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Music Business Essentials




TRADEMARK BASICS




                  © 2006 musicbizclasses.com
Trademark Basics
 Trademarks are a form of
 Intellectual Property

 The Lanham Act (title 15 of the
 United States Code) addresses
 federal statutes of trademark law

 Trademarks are used to identify a
 business in the marketplace
                            © 2006 musicbizclasses.com
Trademark Basics
 Any mark that is distinctive and plays a
 role of indicating commercial source can
 be trademarked

 Trademarks can include distinctive letters,
 numbers, words, sounds, smells, colors,
 promotional characters

 Short phrases, logos and distinctive words can
 be used as trademarks

 Trade dress= the distinctive packaging, design
 or services associated with a product can also be
 trademarked                          © 2006 musicbizclasses.com
Examples of Trademarks
 The NBC chime
 The sound of a Harley Davidson
 exhaust
 Nike s
 Nike’s swoosh logo
 McDonald’s phrase: I’m lovin’ it
 The letter grouping: IBM
 The fragrance: Chanel no. 5
 Coca C l B ttl Shape
 C     Cola Bottle Sh
 The red tag on Levi Strauss jeans
 The name: “Barbie” Doll
                           © 2006 musicbizclasses.com
What Cannot Be Trademarked
 Generic Words
 Names of living persons who have not
 given their consent
 The U.S. flagg
 Other federal and local governmental
 insignias
     g
 Words or symbols that disparage living or
 deceased persons, institutions, beliefs or
 national symbols
 Marks that are judged immoral, deceptive
 or scandalous
                                 © 2006 musicbizclasses.com
Trademark vs. Servicemark
 A trademark in connection
 with goods.

 A service mark
       i      k   in
                  i connection with
                          ti    ith
 services.




                           © 2006 musicbizclasses.com
Trademark Basics
 Trademark can be protected on BOTH
 the State (Common Law) and Federal level

 Trademark is AUTOMATIC upon first use
 in public commerce BUT, it is best to
 register it, to ensure legal protection




                              © 2006 musicbizclasses.com
Trademark Limitations
 Trademark protection can be
 geographically limited- trademark does
 not protect your mark in every region,
   t    t t           ki            i
 unless you file on the federal level

 Trademark does not protect you in every
 commercial sector Trademark generally
            sector--Trademark
 only extends to your business category
 or musical genre
            g



                              © 2006 musicbizclasses.com
Trademark and Music
 A Company name can be trademarked
 A Band name can be trademarked
 For new bands without a track record of
 p
 public commercial success, it is much
                             ,
 easier to get a Servicemark
 Song titles are not g
     g               generally p
                             y protected
 under any category of IP
 There are some instances when a song title
 can be trademarked- BUT distinctiveness
 and substantial commercial success must
 be
 b proven
                               © 2006 musicbizclasses.com
Band/Artist Name Trademarks
RESEARCH a band/artist name before using it!
Research both the State Trademark
Database (Secretary of State website for your state)

AND the Federal Trademark
Databases- United States Patent and Trademark
Office (www.uspto.gov)

If you plan to pursue commerce, first register your
band/artist name with your Secretary of State
                       y            y
(www.azsos.gov- “business filings”) and obtain a
Trade Name or Fictitious Business name or DBA
(Doing Business As)= $10 00
                       $10.00

                                       © 2006 musicbizclasses.com
Band/Artist Name Trademarks
 Decide if you plan to register at only the state
 level or the federal level for trademark
 protection

 USPTO Resources:
    Free online search of
    the Patent and Trademark Office via
    Trademark Electronic Search System (TESS)
    O
    Online Application:
             pp
    http://www.uspto.gov/teas/index.html


 You can also hire a professional
 search firm, i.e. Thomson & Thomson
 or an Attorney who specializes in
 Trademark searches and applications

                                        © 2006 musicbizclasses.com
Federal Trademark Registration
  Registering a mark with the USPTO=
  $375

