SlideShare a Scribd company logo
1 of 74
Download to read offline
 
	
  
	
  
	
  
REFUGEE	
  INTEGRATION	
  IN	
  URBAN	
  AREAS	
  
	
  
By	
  Inna	
  Branzburg	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
©	
  2017	
  Inna	
  Branzburg	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
A	
  thesis	
  submitted	
  in	
  partial	
  fulfillment	
  of	
  	
  
the	
  requirements	
  for	
  the	
  degree	
  of	
  	
  
Master	
  of	
  Science	
  in	
  City	
  and	
  Regional	
  Planning	
  
School	
  of	
  Architecture	
  
Pratt	
  Institute	
  
	
  
February	
  2017	
  
  2	
  
	
  
	
  
REFUGEE	
  INTEGRATION	
  IN	
  URBAN	
  AREAS	
  
	
  
By	
  Inna	
  Branzburg	
  
Received	
  and	
  approved:	
  	
  
	
  
	
  
_______________________________________________________	
  Date_______________	
  	
  
Thesis	
  Advisor	
  Signature	
  
	
  
_______________________________________________________	
  	
  
Thesis	
  Advisor	
  Name	
  
	
  
	
  
_______________________________________________________	
  Date_______________	
  	
  
Thesis	
  Advisor	
  Signature	
  
	
  
_______________________________________________________	
  	
  
Thesis	
  Advisor	
  Name	
  
	
  
	
  
_______________________________________________________	
  Date_______________	
  	
  
Chairperson	
  Signature	
  
	
  
_______________________________________________________	
  	
  
Chairperson	
  Name	
  
	
  
  3	
  
ACKNOWLEDGEMENTS	
  
	
  
My	
  experiences	
  as	
  a	
  child	
  immigrant	
  from	
  Ukraine	
  growing	
  up	
  in	
  Israel	
  in	
  a	
  "melting	
  
pot"	
   society	
   inspired	
   me	
   to	
   learn	
   more	
   about	
   the	
   relationship	
   between	
   cities	
   and	
  
immigrants,	
   which	
   resulted	
   in	
   this	
   thesis.	
   I	
   cannot	
   thank	
   enough	
   my	
   advisor,	
   Ayse	
  
Yonder,	
  for	
  your	
  support,	
  encouragement,	
  and	
  guidance	
  that	
  inspired	
  and	
  motivated	
  me	
  
throughout	
  this	
  journey.	
  I	
  would	
  also	
  like	
  to	
  express	
  my	
  sincere	
  gratitude	
  to	
  my	
  second	
  
advisor,	
  David	
  Dyssegaard	
  Kallick,	
  for	
  sharing	
  your	
  wisdom	
  and	
  invaluable	
  advice	
  that	
  
helped	
  me	
  develop	
  the	
  study.	
  Additionally,	
  I	
  would	
  like	
  to	
  thank	
  the	
  interviewees	
  for	
  
sharing	
   your	
   expertise,	
   perspectives,	
   and	
   insights	
   into	
   refugee	
   resettlement	
   and	
  
integration	
  in	
  Utica.	
  Lastly,	
  I	
  would	
  like	
  to	
  thank	
  my	
  family,	
  my	
  husband	
  Vova	
  Feldman	
  
and	
  my	
  dear	
  friend	
  Lian	
  Farhi,	
  for	
  your	
  help	
  and	
  support	
  along	
  the	
  way.	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
  4	
  
TABLE	
  OF	
  CONTENTS	
  
CHAPTER	
  1:	
  INTRODUCTION	
   5	
  
1.1	
  Statement	
  of	
  the	
  Issue	
   5	
  
1.2	
  Goal	
  and	
  Objectives	
   6	
  
1.3	
  Literature	
  Review	
   6	
  
1.3	
  Methodology	
   12	
  
CHAPTER	
  2:	
  REFUGEE	
  RESETTLEMENT	
  AND	
  INTEGRATION	
   15	
  
2.1	
  Refugee	
  Resettlement	
  Policy:	
  A	
  Comparison	
  Between	
  The	
  Programs	
  of	
  The	
  U.S.	
  And	
  Canada	
   15	
  
2.2	
  What	
  is	
  integration?	
  Key	
  indicators	
  and	
  measurement	
  criteria	
   22	
  
CHAPTER	
  3:	
  CASE	
  STUDY	
  OF	
  REFUGEES’	
  RESETTLEMENT	
  AND	
  INTEGRATION	
  IN	
  UTICA,	
  NY	
  25	
  
3.1	
  Historic	
  Background	
   27	
  
3.2	
  Refugee	
  Resettlement:	
  Process	
  and	
  Services	
   29	
  
3.3	
  Refugee	
  Integration	
  &	
  Impacts	
   30	
  
3.3.1	
  Housing	
   30	
  
3.3.2	
  Employment	
  &	
  Economic	
  Development	
   31	
  
3.3.3	
  Education	
  and	
  Health	
   33	
  
3.3.4	
  Social	
  Connections	
   34	
  
3.3.5	
  Language	
  &	
  Culture	
   38	
  
3.3.6	
  Urban	
  Development	
  Plans	
   39	
  
3.4	
  Neighborhood	
  Analysis	
   40	
  
3.4.1	
  Neighborhood	
  Conditions:	
  Main	
  Findings	
   41	
  
3.4.2	
  Neighborhood	
  Conditions:	
  Detailed	
  Findings	
   45	
  
CHAPTER	
  4:	
  CONCLUSIONS	
  AND	
  RECOMMENDATIONS	
   60	
  
4.1	
  Housing	
   61	
  
4.4.1	
  Create	
  an	
  “Energy	
  Retrofitting	
  of	
  Refugee	
  Housing”	
  program	
   62	
  
4.4.2	
  Develop	
  a	
  range	
  of	
  housing	
  options	
   62	
  
4.2	
  Neighborhood	
  Conditions	
   63	
  
4.2.1	
  Provide	
  targeted	
  support	
  for	
  the	
  refugees	
  resettled	
  in	
  the	
  Downtown	
  and	
  Cornhill	
  
Neighborhoods	
   63	
  
4.3	
  Employment	
  and	
  Economic	
  Development	
   63	
  
4.3.1	
  Create	
  Training	
  Programs	
  Targeting	
  Refugee	
  Skills	
   64	
  
4.4	
  Transportation	
   64	
  
4.4.1	
  Support	
  Transportation	
  Alternatives	
  for	
  Refugees	
   65	
  
4.5	
  Civic	
  Engagement	
  and	
  The	
  Planning	
  Process	
   65	
  
4.5.1	
  Increase	
  Participation	
  Of	
  Refugees	
  In	
  The	
  Planning	
  Process	
   66	
  
4.6	
  Social	
  Connections	
   66	
  
4.6.1	
  Create	
  Opportunities	
  For	
  Social	
  Interaction	
  Among	
  Refugees	
  And	
  Long-­‐Time	
  Residents	
   67	
  
APPENDIX	
  A:	
  THE	
  SOCIO-­‐ECONOMIC	
  CHARACTERISTICS	
  OF	
  UTICA’S	
  NEIGHBORHOODS	
   68	
  
BIBLIOGRAPHY	
   69	
  
  5	
  
Chapter	
  1:	
  Introduction	
  
1.1	
  Statement	
  of	
  the	
  Issue	
  
Conflicts,	
   persecution,	
   violence,	
   human	
   rights	
   violations	
   and	
   natural	
   disasters	
  
caused	
  by	
  climate	
  change	
  have	
  forcibly	
  displaced	
  millions	
  of	
  people	
  around	
  the	
  world	
  in	
  
the	
   past	
   few	
   years.	
   By	
   the	
   end	
   of	
   2015,	
   more	
   than	
   60	
   million	
   people	
   had	
   left	
   their	
  
country	
  of	
  origin	
  in	
  search	
  of	
  safety	
  in	
  western	
  countries,	
  entering	
  cities	
  both	
  legally	
  
and	
   illegally.	
   Out	
   of	
   16	
   million	
   refugees	
   around	
   the	
   world,	
   more	
   than	
   half	
   of	
   the	
  
refugees	
  came	
  from	
  three	
  countries:	
  Syria,	
  Afghanistan,	
  and	
  Somalia,	
  while	
  about	
  2.5	
  
million	
  refugees	
  resided	
  in	
  Turkey,	
  which	
  became	
  the	
  largest	
  refugee-­‐hosting	
  country	
  
in	
  the	
  world.	
  The	
  scale	
  of	
  displacement	
  and	
  its	
  escalation	
  by	
  more	
  than	
  50	
  percent	
  since	
  
2011	
  had	
  led	
  to	
  the	
  highest	
  level	
  of	
  migration	
  since	
  World	
  War	
  II	
  (UNHCR	
  2016),	
  which	
  
prompted	
   the	
   European	
   Union	
   and	
   the	
   U.S.	
   to	
   set	
   new	
   quotas	
   to	
   resettle	
   refugees.	
  
Refugee	
  resettlement	
  in	
  another	
  country	
  is	
  one	
  of	
  the	
  solutions	
  provided	
  for	
  refugees,	
  
although	
   it	
   is	
   available	
   to	
   less	
   than	
   one	
   percent	
   of	
   the	
   refugees	
   worldwide.	
   Other	
  
solutions	
   include	
   a	
   voluntary	
   return	
   to	
   the	
   home	
   country	
   when	
   possible	
   and	
   local	
  
integration	
   within	
   the	
   host	
   country	
   to	
   which	
   they	
   fled.	
   The	
   literature	
   often	
   refers	
   to	
  
refugees	
  and	
  immigrants	
  as	
  the	
  same,	
  since	
  both	
  leave	
  their	
  country	
  of	
  origin	
  for	
  a	
  new	
  
one,	
   but	
   the	
   reasons	
   for	
   migration	
   make	
   the	
   difference	
   between	
   refugees	
   and	
  
immigrants.	
   Immigrants	
   usually	
   follow	
   economic	
   growth	
   and	
   move	
   voluntarily	
   to	
   an	
  
area	
   that	
   has	
   employment	
   opportunities,	
   while	
   refugees	
   are	
   forcibly	
   displaced	
   from	
  
their	
   country,	
   and	
   if	
   resettled	
   in	
   the	
   U.S.,	
   are	
   likely	
   to	
   be	
   placed	
   in	
   areas	
   with	
   low	
  
economic	
  growth,	
  which	
  have,	
  among	
  other	
  factors,	
  affordable	
  housing	
  (Brandt	
  2010,	
  
FPI	
  2009).	
  
	
  
The	
  resettlement	
  and	
  integration	
  of	
  refugees	
  in	
  urban	
  areas	
  affects	
  the	
  social,	
  
political	
  and	
  economic	
  fabric	
  of	
  the	
  city,	
  and	
  hence	
  is	
  largely	
  influenced	
  by	
  its	
  current	
  
political	
  environment.	
  The	
  increasing	
  diversity	
  of	
  the	
  city's	
  inhabitants,	
  following	
  the	
  
resettlement	
   of	
   refugees,	
   pose	
   social	
   and	
   economic	
   challenges	
   for	
   the	
   city	
   to	
  
accommodate	
  the	
  needs	
  of	
  the	
  newcomers	
  and	
  promote	
  their	
  integration	
  into	
  society.	
  
Moreover,	
  the	
  growing	
  diversity	
  of	
  different	
  cultures,	
  ethnicities,	
  and	
  religions	
  within	
  
  6	
  
the	
  city,	
  and	
  their	
  influence	
  on	
  the	
  physical	
  environment	
  might	
  bring	
  the	
  city	
  identity	
  
into	
  question,	
  which	
  can	
  cause	
  a	
  tension	
  and	
  risk	
  for	
  a	
  conflict	
  with	
  the	
  host	
  society	
  
(Lygh	
  2015).	
  Therefore,	
  this	
  thesis	
  explores	
  refugee	
  integration	
  into	
  urban	
  life	
  in	
  cities	
  
from	
  both	
  the	
  host	
  community	
  and	
  the	
  refugees’	
  perspectives,	
  and	
  evaluates	
  the	
  impact	
  
of	
  the	
  “neighborhood”	
  on	
  their	
  integration.	
  
	
  
1.2	
  Goal	
  and	
  Objectives	
  
The	
  purpose	
  of	
  this	
  thesis	
  is	
  to	
  study	
  the	
  integration	
  of	
  refugees	
  in	
  urban	
  areas	
  
to	
  accommodate	
  their	
  needs	
  and	
  their	
  impacts	
  in	
  order	
  to	
  make	
  recommendations	
  for	
  
integration	
   and	
   inclusion	
   strategies	
   for	
   U.S.	
   cities.	
   This	
   includes	
   a	
   comparison	
   of	
   the	
  
resettlement	
   policies	
   of	
   the	
   U.S.	
   and	
   Canada	
   to	
   better	
   understand	
   the	
   policy	
  
implementation	
  and	
  process	
  of	
  resettlement	
  in	
  urban	
  areas.	
  The	
  thesis	
  also	
  explores	
  the	
  
resettlement	
  and	
  integration	
  of	
  refugees	
  in	
  Utica,	
  NY,	
  as	
  a	
  case	
  study,	
  including	
  the	
  role	
  
of	
  the	
  urban	
  neighborhoods	
  in	
  integration.	
  
	
  
1.3	
  Literature	
  Review	
  
	
  
Diversity	
  Management:	
  Assimilation	
  vs.	
  Integration	
  (Multiculturalism)	
  	
  	
  
For	
  many	
  years,	
  ethnic	
  minorities	
  were	
  expected	
  to	
  assimilate	
  into	
  the	
  dominant	
  
culture	
  and	
  embrace	
  its	
  customs	
  and	
  language.	
  The	
  “melting	
  pot”	
  approach	
  has	
  changed	
  
in	
  the	
  twentieth	
  century	
  into	
  a	
  “salad	
  bowl”	
  approach,	
  which	
  promotes	
  multiculturalism	
  
as	
   a	
   strategy	
   to	
   manage	
   coexistence	
   of	
   cultural	
   and	
   ethnic	
   minorities	
   with	
   the	
   host	
  
society	
   (Jupp	
   2015,	
   Burayidi	
   2015).	
   Thus,	
   multiculturalism	
   policies	
   adopt	
   pluralistic	
  
cultural	
  programs,	
  such	
  as	
  affirmative	
  action,	
  language	
  programs,	
  financial	
  support	
  in	
  
cultural	
  activities,	
  and	
  more.	
  Critics	
  of	
  the	
  multiculturalism	
  approach	
  see	
  these	
  policies	
  
as	
   a	
   tool	
   to	
   promote	
   social	
   isolation	
   of	
   minority	
   groups,	
   which	
   allows	
   them	
   to	
   live	
  
separately	
   from	
   the	
   democratic	
   state	
   and	
   its	
   rules.	
   However,	
   unequal	
   distribution	
   of	
  
resources,	
  discrimination,	
  and	
  spatial	
  segregation,	
  which	
  leads	
  to	
  ethnic	
  tension	
  with	
  
the	
   host	
   society,	
   have	
   much	
   greater	
   effect	
   on	
   minorities’	
   exclusion	
   than	
   a	
   personal	
  
choice	
  to	
  sustain	
  self-­‐identity	
  (Burayidi	
  2015,	
  Lygh	
  2015).	
  	
  	
  	
  
  7	
  
	
  
In	
  nation-­‐states,	
  where	
  identity	
  and	
  self-­‐determination	
  are	
  based	
  on	
  ethnic	
  and	
  
cultural	
   cohesion,	
   multiculturalism	
   can	
   often	
   conflict	
   with	
   their	
   customs	
   and	
   culture,	
  
which	
  might	
  be	
  viewed	
  as	
  a	
  threat	
  to	
  national	
  cohesion	
  (Jupp	
  2015,	
  Georgiou	
  2006).	
  
The	
  nation-­‐state's	
  governments	
  are	
  viewed	
  by	
  their	
  citizens	
  as	
  the	
  protectors	
  of	
  social	
  
uniformity,	
  which	
  through	
  laws	
  and	
  policies	
  promote	
  minorities’	
  assimilation	
  into	
  the	
  
majority	
   culture,	
   as	
   a	
   way	
   to	
   manage	
   diversity.	
   Citizenship	
   policies,	
   which	
   have	
   a	
  
significant	
  effect	
  on	
  minorities’	
  integration	
  within	
  the	
  dominant	
  society,	
  often	
  represent	
  
an	
  assimilation	
  approach	
  in	
  terms	
  of	
  their	
  requirements	
  regarding	
  race	
  and	
  language	
  
and	
  often	
  loyalty,	
  customs,	
  and	
  cultural	
  heritage	
  (Jupp	
  2015).	
  In	
  Germany,	
  for	
  example,	
  
the	
   law	
   defines	
   a	
   person	
   as	
   a	
   German	
   only	
   by	
   ethnicity	
   or	
   blood	
   relation,	
   not	
   by	
  
geography	
  as	
  in	
  the	
  U.S.	
  Thus,	
  immigrants	
  cannot	
  become	
  German	
  citizens,	
  which	
  has	
  
resulted	
   in	
   the	
   social	
   and	
   physical	
   isolation	
   of	
   many	
   immigrants	
   from	
   mainstream	
  
German	
   society.	
   However,	
   due	
   to	
   demographic	
   issues	
   of	
   decreasing	
   working-­‐age	
  
population,	
   in	
   2005	
   Germany	
   enacted	
   the	
   new	
   Immigration	
   Act	
   that	
   recognized	
   the	
  
essential	
  role	
  of	
  immigrants	
  in	
  the	
  German	
  economy,	
  and	
  established	
  the	
  eligibility	
  of	
  
immigrants	
  for	
  integration	
  assistance	
  (Behr	
  2006).	
  
	
  
The	
  social	
  and	
  political	
  environment	
  in	
  the	
  state	
  also	
  has	
  a	
  significant	
  influence	
  
on	
   multicultural	
   policies,	
   as	
   well	
   as	
   immigration	
   and	
   refugee	
   resettlement	
   policies,	
  
which	
  recently	
  tend	
  towards	
  the	
  right	
  wing	
  due	
  to	
  recent	
  international	
  events.	
  The	
  rise	
  
of	
  terrorism	
  by	
  Islamic	
  jihadists	
  since	
  2000	
  has	
  changed	
  the	
  political	
  environment	
  in	
  
the	
  U.S.	
  and	
  many	
  EU	
  countries,	
  which	
  have	
  challenged	
  multiculturalism	
  and	
  embraced	
  
assimilation	
  as	
  the	
  preferred	
  approach	
  to	
  managing	
  diversity.	
  In	
  light	
  of	
  these	
  events,	
  
conservative	
  political	
  parties,	
  organizations,	
  and	
  media	
  were	
  able	
  to	
  influence	
  public	
  
opinion	
  through	
  fear	
  and	
  racism	
  in	
  order	
  to	
  promote	
  their	
  agenda	
  against	
  immigration,	
  
multiculturalism,	
  and	
  Islam.	
  These	
  issues	
  raised	
  major	
  controversies	
  among	
  the	
  general	
  
public	
  about	
  loyalty,	
  minorities’	
  influence	
  on	
  national	
  identity,	
  and	
  Islamophobia,	
  which	
  
had	
   to	
   be	
   addressed	
   by	
   politicians	
   from	
   both	
   conservative	
   and	
   liberal	
   parties	
   (Jupp	
  
2015).	
  
	
  
  8	
  
Refugee	
  Resettlement	
  and	
  Integration	
  Policies	
  
The	
  United	
  Nations	
  High	
  Commissioner	
  for	
  Refugees	
  (UNHCR)	
  has	
  the	
  mandate	
  
to	
  identify,	
  protect	
  and	
  find	
  durable	
  solutions	
  to	
  help	
  refugees	
  rebuild	
  their	
  lives,	
  which	
  
includes	
   voluntary	
   return	
   to	
   the	
   home	
   country,	
   local	
   integration,	
   or	
   resettlement	
   in	
  
“third-­‐country”.	
  If	
  possible,	
  a	
  voluntary	
  and	
  safe	
  repatriation	
  of	
  refugees	
  to	
  their	
  home	
  
country	
  is	
  the	
  ideal	
  solution.	
  Until	
  this	
  becomes	
  possible,	
  most	
  refugees	
  will	
  remain	
  in	
  
the	
   asylum	
   country	
   to	
   which	
   they	
   fled,	
   with	
   some	
   being	
   able	
   to	
   integrate	
   and	
   attain	
  
legal	
  status.	
  Resettlement	
  in	
  a	
  third	
  country	
  is	
  a	
  solution	
  for	
  less	
  than	
  one	
  percent	
  of	
  the	
  
16	
   million	
   refugees	
   around	
   the	
   world,	
   according	
   to	
   UNHCR	
   statistics	
   in	
   2015.	
   The	
  
countries	
   that	
   have	
   agreed	
   to	
   admit	
   refugees	
   provide	
   them	
   a	
   legal	
   and	
   physical	
  
protection	
   by	
   granting	
   a	
   permanent	
   residence	
   status	
   through	
   which	
   they	
   can	
   have	
  
“access	
  to	
  civil,	
  political,	
  economic,	
  social	
  and	
  cultural	
  rights	
  similar	
  to	
  those	
  enjoyed	
  by	
  
nationals”	
  (UNHCR	
  p.1.).	
  
	
  
Refugee	
  resettlement	
  policies,	
  which	
  as	
  mentioned	
  are	
  subject	
  to	
  the	
  country's	
  
political	
   environment,	
   include	
   different	
   programs	
   and	
   services	
   to	
   promote	
   refugees’	
  
integration	
  into	
  society	
  (Hinze	
  2013).	
  	
  The	
  approaches	
  and	
  measures	
  of	
  integration	
  can	
  
be	
  divided	
  into	
  two	
  major	
  themes:	
  functional	
  integration,	
  which	
  includes	
  indicators	
  of	
  
language,	
   employment,	
   political	
   participation,	
   education	
   and	
   housing;	
   and	
   social	
  
integration,	
   including	
   indicators	
   of	
   identity,	
   sense	
   of	
   belonging,	
   and	
   social	
   networks.	
  
However,	
  these	
  indicators	
  are	
  often	
  interrelated	
  and	
  should	
  be	
  viewed	
  as	
  such	
  when	
  
measuring	
  integration.	
  Social	
  integration,	
  which	
  relies	
  on	
  social	
  connections	
  and	
  ethnic	
  
networks,	
  has	
  a	
  significant	
  impact	
  on	
  refugees’	
  ability	
  to	
  find	
  employment	
  and	
  access	
  to	
  
services,	
   and	
   hence	
   achieve	
   economic	
   self-­‐sufficiency	
   (Brandt	
   2010,	
   Kissoon	
   2006).	
  
Furthermore,	
  the	
  integration	
  process	
  of	
  refugee	
  in	
  urban	
  areas	
  is	
  influenced	
  by	
  three	
  
major	
  themes:	
  the	
  characteristics	
  of	
  the	
  newcomers,	
  such	
  as	
  age,	
  language,	
  education,	
  
etc.;	
  the	
  socio-­‐economic	
  context	
  of	
  the	
  receiving	
  community,	
  such	
  as	
  housing	
  market	
  
and	
   employment	
   opportunities;	
   and	
   the	
   attributes	
   of	
   the	
   host	
   community,	
   such	
   as	
  
ethnicity,	
  as	
  well	
  as	
  social	
  and	
  ethnic	
  organizations	
  (Portes	
  and	
  Zhou	
  1993,	
  Kraly	
  2011).	
  
