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                            2011   10

                                        (Philip                 Adam Kahane
Thomas) –        11 4-6


                          www.cpyen.org

                                                                   (deliberation)




                                                                               !


20-30



                                                  (Public Conversations Project)




            Complexity




  1
Vision Guatemala




                                                                                                                     (           :
        :                  49    )


              ( The Dialogue Approach)




                                                                                                         -



Pruitt, B. and Thomas, P. (2007) Democratic Dialogue-A Handbook for Practitioners. Washington, DC: OAS, International IDEA, and UNDP, p49.




        (Philip Thomas)                                  (Generative Change Community)
                                                                                                                         2005



The CP Yen Foundation invites you participate in Philip’s workshop on November 4-6, 2011, 9am-5pm. Visit
www.cpyen.org to register.
C P         Y E N            F O U N D A T I O N


    Mul$-­‐stakeholder	
  Dialogic	
  
              Change:
            an	
  interview	
  with	
  Philip	
  Thomas
                                                       October 2011

This October issue of CPYF’s Dialogue Newsletter is an        Adam Kahane, a social change facilitator and Philip’s
interview with Philip Thomas - facilitator of the multi-      colleague, said “if you’re not part of the solution, you’re
stakeholder dialogic change process workshop to be            part of the problem.”
held in Taipei on November 4-6, 2011. You are
welcome to join & register at www.cpyen.org. This             Therefore, as facilitators we need a language that
event aims to create a space for participants to learn        addresses how results matter, thinking matters,
design and implementation of processes that build             relationships matters, and process matters; and facilitators
collaborative relationships within and across different,      need processes that enable these different aspects of
and even adversarial, groups in society. This newsletter      change. For this reason dialogue & deliberation is
is intended to convey the value of multi-stakeholder          recognized by the UN as a key social change process.
dialogic processes through Philip’s own words.
                                                              Pattern 2: Dysfunctional relationships across sectors
Q: How did you personally become interested in                The real problem is not the issue, it’s the relationship. We
multi-stakeholder dialogic change processes?                  need to recognize that if you don’t have functional
                                                              relationship with the “other” you can’t solve the problem.
I come from a Mennonite background which emphasizes
peace, and I started my career as an activist in Latin        Q: What are some experiences that really influenced
America; so I’m aware of the reality of power imbalance       your understanding of multi-stakeholder change
and the challenge of wanting change but not knowing           processes?
how to do it. I quickly became aware that for any issue -
whether it’s human rights, labor & government - there’s       For example, the El Salvadorian war was a fight between
enough advocates, but what’s really lacking is people         guerrillas and the government. A private dialogue was
willing to step out of that and hold a space for people to    held for individuals from both sides to meet over many
come together. Like it or not, we’ve got to engage the        months in a living room to talk on the one thing they share
enemy. So I got really excited about dialogue.                in common: minimizing violence. Nine months in to the
                                                              meetings a strike occurred on the streets and the police
Q: What patterns have you observed across nations             were beating one of the people who had attended our
and communities of people’s struggle with social              dialogue meetings. A government official in the dialogue
change?                                                       commented that before the dialogues he would have
                                                              cheered on the police’s actions, but after the dialogues he
20-30 years ago an assumption was popularly held that         thought: “that’s not the way to do it.” When a shift like
governments, civil society & businesses ought to deal         that happens at the individual level, especially in people
with challenges on their own. Today there’s a greater         with influence their transformation can lead to larger
awareness that this requires crossing sectoral lines.         sectoral transformation. Dialogue enables that to happen.
Pattern 1: Increasing awareness of interdependence.           Another example is the controversy on abortion in the
New participatory methodologies are needed to raise the       United States. The Public Conversations Project hosted
quality of participation. There’s no lack of                  private dialogues between pro- and anti-abortion leaders
communication today, but there is a lack of                   for over 15 years. A ground rule was that neither side will
understanding.                                                try to persuade the other. That allowed them to maintain
Challenge 1: Processes are “expert” driven, and today’s       their difference and to find opportunities for collaboration
issues cannot be deferred to experts because of               on projects.
Challenge 2: Complexity. “Complicated” issues can be
resolved through problem solving, like the question           We need safe environments for conversations. For
“how to send a rocket to the moon” scientists can solve       example, in Guatemala we held citizen cafes at a yogurt
that problem and replicate it. “Complex” issues               shop where people knew that every Thursday they could
however are analogous to the question “how do you             talk about an important social issue - it’s not a decision
parent a child?” Complexity involves so many variables        making space - it’s just people talking about things, and it
that there’s no one answer to it; complexity requires         was hugely successful with hundreds of people showing
paying attention and learning by doing to continue            up each week.
working for change in a context that’s always evolving.
Q: What about the results after dialogue?

Vision Guatemala was held after a war where people had neither time nor space to talk with their enemies. Yet
through the dialogues people created deep friendships across deep divides. The result is that seven years later when a
political party became violent; people in our dialogue circles called their friends on the other side and said: “look at
what your people doing, call your friends and lets intervene to prevent violence.” They prevented countless people
from being injured thanks to their collaborative relationships - that’s a huge victory for dialogue.