  Benefits= Federal Protection; and helps in
  Website domain disputes

  Application for a Trademark= TM or SM
  symbol

  Approved and certified Trademark= ®

  Intent to Use= within 6 months
            Use

                                   © 2006 musicbizclasses.com
Federal Trademark Term Length
  Trademarks can last indefinitely

  Trademark holders must file renewal
  forms

  Abandonment of Trademark=
    If you fail to protect the trademark from
       y           p
    infringement

    If you do not use the Trademark continuously
    for trade purposes



                                        © 2006 musicbizclasses.com
Trademark Infringement
 Likelihood of Confusion rule
  – How distinctive is the trademark?
  – Competitors in the same geographic
    region?
  – Different audiences for different
    musical styles?

 Dilution- a derivative mark that
 degrades an existing, well-known mark
    g                 g

 False Endorsement- unauthorized use
 of a public persona to imply product
 endorsement                   © 2006 musicbizclasses.com
Right of Publicity
 The right of publicity evolved out of the
 right of privacy in the U.S
   g            y

 Right of Publicity= the right to charge for
   g               y       g          g
 (or bar entirely) the commercial
 exploitation of name, likeness, voice
 or personality

 Generally applies to celebrities

 Governed by State Law-varies by state
                                    © 2006 musicbizclasses.com
Exceptions to Infringement
Dilutive
Dil i use of a mark i permitted:
             f       k is     i d
    in comparative advertising;

   in news reporting and commentary;

   when use of the mark is “noncommercial.”
   “Noncommercial use” refers to uses
   constitutionally protected under the
   First Amendment, such as parody, satire,
   and editorial expression that are not part
   of a commercial transaction
                    transaction.
                                 © 2006 musicbizclasses.com
Key Take-Aways
 Trademark is AUTOMATIC comes
 with first public commercial use
            p
 Trademark may be indefinite, BUT
 must be used regularly and owner
 must file regular documents with
 the USPTO
 Band names, sounds, unique words-
 can be trademarked
 Servicemarks are easier for
 new b d t get
      bands to t
                          © 2006 musicbizclasses.com
For Educational Use Only


This slide presentation is part of the
 Music Business Essentials series
                             series.



          Contact
info@musicbizclasses.com
info@musicbizclasses com
    for more information

                               © 2006 musicbizclasses.com

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Music Business Essentials: Trademark Basics