	
  
  9	
  
In	
  the	
  U.S.,	
  refugees	
  are	
  resettled	
  in	
  areas	
  where	
  there	
  is	
  available,	
  affordable	
  
housing,	
  as	
  well	
  as	
  job	
  opportunities	
  and	
  an	
  existing	
  ethnic	
  community,	
  among	
  other	
  
factors	
  (Brandt	
  2010,	
  Kissoon	
  2006).	
  However,	
  there	
  is	
  no	
  official	
  integration	
  policy	
  at	
  
the	
  federal	
  level,	
  and	
  the	
  integration	
  of	
  refugees,	
  as	
  part	
  of	
  the	
  resettlement	
  program,	
  is	
  
measured	
   merely	
   by	
   economic	
   self-­‐sufficiency	
   (Hynes	
   2011,	
   Brandt	
   2010,	
   Kissoon	
  
2006).	
  Chapter	
  two	
  presents	
  further	
  information	
  on	
  the	
  U.S.	
  resettlement	
  policy	
  and	
  its	
  
process,	
   in	
   comparison	
   to	
   Canada,	
   and	
   discusses	
   the	
   measurement	
   criteria	
   and	
  
indicators	
  of	
  refugees’	
  integration.	
  
	
  
Refugees	
  and	
  Urban	
  Planning	
  
Resettlement	
  of	
  refugees	
  increases	
  the	
  ethnic,	
  cultural	
  and	
  religious	
  diversity	
  of	
  
a	
   city,	
   which	
   in	
   turn	
   changes	
   its	
   social	
   and	
   economic	
   fabric,	
   including	
   its	
   built	
  
environment.	
   As	
   cities	
   become	
   increasingly	
   multicultural,	
   planners	
   have	
   the	
  
responsibility	
   to	
   incorporate	
   the	
   needs	
   of	
   the	
   newcomers	
   and	
   manage	
   the	
   planning	
  
process	
   of	
   the	
   city’s	
   adjustments	
   during	
   the	
   integration	
   process.	
   Treating	
   all	
   citizens	
  
uniformly	
   is	
   often	
   considered	
   the	
   best	
   approach	
   to	
   promoting	
   equality	
   in	
   diverse	
  
communities,	
   and	
   hence	
   the	
   planning	
   practice	
   may	
   promote	
   the	
   general	
   public's	
  
interests.	
   However,	
   since	
   cultural	
   differences	
   influence	
   the	
   way	
   people	
   live	
   and	
   use	
  
urban	
  space,	
  such	
  an	
  approach	
  may	
  result	
  in	
  ongoing	
  inequality	
  in	
  the	
  distribution	
  of	
  
resources	
  and	
  services	
  among	
  minority	
  communities.	
  Thus,	
  planners	
  should	
  consider	
  
cultural	
   implications	
   in	
   the	
   planning	
   process	
   in	
   order	
   to	
   promote	
   multicultural	
  
planning,	
  which	
  reflects	
  the	
  needs	
  of	
  minorities	
  and	
  the	
  general	
  public	
  alike	
  (Burayidi	
  
2000;	
  2015,	
  UNHABITAT	
  2015,	
  Lygh	
  2015).	
  
	
  
In	
  order	
  to	
  incorporate	
  multicultural	
  planning	
  and	
  promote	
  an	
  inclusive	
  urban	
  
environment,	
   self-­‐representation	
   of	
   minority	
   groups	
   is	
   essential	
   in	
   the	
   planning	
  
process,	
   either	
   formally	
   or	
   informally.	
   Providing	
   minorities	
   the	
   opportunity	
   to	
  
participate	
   in	
   the	
   decision	
   and	
   policy-­‐making	
   process	
   through	
   political,	
   social,	
   and	
  
economic	
  empowerment	
  would	
  naturally	
  promote	
  cultural	
  integration	
  within	
  the	
  city.	
  
An	
   inclusive	
   planning	
   process	
   could	
   also	
   help	
   find	
   alternative	
   solutions	
   to	
   support	
  
integration	
   from	
   the	
   experienced	
   point	
   of	
   view	
   of	
   refugees	
   (UNHABITAT	
   2015,	
  
  10	
  
Georgiou	
   2006).	
   Planning	
   for	
   integration	
   must	
   address	
   different	
   urban	
   aspects,	
   like	
  
housing,	
  public	
  transportation,	
  employment,	
  and	
  education,	
  while	
  promoting	
  ethnic	
  and	
  
cultural	
  coexistence	
  and	
  a	
  mutual	
  inclusion	
  of	
  refugees	
  and	
  the	
  dominant	
  society.	
  The	
  
social	
  policies	
  of	
  the	
  city,	
  such	
  as	
  public	
  education,	
  health	
  care,	
  and	
  income	
  support,	
  
which	
  directly	
  impact	
  the	
  social	
  inclusion	
  and	
  integration	
  of	
  diverse	
  minority	
  groups,	
  
helps	
  to	
  decrease	
  social	
  polarization	
  among	
  different	
  groups.	
  Furthermore,	
  creating	
  a	
  
socially	
   inclusive	
   environment	
   through	
   urban	
   initiatives	
   and	
   policies	
   mitigates	
  
inequality	
   and	
   discrimination,	
   and	
   offer	
   opportunities	
   for	
   social	
   interactions	
   in	
   the	
  
neighborhoods,	
   streets,	
   schools,	
   parks,	
   and	
   workplaces	
   (Ray	
   2013;	
   2016,	
   Jacobsen	
  
2003).	
  The	
  urban	
  environment,	
  particularly	
  the	
  neighborhood,	
  is	
  a	
  place	
  of	
  intersection	
  
and	
   interaction	
   between	
   policy	
   and	
   practice	
   that	
   is	
   perceived	
   and	
   experienced	
   by	
  
refugees	
  (and	
  immigrants)	
  as	
  the	
  entry	
  point	
  into	
  society	
  and	
  hence	
  plays	
  an	
  important	
  
role	
  in	
  integration.	
  Therefore,	
  refugee	
  neighborhoods	
  can	
  provide	
  insight	
  into	
  the	
  life	
  
and	
  coping	
  strategies	
  of	
  refugees,	
  which	
  in	
  turn	
  can	
  help	
  create	
  better	
  methods	
  for	
  their	
  
integration	
  (Hinze	
  2013).	
  	
  	
  
	
  
One	
  of	
  the	
  ways	
  to	
  encourage	
  inclusion	
  and	
  integration	
  of	
  refugees	
  is	
  to	
  promote	
  
a	
   social	
   and	
   spatial	
   access	
   to	
   public	
   goods	
   and	
   services,	
   such	
   as	
   schools,	
   healthcare	
  
facilities,	
  and	
  community	
  centers,	
  through	
  urban	
  policy	
  interventions.	
  Accessible	
  public	
  
transportation	
   is	
   a	
   critical	
   factor	
   for	
   integration	
   and	
   inclusion,	
   which	
   can	
   promote	
  
access	
  to	
  distributed	
  employment	
  opportunities	
  and	
  services	
  in	
  the	
  city	
  and	
  offer	
  an	
  
opportunity	
   for	
   social	
   interactions	
   among	
   different	
   social	
   classes	
   and	
   ethnic	
   groups.	
  
Another	
   important	
   intervention	
   is	
   encouraging	
   the	
   development	
   of	
   various	
   housing	
  
types,	
   such	
   as	
   medium-­‐density	
   rental	
   housing	
   and	
   single-­‐family	
   owner-­‐occupied	
  
housing,	
  to	
  promote	
  residential	
  inclusion	
  and	
  integration	
  of	
  new	
  residents.	
  In	
  Montreal,	
  
where	
  these	
  housing	
  types	
  were	
  developed	
  in	
  response	
  to	
  a	
  housing	
  crisis	
  following	
  
World	
   War	
   II,	
   many	
   immigrant	
   families	
   were	
   able	
   to	
   settle	
   in	
   relatively	
   affordable	
  
housing	
   units	
   in	
   the	
   same	
   neighborhood	
   as	
   people	
   from	
   different	
   social	
   classes	
   and	
  
ethnic	
   backgrounds.	
   Living	
   in	
   proximity	
   to	
   well-­‐established	
   people	
   provided	
   an	
  
opportunity	
  for	
  the	
  new	
  immigrants	
  to	
  create	
  social	
  connections	
  that	
  offered	
  valuable	
  
information	
  and	
  support	
  for	
  their	
  integration	
  process	
  into	
  society.	
  Moreover,	
  cities	
  can	
  
  11	
  
create	
  suitable	
  economic	
  development	
  programs	
  for	
  different	
  communities	
  and	
  develop	
  
initiatives	
   that	
   promote	
   active	
   involvement	
   of	
   refugees	
   in	
   the	
   programs	
   that	
   impact	
  
their	
  lives	
  (Ray	
  2013,	
  Jacobsen	
  2003).	
  
	
  
Refugee	
  Migration	
  Legislation	
  and	
  Trends	
  in	
  the	
  U.S.	
  	
  
The	
   United	
   States	
   experienced	
   different	
   periods	
   of	
   migration	
   through	
   the	
   last	
  
few	
  centuries,	
  which	
  reflected,	
  through	
  regulations	
  and	
  policy,	
  both	
  the	
  humanitarian	
  
and	
  political	
  interests	
  of	
  the	
  country.	
  The	
  massive	
  displacement	
  following	
  World	
  War	
  II,	
  
in	
  which	
  more	
  than	
  250,000	
  people	
  from	
  Europe	
  admitted	
  into	
  the	
  U.S.,	
  led	
  the	
  federal	
  
government	
  to	
  enact	
  the	
  Displaced	
  Persons	
  Act	
  of	
  1948.	
  Under	
  the	
  Act,	
  the	
  efforts	
  of	
  
several	
   religious	
   and	
   ethnic	
   organizations	
   were	
   coordinated	
   with	
   the	
   federal	
  
government	
  to	
  help	
  European	
  refugees	
  resettle	
  in	
  the	
  U.S.,	
  which	
  shifted	
  some	
  of	
  the	
  
financial	
  burdens	
  to	
  the	
  federal	
  government	
  and	
  allowed	
  additional	
  400,000	
  refugees	
  
enter	
   the	
   U.S.	
   This	
   public-­‐private	
   partnership	
   was	
   the	
   first	
   step	
   towards	
   the	
   refugee	
  
resettlement	
   program	
   in	
   place	
   today	
   (Brown	
   and	
   Scribner	
   2014,	
   Nezer	
   2013).	
  
Following	
  the	
  Hungarian	
  uprising	
  in	
  1956	
  and	
  the	
  Cuban	
  revolution	
  in	
  1959,	
  the	
  U.S.	
  
approved	
  the	
  admission	
  of	
  many	
  refugees	
  fleeing	
  Europe,	
  the	
  Soviet	
  Union,	
  and	
  Cuba	
  
during	
  the	
  Cold	
  War,	
  which	
  also	
  helped	
  promote	
  political	
  agenda	
  to	
  weaken	
  communist	
  
regimes.	
  	
  
	
  
The	
  waves	
  of	
  refugees,	
  which	
  posed	
  a	
  significant	
  burden	
  on	
  local	
  resources,	
  have	
  
led	
  to	
  the	
  establishment	
  of	
  the	
  Migration	
  and	
  Refugee	
  Assistance	
  Act	
  of	
  1962.	
  In	
  order	
  
to	
  support	
  the	
  work	
  of	
  local	
  agencies,	
  the	
  Act	
  created	
  a	
  formal	
  assistance	
  program	
  to	
  
provide	
  resettlement	
  services,	
  such	
  as	
  medical	
  care,	
  financial	
  aid,	
  education,	
  and	
  child	
  
welfare	
   services	
   (Brown	
   and	
   Scribner	
   2014,	
   Cohn	
   2015,	
   Nezer	
   2013).	
   Furthermore,	
  
following	
   the	
   events	
   of	
   the	
   Vietnam	
   War	
   in	
   1975,	
   the	
   U.S	
   government	
   enacted	
   the	
  
Indochinese	
  Refugee	
  Assistance	
  Act,	
  which	
  regulated	
  the	
  private-­‐public	
  administrative	
  
relationship	
   under	
   a	
   contract	
   with	
   nine	
   voluntary	
   agencies	
   to	
   support	
   refugees'	
  
resettlement	
   and	
   integration	
   into	
   society.	
   The	
   programs	
   and	
   grants	
   under	
   the	
   Act	
  
included	
   employment	
   and	
   training,	
   English	
   language	
   training,	
   job	
   placement,	
   and	
  
personal	
   and	
   family	
   consulting	
   (Brown	
   and	
   Scribner	
   2014,	
   Cohn	
   2015).	
   The	
   most	
  
  12	
  
significant	
   landmark	
   in	
   the	
   refugee	
   resettlement	
   field	
   was	
   The	
   Refugee	
   Act	
   of	
   1980,	
  
which	
  embraced	
  the	
  United	
  Nations’	
  refugee	
  definition	
  and	
  created	
  a	
  refugee	
  admission	
  
policy	
  and	
  allowed	
  the	
  government	
  to	
  shift	
  from	
  ad	
  hoc	
  responses	
  to	
  a	
  refugee	
  crisis	
  to	
  
a	
  standardized	
  admission	
  process	
  with	
  designated	
  annual	
  quotas	
  (Brown	
  and	
  Scribner	
  
2014).	
  	
  
	
  
Since	
   the	
   mid-­‐1990s,	
   the	
   resettlement	
   program	
   focused	
   on	
   referrals	
   from	
   the	
  
UNHCR,	
  which	
  resulted	
  in	
  the	
  resettlement	
  of	
  a	
  diverse	
  group	
  of	
  refugees	
  from	
  a	
  large	
  
number	
  of	
  countries.	
  Today,	
  the	
  U.S.	
  leads	
  the	
  world	
  in	
  refugee	
  resettlement,	
  resettling	
  
more	
  than	
  three	
  million	
  since	
  the	
  Refugee	
  Act	
  of	
  1980	
  passed,	
  largely	
  from	
  Vietnam,	
  
Russia,	
   Iraq,	
   Bosnia,	
   and	
   Laos.	
   In	
   2016,	
   about	
   85,000	
   refugees	
   resettled	
   in	
   American	
  
communities,	
  mainly	
  in	
  Texas,	
  California,	
  NY,	
  Arizona,	
  Michigan,	
  and	
  Ohio,	
  which	
  are	
  
the	
   top	
   refugee-­‐receiving	
   states	
   in	
   the	
   U.S.	
   Also,	
   due	
   to	
   the	
   ongoing	
   refugee	
   crisis,	
  
almost	
  100,000	
  refugees	
  are	
  expected	
  to	
  arrive	
  in	
  the	
  U.S.	
  in	
  2017	
  according	
  to	
  the	
  new	
  
quotas	
  (Batalova	
  and	
  Zong	
  2015,	
  Kallick	
  and	
  Mathema	
  2016,	
  Nezer	
  2013).	
  
	
  
1.3	
  Methodology	
  	
  
The	
   literature	
   review	
   provides	
   the	
   framework	
   for	
   the	
   research,	
   which	
   defines	
  
and	
  distinguishes	
  between	
  refugees	
  and	
  immigrants,	
  assimilation	
  and	
  integration.	
  This	
  
also	
  includes	
  a	
  discussion	
  on	
  multiculturalism,	
  a	
  leading	
  strategy	
  for	
  managing	
  diversity	
  
within	
  democratic	
  countries,	
  and	
  considers	
  the	
  critiques	
  and	
  issues	
  that	
  affect	
  the	
  form	
  
and	
   implementation	
   of	
   multiculturalist	
   integration	
   policies.	
   Additionally,	
   this	
   chapter	
  
highlights	
   refugee	
   legislation	
   and	
   migration	
   trends	
   in	
   the	
   U.S.,	
   and	
   discusses	
   the	
  
practice	
   of	
   urban	
   planning	
   for	
   diversity,	
   as	
   well	
   as	
   the	
   role	
   of	
   cities	
   in	
   refugee	
  
integration.	
   The	
   second	
   chapter	
   explores	
   and	
   compares	
   the	
   resettlement	
   and	
  
integration	
  policies	
  of	
  the	
  U.S.	
  and	
  Canada,	
  to	
  identify	
  key	
  differences	
  and	
  lessons	
  and	
  
make	
   suggestions	
   for	
   the	
   integration	
   strategies	
   and	
   resettlement	
   policy	
   in	
   the	
   U.S.	
  	
  
Chapter	
  three	
  presents	
  the	
  case	
  study	
  of	
  refugee	
  resettlement	
  and	
  integration	
  in	
  Utica,	
  
NY.	
  Information	
  was	
  obtained	
  through	
  interviews,	
  document	
  and	
  reports	
  analysis,	
  and	
  
the	
  census,	
  to	
  evaluate	
  (1)	
  the	
  impact	
  of	
  refugee	
  resettlement	
  on	
  the	
  socio-­‐economic	
  
  13	
  
and	
   physical	
   environment	
   in	
   Utica,	
   and	
   (2)	
   the	
   role	
   of	
   the	
   neighborhood	
   in	
   the	
  
integration	
  of	
  refugees.	
  The	
  framework	
  for	
  this	
  evaluation	
  is	
  based	
  on	
  the	
  Indicators	
  of	
  
Integration	
  developed	
  by	
  Ager	
  &	
  Strang	
  (2004),	
  which	
  outlines	
  the	
  various	
  dimensions	
  
of	
   integration	
   and	
   provides	
   a	
   metrics	
   for	
   assessing	
   both	
   refugee	
   integration	
   and	
   the	
  
services	
   provided	
   to	
   support	
   that	
   integration.	
   (Please	
   see	
   Chapter	
   2	
   for	
   detailed	
  
information).	
  The	
  framework	
  includes	
  ten	
  indicators	
  divided	
  into	
  four	
  themes	
  (Table	
  
1):	
  	
  
1. Means	
   and	
   Markers	
   –	
   employment,	
   housing,	
   education	
   and	
   health	
   –	
   the	
   key	
  
indicators	
  to	
  obtain	
  integration	
  and	
  enable	
  integration	
  
2. Social	
  Connections	
  –	
  includes	
  three	
  forms	
  of	
  social	
  relationships	
  that	
  support	
  the	
  
process	
  of	
  integration	
  –	
  ‘social	
  bridges’	
  with	
  other	
  communities,	
  ‘social	
  bonds’	
  
among	
  the	
  refugee	
  community,	
  and	
  ‘social	
  links’	
  to	
  services	
  and	
  government.	
  	
  	
  
3. Facilitators	
   of	
   integration	
   –	
   language	
   and	
   cultural	
   knowledge,	
   and	
   safety	
   and	
  
stability.	
  
4. Foundation	
   –	
   rights	
   and	
   citizenship	
   –	
   the	
   rights	
   and	
   responsibilities	
   expected	
  
from	
  refugees,	
  as	
  well	
  as	
  the	
  service	
  providers,	
  for	
  the	
  integration	
  process.	
  
	
  
Table	
  1.	
  The	
  Indicators	
  of	
  Integration	
  	
  
Means	
  and	
  
Markers	
  	
   Employment	
  	
   Housing	
  	
   Education	
  	
   Health	
  	
  
Social	
  
Connections	
   Social	
  bridges	
  	
   Social	
  bonds	
  	
   Social	
  Links	
  	
  
Facilitators	
  	
   Language	
  and	
  Cultural	
  Knowledge	
  	
   Safety	
  and	
  stability	
  	
  
Foundation	
  	
   Rights	
  and	
  Citizenship	
  	
  
	
  	
  Source:	
  Ager	
  &	
  Strang,	
  2004	
  
	
  
Also,	
  interviews	
  with	
  local	
  organizations,	
  refugees,	
  and	
  local	
  residents	
  provided	
  
qualitative	
  data	
  from	
  different	
  viewpoints	
  regarding	
  the	
  resettlement	
  and	
  integration	
  
process,	
   the	
   challenges	
   and	
   opportunities	
   for	
   refugees	
   and	
   the	
   city,	
   and	
   the	
  
relationships	
  with	
  local	
  communities.	
  	
  Interviews	
  were	
  held	
  with:	
  
1. Shelley	
   Callahan,	
   Executive	
   Director,	
   the	
   Mohawk	
   Valley	
   Resource	
   Center	
   for	
  
Refugees	
  (November	
  10,	
  2017.	
  Utica,	
  NY).	
  	
  	
  
  14	
  
2. Patrice	
   VanNortwick,	
   Director	
   of	
   Child	
   Care	
   and	
   Family	
   Services	
   Division	
   of	
   the	
  
Neighborhood	
  Center	
  (November	
  11,	
  2017.	
  Utica,	
  NY).	
  	
  	
  
3. Chris	
  Sunderlin,	
  President	
  of	
  the	
  Midtown	
  Utica	
  Community	
  Center	
  (November	
  9,	
  
2017.	
  Utica,	
  NY).	
  
4. Kathryn	
  Stam,	
  Board	
  member	
  of	
  the	
  Midtown	
  Center	
  and	
  Professor	
  of	
  Anthropology	
  
at	
  SUNY	
  Polytechnic	
  Institute	
  (November	
  9,	
  2017.	
  Utica,	
  NY).	
  	
  
5. Brian	
   Thomas,	
   Commissioner	
   of	
   the	
   department	
   of	
   Urban	
   and	
   Economic	
  
Development	
  (November	
  30,	
  2017.	
  Utica,	
  NY).	
  
6. Caroline	
  Williams,	
  Coordinator	
  and	
  Urban	
  Planner	
  of	
  R2G	
  Urban	
  Studio	
  (November	
  
10,	
  2017.	
  Utica,	
  NY).	
  
7. Focus	
  group	
  interview	
  with	
  Karen	
  and	
  Somali	
  Bantu	
  teenage	
  refugees	
  from	
  Burma	
  
and	
  Somalia	
  (November	
  9,	
  2017.	
  Utica,	
  NY).	
  	
  
8. Stephen	
  Galiley,	
  Doctor	
  and	
  Rabbi	
  of	
  the	
  Beit	
  Shalom	
  Congregation	
  (November	
  10,	
  
2017.	
  Utica,	
  NY).	
  
	
  
Finally,	
  based	
  on	
  the	
  analysis	
  and	
  research	
  of	
  the	
  resettlement	
  and	
  integration	
  in	
  
Utica,	
  Chapter	
  four	
  provides	
  several	
  suggestions	
  for	
  the	
  city,	
  the	
  resettlement	
  agency	
  
and	
  the	
  planning	
  department,	
  as	
  well	
  as	
  for	
  other	
  cities	
  in	
  the	
  U.S.,	
  to	
  support	
  and	
  
promote	
  refugees’	
  integration	
  in	
  urban	
  areas.	
  	
