Support

Manipulation
and Cooptation

Coercion
35
Organizational Change

Unfreezing

Changing

Refreezing

Lewin’s Three-Step Process
36
Unfreezing the Status Quo
Desired
State
Restraining
Forces

Status
Quo
Driving
Forces
Time
37
Definition of OD
OD is a planned process of change in an
organization’s culture through the utilization
of behavioral science
technology, research, and theory.

38
Organization Development is...
a systemwide application and transfer of
behavioral science knowledge to the
planned development, improvement, and
reinforcement of the
strategies, structures, and processes that
lead to organization effectiveness.

39
Organizational Development - The
Premises
Respect for people
Trust and support

Power equalization
Confrontation

Participation
40
OD Process

Diagnosis

Intervention

Evaluation

41
.
OD Interventions
Intergroup development

Process consultation
Sensitivity training
Third Party Intervention
Survey feedback
Team building
Culture Change

42
Manager Development
On the Job Training
Planned Progression
Job Rotation
Creation of “assistant-to”
Temporary promotion
Committees
Off the Job
Training
Conference
MDPs
Business Simulations

43
Organizational Conflicts

44
Sources of Conflict
Competition for scarce resources
Time pressure
Unreasonable standards, policies, rules or
procedures
Communication breakdowns
Personality clashes
Ambiguous or overlapping jurisdictions
Unrealized expectations
45
Managing Conflicts
Avoidance
Problem solving
Compromise
Forcing
Smoothing
Structural change
46
Training & Development

47
Training and Development (T&D)


Training - Designed to provide learners with the knowledge and
skills needed for their present jobs – formal and informal
 Development - Involves learning that goes beyond today's job –
more long-term focus
 Learning Organization – firms that recognize critical importance
of continuous performance-related training and development an
take appropriate action

48
Factors Influencing T&D






Top management support
Commitment from specialists and generalists
Technological advances
Organizational complexity
Learning style

49
The Training and Development
(T&D) Process
Determine T&D Needs

Establish Specific
Objectives

Select T&D Method(s)

Implement T&D Programs

Evaluate T&D Programs
50
Determining Training and Development
Needs
In order to compete
effectively, firms must keep
employees well trained.

51
Establishing Training and Development
Objectives



Desired end results



Clear and concise objectives must be formulated

52
T&D Methods
 Classroom Programs  Distance Learning

 Mentoring
 Coaching
 Role Playing
 Simulations







and
Videoconferencing
E-learning
On-the-Job Training
Job Rotation
Internships

53
Classroom Programs
 Continue to be

effective for many
types of employee
training
 May incorporate some
of other methods

54
Mentoring
 Approach to advising, coaching, and

nurturing, for creating practical relationship to
enhance individual career, personal, and
professional growth and development
 Mentor may be located elsewhere in
organization or in another firm
 Relationship may be formal or informal

55
Coaching

 Often considered responsibility of

immediate boss
 Provides assistance much as a mentor

56
Role Playing
 Respond to specific problems they may

actually encounter in jobs
 Used to teach such skills as:
 interviewing
 grievance handling
 performance appraisal reviews
conference leadership
 team problem solving
 communication

57
Simulations
Training devices that
model the real world or
programs replicating
tasks away from the job
site

58
Distance Learning and Videoconferencing

 Interactive training
 Used to:

increase access to training
ensure consistency of instruction
reduce cost of delivering T&D
programs

59
E-Learning

Umbrella term describing
online instruction

60
On-the-Job Training
Informal approach that permits employee to learn job
tasks by actually performing them
 Most commonly used T&D method
 No problem transferring what has been learned to the
task


61
Job Rotation




Employees move from one
job to another to broaden
experience
Helps new employees
understand variety of jobs

62
Internships
Training approach where university students divide their
time between attending classes and working for an
organization
 Excellent means of viewing potential permanent employee
at work
 Students are enabled to integrate theory with practice


63
Management Development
 All learning experiences resulting in upgrading of

skills and knowledge needed in current and future
managerial positions
 Imperative managers keep up with latest
developments in their fields while managing everchanging workforce in a dynamic environment
 Requires personal commitment of individual
manager

64
Reasons to Conduct Management
Training Outside of the Company
 An outside perspective
 New viewpoints
 Possibility of taking

executives out of work
environment
 Exposure to faculty
experts and research
 Broader vision
65
Reasons to Conduct Management
Training Inside of the Company
 Training more specific to





needs
Lower costs
Less time
Consistent, relevant material
More control of content and
faculty

