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Maziwa Zaidi:
From Impact Pathways (“What to achieve”)
to
Theory of Change (“How, Why and So What along the way”)
Amos Omore
Theory of Change Validation workshop
March 31, 2015 Dar es Salaam
THE
EFFECTS
THE CAUSES Poor access to
veterinary
services
Poor quality
feeds / feeding
practices
Poor disease
control
programs
Low capacity to
extend technical
knowledge and
information
WHOLE VALUE CHAIN WITH DOWNSTREAM EMPHASIS
INPUTS & SERVICES PRODUCTION MARKETING CONSUMPTION
1. Low productivity
2. Poor access to production and market inputs and services
Poor nutrition Food insecurity / hidden hungerPovertyTHE IMPACT
Inconsistent
access to water/
seasonality
1. Cattle keepers’ have low capacity to innovate, manage risk, reduce vulnerability,
increase incomes, and ensure food security.
2. The sector is starved of appropriate credit facilities that can finance acquisition of basic
inputs and services.
3. Low investment in productivity improving innovations has perpetuated a low-input
low-output vicious cycle.
INTERVENTION
AREAS
small-scale nature of
the production systems
Low
genetic
potential
Problem statement
Lack of appropriate
organizational approaches
few and poorly linked
BDS providers
Low access inputs and
services
ASSOCIATED
WITH
More milk, income,
assets and better
health & Nutrition
Vision: an inclusive and sustainable development of the
dairy value chain.
Long term goals
How to get there (impact pathways)
Increased milk production Increased household income
from dairy production
Increased
number of
farmers selling
dairy products
to organized
markets
PROGRAMOUTPUT
Healthier dairy
animals;
decreased
morbidity and
mortality
CHANGEINPRACTICEATTITUDEANDKNOWLEDGE
IMMEDIATE
OUTCOMES
Sustainable DMHs
Innovative
Dairy
Marketing
Hub (DMH)
models
INTERMEDIATE
OUTCOMES
Innovative
contractual
arrangement
s (farmers,
traders, and
processors)
Farmers
organize
in groups
Increased
number of
improved dairy
cattle (with
high milk
potential)
Better access to good practices
and information
Feasible
collective action
models for
farmers’
increased access
to inputs and
services
INTERVENTIONS
Build
partnership to
strengthen
extension
delivery,
access to
inputs, and
marketing
services
Facilitate farmers’
group formation
around bundled
input and service
provision and
built their
capacity
Facilitate
contract
negotiations
between
traders,
farmers, and
processors
Develop the capacity
of traders
associations on
market information,
quality assurance
and business
management
Innovative
arrangements
for accessing
financial and
credit
services
Increased
household asset
ownership
Farmers are linked to
MFIs, SACCOs, and
Banks through farmer
groups
Better trained and
ethical input
suppliers
Farmers access check-off system
for marketing and access to
services and inputs
Traders and service
providers operate under
legal associations/groups
Improved dairy animals
Facilitate
the creation
of village
banks and
other credit
access
institutions
Reduced risk of adopting new technologies
and practices
Service providers get
organized under various
platforms for better
service provision
Improved
household nutrition
and health status
Increased household income
from dairy production
PROGRAMOUTPUT
CHANGEINPRACTICEATTITUDEAND
KNOWLEDGE
IMMEDIATE
OUTCOMES
Evidence of
tested best
dairy
practices
INTERMEDIATE
OUTCOMES
Farmers use best dairy
practices
Decreased
outbreaks of
animal
diseases
INTERVENTIONS
Research on sustainable benefits
to influence policy; provide
evidence for scaling out and
scaling up; co-create
technologies and do action
research; use diagnostic studies
to design research
Develop the capacity of
traders associations in
market information,
quality assurance, and
business management
Rational pig
marketing
options
Increased
household asset
ownership
"Next users" and researchers
adapt better mechanisms of
communicating evidence of best
dairy practices
Improved or
same unchanged
status of natural
resources
Lower incidences
of zoonotic
diseases
Healthier dairy
animals
Link farmers’
groups to
apex bodies
including
Tanzania
Dairy Forum
Strategies for
engaging policy and
regulatory bodies
Sustainable
farmer groups
and
organizations
More localized
and incentive
based
regulatory
standards
Improved
household nutrition
and health status
Increased household income
from dairy production
PROGRAMOUTPUT
CHANGEINPRACTICEATTITUDEAND
KNOWLEDGE
IMMEDIATE
OUTCOMES
Evidence of
tested best