  	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
  15	
  
Chapter	
  2:	
  Refugee	
  Resettlement	
  and	
  Integration	
  
	
  
The	
  U.S.	
  is	
  the	
  world’s	
  top	
  resettlement	
  country	
  with	
  about	
  85,000	
  admissions	
  of	
  
refugees	
  for	
  resettlement	
  in	
  2016,	
  which	
  along	
  with	
  Canada	
  and	
  Australia,	
  provides	
  90	
  
percent	
  of	
  resettlement	
  locations	
  for	
  refugees	
  from	
  around	
  the	
  world	
  (UNHCR	
  2012,	
  
Nezer	
  2013,	
  Margolis	
  2010).	
  As	
  mentioned,	
  the	
  U.S.	
  Refugee	
  Act	
  of	
  1980,	
  which	
  enacted	
  
existing	
   practice	
   of	
   the	
   resettlement	
   agencies	
   and	
   formalized	
   the	
   private-­‐public	
  
partnership	
  with	
  the	
  federal	
  government,	
  created	
  the	
  refugee	
  resettlement	
  program	
  as	
  
well	
   as	
   other	
   supplemental	
   programs	
   to	
   support	
   the	
   resettlement	
   and	
   integration	
   of	
  
refugees	
  in	
  the	
  U.S.	
  Since	
  then,	
  a	
  continuous	
  decline	
  in	
  federal	
  funding	
  and	
  inadequate	
  
coordination	
  and	
  information	
  sharing	
  between	
  the	
  federal	
  and	
  resettlement	
  agencies	
  
have	
  resulted	
  in	
  an	
  increasing	
  stress	
  on	
  the	
  receiving	
  communities	
  and	
  the	
  resettlement	
  
agencies	
   to	
   assist	
   in	
   refugee	
   integration.	
   Furthermore,	
   this	
   pressure,	
   among	
   other	
  
reasons,	
  has	
  resulted	
  in	
  public	
  resistance	
  to	
  refugee	
  resettlement	
  in	
  U.S.	
  communities,	
  
due	
  to	
  the	
  perception	
  of	
  some	
  of	
  the	
  receiving	
  communities	
  that	
  refugees	
  are	
  a	
  drain	
  on	
  
state	
   and	
   local	
   resources	
   (Brown	
   and	
   Scribner	
   2014,	
   Nezer	
   2013).	
   This	
   Chapter	
  
presents	
  the	
  refugee	
  resettlement	
  program	
  and	
  its	
  process	
  in	
  the	
  U.S.	
  while	
  highlighting	
  
several	
  aspects	
  through	
  a	
  comparison	
  with	
  the	
  resettlement	
  programs	
  in	
  Canada	
  that	
  
could	
  help	
  streamline	
  this	
  process	
  and	
  improve	
  refugee	
  resettlement	
  and	
  integration	
  
outcomes.	
   The	
   following	
   section	
   defines	
   refugee	
   integration	
   and	
   discusses	
   the	
  
indicators	
  and	
  criteria	
  for	
  its	
  measurement,	
  which	
  provide	
  the	
  evaluation	
  framework	
  
for	
  the	
  case	
  study	
  in	
  Utica,	
  NY	
  presented	
  in	
  Chapter	
  three.	
  	
  
	
  
2.1	
  Refugee	
  Resettlement	
  Policy:	
  A	
  Comparison	
  Between	
  The	
  
Programs	
  of	
  The	
  U.S.	
  And	
  Canada	
  
	
  
Eligibility	
  For	
  Resettlement	
  
The	
   United	
   Nations	
   High	
   Commissioner	
   for	
   Refugees	
   (UNHCR)	
   determines	
  
whether	
   a	
   person	
   is	
   qualified	
   for	
   a	
   refugee	
   status	
   and	
   whether	
   resettlement	
   is	
   the	
  
proper	
  solution,	
  after	
  which	
  the	
  resettlement	
  countries	
  review	
  their	
  cases	
  and	
  decide	
  
  16	
  
whether	
  or	
  not	
  to	
  grant	
  resettlement	
  based	
  on	
  the	
  country’s	
  policies	
  and	
  regulations.	
  
Both	
   the	
   U.S.	
   and	
   Canada	
   accept	
   refugees,	
   based	
   on	
   annual	
   quotas,	
   through	
   well-­‐
established	
  resettlement	
  programs	
  that	
  rely	
  on	
  UNHCR	
  criteria,	
  although	
  they	
  also	
  take	
  
into	
   consideration	
   their	
   own	
   factors	
   and	
   priorities	
   (Nezer	
   2013,	
   UNHCR	
   2012).	
  
According	
  to	
  Article	
  1	
  of	
  the	
  1951	
  Convention	
  and	
  the	
  1967	
  Protocol	
  Relating	
  to	
  the	
  
Status	
  of	
  Refugees,	
  a	
  refugee	
  is:	
  	
  	
  
	
  
“A	
   person	
   who	
   owing	
   to	
   well-­‐founded	
   fear	
   of	
   being	
   persecuted	
   for	
  
reasons	
   of	
   race,	
   religion,	
   nationality,	
   membership	
   of	
   a	
   particular	
   social	
  
group	
  or	
  political	
  opinion,	
  is	
  outside	
  the	
  country	
  of	
  his	
  nationality	
  and	
  is	
  
unable	
   or,	
   owing	
   to	
   such	
   fear,	
   is	
   unwilling	
   to	
   avail	
   himself	
   of	
   the	
  
protection	
   of	
   that	
   country;	
   or	
   who,	
   not	
   having	
   a	
   nationality	
   and	
   being	
  
outside	
  the	
  country	
  of	
  his	
  former	
  habitual	
  residence	
  as	
  a	
  result	
  of	
  such	
  
events,	
  is	
  unable	
  or,	
  owing	
  to	
  such	
  fear,	
  is	
  unwilling	
  to	
  return	
  to	
  it.”	
  (p.72)	
  
	
  
Application	
  and	
  Case	
  Processing	
  Overseas	
  
The	
  Department	
  of	
  State’s	
  Bureau	
  of	
  Population,	
  Refugees	
  and	
  Migration	
  (PRM)	
  
manages	
  the	
  U.S.	
  Refugee	
  Admissions	
  Program	
  (USRAP),	
  which	
  includes	
  the	
  application	
  
management	
   of	
   refugees	
   overseas	
   and	
   the	
   Reception	
   and	
   Placement	
   Program	
   of	
  
refugees	
  within	
  the	
  U.S.	
  The	
  U.S.	
  resettlement	
  process	
  overseas	
  is	
  managed	
  by	
  the	
  PRM	
  
through	
   five	
   international	
   and	
   non-­‐governmental	
   organizations	
   that	
   operate	
   nine	
  
Resettlement	
  Support	
  Centers	
  (RSC)	
  around	
  the	
  world.	
  Under	
  supervision	
  and	
  funding	
  
of	
  the	
  PRM,	
  the	
  Resettlement	
  Support	
  Centers	
  gather	
  information,	
  conduct	
  interview	
  
with	
  the	
  applicants	
  and	
  prepare	
  refugees’	
  files	
  for	
  the	
  PRM	
  to	
  review	
  and	
  determine	
  
eligibility	
  for	
  resettlement.	
  These	
  files	
  also	
  serve	
  for	
  the	
  following	
  step	
  of	
  the	
  security	
  
screening,	
   which	
   is	
   conducted	
   by	
   officers	
   from	
   the	
   U.S.	
   Citizenship	
   and	
   Immigration	
  
Services	
  (USCIS)	
  of	
  the	
  U.S.	
  Department	
  of	
  Homeland	
  Security.	
  After	
  USCIS	
  approval,	
  the	
  
next	
  step	
  is	
  a	
  medical	
  screening.	
  Prior	
  to	
  departure	
  to	
  the	
  U.S.,	
  the	
  RSC	
  offers	
  refugees	
  a	
  
cultural	
  orientation	
  course	
  designed	
  to	
  help	
  prepare	
  them	
  for	
  their	
  new	
  lives	
  (Margolis	
  
2010,	
  Nezer	
  2013).	
  
  17	
  
	
   The	
   processing	
   procedure	
   in	
   Canada	
   is	
   similar	
   to	
   the	
   U.S.	
   and	
   also	
   includes	
  
interviews,	
   security	
   screenings,	
   medical	
   examinations,	
   and	
   cultural	
   orientation.	
  
However,	
   the	
   average	
   processing	
   time	
   of	
   each	
   application	
   from	
   the	
   initial	
   referral	
   of	
  
UNHCR	
  to	
  the	
  arrival	
  as	
  a	
  refugee	
  into	
  the	
  resettling	
  country,	
  which	
  can	
  have	
  serious	
  
protection	
   implications	
   for	
   refugees,	
   is	
   quite	
   different.	
   In	
   the	
   U.S.,	
   the	
   average	
  
processing	
   time	
   is	
   about	
   18-­‐24	
   months	
   while	
   in	
   Canada	
   it	
   is	
   shorter,	
   10-­‐22	
   months	
  
(UNHCR	
  and	
  Canada	
  2016).	
  	
  
	
  
Domestic	
  Resettlement	
  Program	
  
The	
   U.S.	
   Department	
   of	
   State’s	
   Bureau	
   of	
   Population,	
   Refugees	
   and	
   Migration	
  
(PRM)	
  works	
  with	
  nine	
  domestic	
  resettlement	
  organizations	
  to	
  review	
  the	
  applications	
  
prepared	
  by	
  the	
  Resettlement	
  Support	
  Center	
  (RSC),	
  and	
  to	
  match	
  the	
  needs	
  of	
  each	
  
refugee	
  with	
  the	
  available	
  resources	
  in	
  a	
  local	
  community.	
  Under	
  the	
  U.S.	
  Refugee	
  Act	
  of	
  
1980,	
  non-­‐profit	
  organizations	
  are	
  responsible	
  for	
  resettling	
  refugees	
  through	
  their	
  350	
  
local	
  affiliated	
  offices	
  in	
  about	
  190	
  communities	
  throughout	
  the	
  U.S.	
  and	
  provide	
  them	
  
goods	
  and	
  services	
  (U.S.	
  Department	
  of	
  State	
  Website,	
  Nezer	
  2013,	
  Margolis	
  2010).	
  In	
  a	
  
weekly	
   meeting,	
   representatives	
   from	
   each	
   sponsoring	
   agency	
   review	
   the	
   cases	
   and	
  
choose	
  which	
  refugees	
  they	
  will	
  resettle	
  and	
  which	
  community	
  will	
  receive	
  them	
  while	
  
considering	
   factors	
   such	
   as	
   health,	
   age,	
   and	
   family	
   relations.	
   Under	
   the	
   program,	
  
refugees	
  are	
  likely	
  to	
  be	
  resettled	
  near	
  or	
  with	
  his	
  or	
  her	
  relatives	
  if	
  they	
  are	
  living	
  in	
  
the	
   U.S.	
   If	
   not,	
   the	
   agency	
   decides	
   on	
   the	
   location	
   based	
   on	
   best	
   match	
   between	
   a	
  
community’s	
  resources	
  and	
  the	
  refugee’s	
  needs.	
  	
  The	
  main	
  criteria	
  for	
  choosing	
  a	
  local	
  
community	
  for	
  resettlement	
  are	
  affordable	
  housing,	
  available	
  employment,	
  and	
  existing	
  
community	
  from	
  the	
  same	
  refugee	
  group	
  that	
  could	
  assist	
  the	
  newly	
  arrived	
  refugees	
  to	
  
adjust	
  to	
  life	
  in	
  the	
  U.S.	
  (Nezer	
  2013,	
  Margolis	
  2010,	
  Singer	
  and	
  Wilson	
  2016)	
  However,	
  
refugees	
  are	
  often	
  resettled	
  in	
  communities	
  without	
  the	
  proper	
  resources	
  to	
  meet	
  their	
  
specific	
  needs	
  because	
  the	
  resettlement	
  agencies	
  receive	
  only	
  basic	
  information	
  on	
  the	
  
refugees	
  before	
  selecting	
  the	
  case	
  and	
  the	
  community	
  for	
  resettlement.	
  Only	
  after	
  the	
  
case	
  is	
  assigned	
  to	
  an	
  agency	
  do	
  they	
  receive	
  some	
  additional	
  biographical	
  and	
  medical	
  
information,	
   but	
   this	
   is	
   still	
   not	
   sufficient	
   to	
   help	
   the	
   agency	
   adequately	
   prepare	
   for	
  
their	
  arrival	
  (Brown	
  and	
  Scribner	
  2014,	
  Nezer	
  2013).	
  
  18	
  
Once	
   decisions	
   are	
   made	
   regarding	
   the	
   location	
   of	
   resettlement	
   and	
   the	
  
sponsoring	
   agency,	
   the	
   RSC	
   works	
   with	
   the	
   International	
   Organization	
   for	
   Migration	
  
(IOM),	
   a	
   contractor	
   of	
   the	
   State	
   Department	
   that	
   is	
   responsible	
   for	
   transporting	
   the	
  
refugees	
  into	
  the	
  U.S.	
  Refugees	
  who	
  cannot	
  afford	
  to	
  pay	
  for	
  their	
  own	
  travel,	
  as	
  well	
  as	
  
the	
  medical	
  examination	
  and	
  other	
  related	
  expenses,	
  receive	
  loans	
  that	
  they	
  need	
  to	
  
begin	
  repaying	
  shortly	
  after	
  their	
  arrival.	
  
	
  
Domestic	
  Resettlement	
  Program:	
  Goals	
  And	
  Services	
  	
  
As	
  mentioned,	
  the	
  local	
  affiliates	
  of	
  the	
  nine	
  domestic	
  resettlement	
  agencies	
  are	
  
responsible	
  for	
  providing	
  services	
  to	
  the	
  newly	
  arrived	
  refugees	
  for	
  the	
  first	
  30-­‐90	
  days	
  
after	
  arrival.	
  Such	
  services	
  include	
  meeting	
  the	
  refugees	
  at	
  the	
  airport	
  and	
  providing	
  
them	
   with	
   furnished	
   housing,	
   English	
   classes,	
   assistance	
   with	
   applying	
   for	
   social	
  
security	
   and	
   medical	
   care,	
   and	
   help	
   finding	
   employment	
   and	
   registering	
   children	
   for	
  
school.	
  The	
  PRM’s	
  Reception	
  and	
  Placement	
  program	
  provides	
  monetary	
  assistance	
  of	
  
$1,875	
  to	
  the	
  resettlement	
  agencies	
  per	
  refugee	
  to	
  help	
  cover	
  costs	
  of	
  refugees	
  in	
  the	
  
first	
   few	
   months	
   after	
   arrival.	
   Most	
   of	
   the	
   funds	
   are	
   used	
   for	
   direct	
   support	
   to	
   the	
  
refugee,	
  which	
  includes	
  rent,	
  furniture,	
  food,	
  and	
  clothing,	
  while	
  up	
  to	
  $750	
  can	
  be	
  used	
  
for	
  the	
  agency's	
  related	
  expenses	
  such	
  as	
  salaries	
  and	
  office	
  rent	
  (Nezer	
  2013,	
  Brown	
  
and	
   Scribner	
   2014).	
   Through	
   donations	
   and	
   volunteers,	
   the	
   sponsoring	
   agencies	
   are	
  
able	
   to	
   provide	
   additional	
   support	
   and	
   resources	
   for	
   refugees.	
   The	
   Office	
   of	
   Refugee	
  
Resettlement	
   (ORR)	
   under	
   the	
   Department	
   of	
   Health	
   and	
   Human	
   Services	
   provides	
  
longer-­‐term	
  assistance,	
  which	
  includes	
  financial	
  aid,	
  medical	
  care,	
  employment-­‐related	
  
services,	
  English	
  language	
  training,	
  and	
  other	
  support	
  services.	
  However,	
  since	
  federal	
  
funding	
  has	
  decreased	
  over	
  the	
  years	
  to	
  the	
  point	
  that	
  it	
  can	
  no	
  longer	
  meet	
  the	
  needs	
  
of	
   refugees	
   and	
   their	
   receiving	
   communities,	
   some	
   services	
   such	
   as	
   health	
   care	
   are	
  
provided	
   by	
   the	
   states	
   and	
   NGOs	
   (Brown	
   and	
   Scribner	
   2014,	
   Margolis	
   2010,	
   Nezer	
  
2013,	
  U.S.	
  Department	
  of	
  State	
  Website).	
  	
  
	
  
The	
   resettlement	
   programs	
   in	
   Canada	
   have	
   a	
   few	
   similarities	
   with	
   the	
  
resettlement	
  program	
  in	
  the	
  U.S.,	
  particularly	
  regarding	
  the	
  program	
  structure	
  and	
  its	
  
services	
   for	
   refugees.	
   However,	
   Canada’s	
   programs	
   offer	
   several	
   insights	
   regarding	
  
  19	
  
funding	
   and	
   time	
   frame	
   for	
   achieving	
   self-­‐sufficiency	
   and	
   local	
   integration	
   of	
   the	
  
refugee.	
   There	
   are	
   three	
   resettlement	
   programs	
   in	
   Canada,	
   under	
   the	
   Department	
   of	
  
Citizenship	
   and	
   Immigration	
   Canada	
   (CIC),	
   which	
   promotes	
   the	
   participation	
   and	
  
involvement	
  of	
  different	
  sectors	
  in	
  the	
  effort	
  to	
  protect	
  refugees,	
  including	
  the	
  private	
  
sector,	
  humanitarian	
  and	
  community	
  organizations,	
  and	
  individuals:	
  
(1) The	
   Federal	
  Government	
  Assisted	
  Refugee	
   Program	
   (GAR)	
   is	
   a	
   government-­‐funded	
  
program	
   that	
   provides	
   resettlement	
   services	
   through	
   service	
   provider	
  
organizations;	
  	
  
(2) The	
  Private	
  Sponsorship	
  of	
  Refugees	
  Program	
  (PSR)	
  is	
  a	
  program	
  in	
  which	
  private	
  
humanitarian	
   and	
   community	
   organizations,	
   as	
   well	
   as	
   individuals,	
   can	
   become	
   a	
  
sponsor	
   organization,	
   upon	
   approval,	
   that	
   provides	
   resettlement	
   services	
   for	
  
refugees	
  including	
  financial	
  and	
  integration	
  support;	
  	
  
(3) The	
  Blended	
  Visa	
  Office–Referred	
  Program	
  (BVOR)	
  is	
  a	
  partnership	
  program	
  of	
  the	
  
UNHCR,	
  Canada’s	
  government,	
  and	
  private	
  sponsors,	
  which	
  is	
  designed	
  to	
  provide	
  
further	
  opportunities	
  for	
  involvement	
  of	
  the	
  private	
  sector	
  in	
  protecting	
  refugees.	
  
The	
  program	
  matches	
  refugees	
  who	
  are	
  referred	
  by	
  UNHCR	
  with	
  a	
  private	
  sponsor	
  
in	
  Canada,	
  which	
  cost-­‐share	
  the	
  financial	
  support	
  for	
  refugees	
  with	
  the	
  government	
  
in	
  the	
  first	
  year	
  of	
  resettlement.	
  	
  
	
  
Canada's	
  Private	
  Sponsorship	
  of	
  Refugees	
  program	
  draws	
  on	
  private	
  resources,	
  
which	
  allows	
  Canada	
  to	
  resettle	
  more	
  refugees	
  without	
  increasing	
  government	
  costs.	
  
Between	
  2010-­‐2014,	
  almost	
  half	
  (46	
  percent)	
  of	
  the	
  refugees	
  who	
  were	
  admitted	
  into	
  
Canada	
   resettled	
   by	
   private	
   sponsors.	
   Furthermore,	
   according	
   to	
   the	
   government	
  
report	
  on	
  the	
  program,	
  privately	
  sponsored	
  refugees	
  become	
  “self-­‐supporting	
  far	
  more	
  
quickly	
   than	
   GARs,”	
   and	
   they	
   also	
   report	
   higher	
   levels	
   of	
   satisfaction	
   with	
   their	
  
resettlement	
  experience	
  (Citizenship	
  and	
  Immigration	
  Canada	
  2007).	
  In	
  addition,	
  the	
  
private	
  sponsorship	
  program	
  allows	
  family	
  members,	
  friends,	
  former	
  refugees	
  or	
  other	
  
individuals	
   the	
   opportunity	
   to	
   help	
   refugees	
   around	
   the	
   world.	
   Private	
   sponsors	
   are	
  
expected	
   to	
   fund	
   the	
   refugees	
   until	
   they	
   become	
   self-­‐sufficient	
   in	
   their	
   first	
   year	
   in	
  
Canada,	
   and	
   provide	
   most	
   of	
   the	
   resettlement	
   services	
   such	
   as	
   basic	
   necessities	
  
(accommodations,	
   utilities,	
   clothing,	
   transportation	
   costs,	
   etc.),	
   assistance	
   with	
  
  20	
  
bureaucratic	
   processes,	
   such	
   as	
   school	
   enrollment	
   or	
   registration	
   for	
   health-­‐care	
  
coverage,	
   and	
   social	
   and	
   emotional	
   support	
   for	
   the	
   first	
   year	
   after	
   arrival.	
   Other	
  
services,	
  such	
  as	
  language	
  training	
  and	
  orientation,	
  are	
  still	
  funded	
  by	
  the	
  government.	
  	
  
	
  
As	
  mentioned,	
  the	
  resettlement	
  program	
  in	
  the	
  U.S.	
  views	
  integration	
  in	
  terms	
  of	
  
self-­‐sufficiency	
   and	
   hence	
   encourages	
   refugees	
   to	
   become	
   employed	
   as	
   soon	
   as	
  
possible,	
  while	
  in	
  Canada	
  the	
  time	
  frame	
  is	
  three	
  to	
  five	
  years.	
  With	
  the	
  establishment	
  
of	
  the	
  U.S.	
  refugee	
  resettlement	
  program	
  in	
  1981,	
  refugees	
  were	
  exempted	
  from	
  finding	
  
employment	
  for	
  the	
  first	
  60	
  days	
  and	
  received	
  services	
  and	
  integration	
  support	
  up	
  to	
  
three	
  years	
  after	
  arrival.	
  However,	
  the	
  exemption	
  was	
  eliminated	
  a	
  year	
  after,	
  in	
  1982,	
  
and	
  early	
  employment	
  became	
  a	
  primary	
  objective	
  of	
  the	
  program.	
  Then	
  in	
  the	
  mid-­‐
1990s	
  the	
  eligibility	
  periods	
  for	
  support	
  were	
  reduced,	
  as	
  “the	
  U.S.	
  refugee	
  resettlement	
  
program	
  has	
  found	
  that	
  people	
  learn	
  English	
  and	
  begin	
  to	
  function	
  comfortably	
  much	
  
faster	
  if	
  they	
  start	
  work	
  soon	
  after	
  arrival”	
  (qtd.	
  in	
  Nezer	
  p.6). Furthermore,	
  unlike	
  the	
  
program	
   in	
   the	
   U.S.,	
   Canada's	
   resettlement	
   program	
   emphasizes	
   and	
   encourages	
   a	
  
process	
  of	
  mutual	
  accommodation	
  and	
  adjustment	
  by	
  both	
  newcomers	
  and	
  the	
  larger	
  
society	
  as	
  a	
  fundamental	
  approach	
  towards	
  integration,	
  which	
  suggests	
  on	
  the	
  length	
  of	
  
the	
   program.	
   In	
   addition,	
   the	
   U.S.	
   program	
   is	
   limited	
   to	
   the	
   first	
   three	
   months	
   after	
  
arrival	
   (30-­‐90	
   days),	
   although	
   in	
   certain	
   cases,	
   services	
   such	
   as	
   language	
   training,	
  
employment,	
   and	
   social	
   services,	
   are	
   offered	
   to	
   refugees	
   beyond	
   this	
   timeframe.	
   In	
  
Canada,	
   the	
   programs	
   offer	
   services	
   and	
   income	
   support	
   for	
   basic	
   needs	
   up	
   to	
   12	
  
months	
   after	
   arrival,	
   or	
   until	
   the	
   refugee	
   becomes	
   self-­‐supporting,	
   whichever	
   comes	
  
first	
  (U.S.	
  Department	
  of	
  State	
  Website,	
  Nezer	
  2013,	
  Brown	
  and	
  Scribner	
  2014).	
  	
