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Prof. Dr. V. Sathyanarayanan MBBS, MD 
SRM MCH & RC 
*PRINCIPLES OF STUDENT ASSESSMENT
* 
*AT THE END OF THIS SESSION, PARTICIPANTS WILL BE ABLE TO 
1. Name the types of assessment 
2. Compare formative and summative assessment 
3. Explain the characteristics of an assessment tool 
4. Identify the steps in student assessment 
5. Enumerate the steps in the choice of an assessment tool 
6. Express enthusiasm to apply the principles of student assessment in everyday teaching practice 
7. Prepare an appropriate assessment tool
* 
*Chief goal is to bring desirable change of 
Knowledge, 
Skills, 
Attitudes 
In the learner
SIX ASPECTS OF MEDICAL EDUCATION
Education is a cyclical process
*
*
* 
*What is assessment? 
*Why ? 
* Parts of it 
*Types 
*Characteristics 
*Assessment tools 
*Steps 
*Limitations 
*Summary
* 
*The process of determining 
whether 
predetermined educational objectives 
have been achieved…
* 
*Assessment and evaluation are often used interchangeably 
*However for our purposes… 
*Assessment describes the measurement of learner outcomes 
*Evaluation describes the measurement of course/program outcomes
* 
*Provides baseline data 
*Provides summative and formative feedback 
*“Drives learning” 
*Allows to measure individual progress. 
*Encourages “student” reflection 
*Assures public that providers are competent 
*Licensure/credentialing requirements
*
* 
1.OBJECTIVE MEASUREMENT  marks, rank, percentile 
2.VALUE JUDGEMENT  Regarding desirability of the result of measurement to relook SLO and TL Process  decide on changes
* 
*FORMATIVE ASSESSMENT 
*SUMMATIVE ASSESSMENT 
*COMPETENCE ASSESSMENT 
*PERFORMANCE ASSESSMENT 
*NORM REFERENCED ASSESSMENT 
*CRITERION REFERENCED ASSESSMENT
*
Crucial Distinction 
Assessment OF Learning (Summative): 
How much have students learned as of 
at a particular point in time? 
Assessment FOR Learning (Formative): 
How can we use assessment to help students learn more?
*Done for planning Teaching- Learning 
*For student development 
*Done at the classroom level 
*To provide feedback for students and teachers 
*Can help to modify T-L methods 
*Before final test of competence 
*Criterion referenced 
*Done scoring/grading or pass/fail decision 
*Done at a wider level (school, college, university , national ) 
*Used to find out the competence before certification 
*Criterion referenced 
*
*“When the cook tastes the soup, that’s formative assessment
*when the customer tastes the soup, that’s summative assessment.” (Brookhart, 1999)
* 
Knowledge Skill Attitudes
•To attain “competent performance” – basic Knowledge, Skills & Attitudes required 
•Competence - is the application of specific KSAs. 
•Performance – is the “translation of competence into action” 
*
* 
*Measures what the student can do 
*Many factors are involved
* 
*Measures what the student actually DOES 
*Applicable to only real life situations 
*Authentic assessment
* 
*Basic to performance – Do they know it 
and know how? 
*Competence – Can they do it? 
*Performance – Do they do it?
* 
*Student’s performance is related to that of his peers 
*Used if only a fixed number of places are available 
*Eg entry to PG course
* 
*Performance is related to certain pre-determined criteria 
*Standard setting
*
* 
*VALIDITY 
*RELIABILITY 
*RELEVANCE 
*OBJECTIVITY 
*FEASIBILITY
* 
*The most important characteristic of an assessment tool 
*Refers to the results of the test and the choice of the test instrument 
*Ask “ what is the learning outcome to be measured?” 