dairy
practices
INTERMEDIATE
OUTCOMES
Farmers use best dairy
practices
Decreased
outbreaks of
animal
diseases
INTERVENTIONS
Research on sustainable benefits
to influence policy; provide
evidence for scaling out and
scaling up; co-create
technologies and do action
research; use diagnostic studies
to design research
Develop the capacity of
traders associations in
market information,
quality assurance, and
business management
Rational pig
marketing
options
Increased
household asset
ownership
"Next users" and researchers
adapt better mechanisms of
communicating evidence of best
dairy practices
Improved or
same unchanged
status of natural
resources
Lower incidences
of zoonotic
diseases
Healthier dairy
animals
Link farmers’
groups to
apex bodies
including
Tanzania
Dairy Forum
Strategies for
engaging policy and
regulatory bodies
Sustainable
farmer groups
and
organizations
More localized
and incentive
based
regulatory
standards
Impact pathways for “Maziwa Zaidi” developed
Context of Maziwa Zaidi
Institutional innovations
Technology platforms
and services
Systems Assessments
Increased consumption
of quality products
Institutional innovations for value chain transformation
Increased milk production Increased household income
from dairy production
Increased
number of
farmers
selling dairy
products to
organized
markets
PROGRAMOUTPUT
Healthier dairy
animals;
decreased
morbidity and
mortality
CHANGEINPRACTICEATTITUDEANDKNOWLEDGE
IMMEDIATE
OUTCOMES
Sustainable DMHs
Innovative
Dairy
Marketing
Hub (DMH)
models
INTERMEDIATE
OUTCOMES
Innovative
contractual
arrangemen
ts (farmers,
traders, and
processors)
Farmers
organize
in groups
Increased
number of
improved dairy
cattle (with
high milk
potential)
Better access to good practices
and information
Feasible
collective action
models for
farmers’
increased access
to inputs and
services
INTERVENTIONS
Build
partnership to
strengthen
extension
delivery,
access to
inputs, and
marketing
services
Facilitate farmers’ group formation around bundled input and service provision and
built their capacity
Facilitate
contract
negotiations
between
traders,
farmers, and
processors
Develop the capacity
of traders
associations on
market information,
quality assurance
and business
management
Innovative
arrangement
s for
accessing
financial and
credit
services
Increased
household asset
ownership
Farmers are linked to
MFIs, SACCOs, and
Banks through farmer
groups
Better trained and
ethical input
suppliers
Farmers access check-off system
for marketing and access to
services and inputs
Traders and service
providers operate under
legal associations/groups
Improved dairy animals
Facilitate
the
creation of
village
banks and
other credit
access
institutions
Reduced risk of adopting new
technologies and practices
Service providers get
organized under various
platforms for better
service provision
• Sustainable
DMH is at
the centre
of what we
want to
achieve in
the impact
pathways
Business model for growing dairy market hubs in
Tanzania
Illustration of a dairy market hub for provision of inputs and services on pay-
off arrangements where there no without collective bulking and marketing
The inputs: Feed,
health, genetics
• Women dominate the short value chains but need to ensure continued or
greater inclusiveness as the VC upgrades
Technology platforms and services for value chain transformation
Systems assessments to support value chain transformation
Improved
household nutrition
and health status
Increased household
income from dairy
production
PROGRAMOUTPUT
CHANGEINPRACTICEATTITUDEAND
KNOWLEDGE
IMMEDIATE
OUTCOMES
Evidence of
tested best
dairy
practices
INTERMEDIATE
OUTCOMES
Farmers use best dairy
practices
Decreased
outbreaks of
animal
diseases
INTERVENTIONS
Provide evidence for scaling out
and scaling up; co-create
technologies and do action
research; use diagnostic studies
to design research
Develop the capacity of
traders associations in
market information,
quality assurance, and
business management
Effective
dairy
marketing
options
Increased
household asset
ownership
"Next users" and researchers
adapt better mechanisms of
communicating evidence of best
dairy practices
Unchanged
status of natural
resources
Improved quality and of dairy products
lower incidences of zoonotic diseases
Healthier
dairy
animals
Build capacity of actors in
advocacy and lobbying
skills and link farmers’
groups to apex bodies
including Tanzania Dairy
Forum
Strategies for
engaging policy and
regulatory bodies
