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Suzanne Robinson and Iestyn Williams
  Health Services Management Centre
            University of Birmingham
Aims of session
  Brief outline of priority setting research conducted
   by Health Services Management Centre, University
   of Birmingham and The Nuffield Trust
  Headline results inc:
    What is continuing in priority setting
    What is new in priority setting
    Making sense of findings going forward
Current research into PCT priority setting

  University of Birmingham and Nuffield Trust study
  One of the first studies to have looked at PS activity
   nationally
  The research questions that provide the basis for the research
   are:
     What priority setting tools, processes and activities are
      currently practiced as part of the commissioning processes of
      English PCTs?
     What barriers are experienced by PCTs seeking to implement
      explicit priority setting and how are these being addressed?
     What other strengths and weaknesses can be identified in
      current priority setting practice?
     What lessons and learning can we derive that will be instructive
      for future priority setting within the NHS and elsewhere?
Research into PCT priority
setting
 Aim to map and explore current priority setting
  activities in English PCTs
 Survey- to all 152 PCTs (response rate 80/152 PCTS
  in England (53%) )
 5 in-depth case studies
 Published report coming soon
Case studies
Table 1 Priority setting activity at the case study sites
Type of priority setting activities                   Wave one sites                  Wave Two sites

(Appendix 1 provides more detailed            Morebeck        Donative   Nethersole      Chetwynd      Chatterton
definitions of these different activities)
Overall budget allocation (core budget
spend)
                                                    ✔              ✔
New resource allocation                             ✔              ✔                         ✔
Reprioritising across budget areas                                 ✔          ✔
Disease care pathway redesign                       ✔              ✔
Disinvestment /decommissioning of existing
service provision                                                             ✔                            ✔
Local priority setting continues
                     to….
 Be a difficult and challenging business
 Often happens at the margins (tinkering around the
    edges)
   Be difficult in terms of decommissioning services- ‘easier
    to invest than disinvest in services’
   Focus on technical aspects and processes
   Be very political (P) (p)
   Be difficult in terms of implementation of decisions
   Require strong leadership and motivation
What’s new (developing) in local
priority setting
 Attempts to take a more explicit approach – gov’t policy
    through WCC has been one of the drivers for this
   Development of tools and techniques to aid PS
   Technical process can be an active part in PS – appeal to
    stakeholders and help with engagement
   Understanding of evidence and what relevant evidence is
    available locally
   Work around disinvestment is also becoming more
    important and prominent in some areas
   Lots of good practice examples and work around PS and
    investment
What works: drivers for success
 Positive impact of a system wide approach – ‘PS is
  everyone's business!’
 Shared decision making engagement with relevant
  stakeholders
 Some commissioners are engaging with other
  stakeholders- taking health economy approach
 Providing incentives to help with change and
  implementation of PS decisions
What works: drivers for success
 Strong leadership being able to negotiate the difficult
    political and cultural aspects of health care
   Strong clinical engagement and leadership
   Motivation and engagement of middle managers and
    front line staff
   Governance structures
   Once decision is made having a manager/s who lead
    and implement the chance
Barriers to success
 Power of PCT – relative power in balance within health
    economies –
   PCTs not having sufficient levers to instigate change
   National political arena does not specifically support
    prioritisation and rationing of services
   Incentives of other polices - such as PBR, pressure of
    ‘must dos’
   Lack of strong evidence base and capability and skill to
    analyse and interpret evidence
   Lack of focus on non-technical aspects (governance,
    engagement, organisational power , politics & culture
   Lack of strong and effective leadership
Making sense of and taking the
      learning forward



‘There are many ways of going
  forward, but only one way of
         standing still.’
    Franklin D. Roosevelt
What needs to happen in the
future…
 National support for priority setting-and in-particular
  around disinvestment/decommissioning
 Priority setting needs to be engrained in the core
  business and strategy of organisations –
 Develop structured explicit decision-making and
  priority-setting processes which provide a forum for
  difficult decision-making
 Draw on and develop existing economic and
  managerial tools to aid the priority-setting
 Develop managerial and leadership skills that can
  develop and drive the process and implement the
  decision outcomes
Stakeholder engagement                            Local commissioning bodies: Have a responsibility and
Need to happen early on in the priority-setting   duty to work with other stakeholders in all aspects of
work. Close, joined-up working with stakeholders  priority setting, from development of strategy and
from across the health economy, This needs to be  processes through to implementing decisions
a top-down and bottom-up process, encouraged by   NHS CB: support and encourage more joined-up
the centre and managed and delivered locally      working
                                                  DH: Health and social care policies need to incentive
                                                  stakeholder involvement in priority setting
Leadership and management                         Local commissioning bodies: Identify effective leaders
Strong clinical and ‘lay’ leadership and          across and within organisations who can ‘champion’
management within and across organisations – a and influence priority setting. Gain specialist support in
need to ensure sufficient and transformational    enhancing OD & leadership skills
leadership to drive the process and implement the NHS CB/ DH: Support and encourage a strong focus on
outcomes with the engagement of those in middle OD and leadership development, that will help to
management and front-line positions               nurture and develop focus on the softer skills around
                                                  leadership and management of individuals and
                                                  organisations
Any Questions?