  	
  
Conclusion	
  and	
  Recommendations	
  
The	
  U.S.	
  has	
  resettled	
  millions	
  of	
  refugees	
  since	
  World	
  War	
  II,	
  and	
  helped	
  them	
  
to	
  rebuild	
  and	
  establish	
  new	
  lives.	
  However,	
  in	
  the	
  past	
  few	
  years,	
  there	
  has	
  been	
  a	
  rise	
  
in	
   the	
   activity	
   and	
   efforts	
   to	
   discourage	
   refugee	
   resettlement	
   in	
   the	
   U.S.,	
   which	
  
continues	
   to	
   increase	
   in	
   light	
   of	
   the	
   changing	
   political	
   environment	
   following	
   the	
  
presidential	
   elections.	
   Despite	
   the	
   evidence	
   that	
   refugees	
   stimulate	
   economic	
  
development,	
  particularly	
  in	
  rust-­‐belt	
  cities,	
  refugees	
  are	
  often	
  perceived	
  as	
  a	
  drain	
  on	
  
  21	
  
state	
  and	
  local	
  resources	
  by	
  some	
  of	
  the	
  receiving	
  communities,	
  particularly	
  on	
  schools,	
  
health	
   care	
   and	
   social	
   services.	
   Although	
   tension	
   has	
   always	
   existed	
   between	
  
newcomers	
  and	
  local	
  communities,	
  a	
  lack	
  of	
  federal	
  resources	
  to	
  support	
  the	
  resettling	
  
agencies	
  and	
  communities,	
  coinciding	
  with	
  rising	
  state-­‐level	
  legislative	
  efforts	
  to	
  pass	
  
restrictive	
  migration	
  laws,	
  are	
  among	
  the	
  factors	
  contributing	
  to	
  the	
  backlash	
  against	
  
refugees	
  and	
  the	
  resettlement	
  system.	
  
	
  
Therefore,	
  legalizing	
  a	
  private	
  refugee	
  sponsorship	
  program,	
  similar	
  to	
  Canada's	
  
Private	
   Sponsorship	
   of	
   Refugees	
   Program,	
   which	
   uses	
   private	
   funding	
   to	
   resettle	
  
refugees,	
  could	
  assist	
  in	
  solving	
  the	
  issues	
  being	
  raised.	
  First,	
  relying	
  on	
  private	
  funding	
  
could	
  relieve	
  the	
  pressure	
  on	
  federal	
  resources,	
  which	
  would	
  allow	
  some	
  freedom	
  to	
  
make	
  improvements	
  in	
  the	
  domestic	
  resettlement	
  program	
  and	
  target	
  its	
  resources	
  to	
  
support	
   local	
   communities	
   and	
   refugees’	
   integration	
   into	
   society.	
   It	
   could	
   also	
   be	
   an	
  
opportunity	
  to	
  reevaluate	
  the	
  goals	
  and	
  objectives	
  of	
  the	
  program	
  and	
  the	
  approach	
  to	
  
promoting	
   integration,	
   including	
   the	
   emphasis	
   on	
   self-­‐sufficiency	
   and	
   the	
   role	
   of	
   the	
  
host	
  communities.	
  Second,	
  as	
  mentioned	
  earlier,	
  refugees	
  who	
  resettled	
  under	
  Canada’s	
  
Private	
  Sponsorship	
  program	
  became	
  self-­‐sufficient	
  relatively	
  quicker	
  compared	
  to	
  its	
  
federal	
   program.	
   Although	
   there	
   is	
   a	
   need	
   to	
   learn	
   more	
   and	
   examine	
   the	
   Canadian	
  
program	
   further,	
   this	
   program	
   offers	
   a	
   practice	
   that	
   could	
   strengthen	
   the	
   receiving	
  
communities	
  across	
  the	
  United	
  States,	
  and	
  even	
  possibly	
  mitigate	
  their	
  response	
  to	
  and	
  
perception	
  of	
  refugee	
  resettlement,	
  in	
  turn	
  relieving	
  the	
  tension	
  as	
  well.	
  	
  
	
  
In	
  addition,	
  Scribner	
  and	
  Brown	
  (2014)	
  discuss	
  “the	
  failure	
  of	
  the	
  participating	
  
agencies	
  to	
  share	
  information	
  adequately	
  at	
  each	
  stage	
  and	
  to	
  coordinate	
  their	
  activities	
  
efficiently”	
   (p.114)	
   with	
   the	
   resettlement	
   agencies	
   in	
   regards	
   to	
   the	
   domestic	
  
resettlement.	
   It	
   can	
   be	
   assumed	
   that	
   communication	
   and	
   information-­‐sharing	
   issues	
  
may	
  also	
  impact	
  the	
  processing	
  time	
  of	
  a	
  refugee’s	
  application	
  overseas,	
  and	
  if	
  so,	
  there	
  
is	
   a	
   need	
   to	
   examine	
   the	
   matter	
   since	
   it	
   is	
   a	
   critical	
   period	
   for	
   refugees.	
   Either	
   way,	
  
evaluating	
  Canada’s	
  refugee	
  application	
  process	
  overseas,	
  which	
  is	
  similar	
  to	
  that	
  of	
  the	
  
U.S.	
  but	
  significantly	
  shorter,	
  could	
  offer	
  some	
  insights	
  that	
  would	
  help	
  to	
  streamline	
  
the	
  U.S.	
  process.	
  	
  	
  
  22	
  
2.2	
  What	
  is	
  integration?	
  Key	
  indicators	
  and	
  measurement	
  criteria	
  
	
  
Integration	
  is	
  a	
  multi-­‐dimensional	
  evolving	
  process	
  in	
  which	
  the	
  conditions	
  in	
  
the	
  resettlement	
  country	
  enable	
  refugees	
  to	
  participate	
  in	
  the	
  economic,	
  social,	
  cultural,	
  
civic	
   and	
   political	
   life	
   of	
   the	
   country.	
   Furthermore,	
   it	
   is	
   a	
   two-­‐way	
   process	
   between	
  
newcomers	
   and	
   host	
   communities,	
   which	
   relies	
   both	
   on	
   the	
   interest	
   of	
   refugees	
   to	
  
interact	
  with	
  other	
  groups	
  and	
  become	
  a	
  member	
  of	
  the	
  society,	
  and	
  the	
  acceptance	
  by	
  
the	
  host	
  society	
  of	
  the	
  new	
  members	
  (Cheung	
  and	
  Phillimore	
  2013).	
  According	
  to	
  the	
  
Refugee	
  Resettlement:	
  An	
  International	
  Handbook	
  to	
  Guide	
  Reception	
  and	
  Integration,	
  
integration	
  is	
  defined	
  by	
  UNHCR	
  as,	
  
	
  
“A	
  mutual,	
  dynamic,	
  multifaceted	
  and	
  on-­‐going	
  process.	
  From	
  a	
  refugee	
  
perspective,	
  integration	
  requires	
  a	
  preparedness	
  to	
  adapt	
  to	
  the	
  lifestyle	
  
of	
   the	
   host	
   society	
   without	
   having	
   to	
   lose	
   one’s	
   own	
   cultural	
   identity.	
  
From	
  the	
  point	
  of	
  view	
  of	
  the	
  host	
  society,	
  it	
  requires	
  a	
  willingness	
  for	
  
communities	
  to	
  be	
  welcoming	
  and	
  responsive	
  to	
  refugees	
  and	
  for	
  public	
  
institutions	
  to	
  meet	
  the	
  needs	
  of	
  a	
  diverse	
  population.	
  (p.12)	
  
	
  
Integration	
  is	
  a	
  term	
  defined	
  and	
  used	
  differently	
  by	
  different	
  disciplines,	
  such	
  
as	
  policy,	
  practice,	
  and	
  academia,	
  based	
  on	
  their	
  interests	
  and	
  perspectives	
  (Cheung	
  and	
  
Phillimore	
  2013,	
  Hyndman	
  2011).	
  In	
  the	
  academic	
  literature,	
  definitions	
  of	
  integration	
  
range	
  between	
  socio-­‐cultural	
  dimensions,	
  similar	
  to	
  the	
  UNHCR	
  definition,	
  to	
  functional	
  
dimensions,	
   which	
   focused	
   on	
   education,	
   language,	
   employment,	
   and	
   housing	
   as	
   the	
  
critical	
   factors	
   of	
   integration.	
   Since	
   there	
   is	
   “no	
   single,	
   generally	
   accepted	
   definition,	
  
theory	
   or	
   model	
   of	
   immigrant	
   and	
   refugee	
   integration”	
   (Castles,	
   Korac,	
   Vasta,	
   &	
  
Vertovec,	
  2002,	
  p.114),	
  there	
  is	
  also	
  no	
  one	
  definition	
  or	
  agreement	
  on	
  what	
  constitutes	
  
successful	
   integration	
   and	
   what	
   are	
   the	
   indicators	
   for	
   measurement	
   	
   (Atfield,	
  
Brahmbhatt,	
   and	
   O’Toole,	
   2007).	
   Ager	
   and	
   Strang	
   (2004;	
   2008)	
   have	
   developed	
   an	
  
analytical	
  framework	
  to	
  explore	
  the	
  integration	
  of	
  refugees	
  across	
  multiple	
  dimensions,	
  
which	
  includes	
  both	
  functional	
  and	
  social	
  indicators.	
  The	
  framework	
  consisting	
  of	
  ten	
  
  23	
  
indicators	
   divided	
   into	
   four	
   domains	
   (see	
   Table	
   1),	
   also	
   serves	
   as	
   a	
   framework	
   to	
  
evaluate	
  and	
  develop	
  integration	
  policy,	
  services,	
  and	
  initiatives.	
  
	
  
The	
  first	
  domain,	
  "Means	
  and	
  Markers,"	
  refers	
  to	
  the	
  functional	
  indicators	
  that	
  
include	
   employment,	
   housing,	
   education,	
   and	
   health.	
   These	
   indicators	
   are	
   widely	
  
viewed	
   by	
   diverse	
   stakeholders	
   as	
   the	
   means	
   to	
   achieve	
   integration,	
   and	
   also	
   as	
   the	
  
markers	
  of	
  integration	
  of	
  refugees	
  into	
  the	
  life	
  of	
  the	
  community.	
  Under	
  this	
  domain,	
  
one	
  of	
  the	
  key	
  indicators	
  of	
  integration	
  is	
  employment,	
  which	
  has	
  a	
  significant	
  impact	
  
on	
  other	
  factors	
  of	
  integration	
  as	
  well.	
  It	
  enables	
  economic	
  independence,	
  provides	
  an	
  
opportunity	
  to	
  interact	
  with	
  members	
  of	
  the	
  host	
  society,	
  and	
  presents	
  the	
  opportunity	
  
to	
   practice	
   and	
   develop	
   language	
   skills.	
   However,	
   refugees	
   often	
   face	
   barriers	
   to	
  
employment	
   due	
   to	
   issues	
   such	
   as	
   lower	
   educational	
   levels,	
   language	
   proficiency	
   or	
  
cultural	
   gaps.	
   Also,	
   inability	
   to	
   provide	
   proof	
   or	
   non-­‐recognition	
   of	
   previous	
  
qualifications	
  and	
  work	
  experience,	
  which	
  often	
  leads	
  to	
  under-­‐employment,	
  poses	
  a	
  
significant	
  challenge	
  to	
  finding	
  a	
  proper	
  job.	
  Therefore,	
  vocational	
  training	
  and	
  further	
  
education	
  programs	
  are	
  important	
  factors	
  in	
  facilitating	
  integration,	
  since	
  they	
  create	
  
the	
  opportunities	
  for	
  social	
  and	
  economic	
  advancement.	
  Schools,	
  for	
  refugee	
  children	
  
and	
   for	
   refugee	
   parents	
   as	
   well,	
   also	
   have	
   an	
   important	
   role	
   in	
   establishing	
  
relationships	
  with	
  local	
  residents,	
  getting	
  information	
  on	
  access	
  to	
  local	
  services,	
  and,	
  of	
  
course,	
  learning	
  the	
  host-­‐society	
  language.	
  
	
  
Much	
  of	
  refugees'	
  integration	
  experience,	
  as	
  well	
  as	
  that	
  of	
  the	
  long-­‐time	
  local	
  
residents,	
   is	
   based	
   on	
   the	
   housing	
   and	
   the	
   neighborhood	
   of	
   residence.	
   Housing	
  
conditions	
  influence	
  the	
  overall	
  sense	
  of	
  security	
  and	
  stability	
  in	
  the	
  community,	
  and	
  
affect	
  the	
  physical	
  and	
  emotional	
  well-­‐being	
  of	
  refugees.	
  The	
  social	
  and	
  cultural	
  impacts	
  
of	
  housing	
  include	
  opportunities	
  to	
  establish	
  relationships	
  with	
  local	
  neighbors,	
  which	
  
can	
  make	
  the	
  difference	
  between	
  a	
  house	
  and	
  a	
  home	
  for	
  the	
  newcomers,	
  and	
  can	
  help	
  
refugees	
   to	
   access	
   information	
   about	
   local	
   services.	
   Moreover,	
   housing	
   location	
   also	
  
impacts	
   refugees’	
   access	
   to	
   employment	
   opportunities,	
   education	
   and	
   healthcare	
  
services.	
  Access	
  and	
  availability	
  of	
  health	
  services,	
  in	
  particular,	
  that	
  meet	
  the	
  specific	
  
needs	
  of	
  refugees	
  is	
  a	
  fundamental	
  factor	
  in	
  integration,	
  which	
  enables	
  a	
  greater	
  social	
  
  24	
  
participation	
  and	
  engagement	
  in	
  employment	
  and	
  education	
  activities.	
  (Ager	
  and	
  Strang	
  
2008;2004)	
  	
  
	
  
Social	
   connections,	
   the	
   second	
   domain,	
   have	
   an	
   important	
   role	
   in	
   driving	
   the	
  
process	
   of	
   integration.	
   Establishing	
   social	
   networks	
   between	
   refugees	
   and	
   other	
  
members	
  of	
  the	
  receiving	
  community	
  help	
  refugees	
  to	
  engage	
  with	
  other	
  indicators	
  of	
  
integration	
  such	
  as	
  English	
  language	
  ability	
  and	
  employment,	
  housing,	
  education,	
  and	
  
health.	
  This	
  domain	
  is	
  comprised	
  of	
  three	
  forms	
  of	
  social	
  relationships	
  and	
  networks:	
  
‘social	
   bonds’	
   among	
   refugees'	
   ethnic	
   community,	
   ‘social	
   bridges’	
   with	
   other	
  
communities,	
  and	
  ‘social	
  links’	
  to	
  services	
  and	
  government.	
  Each	
  form	
  is	
  an	
  essential	
  
part	
  of	
  creating	
  a	
  sense	
  of	
  belonging	
  among	
  refugees	
  to	
  the	
  community,	
  which	
  is	
  viewed	
  
as	
  "the	
  ultimate	
  mark	
  of	
  living	
  in	
  an	
  integrated	
  community"	
  (Ager	
  and	
  Strang	
  p.178).	
  	
  
	
  
The	
  third	
  domain	
  is	
  the	
  Facilitators	
  of	
  the	
  integration	
  process.	
  Language,	
  cultural	
  
knowledge	
   and	
   safety	
   and	
   stability	
   are	
   the	
   necessary	
   factors	
   that	
   enable	
   refugees	
   to	
  
effectively	
  integrate	
  within	
  the	
  host	
  society.	
  The	
  final	
  domain,	
  as	
  its	
  name	
  indicates,	
  is	
  
the	
  Foundation	
  of	
  the	
  integration	
  process,	
  which	
  ensures	
  a	
  common	
  understanding	
  of	
  
the	
  rights	
  and	
  responsibilities	
  expected	
  from	
  refugees	
  and	
  the	
  service	
  providers	
  as	
  part	
  
of	
  the	
  integration	
  process	
  (Cheung	
  and	
  Phillimore	
  2013,	
  Ager	
  and	
  Strang	
  2008;2004).	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
  25	
  
CHAPTER	
  3:	
  CASE	
  STUDY	
  OF	
  REFUGEES’	
  RESETTLEMENT	
  AND	
  
INTEGRATION	
  IN	
  UTICA,	
  NY	
  
	
  
Since	
  1975	
  about	
  3	
  million	
  refugees	
  have	
  resettled	
  in	
  the	
  U.S.	
  and	
  become	
  a	
  vital	
  
part	
  of	
  the	
  social,	
  cultural	
  and	
  economic	
  fabric	
  of	
  many	
  American	
  cities.	
  For	
  many	
  Rust	
  
Belt	
  cities,	
  such	
  as	
  Utica,	
  New	
  York,	
  which	
  suffered	
  from	
  continual	
  economic	
  decline,	
  
population	
  loss,	
  and	
  urban	
  decay	
  since	
  the	
  mid-­‐20th	
  century,	
  refugee	
  resettlement	
  has	
  
been	
  a	
  valuable	
  source	
  of	
  revitalization.	
  Unlike	
  immigrants	
  who	
  are	
  likely	
  to	
  settle	
  in	
  
areas	
   with	
   economic	
   growth	
   (Fiscal	
   Policy	
   Institute	
   2009),	
   refugees	
   are	
   specifically	
  
placed	
  in	
  areas	
  where	
  there	
  is	
  low	
  economic	
  and	
  population	
  growth.	
  As	
  described	
  in	
  
Chapter	
   2,	
   among	
   the	
   factors	
   affecting	
   resettlement	
   are	
   affordable	
   housing	
   and	
  
availability	
  of	
  jobs.	
  Refugees	
  are	
  being	
  resettled	
  in	
  the	
  U.S.	
  for	
  humanitarian	
  reasons	
  but	
  
they	
  are	
  also	
  contributing	
  to	
  and	
  stimulating	
  economic	
  growth	
  and	
  renewal	
  of	
  desolate	
  
neighborhoods	
  (Kallick	
  and	
  Mathema	
  2016).	
  Refugees	
  are	
  expanding	
  the	
  labor	
  force,	
  
launching	
   small	
   businesses,	
   buying	
   properties	
   and	
   increasing	
   tax	
   revenues-­‐	
  
developments	
  that,	
  in	
  turn,	
  attract	
  other	
  migrants	
  to	
  the	
  area	
  following	
  the	
  economic	
  
growth.	
  An	
  open	
  letter	
  sent	
  by	
  eighteen	
  mayors	
  last	
  year	
  to	
  urge	
  President	
  Obama	
  to	
  
increase	
   the	
   number	
   of	
   refugees	
   that	
   the	
   U.S.	
   plans	
   to	
   admit	
   demonstrated	
   the	
  
contribution	
  of	
  refugee	
  resettlement	
  to	
  cities:	
  “Our	
  cities	
  have	
  been	
  transformed	
  by	
  the	
  
skills	
   and	
   the	
   spirit	
   of	
   those	
   who	
   come	
   to	
   us	
   from	
   around	
   the	
   world.	
   The	
   drive	
   and	
  
enterprise	
  of	
  immigrants	
  and	
  refugees	
  have	
  helped	
  build	
  our	
  economies,	
  enliven	
  our	
  
arts	
   and	
   culture,	
   and	
   enrich	
   our	
   neighborhoods”	
   (Fulton	
   2005,	
   Kallick	
   and	
   Mathema	
  
2016,	
  The	
  White	
  House	
  Task	
  force	
  on	
  New	
  Americans	
  Report	
  2015).	
  
	
  
The	
  contribution	
  of	
  refugees	
  to	
  their	
  cities	
  and	
  communities	
  in	
  the	
  U.S.	
  greatly	
  
relies	
  on	
  the	
  integration	
  process	
  of	
  refugees	
  into	
  society.	
  However,	
  the	
  arrivals	
  of	
  new	
  
refugees,	
   which	
   increase	
   the	
   social,	
   cultural	
   and	
   religious	
   diversity	
   of	
   the	
   city,	
   pose	
  
social	
  and	
  economic	
  challenges	
  for	
  the	
  city	
  and	
  its	
  residents,	
  which	
  may	
  lead	
  to	
  fear,	
  
misunderstanding,	
  and	
  division.	
  Federal	
  and	
  state	
  support	
  is	
  provided	
  to	
  help	
  refugees	
  
succeed	
   economically	
   and	
   socially,	
   but	
   without	
   an	
   official	
   integration	
   strategy	
   of	
   the	
  
federal	
   government	
   (The	
   White	
   House	
   Task	
   force	
   on	
   New	
   Americans	
   Report	
   2015),	
  
  26	
  
refugees’	
  adaptation	
  depends	
  on	
  the	
  support	
  and	
  services	
  the	
  cities	
  provide.	
  Therefore,	
  
the	
   cities	
   have	
   the	
   responsibility,	
   and	
   the	
   opportunity,	
   not	
   only	
   to	
   support	
   the	
  
integration	
  of	
  its	
  new	
  residents	
  but	
  also	
  to	
  promote	
  social	
  inclusion	
  of	
  all	
  inhabitants.	
  
To	
  create	
  a	
  welcoming	
  and	
  supportive	
  environment	
  for	
  refugees	
  is	
  to	
  create	
  a	
  thriving	
  
and	
   a	
   strong	
   community	
   (Ray	
   2013,	
   Jacobsen	
   2003).	
   This	
   chapter	
   presents	
   the	
  
resettlement	
   and	
   integration	
   process	
   of	
   refugees	
   in	
   Utica,	
   including	
   an	
   analysis	
   of	
  
Utica’s	
  neighborhoods.	
  	
  	
  	
  
	
  
Summary	
  Of	
  Main	
  Findings	
  	
  
Refugee	
   resettlement	
   in	
   Utica	
   is	
   a	
   story	
   of	
   partnership	
   and	
   recovery,	
   which	
  
carries	
   many	
   opportunities	
   and	
   challenges	
   for	
   both	
   parties.	
   Refugees	
   brought	
   the	
  
population	
  growth	
  and	
  the	
  energy	
  needed	
  for	
  Utica's	
  revitalization,	
  while	
  the	
  economic	
  
conditions	
  resulting	
  from	
  many	
  years	
  of	
  out-­‐migration	
  offered	
  various	
  opportunities	
  for	
  
the	
  newcomers	
  to	
  build	
  their	
  home	
  and	
  start	
  a	
  new	
  life.	
  Yet,	
  the	
  city	
  is	
  facing	
  several	
  
challenges	
  to	
  its	
  urban	
  and	
  economic	
  development.	
  There	
  are	
  high	
  levels	
  of	
  poverty	
  and	
  
unemployment,	
  higher	
  than	
  New	
  York	
  State's	
  rates.	
  The	
  housing	
  conditions	
  are	
  poor	
  
and	
   include	
   many	
   vacant	
   and	
   abandoned	
   housing	
   units,	
   which	
   might	
   result	
   in	
  
significant	
  health	
  risks	
  such	
  as	
  lead	
  poisoning	
  and	
  asthma.	
  Also,	
  the	
  majority	
  of	
  foreign-­‐
born	
  residents	
  (73	
  percent),	
  which	
  largely	
  consists	
  of	
  refugees,	
  have	
  only	
  a	
  high	
  school	
  
education	
   or	
   are	
   without	
   any	
   formal	
   education	
   at	
   all,	
   and	
   of	
   those,	
   about	
   half	
   speak	
  
English	
   “less	
   than	
   well”.	
   Moreover,	
   language	
   barriers	
   and	
   cultural	
   gaps	
   are	
   the	
   most	
  
significant	
  challenges	
  for	
  refugees'	
  social	
  and	
  economic	
  integration	
  in	
  Utica,	
  which	
  in	
  
turn	
  is	
  a	
  challenge	
  for	
  the	
  city's	
  development.	
  The	
  foreign-­‐born	
  population	
  is	
  largely	
  
concentrated	
  in	
  the	
  Downtown,	
  Cornhill,	
  and	
  East	
  Utica	
  neighborhoods,	
  which	
  are	
  the	
  
poorest	
   neighborhoods	
   in	
   the	
   city.	
   The	
   conditions	
   in	
   these	
   neighborhoods	
   pose	
  
additional	
  challenges	
  for	
  its	
  refugee	
  residents,	
  and	
  hence	
  are	
  likely	
  to	
  have	
  a	
  negative	
  
effect	
  on	
  their	
  integration	
  process.	
  	