Sustainable
farmer groups
and
organizations
More localized
and incentive
based
regulatory
standards
Improved quality and of dairy products
and lower incidences of zoonotic
diseases
Rational dairy
marketing
options
Better environment
for pro-poor dairy
development
The DDF
lobbies for
required
policy shift
Policy makers are
aware of the
competitiveness
of the sector
Innovative strategies to increase consumption of quality dairy products
Improved
household nutrition
and health status
Farmers diversify farm
products; processors diversify
products
PROGRAMOUTPUT
CHANGEINPRACTICEATTITUDE
ANDKNOWLEDGE
IMMEDIATE
OUTCOMES
Feasible collective
action models for
farmer's increased
access to inputs
and services
INTERMEDIATE
OUTCOMES
Self-
regulation
of farmers
and
traders for
better
quality
dairy
products;
Farmer
Increased
per capita
consumption
of dairy
products
Processors establish
contractual relationships
with DMH to enforce
standards and ensure
stable supply of dairy
products
INTERVENTIONS
Facilitate farmers’
organizations around
marketing, inputs and
services bulking
Link farmer groups with
apex bodies including
Tanzania Dairy Board
Farmers ensure increased intra-
household access to dairy
products
Lower incidences of
zoonotic diseases Dairy products
constitute a good
percentage of
household diets
Households ensure intra-
household equitable distribution
of benefits from dairy production
More localized and
incentive based regulatory
standards
Efficient milk marketing
strategies
Research to understand the
drivers of milk consumption
in Tanzania
Milk campaign
strategies tested and
implemented
High quality
and same
dairy products
Underlying key assumption from the IPs
• Poor and smallholder farmers will continue to receive priority in
development programs
– donors’ commitments to development support will be sustained
– government’s commitment to creation of incentives for increasing investment in
agriculture and expansion of the private sector will be sustained.
• ToC will help us to act on this assumption, so that
• By 2017 we can host a large conference with potential investors to talk
about “What works well, where and how”
Private Public
o Milk traders
o Processors,
o BDS providers (e.g., agrovets)
o Producer organizations
o Government (e.g., in public
extension service reform)
o Donors
o Philanthropy
The Big Change by 2018
Private and public investors
replicate our pre-commercial hubs
approach in inclusive ways
• Sustainable dairy market hubs is at the centre of what we want
to achieve
• The ToC is supposed to help us define how, why and so what
(causal pathways) to the what
Enhancers/hindr
ances to the BIG
CHANGE
By 2017, what
changes have to
happen to
realize the BIG
CHANGE
By 2015, , what
changes have to
happen to
realize the BIG
CHANGE
What do have to
do now and with
whom

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Maziwa Zaidi: From impact pathways to theory of change

  • 1. Maziwa Zaidi: From Impact Pathways (“What to achieve”) to Theory of Change (“How, Why and So What along the way”) Amos Omore Theory of Change Validation workshop March 31, 2015 Dar es Salaam
  • 2. THE EFFECTS THE CAUSES Poor access to veterinary services Poor quality feeds / feeding practices Poor disease control programs Low capacity to extend technical knowledge and information WHOLE VALUE CHAIN WITH DOWNSTREAM EMPHASIS INPUTS & SERVICES PRODUCTION MARKETING CONSUMPTION 1. Low productivity 2. Poor access to production and market inputs and services Poor nutrition Food insecurity / hidden hungerPovertyTHE IMPACT Inconsistent access to water/ seasonality 1. Cattle keepers’ have low capacity to innovate, manage risk, reduce vulnerability, increase incomes, and ensure food security. 2. The sector is starved of appropriate credit facilities that can finance acquisition of basic inputs and services. 3. Low investment in productivity improving innovations has perpetuated a low-input low-output vicious cycle. INTERVENTION AREAS small-scale nature of the production systems Low genetic potential Problem statement Lack of appropriate organizational approaches few and poorly linked BDS providers Low access inputs and services ASSOCIATED WITH More milk, income, assets and better health & Nutrition
  • 3. Vision: an inclusive and sustainable development of the dairy value chain. Long term goals
  • 4. How to get there (impact pathways)
