1. FINE TUNE
Your client monitoring approach
All models. SDD. EDD. IDV. PEP. Sanctions. Media.
Compliance Officer Manual
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2. JUMP START
Jump start your compliance process with
proven tools for compliance professionals.
Used by 3,500 firms globally, our industry-
leading software, hosted or easily installed,
improves your efficiency.
Better process means better business
protection, greater customer insight and
more robust controls.
You can achieve this with LexisNexis.

3. PERFORMANCE
Best practice says you’ll already have an
advanced fuzzy matching programme
in place, a comprehensive audit trail and
an escalation process.
But, if your performance is not up to
scratch, you know the consequences;
business exposed, big fines, reputational
damage, change of career.
Develop a streamlined process with our
reliable and consistent solutions.
LexisNexis can help.

4. TUNING
Ongoing monitoring of sanctions, Used by over 3,500 firms globally, our
watchlists, PEPs, global media and industry-leading software, hosted or
internal black lists, or real-time and easily installed, allows you to approve
batch checks, workflow and escalation new clients, minimise false positives and
tools, and comprehensive audit trails. instantly build your accept lists. You
It’s all key to your compliance process. never see the same alert twice.
You need access to relevant information Finely tune your fuzzy matching
on parties you’re doing business with. approach with LexisNexis.

5. MAINTENANCE
Red flags and new sanction notices all Simply ready to use from Day 1, or the
require you to stop and look more solution can be automated and
closely. integrated to identify compliance
vulnerabilities and minimise your
From 1,000 to over 100 million names, workload.
LexisNexis checks as many customers or
third-parties as you need against all the Quickly and cost-effectively conduct due
necessary watch lists. diligence with LexisNexis.

6. RISK IDENTIFIED
Managing compliance and maintaining You can’t look at risks everyday.
your corporate security has never been Automating an ongoing monitoring
more important. process that can look at multiple media
sets means you don’t have to.
Applying a risk-based approach is
neither mandatory nor prescriptive. LexisNexis does it for you.
But a properly applied approach should
result in a more cost effective use
of resource.

7. Only LexisNexis
gives you all this…
Our solutions simplify the real-time and
batch screening of new and existing
customers through access to the latest
technologies and decision-making
tools, including identity verification,
“
We were really impressed with how
name matching algorithm delivered
excellent results which were easy to
understand.
“
fast and simple it is to use. The fuzzy-
regulatory compliance and enhanced
due diligence applications.
Gary Stephenson,
Add to your peace of mind by knowing MLRO Prudential UK
more about who you are doing
business with.

8. Get in touch
020 7400 2809
risk@lexisnexis.co.uk
www.lexisnexis.co.uk/risk