66
Orientation
 Initial T&D effort designed

for employees

 Strives to inform them

about company, job and
workgroup
 On-boarding

67
Organization Development

Survey feedback process
 Quality circles
 Team building
 Sensitivity training


68
Survey Feedback Description
 Process of collecting data from organizational

unit through use of questionnaires, interviews
and other objective data
 Can create working environments that lead to
better working relationships, greater
productivity and increased profitability

69
Quality Circles

 Groups of employees who

voluntarily meet regularly
with their supervisors to
discuss problems
 Investigate causes
 Recommend solutions

70
Team Building
 Conscious effort to develop

effective workgroups
 Uses self-directed teams
 Small group of employees
responsible for an entire work
process
 Members work together to
improve their operation

71
Laboratory/ Sensitivity / T-Group Training
 Participants learn about themselves and





how others perceive them
No agenda, leaders, authority, power
positions
People learn through dialogue
Participants encouraged to learn about
themselves and others in group
Also called T-group training

72
Evaluating Human Resource
Development
 Ask participant’s opinions
 Determine extent of learning

 Will training change behavior?
 Have T&D objectives been accomplished?
 Benchmarking
 Evaluation difficult, but necessary

73
Directing & Controlling

74
Introduction
Directing/Direction is a function of management performed by
top level management in order to achieve organizational
goals. It is very important and necessary function of
management.
Management has to undertake various activities like, guide
people, inspired and lead them as well as supervision of their
activity is required in order to achieve desired results.

75
Meaning and Definition
Direction consists of the process and techniques
utilized in issuing instructions and making certain
that operations are carried as originally planned.
“Directing involves determining the
course, giving order and instruction and
providing dynamic leadership” – Marshall
“Activating means and moving into actionsupplying simulative power to the group”- G.R
Terry
76
Directing involves…..
Telling people what is to be done and explaining how to
do it.
Issuing instructions and orders to subordinates.
Inspiring them to contribute towards the achievement of
objectives,
Supervising their activities;
Providing leadership and motivation

77
ELEMENTS OF DIRECTION

Communication
Leading
Motivation
Supervision
Coordination
78
PRINCIPLES OF DIRECTION

Harmony of Objectives
Unity of Command / Direction
Direct Supervision
Democratic Managerial Style
Follow Through
79
TECHNIQUES OF DIRECTION

Consultative Direction
Free Rein Direction
Autocratic Direction

80
SUPERVISION

81
Supervision implies expert overseeing of
subor-dinates -at work in order to guide and regulate their
efforts. Every manager has to supervise the work of his
subordinates to see that they do their work as desired. But
supervision is particularly important at the operat-ing level
of management or at the low-level management.
The supervisor is in direct personal contact with the
workers and he acts as the link between workers and
manage-ment. He communicates the policies, plans and
orders of management to the workers. He also brings
workers' grievances, suggestions and appeals to the notice
of management. Effective supervision is essential for the
accomplishment of desired goals.

82
The direction of people at work is the most
difficult of all production related tasks. Supervision
means constantly functioning in a state of flux and
ambiguity and few people feel satisfaction from
being a supervisor. The reason this is worth
mentioning is because many new supervisors feel
that something is "wrong" when they are
constantly faced with problems relating to their
workforce. This state of flux and ambiguity is
normal to supervision and success is measured in
percentages rather than absolutes.

83
All work requires the coordination of effort. We accomplish
this by giving workers assigned tasks and assigned time in which
they are to accomplish these tasks. But just giving instructions is
not enough. You must give clear, specific instructions on what is to
be done, monitor the worker in the course of their efforts and hold
them accountable for specific results. These three elements;
specific instructions on what is to be done, monitoring them
periodically to make sure it is being done, and making the
employee accountable for the results are the core of the
supervisory process. It is the responsibility of the supervisor to do
this. Workers who do not receive good instruction and direction;
who are allowed to do work incorrectly without correction and who
do not have a review of their performance have not had proper
supervision and hence have not been allowed to perform properly.
The purpose of supervision is to ensure that subordinates
perform their tasks according to prescribed procedures and as
efficiently as possible.
84
In Supervising
1. Set realistic expectations. The expectations that are often
left unstated need to be openly discussed.

2. Establish clear goals. Goal setting gives purpose and
direction to the work of the individual subordinates as well as
to the manager. It ensures alignment to corporate strategy.
3. Communicate. Successful communication is a learned
process that must accommodate individual needs. As the
boss, you establish the norms. Solicit feedback, encourage
discussion (especially alternate points of view), and be
accessible.
85
4. Support. A manager is not made by title alone. Anyone
new to a supervisory position needs to develop certain
professional skills. Your mentoring will be the key to success.
5. Be the Model Manager . Lead the way! Have others do as
you say and do.