Dialogue is always necessary and always insufficient for change to happen because it also requires budgets and
actions to realize the change. So facilitators need to manage expectations. Even when a dialogue formally ends, we
need to continue cultivating relationships to be able to collaborate again in the future. Just like in your relationship
with your spouse - you may never feel like you’ve “arrived” - it’s always evolving. Facilitators must work to build
capacity in the participants to do this work without the facilitator. We can celebrate that we’ve arrived at each point,
but don’t expect an end-point.

Q: How do you evaluate? What do you evaluate?

Personally, I evaluate the stories people tell. The first day of our workshop will start with that: “How do you evaluate
change?” Each person will name it differently.

Much of the work of dialogue goes unnoticed. So in evaluation are you valuing only the peace treaty or are you
noticing what’s different in trends, where there’s an increased amount of people talking together, are they more
inclusive or not?

Paying attention to the intangibles is important. Einstein said: “Not everything that can be counted counts, and not
everything that counts can be counted.” In other words, what you don’t see matters and what you see may not matter.
So identify people who have a lot of social capital and that because of their transformation others shifts consequently
happen.

At the end of the day all that we are is a network of relationships; and relationships are never finished. That’s very
visible in democratic dialogue - we’re tackling big problems that don’t fit into any one government term.

The following table offers steps through which one can move from the governing principles, goals, qualities and
guidelines for behaviors in a dialogic process.

The Dialogue Approach:
     Governing                             Goals                          Qualities                          Behaviors
     Principles

 • Inclusiveness          • Engage all parts of the system            • Respectfulness       • Inquire to learn
 • Joint ownership        • Create the conditions for change          • Transparency         • Share what you know
 • Learning                 on the basis of important issues.         • Openness             • Listen empathetically
 • Humanity               • Foster learning: facilitate deeper        • Empathy              • Reflect back what you are hearing
 • Long-term                understanding                               Authenticity         • Explore underlying assumptions -
 perspective              • Create the sense of safety                • Patience               yours and those of others
                            required for openness                     • Flexibility          • Acknowledge emotions as well as
                          • Foster commitment to achieving                                     ideas and opinions
                            sustainable change.                                              • Adjust course to reflect new
                                                                                               knowledge or undersetanding
Pruitt, B. and Thomas, P. (2007) Democratic Dialogue-A Handbook for Practitioners. Washington, DC: OAS, International IDEA, and UNDP, p49.



Philip Thomas founded the Generative Change Community, a learning platform for individuals and institutions
seeking to create capacity for multi-stakeholder processes as a strategy for social change. It was launched in 2005 as
a global community of international development practitioners focused on strengthening the world’s capacity to
address complex challenges collectively through dialogic processes.


The CP Yen Foundation invites you participate in Philip’s workshop on November 4-6, 2011, 9am-5pm. Visit
www.cpyen.org to register.

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Oct 2011 CPYF newsletter: Multi-Stakeholder Dialogic Change Process