  • 1. Music Business Essentials TRADEMARK BASICS © 2006 musicbizclasses.com
  • 2. Trademark Basics Trademarks are a form of Intellectual Property The Lanham Act (title 15 of the United States Code) addresses federal statutes of trademark law Trademarks are used to identify a business in the marketplace © 2006 musicbizclasses.com
  • 3. Trademark Basics Any mark that is distinctive and plays a role of indicating commercial source can be trademarked Trademarks can include distinctive letters, numbers, words, sounds, smells, colors, promotional characters Short phrases, logos and distinctive words can be used as trademarks Trade dress= the distinctive packaging, design or services associated with a product can also be trademarked © 2006 musicbizclasses.com
  • 4. Examples of Trademarks The NBC chime The sound of a Harley Davidson exhaust Nike s Nike’s swoosh logo McDonald’s phrase: I’m lovin’ it The letter grouping: IBM The fragrance: Chanel no. 5 Coca C l B ttl Shape C Cola Bottle Sh The red tag on Levi Strauss jeans The name: “Barbie” Doll © 2006 musicbizclasses.com
  • 5. What Cannot Be Trademarked Generic Words Names of living persons who have not given their consent The U.S. flagg Other federal and local governmental insignias g Words or symbols that disparage living or deceased persons, institutions, beliefs or national symbols Marks that are judged immoral, deceptive or scandalous © 2006 musicbizclasses.com
  • 6. Trademark vs. Servicemark A trademark in connection with goods. A service mark i k in i connection with ti ith services. © 2006 musicbizclasses.com
  • 7. Trademark Basics Trademark can be protected on BOTH the State (Common Law) and Federal level Trademark is AUTOMATIC upon first use in public commerce BUT, it is best to register it, to ensure legal protection © 2006 musicbizclasses.com
  • 8. Trademark Limitations Trademark protection can be geographically limited- trademark does not protect your mark in every region, t t t ki i unless you file on the federal level Trademark does not protect you in every commercial sector Trademark generally sector--Trademark only extends to your business category or musical genre g © 2006 musicbizclasses.com
  • 9. Trademark and Music A Company name can be trademarked A Band name can be trademarked For new bands without a track record of p public commercial success, it is much , easier to get a Servicemark Song titles are not g g generally p y protected under any category of IP There are some instances when a song title can be trademarked- BUT distinctiveness and substantial commercial success must be b proven © 2006 musicbizclasses.com
  • 10. Band/Artist Name Trademarks RESEARCH a band/artist name before using it! Research both the State Trademark Database (Secretary of State website for your state) AND the Federal Trademark Databases- United States Patent and Trademark Office (www.uspto.gov) If you plan to pursue commerce, first register your band/artist name with your Secretary of State y y (www.azsos.gov- “business filings”) and obtain a Trade Name or Fictitious Business name or DBA (Doing Business As)= $10 00 $10.00 © 2006 musicbizclasses.com
  • 11. Band/Artist Name Trademarks Decide if you plan to register at only the state level or the federal level for trademark protection USPTO Resources: Free online search of the Patent and Trademark Office via Trademark Electronic Search System (TESS) O Online Application: pp http://www.uspto.gov/teas/index.html You can also hire a professional search firm, i.e. Thomson & Thomson or an Attorney who specializes in Trademark searches and applications © 2006 musicbizclasses.com
  • 12. Federal Trademark Registration Registering a mark with the USPTO= $375 Benefits= Federal Protection; and helps in Website domain disputes Application for a Trademark= TM or SM symbol Approved and certified Trademark= ® Intent to Use= within 6 months Use © 2006 musicbizclasses.com
  • 13. Federal Trademark Term Length Trademarks can last indefinitely Trademark holders must file renewal forms Abandonment of Trademark= If you fail to protect the trademark from y p infringement If you do not use the Trademark continuously for trade purposes © 2006 musicbizclasses.com
  • 14. Trademark Infringement Likelihood of Confusion rule – How distinctive is the trademark? – Competitors in the same geographic region? – Different audiences for different musical styles? Dilution- a derivative mark that degrades an existing, well-known mark g g False Endorsement- unauthorized use of a public persona to imply product endorsement © 2006 musicbizclasses.com
  • 15. Right of Publicity The right of publicity evolved out of the right of privacy in the U.S g y Right of Publicity= the right to charge for g y g g (or bar entirely) the commercial exploitation of name, likeness, voice or personality Generally applies to celebrities Governed by State Law-varies by state © 2006 musicbizclasses.com
  • 16. Exceptions to Infringement Dilutive Dil i use of a mark i permitted: f k is i d in comparative advertising; in news reporting and commentary; when use of the mark is “noncommercial.” “Noncommercial use” refers to uses constitutionally protected under the First Amendment, such as parody, satire, and editorial expression that are not part of a commercial transaction transaction. © 2006 musicbizclasses.com
  • 17. Key Take-Aways Trademark is AUTOMATIC comes with first public commercial use p Trademark may be indefinite, BUT must be used regularly and owner must file regular documents with the USPTO Band names, sounds, unique words- can be trademarked Servicemarks are easier for new b d t get bands to t © 2006 musicbizclasses.com
  • 18. For Educational Use Only This slide presentation is part of the Music Business Essentials series series. Contact info@musicbizclasses.com info@musicbizclasses com for more information © 2006 musicbizclasses.com