  	
  
	
  
	
  
  27	
  
3.1	
  Historic	
  Background	
  
Utica,	
  the	
  county	
  seat	
  of	
  Oneida	
  County	
  in	
  upstate	
  New	
  York,	
  is	
  located	
  in	
  the	
  
Mohawk	
  Valley	
  region,	
  halfway	
  between	
  Albany	
  and	
  Syracuse.	
  The	
  strategic	
  location	
  of	
  
the	
   city	
   in	
   the	
   valley's	
   natural	
   passage	
   that	
   connects	
   the	
   Atlantic	
   Ocean	
   with	
   North	
  
America	
  through	
  the	
  Hudson	
  River,	
  alongside	
  the	
  Erie	
  Canal,	
  has	
  made	
  Utica	
  a	
  thriving	
  
industrial	
  center.	
  The	
  development	
  of	
  railroads	
  and	
  infrastructure	
  in	
  the	
  county	
  during	
  
the	
  19th	
  and	
  early	
  20th	
  century	
  brought	
  further	
  industrial	
  development	
  and	
  growth	
  to	
  
Utica,	
  which	
  became	
  the	
  center	
  of	
  the	
  textile	
  industry	
  in	
  America.	
  Throughout	
  the	
  years,	
  
waves	
  of	
  German,	
  Polish,	
  Irish,	
  and	
  Italian	
  immigrants	
  settled	
  in	
  Utica	
  to	
  work	
  in	
  one	
  of	
  
the	
  numerous	
  industries	
  in	
  the	
  city	
  (Wilkinson	
  2005,	
  Bottini	
  2014,	
  Burns	
  2009).	
  	
  
	
  
Since	
  the	
  mid-­‐20th	
  century,	
  Utica	
  has	
  experienced	
  ongoing	
  economic	
  downturn	
  
due	
  to	
  globalization	
  trends	
  and	
  the	
  availability	
  of	
  cheaper	
  un-­‐unionized	
  labor	
  in	
  South	
  
America	
  and	
  overseas,	
  as	
  well	
  as	
  government	
  disinvestment.	
  	
  (Fulton	
  2005,	
  McManus	
  &	
  
Sprehn	
  2014).	
  One	
  by	
  one,	
  industries	
  began	
  to	
  abandon	
  Utica,	
  including	
  the	
  textile	
  mills,	
  
Lockheed	
   Martin,	
   General	
   Electric,	
   and	
   finally	
   the	
   Griffiss	
   Air	
   Force	
   Base,	
   the	
   largest	
  
employer	
  in	
  the	
  region.	
  The	
  loss	
  of	
  industries	
  and	
  jobs	
  has	
  forced	
  numerous	
  residents	
  
to	
   move	
   from	
   the	
   city	
   in	
   search	
   of	
   other	
   employment	
   opportunities,	
   which	
   left	
   Utica	
  
with	
  a	
  large	
  concentration	
  of	
  poverty,	
  high	
  vacancy	
  rates,	
  a	
  shrinking	
  property	
  tax	
  base	
  
and	
  a	
  declining	
  city	
  center.	
  In	
  just	
  a	
  few	
  decades,	
  the	
  population	
  in	
  Utica	
  dropped	
  by	
  
approximately	
   40,000	
   people,	
   from	
   about	
   100,000	
   in	
   1960	
   to	
   62,000	
   in	
   2010	
   (see	
  
Figure	
  1).	
  It	
  would	
  become	
  
known	
   as	
   	
   "The	
   City	
   that	
  
God	
   Forgot"	
   (Bottini	
   2014,	
  
Burns	
   2009,	
   Randolph	
  
2009,	
   MVRCR	
   Website	
  
2016,	
   McManus	
   &	
   Sprehn	
  
2014).	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
Source:	
  Utica	
  Master	
  Plan	
  
  28	
  
The	
   migration	
   waves	
   that	
   began	
   in	
   the	
   late	
   1970s	
   with	
   the	
   opening	
   of	
   the	
  
Mohawk	
  Valley	
  Resource	
  Center	
  for	
  Refugees	
  (MVRCR)	
  were	
  "key	
  in	
  turning	
  the	
  town’s	
  
fortunes	
  around"	
  (Wilkinson	
  2005),	
  which	
  helped	
  to	
  reverse	
  the	
  population	
  loss	
  and	
  
revive	
   the	
   city.	
   Since	
   its	
   opening	
   in	
   1981,	
   over	
   15,000	
   refugees	
   from	
   more	
   than	
   34	
  
countries	
   have	
   resettled	
   in	
   Utica,	
   about	
   400	
   each	
   year	
   (MVRCR	
   Website,	
   Wilkinson	
  
2005).	
   During	
   the	
   1980s,	
   following	
   the	
   War	
   in	
   Vietnam,	
   Utica	
   welcomed	
   refugees	
  
mostly	
   from	
   Vietnam,	
   Cambodia,	
   Myanmar,	
   and	
   Laos	
   (Burns	
   2009,	
   Wilkinson	
   2005,	
  
Fulton	
  2005).	
  In	
  the	
  1990s,	
  two	
  large	
  groups	
  of	
  refugees	
  resettled	
  in	
  Utica:	
  Russians	
  
from	
  the	
  former	
  Soviet	
  Union	
  fleeing	
  religious	
  persecution,	
  and	
  Bosnians	
  who	
  escaped	
  
from	
  the	
  civil	
  war	
  in	
  former	
  Yugoslavia	
  (Burns	
  2009,	
  Fulton	
  2005).	
  After	
  the	
  terrorist	
  
attacks	
  of	
  September	
  11,	
  as	
  the	
  U.S.	
  government	
  reduced	
  the	
  annual	
  refugees'	
  quotas,	
  
refugee	
  resettlement	
  in	
  Utica	
  quickly	
  dropped	
  by	
  58%,	
  from	
  577	
  in	
  2001	
  to	
  240	
  in	
  2003	
  
(MVRCR	
  Website,	
  Burns	
  2009).	
  Since	
  then,	
  most	
  of	
  the	
  refugees	
  settled	
  in	
  Utica	
  have	
  
been	
   from	
   Burma,	
   while	
   others	
   have	
   come	
   from	
   Iraq,	
   Sudan,	
   Somalia,	
   and	
   more	
  
(MVRCR	
  Website,	
  Wilkinson	
  2005).	
  Today,	
  the	
  refugees	
  in	
  Utica	
  comprise	
  18	
  percent	
  of	
  
the	
   population.	
   With	
   a	
   high	
   concentration	
   of	
   diverse	
   ethnicities	
   and	
   cultures	
   in	
   one	
  
small	
   place,	
   Utica	
   is	
   one	
   of	
   the	
   leading	
   refugee	
   centers	
   in	
   the	
   U.S.	
   (MVRCR	
   website,	
  
Fulton	
  2005).	
  	
  	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  Source:	
  MVRCR	
  Website	
  
  29	
  
	
  
Despite	
  the	
  city's	
  economic	
  decline,	
  and	
  ironically,	
  because	
  of	
  it,	
  Utica	
  became	
  an	
  
attractive	
  destination	
  for	
  refugees,	
  as	
  well	
  as	
  immigrants	
  from	
  around	
  the	
  world.	
  The	
  
low	
  cost	
  of	
  living,	
  which	
  allowed	
  buying	
  cheap	
  properties	
  and	
  starting	
  new	
  businesses,	
  
offered	
  ideal	
  conditions	
  for	
  refugees	
  to	
  start	
  over	
  in	
  Utica.	
  Once	
  established	
  in	
  the	
  city,	
  
existing	
   refugee	
   communities	
   and	
   the	
   growing	
   economic	
   activity	
   started	
   to	
   attract	
  
refugees	
  and	
  immigrants	
  from	
  other	
  countries,	
  such	
  as	
  Dominicans,	
  and	
  Puerto	
  Ricans.	
  
Throughout	
   the	
   years,	
   “secondary	
   migration”	
   has	
   played	
   a	
   significant	
   role	
   in	
   the	
  
population	
  and	
  economic	
  growth	
  of	
  the	
  city,	
  since	
  refugees,	
  who	
  often	
  share	
  a	
  similar	
  
background	
   with	
   existing	
   communities,	
   chose	
   to	
   relocate	
   their	
   families	
   and	
   join	
   the	
  
growing	
   community	
   after	
   they	
   were	
   resettled	
   in	
   other	
   parts	
   of	
   the	
   U.S.	
   The	
   Bosnian	
  
community	
   attracted	
   over	
   the	
   years	
   many	
   Bosnian	
   immigrants	
   and	
   refugees	
   who	
  
escaped	
  the	
  civil	
  war	
  in	
  former	
  Yugoslavia	
  during	
  the	
  1990s,	
  and	
  grew	
  to	
  become	
  one	
  of	
  
the	
  largest	
  and	
  most	
  well-­‐established	
  refugee	
  communities	
  in	
  Utica	
  (MVRCR,	
  La	
  Corte	
  
2016,	
  Rajagopalan	
  2016).	
  	
  
	
  
3.2	
  Refugee	
  Resettlement:	
  Process	
  and	
  Services	
  
The	
  process	
  of	
  resettlement	
  and	
  integration	
  of	
  refugees	
  is	
  a	
  joint	
  effort	
  of	
  the	
  
city,	
  the	
  county,	
  and	
  nonprofit	
  agencies,	
  led	
  by	
  the	
  Mohawk	
  Valley	
  Resource	
  Center	
  for	
  
Refugees	
  (MVRCR).	
  The	
  MVRCR	
  is	
  one	
  of	
  the	
  local	
  affiliates	
  of	
  the	
  Lutheran	
  Immigration	
  
and	
   Refugee	
   Service	
   (LIRS),	
   which	
   is	
   one	
   of	
   the	
   national	
   voluntary	
   resettlement	
  
agencies.	
  Both	
  the	
  Refugee	
  Center	
  and	
  the	
  county	
  receive	
  financial	
  aid	
  from	
  the	
  federal	
  
Office	
  of	
  Refugee	
  Resettlement	
  to	
  provide	
  a	
  variety	
  of	
  services	
  for	
  refugees,	
  which	
  is	
  
also	
  a	
  substantial	
  financial	
  support	
  for	
  the	
  City	
  (Fulton	
  2005,	
  Burns	
  2009).	
  	
  
	
  
The	
   MVRCR	
   oversees	
   the	
   arrival	
   of	
   refugees	
   to	
   Utica	
   and	
   provides	
   a	
   range	
   of	
  
services	
  to	
  support	
  them	
  in	
  achieving	
  self-­‐sufficiency	
  (Burns	
  2009,	
  Fulton	
  2005,	
  MVRCR	
  
Website).	
  As	
  they	
  arrive	
  in	
  Utica,	
  the	
  Refugee	
  Center	
  greets	
  the	
  refugees	
  at	
  the	
  airport	
  
and	
   provides	
   them	
   housing	
   and	
   furnishing,	
   food,	
   clothing,	
   cultural	
   orientation,	
   and	
  
helps	
   with	
   access	
   to	
   other	
   resources,	
   including	
   healthcare,	
   language	
   training,	
  
  30	
  
employment,	
   citizenship	
   lessons,	
   and	
   educational	
   opportunities	
   for	
   their	
   first	
   30-­‐90	
  
days	
  in	
  the	
  U.S.	
  (MVRCR	
  Website,	
  Burns	
  2009,	
  Wilkinson	
  2005).	
  After	
  the	
  first	
  90	
  days,	
  
the	
   Refugee	
   Center	
   continues	
   to	
   offer	
   job	
   placement	
   services,	
   English	
   classes,	
   and	
  
citizenship	
   services,	
   also	
   for	
   “secondary	
   migrants,”	
   refugees	
   who	
   were	
   resettled	
   by	
  
other	
  agencies	
  somewhere	
  else	
  in	
  the	
  U.S.	
  (MVRCR	
  Website).	
  	
  
	
  
3.3	
  Refugee	
  Integration	
  &	
  Impacts	
  	
  
The	
   following	
   discussion	
   highlights	
   key	
   points	
   of	
   the	
   integration	
   process	
   of	
  
refugees	
  in	
  Utica	
  and	
  its	
  implications	
  for	
  both	
  refugees	
  and	
  the	
  City,	
  according	
  to	
  the	
  
Indicators	
  of	
  Integration	
  mentioned	
  in	
  the	
  methodology	
  section.	
  
3.3.1	
  Housing	
  	
  
The	
  housing	
  market	
  in	
  Utica	
  suffered	
  severely	
  from	
  the	
  city’s	
  overall	
  economic	
  
decline	
   of	
   the	
   past	
   few	
   decades,	
   when	
   many	
   properties	
   were	
   abandoned	
   and	
   the	
  
housing	
   prices	
   dropped	
   significantly.	
   Refugees,	
   mostly	
   from	
   the	
   Bosnian	
   community,	
  
took	
  advantage	
  of	
  a	
  housing	
  surplus,	
  and	
  purchased	
  and	
  renovated	
  dozens	
  of	
  one-­‐	
  and	
  
two-­‐family	
   homes	
   in	
   the	
   Old	
   Italian	
   area	
   of	
   east	
   Utica	
   along	
   Mohawk	
   Street	
   (Fulton	
  
2005,	
   Wilkinson	
   2005).	
   As	
   a	
   result,	
   the	
   housing	
   values	
   increased,	
   as	
   did	
   the	
   City's	
  
property	
   tax	
   revenues,	
   and	
   the	
   housing	
   market	
   began	
   to	
   show	
   signs	
   of	
   recovery	
  
(Wilkinson	
   2005,	
   McManus	
   &	
   Sprehn	
   2014).	
   In	
   fact,	
   refugees	
   and	
   other	
   immigrants	
  
made	
  a	
  vital	
  contribution	
  in	
  reviving	
  the	
  market;	
  as	
  stated	
  in	
  Jogby’s	
  Analytics	
  Report,	
  
“sales	
   to	
   immigrants	
   have	
   been	
   a	
   major	
   factor	
   in	
   both	
   housing	
   sales	
   and	
   the	
  
stabilization	
  of	
  housing	
  values	
  in	
  the	
  city”	
  (p.6).	
  	
  
	
  
However,	
  the	
  very	
  efforts	
  that	
  helped	
  in	
  recovery	
  and	
  renewal	
  of	
  the	
  housing	
  
market	
   created	
   a	
   problem	
   for	
   the	
   Refugee	
   Center	
   in	
   finding	
   affordable	
   and	
   suitable	
  
housing	
  for	
  newly	
  arrived	
  refugees	
  (Wilkinson	
  2005,	
  Callahan	
  2016).	
  According	
  to	
  the	
  
Executive	
   Director	
   of	
   MVRCR,	
   Shelly	
   Callahan,	
   it	
   is	
   one	
   of	
   the	
   Center’s	
   biggest	
  
challenges.	
   With	
   limited	
   housing	
   options,	
   finding	
   affordable	
   housing	
   is	
   a	
   significant	
  
problem.	
   The	
   Refugee	
   Center	
   works	
   with	
   the	
   Municipal	
   Housing	
   Authority	
   and	
  
individual	
   landlords,	
   and	
   resettles	
   refugees	
   based	
   on	
   the	
   availability	
   of	
   affordable	
  
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB
Refugee Integration in Urban Areas_January 2017_InnaB

More Related Content

What's hot

Sitrep 20 ukraine - 28 november 2014
Sitrep 20   ukraine - 28 november 2014Sitrep 20   ukraine - 28 november 2014
Sitrep 20 ukraine - 28 november 2014nalianalia
 
Ukraine humanitarian response plan 2018
Ukraine humanitarian response plan 2018Ukraine humanitarian response plan 2018
Ukraine humanitarian response plan 2018DonbassFullAccess
 
Humanitarian needs overview (2017)
Humanitarian needs overview (2017)Humanitarian needs overview (2017)
Humanitarian needs overview (2017)DonbassFullAccess
 
THE SOCIAL CONSEQUENCES OF POPULATION DISPLACEMENT IN UKRAINE: THE RISKS OF M...
THE SOCIAL CONSEQUENCES OF POPULATION DISPLACEMENT IN UKRAINE: THE RISKS OF M...THE SOCIAL CONSEQUENCES OF POPULATION DISPLACEMENT IN UKRAINE: THE RISKS OF M...
THE SOCIAL CONSEQUENCES OF POPULATION DISPLACEMENT IN UKRAINE: THE RISKS OF M...DonbassFullAccess
 
Ukraine situation report final
Ukraine situation report   finalUkraine situation report   final
Ukraine situation report finalnalianalia
 
The Donbas - two parts, or still one?
The Donbas - two parts, or still one?The Donbas - two parts, or still one?
The Donbas - two parts, or still one?DonbassFullAccess
 
Transformation of the Modern International Conflicts
Transformation of the Modern International ConflictsTransformation of the Modern International Conflicts
Transformation of the Modern International Conflictsijtsrd
 
Green star communities information papers final report v3
Green star communities information papers final report v3Green star communities information papers final report v3
Green star communities information papers final report v3Tony Matthews
 
ARAB SPRING INCIDENTS IN THE END OF THE “GREEN ERA” IN LIBYA: QUESTIONS ON TH...
ARAB SPRING INCIDENTS IN THE END OF THE “GREEN ERA” IN LIBYA: QUESTIONS ON TH...ARAB SPRING INCIDENTS IN THE END OF THE “GREEN ERA” IN LIBYA: QUESTIONS ON TH...
ARAB SPRING INCIDENTS IN THE END OF THE “GREEN ERA” IN LIBYA: QUESTIONS ON TH...Noemi Soledad Rabbia
 
Lillith Solomon Undergraduate Research Presentation
Lillith Solomon Undergraduate Research PresentationLillith Solomon Undergraduate Research Presentation
Lillith Solomon Undergraduate Research PresentationLillithSolomon
 

What's hot (14)

Sitrep 20 ukraine - 28 november 2014
Sitrep 20   ukraine - 28 november 2014Sitrep 20   ukraine - 28 november 2014
Sitrep 20 ukraine - 28 november 2014
 
Ukraine humanitarian response plan 2018
Ukraine humanitarian response plan 2018Ukraine humanitarian response plan 2018
Ukraine humanitarian response plan 2018
 
Humanitarian needs overview (2017)
Humanitarian needs overview (2017)Humanitarian needs overview (2017)
Humanitarian needs overview (2017)
 
THE SOCIAL CONSEQUENCES OF POPULATION DISPLACEMENT IN UKRAINE: THE RISKS OF M...
THE SOCIAL CONSEQUENCES OF POPULATION DISPLACEMENT IN UKRAINE: THE RISKS OF M...THE SOCIAL CONSEQUENCES OF POPULATION DISPLACEMENT IN UKRAINE: THE RISKS OF M...
THE SOCIAL CONSEQUENCES OF POPULATION DISPLACEMENT IN UKRAINE: THE RISKS OF M...
 
International relations
International relationsInternational relations
International relations
 
Ukraine situation report final
Ukraine situation report   finalUkraine situation report   final
Ukraine situation report final
 
Bates Capstone
Bates CapstoneBates Capstone
Bates Capstone
 
The Donbas - two parts, or still one?
The Donbas - two parts, or still one?The Donbas - two parts, or still one?
The Donbas - two parts, or still one?
 
Working Paper
Working PaperWorking Paper
Working Paper
 
Angolan refugees in south africa alternatives to permanent repatriation
Angolan refugees in south africa alternatives to permanent repatriationAngolan refugees in south africa alternatives to permanent repatriation
Angolan refugees in south africa alternatives to permanent repatriation
 
Transformation of the Modern International Conflicts
Transformation of the Modern International ConflictsTransformation of the Modern International Conflicts
Transformation of the Modern International Conflicts
 
Green star communities information papers final report v3
Green star communities information papers final report v3Green star communities information papers final report v3
Green star communities information papers final report v3
 
ARAB SPRING INCIDENTS IN THE END OF THE “GREEN ERA” IN LIBYA: QUESTIONS ON TH...
ARAB SPRING INCIDENTS IN THE END OF THE “GREEN ERA” IN LIBYA: QUESTIONS ON TH...ARAB SPRING INCIDENTS IN THE END OF THE “GREEN ERA” IN LIBYA: QUESTIONS ON TH...
ARAB SPRING INCIDENTS IN THE END OF THE “GREEN ERA” IN LIBYA: QUESTIONS ON TH...
 