*Matter of degree ( less valid or more valid) 
*Concept to evaluate many facets of clinical competency
* 
*Is a measure of the reproducibility of the results of a test 
*Measure of the correlation between two sets of scores obtained 
when the test is repeated after an interval 
( test – retest method) 
*When the test is split into 2 halves and 
results are compared ( split half method )
* 
*Can be improved by 
1.Increase the length of the test to optimum level 
2.Modifying difficulty and discrimination levels 
3.Maintaining constant conditions
* 
*Assessment must be appropriate in the context of the needs 
*Should be obvious to the teacher and the student
* 
*Is the degree to which the assessment adheres to specific criteria 
*Measures To increase objectivity of scoring 
1.Structuring the questions 
2.Preparing model answers 
3.Agreement on marking scheme 
4.Independent assessment by more than one examiner
* 
*Is the degree to which the process of assessment is practical 
*And possible to implement in the circumstances 
*Time 
*Expertise 
*cost
*
Healthcare Education 
Communicate 
Teamwork
Model of Competence
*Assessment of ‘Knows’ and ‘Knows How’: 
1.Long Essay Questions (LEQ) 
2.Short Answer Questions (SAQ) 
3.Multiple Choice Questions (MCQ) 
4.Extended Matching Items (EMI) 
5.Key Features Test (KF) 
6.Oral Examination/Viva
*Assessment of ‘Shows How’: 
1.Long Case 
2.Short Case 
3.Objective Structured Clinical Examination (OSCE) 
4.Objective Structured Practical Examination (OSPE)
*Assessment of ‘Does’ 
1.Mini Clinical Evaluation Exercise (Mini-CEX) 
2.Direct Observation of Procedural Skills (DOPS) 
3.Clinical Work Sampling (CWS) 
4.Checklist 
5.360-Degree Evaluation 
6.Logbook 
7.Portfolio
* 
*Most commonly long answer or essay for theory ( assessment of knowledge) 
*Long case or short case for clinical examination 
*Oral examination for the assessment of practical skills 
*OSCE , OSPE  increase reliability 
*Log book, diary  attitude assessment
* 
*Low Stake Examinations High Stake Examinations 
*Long essay question —> Multiple short answer question 
*Traditional long case —> Multi-station OSCE
* 
1.Define Learning objectives  
2.provide T-L experiences  
3.select measuring instrument  
4. administer test  
5.decide marking  
6.score test  
7.analyse result  
8. make a final decision  
9. not right, choose an alternative method
*Process of assessment must measure change in all three domains
KNOWLEDGE – CAN STUDENTS RECALL INFORMATION? 
Who, What, Where, When, How 
Which one 
How much 
Name 
Describe 
Label 
Define 
List 
Memorise 
Reproduce 
Literal questions 
Recall
COMPREHENSION – CAN STUDENTS EXPLAIN IDEAS? 
Explain 
What are they saying 
Describe in your own words 
Explain what is happening 
Inferential questions 
Give an example 
Summarise 
State in 5 words 
What would go better 
Explain what is meant 
Select the definition 
What restriction would you add 
Read the graph table 
Translate 
This represents 
Outline 
Condense this paragraph 
Locate 
What part doesn’t fit 
Match
*Model of Competence
* 
*“Shows How” 
*“demonstration of skills in a controlled setting” (Scalese, 2008) 
*Educating in these methods includes simulation based education (SBE). 
*OSCE, OSPE, Simulations, log books, portfolios 
*Technical skills 
*Includes higher level thinking 
*“Does” 
*Moves from simulated environment to the real life setting
* 
*When choosing the assessment instrument, 
the following should be answered: 
*Is it valid 
*Is it reliable 
*Is it feasible
* 
*Are we measuring what we are supposed to be measuring? 
*Use the appropriate instrument for the knowledge, skill, or attitude you are testing 
*The major types of validity should be considered (content, predictive, and face)
* 
*Does the test consistently measure what it is supposed to be measuring ? 
*Types of reliability: 
*Inter-rater (consistency over raters) 
*Test-retest (consistency over time) 
*Internal consistency (over different items/forms)
* 
*Is the administration of the assessment instrument feasible in terms of time and resources? 
*Time to construct? 
*Time to Score ? 
*Ease of interpreting the score/producing results ? 
*Practical given staffing/organization ? 
*Quality of feedback ? 
*Learner takeaway ? 
*Motivate Learner ?
* 
*Number of students to be assessed 
*Time available for the assessment 
*Number of staff available 
*Resources/equipment available 
*Special accommodations
* 
* Correlation between 
performance of students 
in examinations and 
performance on the job 
is less than ideal..
*
Student Learning Outcomes 
Curriculum 
Teaching & Learning 
Assessment 
Evaluation 
± change/refine
*
Critical questions in assessment 
1.WHY are we doing the assessment? 
2.WHAT are we assessing? 
3.HOW are we assessing it? 
