Personal Information
Unternehmen/Arbeitsplatz
Greater Boston Area United States
Beruf
Financial Services Executive with Banking, Insurance, Broker Dealer and Investment Advisor experience and expertise
Branche
Finance / Banking / Insurance
Info
An expert in US and European brokerage,banking and investment advisor business models from operations, compliance and finance perspectives. Certified Regulatory Compliance Professional
Specialties: Bank, broker dealers and RIA compliance, Prime Brokerage, Outsourcing supervision, Sarbanes, Regulatory finance and operations, Compliance Policies and Procedures, Supervision, Options, Trading, Middle Office and Back Office. Correspondent Operations, Fund Operations,Data Security, Open And Closed End Mutual Funds, US, Canadian and UK Anti-Money Laundering, Adept at managing relationships with regulators
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What is Artificial Intelligence | Artificial Intelligence Tutorial For Beginners | Edureka
Edureka!
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Vor 6 Jahren
AI and Machine Learning Demystified by Carol Smith at Midwest UX 2017
Carol Smith
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Vor 6 Jahren
Taming the ever-evolving Compliance Beast : Lessons learnt at LinkedIn [Strata NYC 2017]
Shirshanka Das
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Vor 6 Jahren
Guided Reading: Making the Most of It
Jennifer Jones
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Vor 8 Jahren
Habits at Work - Merci Victoria Grace, Growth, Slack - 2016 Habit Summit
Habit Summit
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Vor 8 Jahren
24 Books You've Never Heard Of - But Will Change Your Life
Ryan Holiday
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Vor 10 Jahren
Farming Unicorns: Building Startup & Investor Ecosystems
Dave McClure
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Vor 7 Jahren
10 Things To Be Thankful For by: @empoweredpres
Empowered Presentations
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Vor 8 Jahren
What Am I Chopped Lizard?
Paul Bass
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Vor 8 Jahren
Startups are Hard. Like, Really Hard. @luketucker
Empowered Presentations
•
Vor 8 Jahren
The Truth about Tone from the Top by @EricPesik
Eric Pesik
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Vor 8 Jahren
50 Outrageous U.S. Laws
Instant Checkmate
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Vor 8 Jahren
11 big strategy ideas
CPA Australia
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Vor 8 Jahren
The Secret Sauce of Successful Teams
Sven Peters
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Vor 7 Jahren
UX for connected cars
Plan
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Vor 8 Jahren
5 Steps to Get Our Rules Right
U.S. Chamber of Commerce
•
Vor 9 Jahren
8 Foundations For A Successful Major Campaign
Bloomerang
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Vor 9 Jahren
Rethinking and Reshaping Broken Systems - New Profit Gathering of Leaders
Code for America
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Vor 9 Jahren
Transportation and the New Generation: Why Young People Are Driving Less and What It Means for Transportation Policy
The Rockefeller Foundation
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Vor 9 Jahren
The SlideShare Handbook
Big Fish Presentations
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Vor 8 Jahren