86
COORDINATION

87
What's Coordination?
Co-ordination is the
unification, integration, synchronization of the efforts of
group members so as to provide unity of action in the
pursuit of common goals. It is a hidden force which binds
all the other functions of management.
According to Mooney and Reelay, “Co-ordination is orderly
arrangement of group efforts to provide unity of action in
the pursuit of common goals”.
According to Charles Worth, “Coordination is the
integration of several parts into an orderly hole to achieve
the purpose of understanding”.

88
Management seeks to achieve co-ordination through its
basic functions of planning, organizing, staffing, directing
and controlling. That is why, co-ordination is not a separate
function of management because achieving of harmony
between individuals efforts towards achievement of group
goals is a key to success of management. Co-ordination is
the essence of management and is implicit and inherent in
all functions of management.
A manager can be compared to an orchestra conductor
since both of them have to create rhythm and unity in the
activities of group members.

89
CONTROL

90
Organizational Control
Organizational Control
Managers monitor and regulate how efficiently
and effectively an organization and its members
are performing the activities necessary to
achieve organizational goals

91
Organizational Control
Managers must monitor and evaluate:
Is the firm efficiently converting inputs into
outputs?
Are units of inputs and outputs measured
accurately?
Is product quality improving?
Is the firm’s quality competitive with other
firms?
Are employees responsive to customers?
Are customers satisfied with the services
offered?
Are our managers innovative in outlook?
Does the control system encourage risktaking?

92
Control Systems
Control Systems
Formal, target-setting, monitoring, evaluation
and feedback systems that provide managers
with information about whether the
organization’s strategy and structure are
working efficiently and effectively.

93

11-93
Control Systems
A good control system should:
be flexible so managers can respond as
needed.
provide accurate information about the
organization.
provide information in a timely manner.

94
Three Types of Control

95
Types of Control
Feedforward Controls
Used to anticipate problems before they arise
so that problems do not occur later during the
conversion process
Giving stringent product specifications to
suppliers in advance
IT can be used to keep in contact with suppliers
and to monitor their progress

96
Types of Control
Concurrent Controls
Give managers immediate feedback on how
efficiently inputs are being transformed into
outputs
Allows managers to correct problems as
they arise

97

11-97
Types of Control
Feedback Controls
Used to provide information at the output stage
about customers’ reactions to goods and
services so that corrective action can be taken
if necessary

98

11-98
Control Process Steps

99
The Control Process
1.

Establish standards of performance, goals, or
targets against which performance is to be
evaluated.
Managers at each organizational level need to
set their own standards.

100
The Control Process
2.

Measure actual performance
Managers can measure outputs resulting
from worker behavior or they can measure
the behavior themselves.
The more non-routine the task, the harder
it is to measure behavior or outputs

101
The Control Process
3.

Compare actual performance against chosen
standards of performance
Managers evaluate whether – and to what
extent – performance deviates from the
standards of
performance
chosen in step 1

102
The Control Process
4.

Evaluate result and initiate corrective action if
the standard is not being achieved
If managers decide that the level of
performance is unacceptable, they must try
to change the way work activities are
performed to solve the problem

103
Three Organizational Control Systems

104
Financial Measures of Performance
Profit Ratios –
measure how efficiently managers are using the
organization’s resources to generate profits
Return on Investment (ROI) –
most commonly used financial performance measure
organization’s net income before taxes divided by its total
assets

105

11-105
Financial Measures of Performance
Operating margin
calculated by dividing a companies operating
profit by sales revenue
Provides managers with information about
how efficiently an organization is utilizing its
resources

106
Financial Measures of Performance
Liquidity ratios
measure how well managers have protected
organizational resources to be able to meet
short-term obligations
Leverage ratios
measure the degree to which managers use
debt or equity to finance ongoing operations

107
Financial Measures of Performance
Activity ratios

provide measures
of how well
managers are
creating value from
organizational
assets

108
Output Control
Organizational Goals
Each division within the firm is given specific
goals that must be met in order to attain overall
organizational goals.
Goals should be set appropriately so that
managers are motivated to accomplish them

109
Organization-Wide Goal Setting

110
Output Control
Operating Budgets
Blueprint that states how managers intend to use
organizational resources to achieve
organizational goals efficiently.