4.HOW WELL is the assessment working?
1. WHY are we doing the assessment? 
What Is its purpose? 
 Formative? 
 Summative?
2. WHAT are we testing? 
Elements of competence 
Knowledge 
 factual 
 applied: clinical reasoning 
Skills 
 communication 
 clinical 
Attitudes 
 professional behaviour 
Tomorrow’s Doctors, GMC 2003
3. How are we doing the assessment? Test formats 
Knows 
Shows how 
Knows how 
Factual tests: 
SBAs ( MCQs ) 
Knows (Clinical) Context based tests: SBAs, EMQs, SAQ 
Shows Performance assessment in vitro: OSCEs 
Does 
Performance assessment in vivo: Video, WBA eg mini-CEX, DOPs
4. HOW WELL is the assessment working? 
Evaluation of assessment systems 
•Is it valid? 
•Is it reliable? 
•Is it doing what it is supposed to be doing? 
•To answer these questions, we have to consider the characteristics of assessment instruments
Principles of Assessment 
There is no perfect assessment: compromise is always required 
The compromise depends on the context of the assessment 
The Quality of assessments is a matter of the integral assessment programme, rather than of the individual instruments
*No single assessment method can provide all the data required for judgment of anything so complex as the delivery of professional services by a successful physician : George Miller 1990
*
* 
*AT THE END OF THIS SESSION, PARTICIPANTS WILL BE ABLE TO 
1. Name the types of assessment 
2. Compare formative and summative assessment 
3. Explain the characteristics of an assessment tool 
4. Identify the steps in student assessment 
5. Enumerate the steps in the choice of an assessment tool 
6. Express enthusiasm to apply the principles of student assessment in everyday teaching practice 
7. Prepare an appropriate assessment tool
*
* 
*3 questions for choosing an appropriate tool for assessment : 
*What is the basic purpose of assessment ? 
( formative or summative ) 
*What is the predominant domain involved ) 
(cognitive, psychomotor, affective ) 
*How many students are to be assessed ? 
( feasibility of the test)

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Principles of student_assessment_satya_

  • 1.
  • 2.
  • 3.
  • 4.
  • 5.
  • 6. Prof. Dr. V. Sathyanarayanan MBBS, MD SRM MCH & RC *PRINCIPLES OF STUDENT ASSESSMENT
  • 7. * *AT THE END OF THIS SESSION, PARTICIPANTS WILL BE ABLE TO 1. Name the types of assessment 2. Compare formative and summative assessment 3. Explain the characteristics of an assessment tool 4. Identify the steps in student assessment 5. Enumerate the steps in the choice of an assessment tool 6. Express enthusiasm to apply the principles of student assessment in everyday teaching practice 7. Prepare an appropriate assessment tool
  • 8. * *Chief goal is to bring desirable change of Knowledge, Skills, Attitudes In the learner
  • 9.
  • 10. SIX ASPECTS OF MEDICAL EDUCATION
  • 11. Education is a cyclical process
  • 12. *
  • 13. *
  • 14.
  • 15.
  • 16. * *What is assessment? *Why ? * Parts of it *Types *Characteristics *Assessment tools *Steps *Limitations *Summary
  • 17. * *The process of determining whether predetermined educational objectives have been achieved…
  • 18.
  • 19. * *Assessment and evaluation are often used interchangeably *However for our purposes… *Assessment describes the measurement of learner outcomes *Evaluation describes the measurement of course/program outcomes
  • 20.
  • 21. * *Provides baseline data *Provides summative and formative feedback *“Drives learning” *Allows to measure individual progress. *Encourages “student” reflection *Assures public that providers are competent *Licensure/credentialing requirements
  • 22. *
  • 23.
  • 24.
  • 25.
  • 26.
  • 27.
  • 28.
  • 29. * 1.OBJECTIVE MEASUREMENT  marks, rank, percentile 2.VALUE JUDGEMENT  Regarding desirability of the result of measurement to relook SLO and TL Process  decide on changes
  • 30.
  • 31.
  • 32.
  • 33. * *FORMATIVE ASSESSMENT *SUMMATIVE ASSESSMENT *COMPETENCE ASSESSMENT *PERFORMANCE ASSESSMENT *NORM REFERENCED ASSESSMENT *CRITERION REFERENCED ASSESSMENT
  • 34. *
  • 35. Crucial Distinction Assessment OF Learning (Summative): How much have students learned as of at a particular point in time? Assessment FOR Learning (Formative): How can we use assessment to help students learn more?
