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By
Priyanka Lonandkar &
Pratiksha shetty
Content
What is a biological
product?
 Biological products include a wide range of products such
as vaccines, blood and blood components, allergenics,
gene therapy, tissues, and recombinant therapeutic
proteins.
 Biologics are isolated from a variety of natural sources -
human, animal, or microorganism - and may be produced by
biotechnology methods and other cutting-edge
technologies.
 Gene-based and cellular biologics, for example, often are at
the forefront of biomedical research, and may be used to
treat a variety of medical conditions for which no other
treatments are available.
How do biological products
differ from conventional
drugs?
 In contrast to most drugs that are chemically
synthesized and their structure is known, most biologics
are complex mixtures that are not easily identified or
characterized.
 Biological products, including those manufactured by
biotechnology, tend to be heat sensitive and susceptible
to microbial contamination.
 Therefore, it is necessary to use aseptic principles from
initial manufacturing steps, which is also in contrast to
most conventional drugs.
Biosimilar Product
 A biosimilar product is a biological product that is
approved based on a showing that it is highly
similar to an FDA-approved biological product,
known as a reference product, and has no
clinically meaningful differences in terms of safety
and effectiveness from the reference product.
 Only minor differences in clinically inactive
components are allowable in biosimilar products.
Regulatory Framework for
Approving Biosimilars
 The Affordable Care Act introduced a pathway for FDA
approval of “abbreviated” applications for biological
products that are shown to be “biosimilar” to an already-
approved biologic (“reference product”).
 This abbreviated pathway is set forth in the part of the
law called the Biologics Price Competition and
Innovation Act (BPCI Act).
 This Act provides the framework for FDA licensure and
patent litigation those results from biosimilar
applications.
 For example, under the BPCI Act, a biological product
may be shown to be “biosimilar” if the submitted data
indicates that the product is “highly similar” to the
reference product.
 And importantly, when the reference product is patent
protected, submitting an abbreviated application under
the BPCI Act triggers a series of events that may lead to
patent litigation.
The Patent Dance
 Once a biosimilar application has been submitted to
the FDA, there is a procedure, commonly referred to
as the “patent dance,” for resolving any patent
disputes.
 This procedure has strict timing and sequencing
requirements and involves several rounds of
information exchanges between the reference
product sponsor (which is usually the innovator
company) and the biosimilar applicant.
Key steps of this process
includes:
 Step 1: Within 20 days after the FDA has accepted its
abbreviated application, the biosimilar applicant must
provide the reference product sponsor with confidential
access to the biosimilar application and relevant
manufacturing information for the proposed biologic.
 Step 2: Within 60 days of receiving these materials,
the reference product sponsor must provide to the
biosimilar applicant:
(1) a list of patents it believes are infringed,
(2) identify which, if any, of these patents it would be
willing to license to the biosimilar applicant.
 Step 3: Within 60 days of receipt of the patent list, the
biosimilar applicant must provide the reference product
sponsor a statement describing, on a claim-by-claim
basis, the factual and legal basis as to why each patent is
invalid, unenforceable, and/or not infringed. Within this
same 60 day period, the biosimilar applicant may provide
to the reference product sponsor a counter list of patents
that the biosimilar applicant believes could be subject to
a claim of patent infringement.
 Step 4: Within 60 days of receiving these materials, the
reference product sponsor must provide a reciprocal
statement describing, on a claim-by-claim basis, the
factual and legal basis that each patent will be infringed,
as well as a response to any statement regarding validity
and enforceability.
 Step 5: The parties then have up to 15 days to negotiate in
good faith to arrive at a list of patents, if any, that should be
subject to a patent infringement action.
- If the parties reach agreement, then the reference
product sponsor must bring an infringement action
within 30 days for each patent on the negotiated list.
- If the parties do not reach agreement, the biosimilar
applicant must notify the reference product sponsor
of the number of patents it will provide in a second
list, and the parties then simultaneously exchange
within 5 days of this notice a list of patents that each
party believes should be the subject of the infringement
litigation. Within 30 days after this exchange, the
reference product sponsor must bring an infringement
action on all the patents on the simultaneously exchanged
lists.