111
Effective Output Control
1.
2.
3.

Objective financial measures
Challenging goals and performance standards
Appropriate operating budgets

112
Problems with Output Control
Managers must create output standards that motivate at all
levels
Should not cause managers to behave in inappropriate ways
to achieve organizational goals

113
Behavior Control
Direct supervision
managers who actively monitor and observe the behavior
of their subordinates
Teach subordinates appropriate behaviors
Intervene to take corrective action
Most immediate and potent form of behavioral control
Can be an effective way of motivating employees

114
Problems with Direct Supervision
Very expensive because a manager can personally manage
only a relatively small number of subordinates effectively
Can demotivate subordinates if they feel that they are under
such close scrutiny that they are not free to make their own
decisions

115
MBO

116
Management by Objectives
Management by Objectives (MBO)
formal system of evaluating subordinates for
their ability to achieve specific organizational
goals or performance standards and to
meet operating
budgets

117
Management by Objectives
1.
2.
3.

Specific goals and objectives are established at
each level of the organization
Managers and their subordinates together
determine the subordinates’ goals
Managers and their subordinates periodically
review the subordinates’ progress toward
meeting goals

118
Bureaucratic Control
Bureaucratic Control
Control through a system of rules and standard
operating procedures (SOPs) that shapes and
regulates the behavior of
divisions, functions, and individuals.

119

11-119
Bureaucratic Control
Problems with Bureaucratic Control
Rules easier to make than than discarding
them, leading to bureaucratic “red tape” and
slowing organizational reaction times to
problems.
Firms become too standardized and lose
flexibility to learn, to create new ideas, and
solve to new problems.

120
Clan Control
Clan Control
The control exerted on individuals and groups
in an organization by shared
values, norms, standards of behavior, and
expectations.