  • 36. *Done for planning Teaching- Learning *For student development *Done at the classroom level *To provide feedback for students and teachers *Can help to modify T-L methods *Before final test of competence *Criterion referenced *Done scoring/grading or pass/fail decision *Done at a wider level (school, college, university , national ) *Used to find out the competence before certification *Criterion referenced *
  • 37. *“When the cook tastes the soup, that’s formative assessment
  • 38. *when the customer tastes the soup, that’s summative assessment.” (Brookhart, 1999)
  • 39.
  • 40. * Knowledge Skill Attitudes
  • 41.
  • 42. •To attain “competent performance” – basic Knowledge, Skills & Attitudes required •Competence - is the application of specific KSAs. •Performance – is the “translation of competence into action” *
  • 43.
  • 44. * *Measures what the student can do *Many factors are involved
  • 45.
  • 46. * *Measures what the student actually DOES *Applicable to only real life situations *Authentic assessment
  • 47.
  • 48. * *Basic to performance – Do they know it and know how? *Competence – Can they do it? *Performance – Do they do it?
  • 49.
  • 50. * *Student’s performance is related to that of his peers *Used if only a fixed number of places are available *Eg entry to PG course
  • 51. * *Performance is related to certain pre-determined criteria *Standard setting
  • 52.
  • 53. *
  • 54. * *VALIDITY *RELIABILITY *RELEVANCE *OBJECTIVITY *FEASIBILITY
  • 55. * *The most important characteristic of an assessment tool *Refers to the results of the test and the choice of the test instrument *Ask “ what is the learning outcome to be measured?” *Matter of degree ( less valid or more valid) *Concept to evaluate many facets of clinical competency
  • 56.
  • 57.
  • 58.
  • 59. * *Is a measure of the reproducibility of the results of a test *Measure of the correlation between two sets of scores obtained when the test is repeated after an interval ( test – retest method) *When the test is split into 2 halves and results are compared ( split half method )
  • 60.
  • 61. * *Can be improved by 1.Increase the length of the test to optimum level 2.Modifying difficulty and discrimination levels 3.Maintaining constant conditions
  • 62.
  • 63. * *Assessment must be appropriate in the context of the needs *Should be obvious to the teacher and the student
  • 64.
  • 65.
  • 66.
  • 67. * *Is the degree to which the assessment adheres to specific criteria *Measures To increase objectivity of scoring 1.Structuring the questions 2.Preparing model answers 3.Agreement on marking scheme 4.Independent assessment by more than one examiner
  • 68. * *Is the degree to which the process of assessment is practical *And possible to implement in the circumstances *Time *Expertise *cost
  • 69.
  • 70.
  • 71.
  • 72. *
  • 75.
  • 76. *Assessment of ‘Knows’ and ‘Knows How’: 1.Long Essay Questions (LEQ) 2.Short Answer Questions (SAQ) 3.Multiple Choice Questions (MCQ) 4.Extended Matching Items (EMI) 5.Key Features Test (KF) 6.Oral Examination/Viva
  • 77. *Assessment of ‘Shows How’: 1.Long Case 2.Short Case 3.Objective Structured Clinical Examination (OSCE) 4.Objective Structured Practical Examination (OSPE)
  • 78. *Assessment of ‘Does’ 1.Mini Clinical Evaluation Exercise (Mini-CEX) 2.Direct Observation of Procedural Skills (DOPS) 3.Clinical Work Sampling (CWS) 4.Checklist 5.360-Degree Evaluation 6.Logbook 7.Portfolio
  • 79. * *Most commonly long answer or essay for theory ( assessment of knowledge) *Long case or short case for clinical examination *Oral examination for the assessment of practical skills *OSCE , OSPE  increase reliability *Log book, diary  attitude assessment
  • 80. * *Low Stake Examinations High Stake Examinations *Long essay question —> Multiple short answer question *Traditional long case —> Multi-station OSCE
  • 81.
  • 82. * 1.Define Learning objectives  2.provide T-L experiences  3.select measuring instrument  4. administer test  5.decide marking  6.score test  7.analyse result  8. make a final decision  9. not right, choose an alternative method
  • 83. *Process of assessment must measure change in all three domains
  • 84.