Lillith Solomon Undergraduate Research Presentation
Lillith Solomon Undergraduate Research PresentationLillith Solomon Undergraduate Research Presentation
Lillith Solomon Undergraduate Research Presentation
 

Similar to Refugee Integration in Urban Areas_January 2017_InnaB

Nguyen dinh khoa's assignment prof. rod burgess' subjects
Nguyen dinh khoa's assignment    prof. rod burgess' subjectsNguyen dinh khoa's assignment    prof. rod burgess' subjects
Nguyen dinh khoa's assignment prof. rod burgess' subjectsNguyễn Khoa
 
Nguyen dinh khoa's assignment prof. rod burgess' subjects
Nguyen dinh khoa's assignment    prof. rod burgess' subjectsNguyen dinh khoa's assignment    prof. rod burgess' subjects
Nguyen dinh khoa's assignment prof. rod burgess' subjectsNguyễn Khoa
 
urban and its regional dev't intger - Copy (3).pptx
urban and its regional dev't intger - Copy (3).pptxurban and its regional dev't intger - Copy (3).pptx
urban and its regional dev't intger - Copy (3).pptxnahomanteneh3
 
Urbanization, Gender and Urban Poverty
Urbanization, Gender and Urban PovertyUrbanization, Gender and Urban Poverty
Urbanization, Gender and Urban PovertyDr Lendy Spires
 
Migration report2017 highlights
Migration report2017 highlightsMigration report2017 highlights
Migration report2017 highlightsNastya Korinovska
 
Dimensions_2_ENG_vs2_online_small
Dimensions_2_ENG_vs2_online_smallDimensions_2_ENG_vs2_online_small
Dimensions_2_ENG_vs2_online_smallAri Martin Ribas
 
migration-planning history csvtu .pptx
migration-planning history csvtu   .pptxmigration-planning history csvtu   .pptx
migration-planning history csvtu .pptxAPALADESHMUKH2
 
BCCC+Report+_+August+2015
BCCC+Report+_+August+2015BCCC+Report+_+August+2015
BCCC+Report+_+August+2015Nicholas Babey
 
Trends in migration in india
Trends in migration in indiaTrends in migration in india
Trends in migration in indiaManoj Thadani
 
SOC 4710 Gentrification of Five Points Final Paper
SOC 4710 Gentrification of Five Points Final PaperSOC 4710 Gentrification of Five Points Final Paper
SOC 4710 Gentrification of Five Points Final PaperAndrew Irvine
 
International Journal of Humanities and Social Science Invention (IJHSSI)
International Journal of Humanities and Social Science Invention (IJHSSI)International Journal of Humanities and Social Science Invention (IJHSSI)
International Journal of Humanities and Social Science Invention (IJHSSI)inventionjournals
 
Habitat agenda and global housing challenges
Habitat agenda and global housing challengesHabitat agenda and global housing challenges
Habitat agenda and global housing challengesJOSIN MATHEW
 
Urban Health_Freeman_5.10.11
Urban Health_Freeman_5.10.11Urban Health_Freeman_5.10.11
Urban Health_Freeman_5.10.11CORE Group
 
Urban Health_Freeman_5.10.11
Urban Health_Freeman_5.10.11Urban Health_Freeman_5.10.11
Urban Health_Freeman_5.10.11CORE Group
 
Olivia Dorsey Capstone, 2016
Olivia Dorsey Capstone, 2016Olivia Dorsey Capstone, 2016
Olivia Dorsey Capstone, 2016Olivia Dorsey
 
The position of sustainable livelihood in developmental plans of Iran. ( appl...
The position of sustainable livelihood in developmental plans of Iran. ( appl...The position of sustainable livelihood in developmental plans of Iran. ( appl...
The position of sustainable livelihood in developmental plans of Iran. ( appl...inventionjournals
 

Similar to Refugee Integration in Urban Areas_January 2017_InnaB (20)

URBANIZATION & MIGRATION
 URBANIZATION & MIGRATION URBANIZATION & MIGRATION
URBANIZATION & MIGRATION
 
Nguyen dinh khoa's assignment prof. rod burgess' subjects
Nguyen dinh khoa's assignment    prof. rod burgess' subjectsNguyen dinh khoa's assignment    prof. rod burgess' subjects
Nguyen dinh khoa's assignment prof. rod burgess' subjects
 
Nguyen dinh khoa's assignment prof. rod burgess' subjects
Nguyen dinh khoa's assignment    prof. rod burgess' subjectsNguyen dinh khoa's assignment    prof. rod burgess' subjects
Nguyen dinh khoa's assignment prof. rod burgess' subjects
 
urban and its regional dev't intger - Copy (3).pptx
urban and its regional dev't intger - Copy (3).pptxurban and its regional dev't intger - Copy (3).pptx
urban and its regional dev't intger - Copy (3).pptx
 
Urbanization and Globalization.pptx
Urbanization and Globalization.pptxUrbanization and Globalization.pptx
Urbanization and Globalization.pptx
 
Urbanization, Gender and Urban Poverty
Urbanization, Gender and Urban PovertyUrbanization, Gender and Urban Poverty
Urbanization, Gender and Urban Poverty
 
Concept Note Session 4, LAC-DAC Dialogue 2019
Concept Note Session 4, LAC-DAC Dialogue 2019Concept Note Session 4, LAC-DAC Dialogue 2019
Concept Note Session 4, LAC-DAC Dialogue 2019
 
Migration report2017 highlights
Migration report2017 highlightsMigration report2017 highlights
Migration report2017 highlights
 
Dimensions_2_ENG_vs2_online_small
Dimensions_2_ENG_vs2_online_smallDimensions_2_ENG_vs2_online_small
Dimensions_2_ENG_vs2_online_small
 
migration-planning history csvtu .pptx
migration-planning history csvtu   .pptxmigration-planning history csvtu   .pptx
migration-planning history csvtu .pptx
 
BCCC+Report+_+August+2015
BCCC+Report+_+August+2015BCCC+Report+_+August+2015
BCCC+Report+_+August+2015
 
Trends in migration in india
Trends in migration in indiaTrends in migration in india
Trends in migration in india
 
SOC 4710 Gentrification of Five Points Final Paper
SOC 4710 Gentrification of Five Points Final PaperSOC 4710 Gentrification of Five Points Final Paper
SOC 4710 Gentrification of Five Points Final Paper
 
International Journal of Humanities and Social Science Invention (IJHSSI)
International Journal of Humanities and Social Science Invention (IJHSSI)International Journal of Humanities and Social Science Invention (IJHSSI)
International Journal of Humanities and Social Science Invention (IJHSSI)
 
Habitat agenda and global housing challenges
Habitat agenda and global housing challengesHabitat agenda and global housing challenges
Habitat agenda and global housing challenges
 
Urban Health_Freeman_5.10.11
Urban Health_Freeman_5.10.11Urban Health_Freeman_5.10.11
Urban Health_Freeman_5.10.11
 
Urban Health_Freeman_5.10.11
Urban Health_Freeman_5.10.11Urban Health_Freeman_5.10.11
Urban Health_Freeman_5.10.11
 
Olivia Dorsey Capstone, 2016
Olivia Dorsey Capstone, 2016Olivia Dorsey Capstone, 2016
Olivia Dorsey Capstone, 2016
 
The position of sustainable livelihood in developmental plans of Iran. ( appl...
The position of sustainable livelihood in developmental plans of Iran. ( appl...The position of sustainable livelihood in developmental plans of Iran. ( appl...
The position of sustainable livelihood in developmental plans of Iran. ( appl...
 