121

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HR Staffing Guide

  • 2. Human Resource Management The integration of all processes, programs, and systems in an organization that ensure staff are acquired and used in an effective way 2
  • 3. Human Resource Management (Contd.) HR is multidisciplinary: It applies the disciplines of Economics (wages, markets, resources), Psychology (motivation, satisfaction), Sociology (organization structure, culture) and Law (min. wage, labor contracts) What HR Professionals Do? HR planning Recruitment & Selection Training and development Compensation & Performance review Labor relations 3
  • 4. Human Resource Planning Assessing Current Human Resources Assessing Future Human Resource Needs Developing a Program to Meet Needs 4
  • 5. Human Resource Planning The process of systematically reviewing HR requirements to ensure that the required number of employees, with the required skills, are available when they are needed 5
  • 6. HR Planning We have found the gap, how do we fill this void? Internal Labour Supply Skill Inventory Succession Planning Replacement Planning – Inventory Chart • Present & Future staffing situations • Helps in retention & expulsion strategy External Labour Supply 6
  • 7. Job Analysis (Functional Job Analysis, Position analysis questionnaire) A Basic Human Resource Management Tool Tasks Responsibilities Duties Human Resource Planning Recruitment Selection Training and Development Job Descriptions Job Analysis Performance Appraisal Compensation and Benefits Job Specifications Safety and Health Employee and Labor Relations Knowledge Skills Abilities Legal Considerations 7 Job Analysis for Teams
  • 8. Definitions Job - Consists of a group of tasks that must be performed for an organization to achieve its goals Position - Collection of tasks and responsibilities performed by one person; there is a position for every individual in an organization Job analysis - Systematic process of determining the skills, duties, and knowledge required for performing jobs in an organization (functional job analysis , position analysis questionnaire) Job description – document providing information regarding tasks, duties, and responsibilities of job Job specification – minimum qualifications to perform a particular job 8
  • 9. Recruitment Process of locating, identifying, and attracting capable candidates Can be for current or future needs Critical activity for some corporations. What sources do we use for recruitment 9
  • 12. SELECTION A series of steps from initial applicant screening to final hiring of the new employee. Selection process. Step 1 Completing application materials. Step 2 Conducting an interview. Step 3 Completing any necessary tests. Step 4 Doing a background investigation. Step 5 Deciding to hire or not to hire. 12
  • 13. Selection process Step 1 Completing application materials. Gathering information regarding an applicant’s background and experiences. Typical application materials. Traditional application forms. Résumés. Sometimes tests may be included with application materials. Step 2 Conducting an interview. Typically used though they are subject to perceptual distortions. Interviews can provide rough ideas concerning the person’s fit with the job and the organization. 13
  • 14. Selection process Step 3 Completing any necessary tests. Administered before or after the interview. Common examples of employment tests. Cognitive, clerical, or mechanical aptitudes or abilities. Personality. Step 4 Doing a background investigation. Can be used early or late in selection process. Background investigations include: Basic level checks. Reference checks. 14
  • 15. Selection process Step 5 Deciding to hire or not to hire. Draws on information produced in preceding selection steps. A job offer is made. A physical examination may be required if it is relevant to job performance. Negotiation of salary and/or benefits for some jobs. Step 6 Socialization. The final step in the staffing process. Involves orienting new employees to: The firm. The work units in which they will be working. The firm’s policies and procedures. The firm’s organizational culture. 15
  • 17. Performance Appraisal The identification, measurement, and management of human performance in organizations. 17
  • 18. Why Conduct Performance Appraisals? Make decisions about that person's future with the organization Identify training requirements Employee improvement Pay, promotion, and other personnel decisions Research Validation of selection techniques and criteria 18
  • 19. A Model of Performance Appraisal Skills/Activities/Output Performance Appraisal System Reward/Training/Punishment 19
  • 20. Techniques for Evaluating Managers Evaluation by superiors Evaluation by colleagues Peer ratings tend to be more favorable for career development than for promotion decisions Self-evaluation Self-ratings suffer from leniency Subordinate evaluation Effective in developing leadership Leads to improved performance 360 degree feedback (multi-source) 20
  • 21. 360 Feedback The combination of peer, subordinate, and self-review 21
  • 22. Key Steps in Implementing 360° Appraisal Top management communicates the goals Employees and managers are involved in the development of the appraisal criteria and process. Employees are trained in giving & receiving feedback. Employees are informed of the nature of the 360 appraisal instrument and process. The 360 system undergoes pilot testing Management continuously reinforces the goals of the 360 appraisal and is ready to change the process when necessary. 22
  • 24. Relative and Absolute Judgment Relative Judgment An appraisal format that asks supervisors to compare an employee's performance to the performance of other employees doing the same job. Absolute Judgment An appraisal format that asks supervisors to make judgments about an employee’s performance based solely on performance standards. 24
  • 25. Rating Methods Performance rating scales Supervisors indicate how or to what degree a worker possesses a relevant job characteristic Ranking technique Supervisors list the workers in order from highest to lowest Paired-comparison technique Compares the performance of each worker with that of every other person in the group Forced choice technique Raters are presented with groups of descriptive statements and are asked to select the phrase in each group that is most descriptive of the worker being evaluated 25