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Suzanne Robinson: Priority setting and rationing in health care

  • 1. Suzanne Robinson and Iestyn Williams Health Services Management Centre University of Birmingham
  • 2. Aims of session  Brief outline of priority setting research conducted by Health Services Management Centre, University of Birmingham and The Nuffield Trust  Headline results inc:  What is continuing in priority setting  What is new in priority setting  Making sense of findings going forward
  • 3. Current research into PCT priority setting  University of Birmingham and Nuffield Trust study  One of the first studies to have looked at PS activity nationally  The research questions that provide the basis for the research are:  What priority setting tools, processes and activities are currently practiced as part of the commissioning processes of English PCTs?  What barriers are experienced by PCTs seeking to implement explicit priority setting and how are these being addressed?  What other strengths and weaknesses can be identified in current priority setting practice?  What lessons and learning can we derive that will be instructive for future priority setting within the NHS and elsewhere?
  • 4. Research into PCT priority setting  Aim to map and explore current priority setting activities in English PCTs  Survey- to all 152 PCTs (response rate 80/152 PCTS in England (53%) )  5 in-depth case studies  Published report coming soon
  • 5. Case studies Table 1 Priority setting activity at the case study sites Type of priority setting activities Wave one sites Wave Two sites (Appendix 1 provides more detailed Morebeck Donative Nethersole Chetwynd Chatterton definitions of these different activities) Overall budget allocation (core budget spend) ✔ ✔ New resource allocation ✔ ✔ ✔ Reprioritising across budget areas ✔ ✔ Disease care pathway redesign ✔ ✔ Disinvestment /decommissioning of existing service provision ✔ ✔
  • 6. Local priority setting continues to….  Be a difficult and challenging business  Often happens at the margins (tinkering around the edges)  Be difficult in terms of decommissioning services- ‘easier to invest than disinvest in services’  Focus on technical aspects and processes  Be very political (P) (p)  Be difficult in terms of implementation of decisions  Require strong leadership and motivation
  • 7. What’s new (developing) in local priority setting  Attempts to take a more explicit approach – gov’t policy through WCC has been one of the drivers for this  Development of tools and techniques to aid PS  Technical process can be an active part in PS – appeal to stakeholders and help with engagement  Understanding of evidence and what relevant evidence is available locally  Work around disinvestment is also becoming more important and prominent in some areas  Lots of good practice examples and work around PS and investment
  • 8. What works: drivers for success  Positive impact of a system wide approach – ‘PS is everyone's business!’  Shared decision making engagement with relevant stakeholders  Some commissioners are engaging with other stakeholders- taking health economy approach  Providing incentives to help with change and implementation of PS decisions
  • 9. What works: drivers for success  Strong leadership being able to negotiate the difficult political and cultural aspects of health care  Strong clinical engagement and leadership  Motivation and engagement of middle managers and front line staff  Governance structures  Once decision is made having a manager/s who lead and implement the chance
  • 10. Barriers to success  Power of PCT – relative power in balance within health economies –  PCTs not having sufficient levers to instigate change  National political arena does not specifically support prioritisation and rationing of services  Incentives of other polices - such as PBR, pressure of ‘must dos’  Lack of strong evidence base and capability and skill to analyse and interpret evidence  Lack of focus on non-technical aspects (governance, engagement, organisational power , politics & culture  Lack of strong and effective leadership
  • 11. Making sense of and taking the learning forward ‘There are many ways of going forward, but only one way of standing still.’ Franklin D. Roosevelt
  • 12. What needs to happen in the future…  National support for priority setting-and in-particular around disinvestment/decommissioning  Priority setting needs to be engrained in the core business and strategy of organisations –  Develop structured explicit decision-making and priority-setting processes which provide a forum for difficult decision-making  Draw on and develop existing economic and managerial tools to aid the priority-setting  Develop managerial and leadership skills that can develop and drive the process and implement the decision outcomes
  • 13.
  • 14.
  • 15. Stakeholder engagement Local commissioning bodies: Have a responsibility and Need to happen early on in the priority-setting duty to work with other stakeholders in all aspects of work. Close, joined-up working with stakeholders priority setting, from development of strategy and from across the health economy, This needs to be processes through to implementing decisions a top-down and bottom-up process, encouraged by NHS CB: support and encourage more joined-up the centre and managed and delivered locally working DH: Health and social care policies need to incentive stakeholder involvement in priority setting Leadership and management Local commissioning bodies: Identify effective leaders Strong clinical and ‘lay’ leadership and across and within organisations who can ‘champion’ management within and across organisations – a and influence priority setting. Gain specialist support in need to ensure sufficient and transformational enhancing OD & leadership skills leadership to drive the process and implement the NHS CB/ DH: Support and encourage a strong focus on outcomes with the engagement of those in middle OD and leadership development, that will help to management and front-line positions nurture and develop focus on the softer skills around leadership and management of individuals and organisations