FCL_HANDBOOK_HiRes
FCL_HANDBOOK_HiResFCL_HANDBOOK_HiRes
FCL_HANDBOOK_HiRes
 

Refugee Integration in Urban Areas_January 2017_InnaB

  • 1.         REFUGEE  INTEGRATION  IN  URBAN  AREAS     By  Inna  Branzburg                   ©  2017  Inna  Branzburg                                     A  thesis  submitted  in  partial  fulfillment  of     the  requirements  for  the  degree  of     Master  of  Science  in  City  and  Regional  Planning   School  of  Architecture   Pratt  Institute     February  2017  
  • 2.   2       REFUGEE  INTEGRATION  IN  URBAN  AREAS     By  Inna  Branzburg   Received  and  approved:         _______________________________________________________  Date_______________     Thesis  Advisor  Signature     _______________________________________________________     Thesis  Advisor  Name       _______________________________________________________  Date_______________     Thesis  Advisor  Signature     _______________________________________________________     Thesis  Advisor  Name       _______________________________________________________  Date_______________     Chairperson  Signature     _______________________________________________________     Chairperson  Name    
  • 3.   3   ACKNOWLEDGEMENTS     My  experiences  as  a  child  immigrant  from  Ukraine  growing  up  in  Israel  in  a  "melting   pot"   society   inspired   me   to   learn   more   about   the   relationship   between   cities   and   immigrants,   which   resulted   in   this   thesis.   I   cannot   thank   enough   my   advisor,   Ayse   Yonder,  for  your  support,  encouragement,  and  guidance  that  inspired  and  motivated  me   throughout  this  journey.  I  would  also  like  to  express  my  sincere  gratitude  to  my  second   advisor,  David  Dyssegaard  Kallick,  for  sharing  your  wisdom  and  invaluable  advice  that   helped  me  develop  the  study.  Additionally,  I  would  like  to  thank  the  interviewees  for   sharing   your   expertise,   perspectives,   and   insights   into   refugee   resettlement   and   integration  in  Utica.  Lastly,  I  would  like  to  thank  my  family,  my  husband  Vova  Feldman   and  my  dear  friend  Lian  Farhi,  for  your  help  and  support  along  the  way.                                
  • 4.   4   TABLE  OF  CONTENTS   CHAPTER  1:  INTRODUCTION   5   1.1  Statement  of  the  Issue   5   1.2  Goal  and  Objectives   6   1.3  Literature  Review   6   1.3  Methodology   12   CHAPTER  2:  REFUGEE  RESETTLEMENT  AND  INTEGRATION   15   2.1  Refugee  Resettlement  Policy:  A  Comparison  Between  The  Programs  of  The  U.S.  And  Canada   15   2.2  What  is  integration?  Key  indicators  and  measurement  criteria   22   CHAPTER  3:  CASE  STUDY  OF  REFUGEES’  RESETTLEMENT  AND  INTEGRATION  IN  UTICA,  NY  25   3.1  Historic  Background   27   3.2  Refugee  Resettlement:  Process  and  Services   29   3.3  Refugee  Integration  &  Impacts   30   3.3.1  Housing   30   3.3.2  Employment  &  Economic  Development   31   3.3.3  Education  and  Health   33   3.3.4  Social  Connections   34   3.3.5  Language  &  Culture   38   3.3.6  Urban  Development  Plans   39   3.4  Neighborhood  Analysis   40   3.4.1  Neighborhood  Conditions:  Main  Findings   41   3.4.2  Neighborhood  Conditions:  Detailed  Findings   45   CHAPTER  4:  CONCLUSIONS  AND  RECOMMENDATIONS   60   4.1  Housing   61   4.4.1  Create  an  “Energy  Retrofitting  of  Refugee  Housing”  program   62   4.4.2  Develop  a  range  of  housing  options   62   4.2  Neighborhood  Conditions   63   4.2.1  Provide  targeted  support  for  the  refugees  resettled  in  the  Downtown  and  Cornhill   Neighborhoods   63   4.3  Employment  and  Economic  Development   63   4.3.1  Create  Training  Programs  Targeting  Refugee  Skills   64   4.4  Transportation   64   4.4.1  Support  Transportation  Alternatives  for  Refugees   65   4.5  Civic  Engagement  and  The  Planning  Process   65   4.5.1  Increase  Participation  Of  Refugees  In  The  Planning  Process   66   4.6  Social  Connections   66   4.6.1  Create  Opportunities  For  Social  Interaction  Among  Refugees  And  Long-­‐Time  Residents   67   APPENDIX  A:  THE  SOCIO-­‐ECONOMIC  CHARACTERISTICS  OF  UTICA’S  NEIGHBORHOODS   68   BIBLIOGRAPHY   69  
  • 5.   5   Chapter  1:  Introduction   1.1  Statement  of  the  Issue   Conflicts,   persecution,   violence,   human   rights   violations   and   natural   disasters   caused  by  climate  change  have  forcibly  displaced  millions  of  people  around  the  world  in   the   past   few   years.   By   the   end   of   2015,   more   than   60   million   people   had   left   their   country  of  origin  in  search  of  safety  in  western  countries,  entering  cities  both  legally   and   illegally.   Out   of   16   million   refugees   around   the   world,   more   than   half   of   the   refugees  came  from  three  countries:  Syria,  Afghanistan,  and  Somalia,  while  about  2.5   million  refugees  resided  in  Turkey,  which  became  the  largest  refugee-­‐hosting  country   in  the  world.  The  scale  of  displacement  and  its  escalation  by  more  than  50  percent  since   2011  had  led  to  the  highest  level  of  migration  since  World  War  II  (UNHCR  2016),  which   prompted   the   European   Union   and   the   U.S.   to   set   new   quotas   to   resettle   refugees.   Refugee  resettlement  in  another  country  is  one  of  the  solutions  provided  for  refugees,   although   it   is   available   to   less   than   one   percent   of   the   refugees   worldwide.   Other   solutions   include   a   voluntary   return   to   the   home   country   when   possible   and   local   integration   within   the   host   country   to   which   they   fled.   The   literature   often   refers   to   refugees  and  immigrants  as  the  same,  since  both  leave  their  country  of  origin  for  a  new   one,   but   the   reasons   for   migration   make   the   difference   between   refugees   and   immigrants.   Immigrants   usually   follow   economic   growth   and   move   voluntarily   to   an   area   that   has   employment   opportunities,   while   refugees   are   forcibly   displaced   from   their   country,   and   if   resettled   in   the   U.S.,   are   likely   to   be   placed   in   areas   with   low   economic  growth,  which  have,  among  other  factors,  affordable  housing  (Brandt  2010,   FPI  2009).     The  resettlement  and  integration  of  refugees  in  urban  areas  affects  the  social,   political  and  economic  fabric  of  the  city,  and  hence  is  largely  influenced  by  its  current   political  environment.  The  increasing  diversity  of  the  city's  inhabitants,  following  the   resettlement   of   refugees,   pose   social   and   economic   challenges   for   the   city   to   accommodate  the  needs  of  the  newcomers  and  promote  their  integration  into  society.   Moreover,  the  growing  diversity  of  different  cultures,  ethnicities,  and  religions  within  
  • 6.   6   the  city,  and  their  influence  on  the  physical  environment  might  bring  the  city  identity   into  question,  which  can  cause  a  tension  and  risk  for  a  conflict  with  the  host  society   (Lygh  2015).  Therefore,  this  thesis  explores  refugee  integration  into  urban  life  in  cities   from  both  the  host  community  and  the  refugees’  perspectives,  and  evaluates  the  impact   of  the  “neighborhood”  on  their  integration.     1.2  Goal  and  Objectives   The  purpose  of  this  thesis  is  to  study  the  integration  of  refugees  in  urban  areas   to  accommodate  their  needs  and  their  impacts  in  order  to  make  recommendations  for   integration   and   inclusion   strategies   for   U.S.   cities.   This   includes   a   comparison   of   the   resettlement   policies   of   the   U.S.   and   Canada   to   better   understand   the   policy   implementation  and  process  of  resettlement  in  urban  areas.  The  thesis  also  explores  the   resettlement  and  integration  of  refugees  in  Utica,  NY,  as  a  case  study,  including  the  role   of  the  urban  neighborhoods  in  integration.     1.3  Literature  Review     Diversity  Management:  Assimilation  vs.  Integration  (Multiculturalism)       For  many  years,  ethnic  minorities  were  expected  to  assimilate  into  the  dominant   culture  and  embrace  its  customs  and  language.  The  “melting  pot”  approach  has  changed   in  the  twentieth  century  into  a  “salad  bowl”  approach,  which  promotes  multiculturalism   as   a   strategy   to   manage   coexistence   of   cultural   and   ethnic   minorities   with   the   host   society   (Jupp   2015,   Burayidi   2015).   Thus,   multiculturalism   policies   adopt   pluralistic   cultural  programs,  such  as  affirmative  action,  language  programs,  financial  support  in   cultural  activities,  and  more.  Critics  of  the  multiculturalism  approach  see  these  policies   as   a   tool   to   promote   social   isolation   of   minority   groups,   which   allows   them   to   live   separately   from   the   democratic   state   and   its   rules.   However,   unequal   distribution   of   resources,  discrimination,  and  spatial  segregation,  which  leads  to  ethnic  tension  with   the   host   society,   have   much   greater   effect   on   minorities’   exclusion   than   a   personal   choice  to  sustain  self-­‐identity  (Burayidi  2015,  Lygh  2015).        
  • 7.   7     In  nation-­‐states,  where  identity  and  self-­‐determination  are  based  on  ethnic  and   cultural   cohesion,   multiculturalism   can   often   conflict   with   their   customs   and   culture,   which  might  be  viewed  as  a  threat  to  national  cohesion  (Jupp  2015,  Georgiou  2006).   The  nation-­‐state's  governments  are  viewed  by  their  citizens  as  the  protectors  of  social   uniformity,  which  through  laws  and  policies  promote  minorities’  assimilation  into  the   majority   culture,   as   a   way   to   manage   diversity.   Citizenship   policies,   which   have   a   significant  effect  on  minorities’  integration  within  the  dominant  society,  often  represent   an  assimilation  approach  in  terms  of  their  requirements  regarding  race  and  language   and  often  loyalty,  customs,  and  cultural  heritage  (Jupp  2015).  In  Germany,  for  example,   the   law   defines   a   person   as   a   German   only   by   ethnicity   or   blood   relation,   not   by   geography  as  in  the  U.S.  Thus,  immigrants  cannot  become  German  citizens,  which  has   resulted   in   the   social   and   physical   isolation   of   many   immigrants   from   mainstream   German   society.   However,   due   to   demographic   issues   of   decreasing   working-­‐age   population,   in   2005   Germany   enacted   the   new   Immigration   Act   that   recognized   the   essential  role  of  immigrants  in  the  German  economy,  and  established  the  eligibility  of   immigrants  for  integration  assistance  (Behr  2006).     The  social  and  political  environment  in  the  state  also  has  a  significant  influence   on   multicultural   policies,   as   well   as   immigration   and   refugee   resettlement   policies,   which  recently  tend  towards  the  right  wing  due  to  recent  international  events.  The  rise   of  terrorism  by  Islamic  jihadists  since  2000  has  changed  the  political  environment  in   the  U.S.  and  many  EU  countries,  which  have  challenged  multiculturalism  and  embraced   assimilation  as  the  preferred  approach  to  managing  diversity.  In  light  of  these  events,   conservative  political  parties,  organizations,  and  media  were  able  to  influence  public   opinion  through  fear  and  racism  in  order  to  promote  their  agenda  against  immigration,   multiculturalism,  and  Islam.  These  issues  raised  major  controversies  among  the  general   public  about  loyalty,  minorities’  influence  on  national  identity,  and  Islamophobia,  which   had   to   be   addressed   by   politicians   from   both   conservative   and   liberal   parties   (Jupp   2015).    
  • 8.   8   Refugee  Resettlement  and  Integration  Policies   The  United  Nations  High  Commissioner  for  Refugees  (UNHCR)  has  the  mandate   to  identify,  protect  and  find  durable  solutions  to  help  refugees  rebuild  their  lives,  which   includes   voluntary   return   to   the   home   country,   local   integration,   or   resettlement   in   “third-­‐country”.  If  possible,  a  voluntary  and  safe  repatriation  of  refugees  to  their  home   country  is  the  ideal  solution.  Until  this  becomes  possible,  most  refugees  will  remain  in   the   asylum   country   to   which   they   fled,   with   some   being   able   to   integrate   and   attain   legal  status.  Resettlement  in  a  third  country  is  a  solution  for  less  than  one  percent  of  the   16   million   refugees   around   the   world,   according   to   UNHCR   statistics   in   2015.   The   countries   that   have   agreed   to   admit   refugees   provide   them   a   legal   and   physical   protection   by   granting   a   permanent   residence   status   through   which   they   can   have   “access  to  civil,  political,  economic,  social  and  cultural  rights  similar  to  those  enjoyed  by   nationals”  (UNHCR  p.1.).     Refugee  resettlement  policies,  which  as  mentioned  are  subject  to  the  country's   political   environment,   include   different   programs   and   services   to   promote   refugees’   integration  into  society  (Hinze  2013).    The  approaches  and  measures  of  integration  can   be  divided  into  two  major  themes:  functional  integration,  which  includes  indicators  of   language,   employment,   political   participation,   education   and   housing;   and   social   integration,   including   indicators   of   identity,   sense   of   belonging,   and   social   networks.   However,  these  indicators  are  often  interrelated  and  should  be  viewed  as  such  when   measuring  integration.  Social  integration,  which  relies  on  social  connections  and  ethnic   networks,  has  a  significant  impact  on  refugees’  ability  to  find  employment  and  access  to   services,   and   hence   achieve   economic   self-­‐sufficiency   (Brandt   2010,   Kissoon   2006).   Furthermore,  the  integration  process  of  refugee  in  urban  areas  is  influenced  by  three   major  themes:  the  characteristics  of  the  newcomers,  such  as  age,  language,  education,   etc.;  the  socio-­‐economic  context  of  the  receiving  community,  such  as  housing  market   and   employment   opportunities;   and   the   attributes   of   the   host   community,   such   as   ethnicity,  as  well  as  social  and  ethnic  organizations  (Portes  and  Zhou  1993,  Kraly  2011).    
  • 9.   9   In  the  U.S.,  refugees  are  resettled  in  areas  where  there  is  available,  affordable   housing,  as  well  as  job  opportunities  and  an  existing  ethnic  community,  among  other   factors  (Brandt  2010,  Kissoon  2006).  However,  there  is  no  official  integration  policy  at   the  federal  level,  and  the  integration  of  refugees,  as  part  of  the  resettlement  program,  is   measured   merely   by   economic   self-­‐sufficiency   (Hynes   2011,   Brandt   2010,   Kissoon   2006).  Chapter  two  presents  further  information  on  the  U.S.  resettlement  policy  and  its   process,   in   comparison   to   Canada,   and   discusses   the   measurement   criteria   and   indicators  of  refugees’  integration.     Refugees  and  Urban  Planning   Resettlement  of  refugees  increases  the  ethnic,  cultural  and  religious  diversity  of   a   city,   which   in   turn   changes   its   social   and   economic   fabric,   including   its   built   environment.   As   cities   become   increasingly   multicultural,   planners   have   the   responsibility   to   incorporate   the   needs   of   the   newcomers   and   manage   the   planning   process   of   the   city’s   adjustments   during   the   integration   process.   Treating   all   citizens   uniformly   is   often   considered   the   best   approach   to   promoting   equality   in   diverse   communities,   and   hence   the   planning   practice   may   promote   the   general   public's   interests.   However,   since   cultural   differences   influence   the   way   people   live   and   use   urban  space,  such  an  approach  may  result  in  ongoing  inequality  in  the  distribution  of   resources  and  services  among  minority  communities.  Thus,  planners  should  consider   cultural   implications   in   the   planning   process   in   order   to   promote   multicultural   planning,  which  reflects  the  needs  of  minorities  and  the  general  public  alike  (Burayidi   2000;  2015,  UNHABITAT  2015,  Lygh  2015).     In  order  to  incorporate  multicultural  planning  and  promote  an  inclusive  urban   environment,   self-­‐representation   of   minority   groups   is   essential   in   the   planning   process,   either   formally   or   informally.   Providing   minorities   the   opportunity   to   participate   in   the   decision   and   policy-­‐making   process   through   political,   social,   and   economic  empowerment  would  naturally  promote  cultural  integration  within  the  city.   An   inclusive   planning   process   could   also   help   find   alternative   solutions   to   support   integration   from   the   experienced   point   of   view   of   refugees   (UNHABITAT   2015,  
  • 10.   10   Georgiou   2006).   Planning   for   integration   must   address   different   urban   aspects,   like   housing,  public  transportation,  employment,  and  education,  while  promoting  ethnic  and   cultural  coexistence  and  a  mutual  inclusion  of  refugees  and  the  dominant  society.  The   social  policies  of  the  city,  such  as  public  education,  health  care,  and  income  support,   which  directly  impact  the  social  inclusion  and  integration  of  diverse  minority  groups,   helps  to  decrease  social  polarization  among  different  groups.  Furthermore,  creating  a   socially   inclusive   environment   through   urban   initiatives   and   policies   mitigates   inequality   and   discrimination,   and   offer   opportunities   for   social   interactions   in   the   neighborhoods,   streets,   schools,   parks,   and   workplaces   (Ray   2013;   2016,   Jacobsen   2003).  The  urban  environment,  particularly  the  neighborhood,  is  a  place  of  intersection   and   interaction   between   policy   and   practice   that   is   perceived   and   experienced   by   refugees  (and  immigrants)  as  the  entry  point  into  society  and  hence  plays  an  important   role  in  integration.  Therefore,  refugee  neighborhoods  can  provide  insight  into  the  life   and  coping  strategies  of  refugees,  which  in  turn  can  help  create  better  methods  for  their   integration  (Hinze  2013).         One  of  the  ways  to  encourage  inclusion  and  integration  of  refugees  is  to  promote   a   social   and   spatial   access   to   public   goods   and   services,   such   as   schools,   healthcare   facilities,  and  community  centers,  through  urban  policy  interventions.  Accessible  public   transportation   is   a   critical   factor   for   integration   and   inclusion,   which   can   promote   access  to  distributed  employment  opportunities  and  services  in  the  city  and  offer  an   opportunity   for   social   interactions   among   different   social   classes   and   ethnic   groups.   Another   important   intervention   is   encouraging   the   development   of   various   housing   types,   such   as   medium-­‐density   rental   housing   and   single-­‐family   owner-­‐occupied   housing,  to  promote  residential  inclusion  and  integration  of  new  residents.  In  Montreal,   where  these  housing  types  were  developed  in  response  to  a  housing  crisis  following   World   War   II,   many   immigrant   families   were   able   to   settle   in   relatively   affordable   housing   units   in   the   same   neighborhood   as   people   from   different   social   classes   and   ethnic   backgrounds.   Living   in   proximity   to   well-­‐established   people   provided   an   opportunity  for  the  new  immigrants  to  create  social  connections  that  offered  valuable   information  and  support  for  their  integration  process  into  society.  Moreover,  cities  can  
  • 11.   11   create  suitable  economic  development  programs  for  different  communities  and  develop   initiatives   that   promote   active   involvement   of   refugees   in   the   programs   that   impact   their  lives  (Ray  2013,  Jacobsen  2003).     Refugee  Migration  Legislation  and  Trends  in  the  U.S.     The   United   States   experienced   different   periods   of   migration   through   the   last   few  centuries,  which  reflected,  through  regulations  and  policy,  both  the  humanitarian   and  political  interests  of  the  country.  The  massive  displacement  following  World  War  II,   in  which  more  than  250,000  people  from  Europe  admitted  into  the  U.S.,  led  the  federal   government  to  enact  the  Displaced  Persons  Act  of  1948.  Under  the  Act,  the  efforts  of   several   religious   and   ethnic   organizations   were   coordinated   with   the   federal   government  to  help  European  refugees  resettle  in  the  U.S.,  which  shifted  some  of  the   financial  burdens  to  the  federal  government  and  allowed  additional  400,000  refugees   enter   the   U.S.   This   public-­‐private   partnership   was   the   first   step   towards   the   refugee   resettlement   program   in   place   today   (Brown   and   Scribner   2014,   Nezer   2013).   Following  the  Hungarian  uprising  in  1956  and  the  Cuban  revolution  in  1959,  the  U.S.   approved  the  admission  of  many  refugees  fleeing  Europe,  the  Soviet  Union,  and  Cuba   during  the  Cold  War,  which  also  helped  promote  political  agenda  to  weaken  communist   regimes.       The  waves  of  refugees,  which  posed  a  significant  burden  on  local  resources,  have   led  to  the  establishment  of  the  Migration  and  Refugee  Assistance  Act  of  1962.  In  order   to  support  the  work  of  local  agencies,  the  Act  created  a  formal  assistance  program  to   provide  resettlement  services,  such  as  medical  care,  financial  aid,  education,  and  child   welfare   services   (Brown   and   Scribner   2014,   Cohn   2015,   Nezer   2013).   Furthermore,   following   the   events   of   the   Vietnam   War   in   1975,   the   U.S   government   enacted   the   Indochinese  Refugee  Assistance  Act,  which  regulated  the  private-­‐public  administrative   relationship   under   a   contract   with   nine   voluntary   agencies   to   support   refugees'   resettlement   and   integration   into   society.   The   programs   and   grants   under   the   Act   included   employment   and   training,   English   language   training,   job   placement,   and   personal   and   family   consulting   (Brown   and   Scribner   2014,   Cohn   2015).   The   most  
  • 12.   12   significant   landmark   in   the   refugee   resettlement   field   was   The   Refugee   Act   of   1980,   which  embraced  the  United  Nations’  refugee  definition  and  created  a  refugee  admission   policy  and  allowed  the  government  to  shift  from  ad  hoc  responses  to  a  refugee  crisis  to   a  standardized  admission  process  with  designated  annual  quotas  (Brown  and  Scribner   2014).       Since   the   mid-­‐1990s,   the   resettlement   program   focused   on   referrals   from   the   UNHCR,  which  resulted  in  the  resettlement  of  a  diverse  group  of  refugees  from  a  large   number  of  countries.  Today,  the  U.S.  leads  the  world  in  refugee  resettlement,  resettling   more  than  three  million  since  the  Refugee  Act  of  1980  passed,  largely  from  Vietnam,   Russia,   Iraq,   Bosnia,   and   Laos.   In   2016,   about   85,000   refugees   resettled   in   American   communities,  mainly  in  Texas,  California,  NY,  Arizona,  Michigan,  and  Ohio,  which  are   the   top   refugee-­‐receiving   states   in   the   U.S.   Also,   due   to   the   ongoing   refugee   crisis,   almost  100,000  refugees  are  expected  to  arrive  in  the  U.S.  in  2017  according  to  the  new   quotas  (Batalova  and  Zong  2015,  Kallick  and  Mathema  2016,  Nezer  2013).     1.3  Methodology     The   literature   review   provides   the   framework   for   the   research,   which   defines   and  distinguishes  between  refugees  and  immigrants,  assimilation  and  integration.  This   also  includes  a  discussion  on  multiculturalism,  a  leading  strategy  for  managing  diversity   within  democratic  countries,  and  considers  the  critiques  and  issues  that  affect  the  form   and   implementation   of   multiculturalist   integration   policies.   Additionally,   this   chapter   highlights   refugee   legislation   and   migration   trends   in   the   U.S.,   and   discusses   the   practice   of   urban   planning   for   diversity,   as   well   as   the   role   of   cities   in   refugee   integration.   The   second   chapter   explores   and   compares   the   resettlement   and   integration  policies  of  the  U.S.  and  Canada,  to  identify  key  differences  and  lessons  and   make   suggestions   for   the   integration   strategies   and   resettlement   policy   in   the   U.S.     Chapter  three  presents  the  case  study  of  refugee  resettlement  and  integration  in  Utica,   NY.  Information  was  obtained  through  interviews,  document  and  reports  analysis,  and   the  census,  to  evaluate  (1)  the  impact  of  refugee  resettlement  on  the  socio-­‐economic  
  • 13.   13   and   physical   environment   in   Utica,   and   (2)   the   role   of   the   neighborhood   in   the   integration  of  refugees.  The  framework  for  this  evaluation  is  based  on  the  Indicators  of   Integration  developed  by  Ager  &  Strang  (2004),  which  outlines  the  various  dimensions   of   integration   and   provides   a   metrics   for   assessing   both   refugee   integration   and   the   services   provided   to   support   that   integration.   (Please   see   Chapter   2   for   detailed   information).  The  framework  includes  ten  indicators  divided  into  four  themes  (Table   1):     1. Means   and   Markers   –   employment,   housing,   education   and   health   –   the   key   indicators  to  obtain  integration  and  enable  integration   2. Social  Connections  –  includes  three  forms  of  social  relationships  that  support  the   process  of  integration  –  ‘social  bridges’  with  other  communities,  ‘social  bonds’   among  the  refugee  community,  and  ‘social  links’  to  services  and  government.       3. Facilitators   of   integration   –   language   and   cultural   knowledge,   and   safety   and   stability.   4. Foundation   –   rights   and   citizenship   –   the   rights   and   responsibilities   expected   from  refugees,  as  well  as  the  service  providers,  for  the  integration  process.     Table  1.  The  Indicators  of  Integration     Means  and   Markers     Employment     Housing     Education     Health     Social   Connections   Social  bridges     Social  bonds     Social  Links     Facilitators     Language  and  Cultural  Knowledge     Safety  and  stability     Foundation     Rights  and  Citizenship        Source:  Ager  &  Strang,  2004     Also,  interviews  with  local  organizations,  refugees,  and  local  residents  provided   qualitative  data  from  different  viewpoints  regarding  the  resettlement  and  integration   process,   the   challenges   and   opportunities   for   refugees   and   the   city,   and   the   relationships  with  local  communities.    Interviews  were  held  with:   1. Shelley   Callahan,   Executive   Director,   the   Mohawk   Valley   Resource   Center   for   Refugees  (November  10,  2017.  Utica,  NY).      
  • 14.   14   2. Patrice   VanNortwick,   Director   of   Child   Care   and   Family   Services   Division   of   the   Neighborhood  Center  (November  11,  2017.  Utica,  NY).       3. Chris  Sunderlin,  President  of  the  Midtown  Utica  Community  Center  (November  9,   2017.  Utica,  NY).   4. Kathryn  Stam,  Board  member  of  the  Midtown  Center  and  Professor  of  Anthropology   at  SUNY  Polytechnic  Institute  (November  9,  2017.  Utica,  NY).     5. Brian   Thomas,   Commissioner   of   the   department   of   Urban   and   Economic   Development  (November  30,  2017.  Utica,  NY).   6. Caroline  Williams,  Coordinator  and  Urban  Planner  of  R2G  Urban  Studio  (November   10,  2017.  Utica,  NY).   7. Focus  group  interview  with  Karen  and  Somali  Bantu  teenage  refugees  from  Burma   and  Somalia  (November  9,  2017.  Utica,  NY).     8. Stephen  Galiley,  Doctor  and  Rabbi  of  the  Beit  Shalom  Congregation  (November  10,   2017.  Utica,  NY).     Finally,  based  on  the  analysis  and  research  of  the  resettlement  and  integration  in   Utica,  Chapter  four  provides  several  suggestions  for  the  city,  the  resettlement  agency   and  the  planning  department,  as  well  as  for  other  cities  in  the  U.S.,  to  support  and   promote  refugees’  integration  in  urban  areas.                                    
  • 15.   15   Chapter  2:  Refugee  Resettlement  and  Integration     The  U.S.  is  the  world’s  top  resettlement  country  with  about  85,000  admissions  of   refugees  for  resettlement  in  2016,  which  along  with  Canada  and  Australia,  provides  90   percent  of  resettlement  locations  for  refugees  from  around  the  world  (UNHCR  2012,   Nezer  2013,  Margolis  2010).  As  mentioned,  the  U.S.  Refugee  Act  of  1980,  which  enacted   existing   practice   of   the   resettlement   agencies   and   formalized   the   private-­‐public   partnership  with  the  federal  government,  created  the  refugee  resettlement  program  as   well   as   other   supplemental   programs   to   support   the   resettlement   and   integration   of   refugees  in  the  U.S.  Since  then,  a  continuous  decline  in  federal  funding  and  inadequate   coordination  and  information  sharing  between  the  federal  and  resettlement  agencies   have  resulted  in  an  increasing  stress  on  the  receiving  communities  and  the  resettlement   agencies   to   assist   in   refugee   integration.   Furthermore,   this   pressure,   among   other   reasons,  has  resulted  in  public  resistance  to  refugee  resettlement  in  U.S.  communities,   due  to  the  perception  of  some  of  the  receiving  communities  that  refugees  are  a  drain  on   state   and   local   resources   (Brown   and   Scribner   2014,   Nezer   2013).   This   Chapter   presents  the  refugee  resettlement  program  and  its  process  in  the  U.S.  while  highlighting   several  aspects  through  a  comparison  with  the  resettlement  programs  in  Canada  that   could  help  streamline  this  process  and  improve  refugee  resettlement  and  integration   outcomes.   The   following   section   defines   refugee   integration   and   discusses   the   indicators  and  criteria  for  its  measurement,  which  provide  the  evaluation  framework   for  the  case  study  in  Utica,  NY  presented  in  Chapter  three.       2.1  Refugee  Resettlement  Policy:  A  Comparison  Between  The   Programs  of  The  U.S.  And  Canada     Eligibility  For  Resettlement   The   United   Nations   High   Commissioner   for   Refugees   (UNHCR)   determines   whether   a   person   is   qualified   for   a   refugee   status   and   whether   resettlement   is   the   proper  solution,  after  which  the  resettlement  countries  review  their  cases  and  decide  
  • 16.   16   whether  or  not  to  grant  resettlement  based  on  the  country’s  policies  and  regulations.   Both   the   U.S.   and   Canada   accept   refugees,   based   on   annual   quotas,   through   well-­‐ established  resettlement  programs  that  rely  on  UNHCR  criteria,  although  they  also  take   into   consideration   their   own   factors   and   priorities   (Nezer   2013,   UNHCR   2012).   According  to  Article  1  of  the  1951  Convention  and  the  1967  Protocol  Relating  to  the   Status  of  Refugees,  a  refugee  is:         “A   person   who   owing   to   well-­‐founded   fear   of   being   persecuted   for   reasons   of   race,   religion,   nationality,   membership   of   a   particular   social   group  or  political  opinion,  is  outside  the  country  of  his  nationality  and  is   unable   or,   owing   to   such   fear,   is   unwilling   to   avail   himself   of   the   protection   of   that   country;   or   who,   not   having   a   nationality   and   being   outside  the  country  of  his  former  habitual  residence  as  a  result  of  such   events,  is  unable  or,  owing  to  such  fear,  is  unwilling  to  return  to  it.”  (p.72)     Application  and  Case  Processing  Overseas   The  Department  of  State’s  Bureau  of  Population,  Refugees  and  Migration  (PRM)   manages  the  U.S.  Refugee  Admissions  Program  (USRAP),  which  includes  the  application   management   of   refugees   overseas   and   the   Reception   and   Placement   Program   of   refugees  within  the  U.S.  The  U.S.  resettlement  process  overseas  is  managed  by  the  PRM   through   five   international   and   non-­‐governmental   organizations   that   operate   nine   Resettlement  Support  Centers  (RSC)  around  the  world.  Under  supervision  and  funding   of  the  PRM,  the  Resettlement  Support  Centers  gather  information,  conduct  interview   with  the  applicants  and  prepare  refugees’  files  for  the  PRM  to  review  and  determine   eligibility  for  resettlement.  These  files  also  serve  for  the  following  step  of  the  security   screening,   which   is   conducted   by   officers   from   the   U.S.   Citizenship   and   Immigration   Services  (USCIS)  of  the  U.S.  Department  of  Homeland  Security.  After  USCIS  approval,  the   next  step  is  a  medical  screening.  Prior  to  departure  to  the  U.S.,  the  RSC  offers  refugees  a   cultural  orientation  course  designed  to  help  prepare  them  for  their  new  lives  (Margolis   2010,  Nezer  2013).  