  • 26. Rating Methods Behaviorally anchored rating scales (BARS) Appraisers rate critical employee behavior Critical-incident behaviors are established These behaviors are used as standards for appraising effectiveness The BARS items can be scored objectively by indicating whether the employee displays that behavior Behavioral observation scales (BOS) Appraisers rate the frequency of critical employee behaviors The ratings are assigned on a five point scale The evaluation yields a total score Management by objectives (MBO) 26
  • 27. Appraising Managers as Managers 27
  • 29. Concept of Organizational Change Defined as adoption of a new idea or behavior by an organization. Organizations need to continuously adapt to new situations if they are to survive and prosper 29
  • 30. Planned and Unplanned Organizational Changes Organizational Change Planned Changes • Changes in products and services • Changes in administrative systems • Changes in organizational size or structure • Introduction of new technologies • Advances in information processing and communication Unplanned Changes • Changing employee demographics • Performance gaps • Governmental regulations • Economic competition in the global arena 30
  • 32. Resistance to Change - Forms Overt and immediate Voicing complaints, engaging in job actions Implicit and deferred Loss of employee loyalty and motivation, increased errors or mistakes, increased absenteeism 32
  • 33. Resistance to Change Selective Information Processing Force of Habit Individual Fear of the Unknown Need for Security Economic Factors 33
  • 34. Resistance to Change Structural & Group Inertia Threat to establish resource allocation Organization Limited Focus Threat to Expertise Threat to establish power relationship 34
  • 35. Overcoming Resistance to Change Education and Communication Participation Negotiation Facilitation and Support Manipulation and Cooptation Coercion 35
  • 37. Unfreezing the Status Quo Desired State Restraining Forces Status Quo Driving Forces Time 37
  • 38. Definition of OD OD is a planned process of change in an organization’s culture through the utilization of behavioral science technology, research, and theory. 38
  • 39. Organization Development is... a systemwide application and transfer of behavioral science knowledge to the planned development, improvement, and reinforcement of the strategies, structures, and processes that lead to organization effectiveness. 39
  • 40. Organizational Development - The Premises Respect for people Trust and support Power equalization Confrontation Participation 40
  • 42. OD Interventions Intergroup development Process consultation Sensitivity training Third Party Intervention Survey feedback Team building Culture Change 42
  • 43. Manager Development On the Job Training Planned Progression Job Rotation Creation of “assistant-to” Temporary promotion Committees Off the Job Training Conference MDPs Business Simulations 43
  • 45. Sources of Conflict Competition for scarce resources Time pressure Unreasonable standards, policies, rules or procedures Communication breakdowns Personality clashes Ambiguous or overlapping jurisdictions Unrealized expectations 45
  • 48. Training and Development (T&D)  Training - Designed to provide learners with the knowledge and skills needed for their present jobs – formal and informal  Development - Involves learning that goes beyond today's job – more long-term focus  Learning Organization – firms that recognize critical importance of continuous performance-related training and development an take appropriate action 48
  • 49. Factors Influencing T&D      Top management support Commitment from specialists and generalists Technological advances Organizational complexity Learning style 49
  • 50. The Training and Development (T&D) Process Determine T&D Needs Establish Specific Objectives Select T&D Method(s) Implement T&D Programs Evaluate T&D Programs 50
  • 51. Determining Training and Development Needs In order to compete effectively, firms must keep employees well trained. 51
  • 52. Establishing Training and Development Objectives  Desired end results  Clear and concise objectives must be formulated 52
  • 53. T&D Methods  Classroom Programs  Distance Learning  Mentoring  Coaching  Role Playing  Simulations     and Videoconferencing E-learning On-the-Job Training Job Rotation Internships 53
  • 54. Classroom Programs  Continue to be effective for many types of employee training  May incorporate some of other methods 54
  • 55. Mentoring  Approach to advising, coaching, and nurturing, for creating practical relationship to enhance individual career, personal, and professional growth and development  Mentor may be located elsewhere in organization or in another firm  Relationship may be formal or informal 55
  • 56. Coaching  Often considered responsibility of immediate boss  Provides assistance much as a mentor 56
  • 57. Role Playing  Respond to specific problems they may actually encounter in jobs  Used to teach such skills as:  interviewing  grievance handling  performance appraisal reviews conference leadership  team problem solving  communication 57
  • 58. Simulations Training devices that model the real world or programs replicating tasks away from the job site 58
  • 59. Distance Learning and Videoconferencing  Interactive training  Used to: increase access to training ensure consistency of instruction reduce cost of delivering T&D programs 59
  • 61. On-the-Job Training Informal approach that permits employee to learn job tasks by actually performing them  Most commonly used T&D method  No problem transferring what has been learned to the task  61
  • 62. Job Rotation   Employees move from one job to another to broaden experience Helps new employees understand variety of jobs 62
  • 63. Internships Training approach where university students divide their time between attending classes and working for an organization  Excellent means of viewing potential permanent employee at work  Students are enabled to integrate theory with practice  63
  • 64. Management Development  All learning experiences resulting in upgrading of skills and knowledge needed in current and future managerial positions  Imperative managers keep up with latest developments in their fields while managing everchanging workforce in a dynamic environment  Requires personal commitment of individual manager 64
  • 65. Reasons to Conduct Management Training Outside of the Company  An outside perspective  New viewpoints  Possibility of taking executives out of work environment  Exposure to faculty experts and research  Broader vision 65
  • 66. Reasons to Conduct Management Training Inside of the Company  Training more specific to     needs Lower costs Less time Consistent, relevant material More control of content and faculty 66