  • 1. ~ 2011 10 (Philip Adam Kahane Thomas) – 11 4-6 www.cpyen.org (deliberation) ! 20-30 (Public Conversations Project) Complexity 1
  • 2. Vision Guatemala ( : : 49 ) ( The Dialogue Approach) - Pruitt, B. and Thomas, P. (2007) Democratic Dialogue-A Handbook for Practitioners. Washington, DC: OAS, International IDEA, and UNDP, p49. (Philip Thomas) (Generative Change Community) 2005 The CP Yen Foundation invites you participate in Philip’s workshop on November 4-6, 2011, 9am-5pm. Visit www.cpyen.org to register.
  • 3. C P Y E N F O U N D A T I O N Mul$-­‐stakeholder  Dialogic   Change: an  interview  with  Philip  Thomas October 2011 This October issue of CPYF’s Dialogue Newsletter is an Adam Kahane, a social change facilitator and Philip’s interview with Philip Thomas - facilitator of the multi- colleague, said “if you’re not part of the solution, you’re stakeholder dialogic change process workshop to be part of the problem.” held in Taipei on November 4-6, 2011. You are welcome to join & register at www.cpyen.org. This Therefore, as facilitators we need a language that event aims to create a space for participants to learn addresses how results matter, thinking matters, design and implementation of processes that build relationships matters, and process matters; and facilitators collaborative relationships within and across different, need processes that enable these different aspects of and even adversarial, groups in society. This newsletter change. For this reason dialogue & deliberation is is intended to convey the value of multi-stakeholder recognized by the UN as a key social change process. dialogic processes through Philip’s own words. Pattern 2: Dysfunctional relationships across sectors Q: How did you personally become interested in The real problem is not the issue, it’s the relationship. We multi-stakeholder dialogic change processes? need to recognize that if you don’t have functional relationship with the “other” you can’t solve the problem. I come from a Mennonite background which emphasizes peace, and I started my career as an activist in Latin Q: What are some experiences that really influenced America; so I’m aware of the reality of power imbalance your understanding of multi-stakeholder change and the challenge of wanting change but not knowing processes? how to do it. I quickly became aware that for any issue - whether it’s human rights, labor & government - there’s For example, the El Salvadorian war was a fight between enough advocates, but what’s really lacking is people guerrillas and the government. A private dialogue was willing to step out of that and hold a space for people to held for individuals from both sides to meet over many come together. Like it or not, we’ve got to engage the months in a living room to talk on the one thing they share enemy. So I got really excited about dialogue. in common: minimizing violence. Nine months in to the meetings a strike occurred on the streets and the police Q: What patterns have you observed across nations were beating one of the people who had attended our and communities of people’s struggle with social dialogue meetings. A government official in the dialogue change? commented that before the dialogues he would have cheered on the police’s actions, but after the dialogues he 20-30 years ago an assumption was popularly held that thought: “that’s not the way to do it.” When a shift like governments, civil society & businesses ought to deal that happens at the individual level, especially in people with challenges on their own. Today there’s a greater with influence their transformation can lead to larger awareness that this requires crossing sectoral lines. sectoral transformation. Dialogue enables that to happen. Pattern 1: Increasing awareness of interdependence. Another example is the controversy on abortion in the New participatory methodologies are needed to raise the United States. The Public Conversations Project hosted quality of participation. There’s no lack of private dialogues between pro- and anti-abortion leaders communication today, but there is a lack of for over 15 years. A ground rule was that neither side will understanding. try to persuade the other. That allowed them to maintain Challenge 1: Processes are “expert” driven, and today’s their difference and to find opportunities for collaboration issues cannot be deferred to experts because of on projects. Challenge 2: Complexity. “Complicated” issues can be resolved through problem solving, like the question We need safe environments for conversations. For “how to send a rocket to the moon” scientists can solve example, in Guatemala we held citizen cafes at a yogurt that problem and replicate it. “Complex” issues shop where people knew that every Thursday they could however are analogous to the question “how do you talk about an important social issue - it’s not a decision parent a child?” Complexity involves so many variables making space - it’s just people talking about things, and it that there’s no one answer to it; complexity requires was hugely successful with hundreds of people showing paying attention and learning by doing to continue up each week. working for change in a context that’s always evolving.
  • 4. Q: What about the results after dialogue? Vision Guatemala was held after a war where people had neither time nor space to talk with their enemies. Yet through the dialogues people created deep friendships across deep divides. The result is that seven years later when a political party became violent; people in our dialogue circles called their friends on the other side and said: “look at what your people doing, call your friends and lets intervene to prevent violence.” They prevented countless people from being injured thanks to their collaborative relationships - that’s a huge victory for dialogue. Dialogue is always necessary and always insufficient for change to happen because it also requires budgets and actions to realize the change. So facilitators need to manage expectations. Even when a dialogue formally ends, we need to continue cultivating relationships to be able to collaborate again in the future. Just like in your relationship with your spouse - you may never feel like you’ve “arrived” - it’s always evolving. Facilitators must work to build capacity in the participants to do this work without the facilitator. We can celebrate that we’ve arrived at each point, but don’t expect an end-point. Q: How do you evaluate? What do you evaluate? Personally, I evaluate the stories people tell. The first day of our workshop will start with that: “How do you evaluate change?” Each person will name it differently. Much of the work of dialogue goes unnoticed. So in evaluation are you valuing only the peace treaty or are you noticing what’s different in trends, where there’s an increased amount of people talking together, are they more inclusive or not? Paying attention to the intangibles is important. Einstein said: “Not everything that can be counted counts, and not everything that counts can be counted.” In other words, what you don’t see matters and what you see may not matter. So identify people who have a lot of social capital and that because of their transformation others shifts consequently happen. At the end of the day all that we are is a network of relationships; and relationships are never finished. That’s very visible in democratic dialogue - we’re tackling big problems that don’t fit into any one government term. The following table offers steps through which one can move from the governing principles, goals, qualities and guidelines for behaviors in a dialogic process. The Dialogue Approach: Governing Goals Qualities Behaviors Principles • Inclusiveness • Engage all parts of the system • Respectfulness • Inquire to learn • Joint ownership • Create the conditions for change • Transparency • Share what you know • Learning on the basis of important issues. • Openness • Listen empathetically • Humanity • Foster learning: facilitate deeper • Empathy • Reflect back what you are hearing • Long-term understanding Authenticity • Explore underlying assumptions - perspective • Create the sense of safety • Patience yours and those of others required for openness • Flexibility • Acknowledge emotions as well as • Foster commitment to achieving ideas and opinions sustainable change. • Adjust course to reflect new knowledge or undersetanding Pruitt, B. and Thomas, P. (2007) Democratic Dialogue-A Handbook for Practitioners. Washington, DC: OAS, International IDEA, and UNDP, p49. Philip Thomas founded the Generative Change Community, a learning platform for individuals and institutions seeking to create capacity for multi-stakeholder processes as a strategy for social change. It was launched in 2005 as a global community of international development practitioners focused on strengthening the world’s capacity to address complex challenges collectively through dialogic processes. The CP Yen Foundation invites you participate in Philip’s workshop on November 4-6, 2011, 9am-5pm. Visit www.cpyen.org to register.