  • 17.   17     The   processing   procedure   in   Canada   is   similar   to   the   U.S.   and   also   includes   interviews,   security   screenings,   medical   examinations,   and   cultural   orientation.   However,   the   average   processing   time   of   each   application   from   the   initial   referral   of   UNHCR  to  the  arrival  as  a  refugee  into  the  resettling  country,  which  can  have  serious   protection   implications   for   refugees,   is   quite   different.   In   the   U.S.,   the   average   processing   time   is   about   18-­‐24   months   while   in   Canada   it   is   shorter,   10-­‐22   months   (UNHCR  and  Canada  2016).       Domestic  Resettlement  Program   The   U.S.   Department   of   State’s   Bureau   of   Population,   Refugees   and   Migration   (PRM)  works  with  nine  domestic  resettlement  organizations  to  review  the  applications   prepared  by  the  Resettlement  Support  Center  (RSC),  and  to  match  the  needs  of  each   refugee  with  the  available  resources  in  a  local  community.  Under  the  U.S.  Refugee  Act  of   1980,  non-­‐profit  organizations  are  responsible  for  resettling  refugees  through  their  350   local  affiliated  offices  in  about  190  communities  throughout  the  U.S.  and  provide  them   goods  and  services  (U.S.  Department  of  State  Website,  Nezer  2013,  Margolis  2010).  In  a   weekly   meeting,   representatives   from   each   sponsoring   agency   review   the   cases   and   choose  which  refugees  they  will  resettle  and  which  community  will  receive  them  while   considering   factors   such   as   health,   age,   and   family   relations.   Under   the   program,   refugees  are  likely  to  be  resettled  near  or  with  his  or  her  relatives  if  they  are  living  in   the   U.S.   If   not,   the   agency   decides   on   the   location   based   on   best   match   between   a   community’s  resources  and  the  refugee’s  needs.    The  main  criteria  for  choosing  a  local   community  for  resettlement  are  affordable  housing,  available  employment,  and  existing   community  from  the  same  refugee  group  that  could  assist  the  newly  arrived  refugees  to   adjust  to  life  in  the  U.S.  (Nezer  2013,  Margolis  2010,  Singer  and  Wilson  2016)  However,   refugees  are  often  resettled  in  communities  without  the  proper  resources  to  meet  their   specific  needs  because  the  resettlement  agencies  receive  only  basic  information  on  the   refugees  before  selecting  the  case  and  the  community  for  resettlement.  Only  after  the   case  is  assigned  to  an  agency  do  they  receive  some  additional  biographical  and  medical   information,   but   this   is   still   not   sufficient   to   help   the   agency   adequately   prepare   for   their  arrival  (Brown  and  Scribner  2014,  Nezer  2013).  
  • 18.   18   Once   decisions   are   made   regarding   the   location   of   resettlement   and   the   sponsoring   agency,   the   RSC   works   with   the   International   Organization   for   Migration   (IOM),   a   contractor   of   the   State   Department   that   is   responsible   for   transporting   the   refugees  into  the  U.S.  Refugees  who  cannot  afford  to  pay  for  their  own  travel,  as  well  as   the  medical  examination  and  other  related  expenses,  receive  loans  that  they  need  to   begin  repaying  shortly  after  their  arrival.     Domestic  Resettlement  Program:  Goals  And  Services     As  mentioned,  the  local  affiliates  of  the  nine  domestic  resettlement  agencies  are   responsible  for  providing  services  to  the  newly  arrived  refugees  for  the  first  30-­‐90  days   after  arrival.  Such  services  include  meeting  the  refugees  at  the  airport  and  providing   them   with   furnished   housing,   English   classes,   assistance   with   applying   for   social   security   and   medical   care,   and   help   finding   employment   and   registering   children   for   school.  The  PRM’s  Reception  and  Placement  program  provides  monetary  assistance  of   $1,875  to  the  resettlement  agencies  per  refugee  to  help  cover  costs  of  refugees  in  the   first   few   months   after   arrival.   Most   of   the   funds   are   used   for   direct   support   to   the   refugee,  which  includes  rent,  furniture,  food,  and  clothing,  while  up  to  $750  can  be  used   for  the  agency's  related  expenses  such  as  salaries  and  office  rent  (Nezer  2013,  Brown   and   Scribner   2014).   Through   donations   and   volunteers,   the   sponsoring   agencies   are   able   to   provide   additional   support   and   resources   for   refugees.   The   Office   of   Refugee   Resettlement   (ORR)   under   the   Department   of   Health   and   Human   Services   provides   longer-­‐term  assistance,  which  includes  financial  aid,  medical  care,  employment-­‐related   services,  English  language  training,  and  other  support  services.  However,  since  federal   funding  has  decreased  over  the  years  to  the  point  that  it  can  no  longer  meet  the  needs   of   refugees   and   their   receiving   communities,   some   services   such   as   health   care   are   provided   by   the   states   and   NGOs   (Brown   and   Scribner   2014,   Margolis   2010,   Nezer   2013,  U.S.  Department  of  State  Website).       The   resettlement   programs   in   Canada   have   a   few   similarities   with   the   resettlement  program  in  the  U.S.,  particularly  regarding  the  program  structure  and  its   services   for   refugees.   However,   Canada’s   programs   offer   several   insights   regarding  
  • 19.   19   funding   and   time   frame   for   achieving   self-­‐sufficiency   and   local   integration   of   the   refugee.   There   are   three   resettlement   programs   in   Canada,   under   the   Department   of   Citizenship   and   Immigration   Canada   (CIC),   which   promotes   the   participation   and   involvement  of  different  sectors  in  the  effort  to  protect  refugees,  including  the  private   sector,  humanitarian  and  community  organizations,  and  individuals:   (1) The   Federal  Government  Assisted  Refugee   Program   (GAR)   is   a   government-­‐funded   program   that   provides   resettlement   services   through   service   provider   organizations;     (2) The  Private  Sponsorship  of  Refugees  Program  (PSR)  is  a  program  in  which  private   humanitarian   and   community   organizations,   as   well   as   individuals,   can   become   a   sponsor   organization,   upon   approval,   that   provides   resettlement   services   for   refugees  including  financial  and  integration  support;     (3) The  Blended  Visa  Office–Referred  Program  (BVOR)  is  a  partnership  program  of  the   UNHCR,  Canada’s  government,  and  private  sponsors,  which  is  designed  to  provide   further  opportunities  for  involvement  of  the  private  sector  in  protecting  refugees.   The  program  matches  refugees  who  are  referred  by  UNHCR  with  a  private  sponsor   in  Canada,  which  cost-­‐share  the  financial  support  for  refugees  with  the  government   in  the  first  year  of  resettlement.       Canada's  Private  Sponsorship  of  Refugees  program  draws  on  private  resources,   which  allows  Canada  to  resettle  more  refugees  without  increasing  government  costs.   Between  2010-­‐2014,  almost  half  (46  percent)  of  the  refugees  who  were  admitted  into   Canada   resettled   by   private   sponsors.   Furthermore,   according   to   the   government   report  on  the  program,  privately  sponsored  refugees  become  “self-­‐supporting  far  more   quickly   than   GARs,”   and   they   also   report   higher   levels   of   satisfaction   with   their   resettlement  experience  (Citizenship  and  Immigration  Canada  2007).  In  addition,  the   private  sponsorship  program  allows  family  members,  friends,  former  refugees  or  other   individuals   the   opportunity   to   help   refugees   around   the   world.   Private   sponsors   are   expected   to   fund   the   refugees   until   they   become   self-­‐sufficient   in   their   first   year   in   Canada,   and   provide   most   of   the   resettlement   services   such   as   basic   necessities   (accommodations,   utilities,   clothing,   transportation   costs,   etc.),   assistance   with  
  • 20.   20   bureaucratic   processes,   such   as   school   enrollment   or   registration   for   health-­‐care   coverage,   and   social   and   emotional   support   for   the   first   year   after   arrival.   Other   services,  such  as  language  training  and  orientation,  are  still  funded  by  the  government.       As  mentioned,  the  resettlement  program  in  the  U.S.  views  integration  in  terms  of   self-­‐sufficiency   and   hence   encourages   refugees   to   become   employed   as   soon   as   possible,  while  in  Canada  the  time  frame  is  three  to  five  years.  With  the  establishment   of  the  U.S.  refugee  resettlement  program  in  1981,  refugees  were  exempted  from  finding   employment  for  the  first  60  days  and  received  services  and  integration  support  up  to   three  years  after  arrival.  However,  the  exemption  was  eliminated  a  year  after,  in  1982,   and  early  employment  became  a  primary  objective  of  the  program.  Then  in  the  mid-­‐ 1990s  the  eligibility  periods  for  support  were  reduced,  as  “the  U.S.  refugee  resettlement   program  has  found  that  people  learn  English  and  begin  to  function  comfortably  much   faster  if  they  start  work  soon  after  arrival”  (qtd.  in  Nezer  p.6). Furthermore,  unlike  the   program   in   the   U.S.,   Canada's   resettlement   program   emphasizes   and   encourages   a   process  of  mutual  accommodation  and  adjustment  by  both  newcomers  and  the  larger   society  as  a  fundamental  approach  towards  integration,  which  suggests  on  the  length  of   the   program.   In   addition,   the   U.S.   program   is   limited   to   the   first   three   months   after   arrival   (30-­‐90   days),   although   in   certain   cases,   services   such   as   language   training,   employment,   and   social   services,   are   offered   to   refugees   beyond   this   timeframe.   In   Canada,   the   programs   offer   services   and   income   support   for   basic   needs   up   to   12   months   after   arrival,   or   until   the   refugee   becomes   self-­‐supporting,   whichever   comes   first  (U.S.  Department  of  State  Website,  Nezer  2013,  Brown  and  Scribner  2014).       Conclusion  and  Recommendations   The  U.S.  has  resettled  millions  of  refugees  since  World  War  II,  and  helped  them   to  rebuild  and  establish  new  lives.  However,  in  the  past  few  years,  there  has  been  a  rise   in   the   activity   and   efforts   to   discourage   refugee   resettlement   in   the   U.S.,   which   continues   to   increase   in   light   of   the   changing   political   environment   following   the   presidential   elections.   Despite   the   evidence   that   refugees   stimulate   economic   development,  particularly  in  rust-­‐belt  cities,  refugees  are  often  perceived  as  a  drain  on  
  • 21.   21   state  and  local  resources  by  some  of  the  receiving  communities,  particularly  on  schools,   health   care   and   social   services.   Although   tension   has   always   existed   between   newcomers  and  local  communities,  a  lack  of  federal  resources  to  support  the  resettling   agencies  and  communities,  coinciding  with  rising  state-­‐level  legislative  efforts  to  pass   restrictive  migration  laws,  are  among  the  factors  contributing  to  the  backlash  against   refugees  and  the  resettlement  system.     Therefore,  legalizing  a  private  refugee  sponsorship  program,  similar  to  Canada's   Private   Sponsorship   of   Refugees   Program,   which   uses   private   funding   to   resettle   refugees,  could  assist  in  solving  the  issues  being  raised.  First,  relying  on  private  funding   could  relieve  the  pressure  on  federal  resources,  which  would  allow  some  freedom  to   make  improvements  in  the  domestic  resettlement  program  and  target  its  resources  to   support   local   communities   and   refugees’   integration   into   society.   It   could   also   be   an   opportunity  to  reevaluate  the  goals  and  objectives  of  the  program  and  the  approach  to   promoting   integration,   including   the   emphasis   on   self-­‐sufficiency   and   the   role   of   the   host  communities.  Second,  as  mentioned  earlier,  refugees  who  resettled  under  Canada’s   Private  Sponsorship  program  became  self-­‐sufficient  relatively  quicker  compared  to  its   federal   program.   Although   there   is   a   need   to   learn   more   and   examine   the   Canadian   program   further,   this   program   offers   a   practice   that   could   strengthen   the   receiving   communities  across  the  United  States,  and  even  possibly  mitigate  their  response  to  and   perception  of  refugee  resettlement,  in  turn  relieving  the  tension  as  well.       In  addition,  Scribner  and  Brown  (2014)  discuss  “the  failure  of  the  participating   agencies  to  share  information  adequately  at  each  stage  and  to  coordinate  their  activities   efficiently”   (p.114)   with   the   resettlement   agencies   in   regards   to   the   domestic   resettlement.   It   can   be   assumed   that   communication   and   information-­‐sharing   issues   may  also  impact  the  processing  time  of  a  refugee’s  application  overseas,  and  if  so,  there   is   a   need   to   examine   the   matter   since   it   is   a   critical   period   for   refugees.   Either   way,   evaluating  Canada’s  refugee  application  process  overseas,  which  is  similar  to  that  of  the   U.S.  but  significantly  shorter,  could  offer  some  insights  that  would  help  to  streamline   the  U.S.  process.      
  • 22.   22   2.2  What  is  integration?  Key  indicators  and  measurement  criteria     Integration  is  a  multi-­‐dimensional  evolving  process  in  which  the  conditions  in   the  resettlement  country  enable  refugees  to  participate  in  the  economic,  social,  cultural,   civic   and   political   life   of   the   country.   Furthermore,   it   is   a   two-­‐way   process   between   newcomers   and   host   communities,   which   relies   both   on   the   interest   of   refugees   to   interact  with  other  groups  and  become  a  member  of  the  society,  and  the  acceptance  by   the  host  society  of  the  new  members  (Cheung  and  Phillimore  2013).  According  to  the   Refugee  Resettlement:  An  International  Handbook  to  Guide  Reception  and  Integration,   integration  is  defined  by  UNHCR  as,     “A  mutual,  dynamic,  multifaceted  and  on-­‐going  process.  From  a  refugee   perspective,  integration  requires  a  preparedness  to  adapt  to  the  lifestyle   of   the   host   society   without   having   to   lose   one’s   own   cultural   identity.   From  the  point  of  view  of  the  host  society,  it  requires  a  willingness  for   communities  to  be  welcoming  and  responsive  to  refugees  and  for  public   institutions  to  meet  the  needs  of  a  diverse  population.  (p.12)     Integration  is  a  term  defined  and  used  differently  by  different  disciplines,  such   as  policy,  practice,  and  academia,  based  on  their  interests  and  perspectives  (Cheung  and   Phillimore  2013,  Hyndman  2011).  In  the  academic  literature,  definitions  of  integration   range  between  socio-­‐cultural  dimensions,  similar  to  the  UNHCR  definition,  to  functional   dimensions,   which   focused   on   education,   language,   employment,   and   housing   as   the   critical   factors   of   integration.   Since   there   is   “no   single,   generally   accepted   definition,   theory   or   model   of   immigrant   and   refugee   integration”   (Castles,   Korac,   Vasta,   &   Vertovec,  2002,  p.114),  there  is  also  no  one  definition  or  agreement  on  what  constitutes   successful   integration   and   what   are   the   indicators   for   measurement     (Atfield,   Brahmbhatt,   and   O’Toole,   2007).   Ager   and   Strang   (2004;   2008)   have   developed   an   analytical  framework  to  explore  the  integration  of  refugees  across  multiple  dimensions,   which  includes  both  functional  and  social  indicators.  The  framework  consisting  of  ten  
  • 23.   23   indicators   divided   into   four   domains   (see   Table   1),   also   serves   as   a   framework   to   evaluate  and  develop  integration  policy,  services,  and  initiatives.     The  first  domain,  "Means  and  Markers,"  refers  to  the  functional  indicators  that   include   employment,   housing,   education,   and   health.   These   indicators   are   widely   viewed   by   diverse   stakeholders   as   the   means   to   achieve   integration,   and   also   as   the   markers  of  integration  of  refugees  into  the  life  of  the  community.  Under  this  domain,   one  of  the  key  indicators  of  integration  is  employment,  which  has  a  significant  impact   on  other  factors  of  integration  as  well.  It  enables  economic  independence,  provides  an   opportunity  to  interact  with  members  of  the  host  society,  and  presents  the  opportunity   to   practice   and   develop   language   skills.   However,   refugees   often   face   barriers   to   employment   due   to   issues   such   as   lower   educational   levels,   language   proficiency   or   cultural   gaps.   Also,   inability   to   provide   proof   or   non-­‐recognition   of   previous   qualifications  and  work  experience,  which  often  leads  to  under-­‐employment,  poses  a   significant  challenge  to  finding  a  proper  job.  Therefore,  vocational  training  and  further   education  programs  are  important  factors  in  facilitating  integration,  since  they  create   the  opportunities  for  social  and  economic  advancement.  Schools,  for  refugee  children   and   for   refugee   parents   as   well,   also   have   an   important   role   in   establishing   relationships  with  local  residents,  getting  information  on  access  to  local  services,  and,  of   course,  learning  the  host-­‐society  language.     Much  of  refugees'  integration  experience,  as  well  as  that  of  the  long-­‐time  local   residents,   is   based   on   the   housing   and   the   neighborhood   of   residence.   Housing   conditions  influence  the  overall  sense  of  security  and  stability  in  the  community,  and   affect  the  physical  and  emotional  well-­‐being  of  refugees.  The  social  and  cultural  impacts   of  housing  include  opportunities  to  establish  relationships  with  local  neighbors,  which   can  make  the  difference  between  a  house  and  a  home  for  the  newcomers,  and  can  help   refugees   to   access   information   about   local   services.   Moreover,   housing   location   also   impacts   refugees’   access   to   employment   opportunities,   education   and   healthcare   services.  Access  and  availability  of  health  services,  in  particular,  that  meet  the  specific   needs  of  refugees  is  a  fundamental  factor  in  integration,  which  enables  a  greater  social  
  • 24.   24   participation  and  engagement  in  employment  and  education  activities.  (Ager  and  Strang   2008;2004)       Social   connections,   the   second   domain,   have   an   important   role   in   driving   the   process   of   integration.   Establishing   social   networks   between   refugees   and   other   members  of  the  receiving  community  help  refugees  to  engage  with  other  indicators  of   integration  such  as  English  language  ability  and  employment,  housing,  education,  and   health.  This  domain  is  comprised  of  three  forms  of  social  relationships  and  networks:   ‘social   bonds’   among   refugees'   ethnic   community,   ‘social   bridges’   with   other   communities,  and  ‘social  links’  to  services  and  government.  Each  form  is  an  essential   part  of  creating  a  sense  of  belonging  among  refugees  to  the  community,  which  is  viewed   as  "the  ultimate  mark  of  living  in  an  integrated  community"  (Ager  and  Strang  p.178).       The  third  domain  is  the  Facilitators  of  the  integration  process.  Language,  cultural   knowledge   and   safety   and   stability   are   the   necessary   factors   that   enable   refugees   to   effectively  integrate  within  the  host  society.  The  final  domain,  as  its  name  indicates,  is   the  Foundation  of  the  integration  process,  which  ensures  a  common  understanding  of   the  rights  and  responsibilities  expected  from  refugees  and  the  service  providers  as  part   of  the  integration  process  (Cheung  and  Phillimore  2013,  Ager  and  Strang  2008;2004).                      
  • 25.   25   CHAPTER  3:  CASE  STUDY  OF  REFUGEES’  RESETTLEMENT  AND   INTEGRATION  IN  UTICA,  NY     Since  1975  about  3  million  refugees  have  resettled  in  the  U.S.  and  become  a  vital   part  of  the  social,  cultural  and  economic  fabric  of  many  American  cities.  For  many  Rust   Belt  cities,  such  as  Utica,  New  York,  which  suffered  from  continual  economic  decline,   population  loss,  and  urban  decay  since  the  mid-­‐20th  century,  refugee  resettlement  has   been  a  valuable  source  of  revitalization.  Unlike  immigrants  who  are  likely  to  settle  in   areas   with   economic   growth   (Fiscal   Policy   Institute   2009),   refugees   are   specifically   placed  in  areas  where  there  is  low  economic  and  population  growth.  As  described  in   Chapter   2,   among   the   factors   affecting   resettlement   are   affordable   housing   and   availability  of  jobs.  Refugees  are  being  resettled  in  the  U.S.  for  humanitarian  reasons  but   they  are  also  contributing  to  and  stimulating  economic  growth  and  renewal  of  desolate   neighborhoods  (Kallick  and  Mathema  2016).  Refugees  are  expanding  the  labor  force,   launching   small   businesses,   buying   properties   and   increasing   tax   revenues-­‐   developments  that,  in  turn,  attract  other  migrants  to  the  area  following  the  economic   growth.  An  open  letter  sent  by  eighteen  mayors  last  year  to  urge  President  Obama  to   increase   the   number   of   refugees   that   the   U.S.   plans   to   admit   demonstrated   the   contribution  of  refugee  resettlement  to  cities:  “Our  cities  have  been  transformed  by  the   skills   and   the   spirit   of   those   who   come   to   us   from   around   the   world.   The   drive   and   enterprise  of  immigrants  and  refugees  have  helped  build  our  economies,  enliven  our   arts   and   culture,   and   enrich   our   neighborhoods”   (Fulton   2005,   Kallick   and   Mathema   2016,  The  White  House  Task  force  on  New  Americans  Report  2015).     The  contribution  of  refugees  to  their  cities  and  communities  in  the  U.S.  greatly   relies  on  the  integration  process  of  refugees  into  society.  However,  the  arrivals  of  new   refugees,   which   increase   the   social,   cultural   and   religious   diversity   of   the   city,   pose   social  and  economic  challenges  for  the  city  and  its  residents,  which  may  lead  to  fear,   misunderstanding,  and  division.  Federal  and  state  support  is  provided  to  help  refugees   succeed   economically   and   socially,   but   without   an   official   integration   strategy   of   the   federal   government   (The   White   House   Task   force   on   New   Americans   Report   2015),  
  • 26.   26   refugees’  adaptation  depends  on  the  support  and  services  the  cities  provide.  Therefore,   the   cities   have   the   responsibility,   and   the   opportunity,   not   only   to   support   the   integration  of  its  new  residents  but  also  to  promote  social  inclusion  of  all  inhabitants.   To  create  a  welcoming  and  supportive  environment  for  refugees  is  to  create  a  thriving   and   a   strong   community   (Ray   2013,   Jacobsen   2003).   This   chapter   presents   the   resettlement   and   integration   process   of   refugees   in   Utica,   including   an   analysis   of   Utica’s  neighborhoods.           Summary  Of  Main  Findings     Refugee   resettlement   in   Utica   is   a   story   of   partnership   and   recovery,   which   carries   many   opportunities   and   challenges   for   both   parties.   Refugees   brought   the   population  growth  and  the  energy  needed  for  Utica's  revitalization,  while  the  economic   conditions  resulting  from  many  years  of  out-­‐migration  offered  various  opportunities  for   the  newcomers  to  build  their  home  and  start  a  new  life.  Yet,  the  city  is  facing  several   challenges  to  its  urban  and  economic  development.  There  are  high  levels  of  poverty  and   unemployment,  higher  than  New  York  State's  rates.  The  housing  conditions  are  poor   and   include   many   vacant   and   abandoned   housing   units,   which   might   result   in   significant  health  risks  such  as  lead  poisoning  and  asthma.  Also,  the  majority  of  foreign-­‐ born  residents  (73  percent),  which  largely  consists  of  refugees,  have  only  a  high  school   education   or   are   without   any   formal   education   at   all,   and   of   those,   about   half   speak   English   “less   than   well”.   Moreover,   language   barriers   and   cultural   gaps   are   the   most   significant  challenges  for  refugees'  social  and  economic  integration  in  Utica,  which  in   turn  is  a  challenge  for  the  city's  development.  The  foreign-­‐born  population  is  largely   concentrated  in  the  Downtown,  Cornhill,  and  East  Utica  neighborhoods,  which  are  the   poorest   neighborhoods   in   the   city.   The   conditions   in   these   neighborhoods   pose   additional  challenges  for  its  refugee  residents,  and  hence  are  likely  to  have  a  negative   effect  on  their  integration  process.          
  • 27.   27   3.1  Historic  Background   Utica,  the  county  seat  of  Oneida  County  in  upstate  New  York,  is  located  in  the   Mohawk  Valley  region,  halfway  between  Albany  and  Syracuse.  The  strategic  location  of   the   city   in   the   valley's   natural   passage   that   connects   the   Atlantic   Ocean   with   North   America  through  the  Hudson  River,  alongside  the  Erie  Canal,  has  made  Utica  a  thriving   industrial  center.  The  development  of  railroads  and  infrastructure  in  the  county  during   the  19th  and  early  20th  century  brought  further  industrial  development  and  growth  to   Utica,  which  became  the  center  of  the  textile  industry  in  America.  Throughout  the  years,   waves  of  German,  Polish,  Irish,  and  Italian  immigrants  settled  in  Utica  to  work  in  one  of   the  numerous  industries  in  the  city  (Wilkinson  2005,  Bottini  2014,  Burns  2009).       Since  the  mid-­‐20th  century,  Utica  has  experienced  ongoing  economic  downturn   due  to  globalization  trends  and  the  availability  of  cheaper  un-­‐unionized  labor  in  South   America  and  overseas,  as  well  as  government  disinvestment.    (Fulton  2005,  McManus  &   Sprehn  2014).  One  by  one,  industries  began  to  abandon  Utica,  including  the  textile  mills,   Lockheed   Martin,   General   Electric,   and   finally   the   Griffiss   Air   Force   Base,   the   largest   employer  in  the  region.  The  loss  of  industries  and  jobs  has  forced  numerous  residents   to   move   from   the   city   in   search   of   other   employment   opportunities,   which   left   Utica   with  a  large  concentration  of  poverty,  high  vacancy  rates,  a  shrinking  property  tax  base   and  a  declining  city  center.  In  just  a  few  decades,  the  population  in  Utica  dropped  by   approximately   40,000   people,   from   about   100,000   in   1960   to   62,000   in   2010   (see   Figure  1).  It  would  become   known   as     "The   City   that   God   Forgot"   (Bottini   2014,   Burns   2009,   Randolph   2009,   MVRCR   Website   2016,   McManus   &   Sprehn   2014).                                     Source:  Utica  Master  Plan  
  • 28.   28   The   migration   waves   that   began   in   the   late   1970s   with   the   opening   of   the   Mohawk  Valley  Resource  Center  for  Refugees  (MVRCR)  were  "key  in  turning  the  town’s   fortunes  around"  (Wilkinson  2005),  which  helped  to  reverse  the  population  loss  and   revive   the   city.   Since   its   opening   in   1981,   over   15,000   refugees   from   more   than   34   countries   have   resettled   in   Utica,   about   400   each   year   (MVRCR   Website,   Wilkinson   2005).   During   the   1980s,   following   the   War   in   Vietnam,   Utica   welcomed   refugees   mostly   from   Vietnam,   Cambodia,   Myanmar,   and   Laos   (Burns   2009,   Wilkinson   2005,   Fulton  2005).  In  the  1990s,  two  large  groups  of  refugees  resettled  in  Utica:  Russians   from  the  former  Soviet  Union  fleeing  religious  persecution,  and  Bosnians  who  escaped   from  the  civil  war  in  former  Yugoslavia  (Burns  2009,  Fulton  2005).  After  the  terrorist   attacks  of  September  11,  as  the  U.S.  government  reduced  the  annual  refugees'  quotas,   refugee  resettlement  in  Utica  quickly  dropped  by  58%,  from  577  in  2001  to  240  in  2003   (MVRCR  Website,  Burns  2009).  Since  then,  most  of  the  refugees  settled  in  Utica  have   been   from   Burma,   while   others   have   come   from   Iraq,   Sudan,   Somalia,   and   more   (MVRCR  Website,  Wilkinson  2005).  Today,  the  refugees  in  Utica  comprise  18  percent  of   the   population.   With   a   high   concentration   of   diverse   ethnicities   and   cultures   in   one   small   place,   Utica   is   one   of   the   leading   refugee   centers   in   the   U.S.   (MVRCR   website,   Fulton  2005).                                                                                Source:  MVRCR  Website  
  • 29.   29     Despite  the  city's  economic  decline,  and  ironically,  because  of  it,  Utica  became  an   attractive  destination  for  refugees,  as  well  as  immigrants  from  around  the  world.  The   low  cost  of  living,  which  allowed  buying  cheap  properties  and  starting  new  businesses,   offered  ideal  conditions  for  refugees  to  start  over  in  Utica.  Once  established  in  the  city,   existing   refugee   communities   and   the   growing   economic   activity   started   to   attract   refugees  and  immigrants  from  other  countries,  such  as  Dominicans,  and  Puerto  Ricans.   Throughout   the   years,   “secondary   migration”   has   played   a   significant   role   in   the   population  and  economic  growth  of  the  city,  since  refugees,  who  often  share  a  similar   background   with   existing   communities,   chose   to   relocate   their   families   and   join   the   growing   community   after   they   were   resettled   in   other   parts   of   the   U.S.   The   Bosnian   community   attracted   over   the   years   many   Bosnian   immigrants   and   refugees   who   escaped  the  civil  war  in  former  Yugoslavia  during  the  1990s,  and  grew  to  become  one  of   the  largest  and  most  well-­‐established  refugee  communities  in  Utica  (MVRCR,  La  Corte   2016,  Rajagopalan  2016).       3.2  Refugee  Resettlement:  Process  and  Services   The  process  of  resettlement  and  integration  of  refugees  is  a  joint  effort  of  the   city,  the  county,  and  nonprofit  agencies,  led  by  the  Mohawk  Valley  Resource  Center  for   Refugees  (MVRCR).  The  MVRCR  is  one  of  the  local  affiliates  of  the  Lutheran  Immigration   and   Refugee   Service   (LIRS),   which   is   one   of   the   national   voluntary   resettlement   agencies.  Both  the  Refugee  Center  and  the  county  receive  financial  aid  from  the  federal   Office  of  Refugee  Resettlement  to  provide  a  variety  of  services  for  refugees,  which  is   also  a  substantial  financial  support  for  the  City  (Fulton  2005,  Burns  2009).       The   MVRCR   oversees   the   arrival   of   refugees   to   Utica   and   provides   a   range   of   services  to  support  them  in  achieving  self-­‐sufficiency  (Burns  2009,  Fulton  2005,  MVRCR   Website).  As  they  arrive  in  Utica,  the  Refugee  Center  greets  the  refugees  at  the  airport   and   provides   them   housing   and   furnishing,   food,   clothing,   cultural   orientation,   and   helps   with   access   to   other   resources,   including   healthcare,   language   training,  
  • 30.   30   employment,   citizenship   lessons,   and   educational   opportunities   for   their   first   30-­‐90   days  in  the  U.S.  (MVRCR  Website,  Burns  2009,  Wilkinson  2005).  After  the  first  90  days,   the   Refugee   Center   continues   to   offer   job   placement   services,   English   classes,   and   citizenship   services,   also   for   “secondary   migrants,”   refugees   who   were   resettled   by   other  agencies  somewhere  else  in  the  U.S.  (MVRCR  Website).       3.3  Refugee  Integration  &  Impacts     The   following   discussion   highlights   key   points   of   the   integration   process   of   refugees  in  Utica  and  its  implications  for  both  refugees  and  the  City,  according  to  the   Indicators  of  Integration  mentioned  in  the  methodology  section.   3.3.1  Housing     The  housing  market  in  Utica  suffered  severely  from  the  city’s  overall  economic   decline   of   the   past   few   decades,   when   many   properties   were   abandoned   and   the   housing   prices   dropped   significantly.   Refugees,   mostly   from   the   Bosnian   community,   took  advantage  of  a  housing  surplus,  and  purchased  and  renovated  dozens  of  one-­‐  and   two-­‐family   homes   in   the   Old   Italian   area   of   east   Utica   along   Mohawk   Street   (Fulton   2005,   Wilkinson   2005).   As   a   result,   the   housing   values   increased,   as   did   the   City's   property   tax   revenues,   and   the   housing   market   began   to   show   signs   of   recovery   (Wilkinson   2005,   McManus   &   Sprehn   2014).   In   fact,   refugees   and   other   immigrants   made  a  vital  contribution  in  reviving  the  market;  as  stated  in  Jogby’s  Analytics  Report,   “sales   to   immigrants   have   been   a   major   factor   in   both   housing   sales   and   the   stabilization  of  housing  values  in  the  city”  (p.6).       However,  the  very  efforts  that  helped  in  recovery  and  renewal  of  the  housing   market   created   a   problem   for   the   Refugee   Center   in   finding   affordable   and   suitable   housing  for  newly  arrived  refugees  (Wilkinson  2005,  Callahan  2016).  According  to  the   Executive   Director   of   MVRCR,   Shelly   Callahan,   it   is   one   of   the   Center’s   biggest   challenges.   With   limited   housing   options,   finding   affordable   housing   is   a   significant   problem.   The   Refugee   Center   works   with   the   Municipal   Housing   Authority   and   individual   landlords,   and   resettles   refugees   based   on   the   availability   of   affordable