  • 67. Orientation  Initial T&D effort designed for employees  Strives to inform them about company, job and workgroup  On-boarding 67
  • 68. Organization Development Survey feedback process  Quality circles  Team building  Sensitivity training  68
  • 69. Survey Feedback Description  Process of collecting data from organizational unit through use of questionnaires, interviews and other objective data  Can create working environments that lead to better working relationships, greater productivity and increased profitability 69
  • 70. Quality Circles  Groups of employees who voluntarily meet regularly with their supervisors to discuss problems  Investigate causes  Recommend solutions 70
  • 71. Team Building  Conscious effort to develop effective workgroups  Uses self-directed teams  Small group of employees responsible for an entire work process  Members work together to improve their operation 71
  • 72. Laboratory/ Sensitivity / T-Group Training  Participants learn about themselves and     how others perceive them No agenda, leaders, authority, power positions People learn through dialogue Participants encouraged to learn about themselves and others in group Also called T-group training 72
  • 73. Evaluating Human Resource Development  Ask participant’s opinions  Determine extent of learning  Will training change behavior?  Have T&D objectives been accomplished?  Benchmarking  Evaluation difficult, but necessary 73
  • 75. Introduction Directing/Direction is a function of management performed by top level management in order to achieve organizational goals. It is very important and necessary function of management. Management has to undertake various activities like, guide people, inspired and lead them as well as supervision of their activity is required in order to achieve desired results. 75
  • 76. Meaning and Definition Direction consists of the process and techniques utilized in issuing instructions and making certain that operations are carried as originally planned. “Directing involves determining the course, giving order and instruction and providing dynamic leadership” – Marshall “Activating means and moving into actionsupplying simulative power to the group”- G.R Terry 76
  • 77. Directing involves….. Telling people what is to be done and explaining how to do it. Issuing instructions and orders to subordinates. Inspiring them to contribute towards the achievement of objectives, Supervising their activities; Providing leadership and motivation 77
  • 79. PRINCIPLES OF DIRECTION Harmony of Objectives Unity of Command / Direction Direct Supervision Democratic Managerial Style Follow Through 79
  • 80. TECHNIQUES OF DIRECTION Consultative Direction Free Rein Direction Autocratic Direction 80
  • 82. Supervision implies expert overseeing of subor-dinates -at work in order to guide and regulate their efforts. Every manager has to supervise the work of his subordinates to see that they do their work as desired. But supervision is particularly important at the operat-ing level of management or at the low-level management. The supervisor is in direct personal contact with the workers and he acts as the link between workers and manage-ment. He communicates the policies, plans and orders of management to the workers. He also brings workers' grievances, suggestions and appeals to the notice of management. Effective supervision is essential for the accomplishment of desired goals. 82
  • 83. The direction of people at work is the most difficult of all production related tasks. Supervision means constantly functioning in a state of flux and ambiguity and few people feel satisfaction from being a supervisor. The reason this is worth mentioning is because many new supervisors feel that something is "wrong" when they are constantly faced with problems relating to their workforce. This state of flux and ambiguity is normal to supervision and success is measured in percentages rather than absolutes. 83
  • 84. All work requires the coordination of effort. We accomplish this by giving workers assigned tasks and assigned time in which they are to accomplish these tasks. But just giving instructions is not enough. You must give clear, specific instructions on what is to be done, monitor the worker in the course of their efforts and hold them accountable for specific results. These three elements; specific instructions on what is to be done, monitoring them periodically to make sure it is being done, and making the employee accountable for the results are the core of the supervisory process. It is the responsibility of the supervisor to do this. Workers who do not receive good instruction and direction; who are allowed to do work incorrectly without correction and who do not have a review of their performance have not had proper supervision and hence have not been allowed to perform properly. The purpose of supervision is to ensure that subordinates perform their tasks according to prescribed procedures and as efficiently as possible. 84
  • 85. In Supervising 1. Set realistic expectations. The expectations that are often left unstated need to be openly discussed. 2. Establish clear goals. Goal setting gives purpose and direction to the work of the individual subordinates as well as to the manager. It ensures alignment to corporate strategy. 3. Communicate. Successful communication is a learned process that must accommodate individual needs. As the boss, you establish the norms. Solicit feedback, encourage discussion (especially alternate points of view), and be accessible. 85
  • 86. 4. Support. A manager is not made by title alone. Anyone new to a supervisory position needs to develop certain professional skills. Your mentoring will be the key to success. 5. Be the Model Manager . Lead the way! Have others do as you say and do. 86
  • 88. What's Coordination? Co-ordination is the unification, integration, synchronization of the efforts of group members so as to provide unity of action in the pursuit of common goals. It is a hidden force which binds all the other functions of management. According to Mooney and Reelay, “Co-ordination is orderly arrangement of group efforts to provide unity of action in the pursuit of common goals”. According to Charles Worth, “Coordination is the integration of several parts into an orderly hole to achieve the purpose of understanding”. 88