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Patent Dance

  • 3. What is a biological product?  Biological products include a wide range of products such as vaccines, blood and blood components, allergenics, gene therapy, tissues, and recombinant therapeutic proteins.  Biologics are isolated from a variety of natural sources - human, animal, or microorganism - and may be produced by biotechnology methods and other cutting-edge technologies.  Gene-based and cellular biologics, for example, often are at the forefront of biomedical research, and may be used to treat a variety of medical conditions for which no other treatments are available.
  • 4. How do biological products differ from conventional drugs?  In contrast to most drugs that are chemically synthesized and their structure is known, most biologics are complex mixtures that are not easily identified or characterized.  Biological products, including those manufactured by biotechnology, tend to be heat sensitive and susceptible to microbial contamination.  Therefore, it is necessary to use aseptic principles from initial manufacturing steps, which is also in contrast to most conventional drugs.
  • 5. Biosimilar Product  A biosimilar product is a biological product that is approved based on a showing that it is highly similar to an FDA-approved biological product, known as a reference product, and has no clinically meaningful differences in terms of safety and effectiveness from the reference product.  Only minor differences in clinically inactive components are allowable in biosimilar products.
  • 6. Regulatory Framework for Approving Biosimilars  The Affordable Care Act introduced a pathway for FDA approval of “abbreviated” applications for biological products that are shown to be “biosimilar” to an already- approved biologic (“reference product”).  This abbreviated pathway is set forth in the part of the law called the Biologics Price Competition and Innovation Act (BPCI Act).  This Act provides the framework for FDA licensure and patent litigation those results from biosimilar applications.
  • 7.  For example, under the BPCI Act, a biological product may be shown to be “biosimilar” if the submitted data indicates that the product is “highly similar” to the reference product.  And importantly, when the reference product is patent protected, submitting an abbreviated application under the BPCI Act triggers a series of events that may lead to patent litigation.
  • 8. The Patent Dance  Once a biosimilar application has been submitted to the FDA, there is a procedure, commonly referred to as the “patent dance,” for resolving any patent disputes.  This procedure has strict timing and sequencing requirements and involves several rounds of information exchanges between the reference product sponsor (which is usually the innovator company) and the biosimilar applicant.
  • 9. Key steps of this process includes:  Step 1: Within 20 days after the FDA has accepted its abbreviated application, the biosimilar applicant must provide the reference product sponsor with confidential access to the biosimilar application and relevant manufacturing information for the proposed biologic.  Step 2: Within 60 days of receiving these materials, the reference product sponsor must provide to the biosimilar applicant: (1) a list of patents it believes are infringed, (2) identify which, if any, of these patents it would be willing to license to the biosimilar applicant.
  • 10.  Step 3: Within 60 days of receipt of the patent list, the biosimilar applicant must provide the reference product sponsor a statement describing, on a claim-by-claim basis, the factual and legal basis as to why each patent is invalid, unenforceable, and/or not infringed. Within this same 60 day period, the biosimilar applicant may provide to the reference product sponsor a counter list of patents that the biosimilar applicant believes could be subject to a claim of patent infringement.  Step 4: Within 60 days of receiving these materials, the reference product sponsor must provide a reciprocal statement describing, on a claim-by-claim basis, the factual and legal basis that each patent will be infringed, as well as a response to any statement regarding validity and enforceability.
  • 11.  Step 5: The parties then have up to 15 days to negotiate in good faith to arrive at a list of patents, if any, that should be subject to a patent infringement action. - If the parties reach agreement, then the reference product sponsor must bring an infringement action within 30 days for each patent on the negotiated list. - If the parties do not reach agreement, the biosimilar applicant must notify the reference product sponsor of the number of patents it will provide in a second list, and the parties then simultaneously exchange within 5 days of this notice a list of patents that each party believes should be the subject of the infringement litigation. Within 30 days after this exchange, the reference product sponsor must bring an infringement action on all the patents on the simultaneously exchanged lists.