  • 85. KNOWLEDGE – CAN STUDENTS RECALL INFORMATION? Who, What, Where, When, How Which one How much Name Describe Label Define List Memorise Reproduce Literal questions Recall
  • 86. COMPREHENSION – CAN STUDENTS EXPLAIN IDEAS? Explain What are they saying Describe in your own words Explain what is happening Inferential questions Give an example Summarise State in 5 words What would go better Explain what is meant Select the definition What restriction would you add Read the graph table Translate This represents Outline Condense this paragraph Locate What part doesn’t fit Match
  • 87.
  • 88.
  • 90. * *“Shows How” *“demonstration of skills in a controlled setting” (Scalese, 2008) *Educating in these methods includes simulation based education (SBE). *OSCE, OSPE, Simulations, log books, portfolios *Technical skills *Includes higher level thinking *“Does” *Moves from simulated environment to the real life setting
  • 91.
  • 92. * *When choosing the assessment instrument, the following should be answered: *Is it valid *Is it reliable *Is it feasible
  • 93.
  • 94. * *Are we measuring what we are supposed to be measuring? *Use the appropriate instrument for the knowledge, skill, or attitude you are testing *The major types of validity should be considered (content, predictive, and face)
  • 95. * *Does the test consistently measure what it is supposed to be measuring ? *Types of reliability: *Inter-rater (consistency over raters) *Test-retest (consistency over time) *Internal consistency (over different items/forms)
  • 96. * *Is the administration of the assessment instrument feasible in terms of time and resources? *Time to construct? *Time to Score ? *Ease of interpreting the score/producing results ? *Practical given staffing/organization ? *Quality of feedback ? *Learner takeaway ? *Motivate Learner ?
  • 97. * *Number of students to be assessed *Time available for the assessment *Number of staff available *Resources/equipment available *Special accommodations
  • 98.
  • 99. * * Correlation between performance of students in examinations and performance on the job is less than ideal..
  • 100.
  • 101. *
  • 102. Student Learning Outcomes Curriculum Teaching & Learning Assessment Evaluation ± change/refine
  • 103. *
  • 104. Critical questions in assessment 1.WHY are we doing the assessment? 2.WHAT are we assessing? 3.HOW are we assessing it? 4.HOW WELL is the assessment working?
  • 105. 1. WHY are we doing the assessment? What Is its purpose?  Formative?  Summative?
  • 106. 2. WHAT are we testing? Elements of competence Knowledge  factual  applied: clinical reasoning Skills  communication  clinical Attitudes  professional behaviour Tomorrow’s Doctors, GMC 2003
  • 107. 3. How are we doing the assessment? Test formats Knows Shows how Knows how Factual tests: SBAs ( MCQs ) Knows (Clinical) Context based tests: SBAs, EMQs, SAQ Shows Performance assessment in vitro: OSCEs Does Performance assessment in vivo: Video, WBA eg mini-CEX, DOPs
  • 108. 4. HOW WELL is the assessment working? Evaluation of assessment systems •Is it valid? •Is it reliable? •Is it doing what it is supposed to be doing? •To answer these questions, we have to consider the characteristics of assessment instruments
  • 109. Principles of Assessment There is no perfect assessment: compromise is always required The compromise depends on the context of the assessment The Quality of assessments is a matter of the integral assessment programme, rather than of the individual instruments
  • 110.
  • 111. *No single assessment method can provide all the data required for judgment of anything so complex as the delivery of professional services by a successful physician : George Miller 1990
  • 112. *
  • 113. * *AT THE END OF THIS SESSION, PARTICIPANTS WILL BE ABLE TO 1. Name the types of assessment 2. Compare formative and summative assessment 3. Explain the characteristics of an assessment tool 4. Identify the steps in student assessment 5. Enumerate the steps in the choice of an assessment tool 6. Express enthusiasm to apply the principles of student assessment in everyday teaching practice 7. Prepare an appropriate assessment tool
  • 114. *
  • 115. * *3 questions for choosing an appropriate tool for assessment : *What is the basic purpose of assessment ? ( formative or summative ) *What is the predominant domain involved ) (cognitive, psychomotor, affective ) *How many students are to be assessed ? ( feasibility of the test)