  • 89. Management seeks to achieve co-ordination through its basic functions of planning, organizing, staffing, directing and controlling. That is why, co-ordination is not a separate function of management because achieving of harmony between individuals efforts towards achievement of group goals is a key to success of management. Co-ordination is the essence of management and is implicit and inherent in all functions of management. A manager can be compared to an orchestra conductor since both of them have to create rhythm and unity in the activities of group members. 89
  • 91. Organizational Control Organizational Control Managers monitor and regulate how efficiently and effectively an organization and its members are performing the activities necessary to achieve organizational goals 91
  • 92. Organizational Control Managers must monitor and evaluate: Is the firm efficiently converting inputs into outputs? Are units of inputs and outputs measured accurately? Is product quality improving? Is the firm’s quality competitive with other firms? Are employees responsive to customers? Are customers satisfied with the services offered? Are our managers innovative in outlook? Does the control system encourage risktaking? 92
  • 93. Control Systems Control Systems Formal, target-setting, monitoring, evaluation and feedback systems that provide managers with information about whether the organization’s strategy and structure are working efficiently and effectively. 93 11-93
  • 94. Control Systems A good control system should: be flexible so managers can respond as needed. provide accurate information about the organization. provide information in a timely manner. 94
  • 95. Three Types of Control 95
  • 96. Types of Control Feedforward Controls Used to anticipate problems before they arise so that problems do not occur later during the conversion process Giving stringent product specifications to suppliers in advance IT can be used to keep in contact with suppliers and to monitor their progress 96
  • 97. Types of Control Concurrent Controls Give managers immediate feedback on how efficiently inputs are being transformed into outputs Allows managers to correct problems as they arise 97 11-97
  • 98. Types of Control Feedback Controls Used to provide information at the output stage about customers’ reactions to goods and services so that corrective action can be taken if necessary 98 11-98
  • 100. The Control Process 1. Establish standards of performance, goals, or targets against which performance is to be evaluated. Managers at each organizational level need to set their own standards. 100
  • 101. The Control Process 2. Measure actual performance Managers can measure outputs resulting from worker behavior or they can measure the behavior themselves. The more non-routine the task, the harder it is to measure behavior or outputs 101
  • 102. The Control Process 3. Compare actual performance against chosen standards of performance Managers evaluate whether – and to what extent – performance deviates from the standards of performance chosen in step 1 102
  • 103. The Control Process 4. Evaluate result and initiate corrective action if the standard is not being achieved If managers decide that the level of performance is unacceptable, they must try to change the way work activities are performed to solve the problem 103
  • 105. Financial Measures of Performance Profit Ratios – measure how efficiently managers are using the organization’s resources to generate profits Return on Investment (ROI) – most commonly used financial performance measure organization’s net income before taxes divided by its total assets 105 11-105
  • 106. Financial Measures of Performance Operating margin calculated by dividing a companies operating profit by sales revenue Provides managers with information about how efficiently an organization is utilizing its resources 106
  • 107. Financial Measures of Performance Liquidity ratios measure how well managers have protected organizational resources to be able to meet short-term obligations Leverage ratios measure the degree to which managers use debt or equity to finance ongoing operations 107
  • 108. Financial Measures of Performance Activity ratios provide measures of how well managers are creating value from organizational assets 108
  • 109. Output Control Organizational Goals Each division within the firm is given specific goals that must be met in order to attain overall organizational goals. Goals should be set appropriately so that managers are motivated to accomplish them 109
  • 111. Output Control Operating Budgets Blueprint that states how managers intend to use organizational resources to achieve organizational goals efficiently. 111
  • 112. Effective Output Control 1. 2. 3. Objective financial measures Challenging goals and performance standards Appropriate operating budgets 112
  • 113. Problems with Output Control Managers must create output standards that motivate at all levels Should not cause managers to behave in inappropriate ways to achieve organizational goals 113
  • 114. Behavior Control Direct supervision managers who actively monitor and observe the behavior of their subordinates Teach subordinates appropriate behaviors Intervene to take corrective action Most immediate and potent form of behavioral control Can be an effective way of motivating employees 114
  • 115. Problems with Direct Supervision Very expensive because a manager can personally manage only a relatively small number of subordinates effectively Can demotivate subordinates if they feel that they are under such close scrutiny that they are not free to make their own decisions 115
  • 117. Management by Objectives Management by Objectives (MBO) formal system of evaluating subordinates for their ability to achieve specific organizational goals or performance standards and to meet operating budgets 117
  • 118. Management by Objectives 1. 2. 3. Specific goals and objectives are established at each level of the organization Managers and their subordinates together determine the subordinates’ goals Managers and their subordinates periodically review the subordinates’ progress toward meeting goals 118
  • 119. Bureaucratic Control Bureaucratic Control Control through a system of rules and standard operating procedures (SOPs) that shapes and regulates the behavior of divisions, functions, and individuals. 119 11-119
  • 120. Bureaucratic Control Problems with Bureaucratic Control Rules easier to make than than discarding them, leading to bureaucratic “red tape” and slowing organizational reaction times to problems. Firms become too standardized and lose flexibility to learn, to create new ideas, and solve to new problems. 120
  • 121. Clan Control Clan Control The control exerted on individuals and groups in an organization by shared values, norms, standards of behavior, and expectations. 121