  • 5. Increased milk production Increased household income from dairy production Increased number of farmers selling dairy products to organized markets PROGRAMOUTPUT Healthier dairy animals; decreased morbidity and mortality CHANGEINPRACTICEATTITUDEANDKNOWLEDGE IMMEDIATE OUTCOMES Sustainable DMHs Innovative Dairy Marketing Hub (DMH) models INTERMEDIATE OUTCOMES Innovative contractual arrangement s (farmers, traders, and processors) Farmers organize in groups Increased number of improved dairy cattle (with high milk potential) Better access to good practices and information Feasible collective action models for farmers’ increased access to inputs and services INTERVENTIONS Build partnership to strengthen extension delivery, access to inputs, and marketing services Facilitate farmers’ group formation around bundled input and service provision and built their capacity Facilitate contract negotiations between traders, farmers, and processors Develop the capacity of traders associations on market information, quality assurance and business management Innovative arrangements for accessing financial and credit services Increased household asset ownership Farmers are linked to MFIs, SACCOs, and Banks through farmer groups Better trained and ethical input suppliers Farmers access check-off system for marketing and access to services and inputs Traders and service providers operate under legal associations/groups Improved dairy animals Facilitate the creation of village banks and other credit access institutions Reduced risk of adopting new technologies and practices Service providers get organized under various platforms for better service provision Improved household nutrition and health status Increased household income from dairy production PROGRAMOUTPUT CHANGEINPRACTICEATTITUDEAND KNOWLEDGE IMMEDIATE OUTCOMES Evidence of tested best dairy practices INTERMEDIATE OUTCOMES Farmers use best dairy practices Decreased outbreaks of animal diseases INTERVENTIONS Research on sustainable benefits to influence policy; provide evidence for scaling out and scaling up; co-create technologies and do action research; use diagnostic studies to design research Develop the capacity of traders associations in market information, quality assurance, and business management Rational pig marketing options Increased household asset ownership "Next users" and researchers adapt better mechanisms of communicating evidence of best dairy practices Improved or same unchanged status of natural resources Lower incidences of zoonotic diseases Healthier dairy animals Link farmers’ groups to apex bodies including Tanzania Dairy Forum Strategies for engaging policy and regulatory bodies Sustainable farmer groups and organizations More localized and incentive based regulatory standards Improved household nutrition and health status Increased household income from dairy production PROGRAMOUTPUT CHANGEINPRACTICEATTITUDEAND KNOWLEDGE IMMEDIATE OUTCOMES Evidence of tested best dairy practices INTERMEDIATE OUTCOMES Farmers use best dairy practices Decreased outbreaks of animal diseases INTERVENTIONS Research on sustainable benefits to influence policy; provide evidence for scaling out and scaling up; co-create technologies and do action research; use diagnostic studies to design research Develop the capacity of traders associations in market information, quality assurance, and business management Rational pig marketing options Increased household asset ownership "Next users" and researchers adapt better mechanisms of communicating evidence of best dairy practices Improved or same unchanged status of natural resources Lower incidences of zoonotic diseases Healthier dairy animals Link farmers’ groups to apex bodies including Tanzania Dairy Forum Strategies for engaging policy and regulatory bodies Sustainable farmer groups and organizations More localized and incentive based regulatory standards Impact pathways for “Maziwa Zaidi” developed Context of Maziwa Zaidi Institutional innovations Technology platforms and services Systems Assessments Increased consumption of quality products
  • 6. Institutional innovations for value chain transformation Increased milk production Increased household income from dairy production Increased number of farmers selling dairy products to organized markets PROGRAMOUTPUT Healthier dairy animals; decreased morbidity and mortality CHANGEINPRACTICEATTITUDEANDKNOWLEDGE IMMEDIATE OUTCOMES Sustainable DMHs Innovative Dairy Marketing Hub (DMH) models INTERMEDIATE OUTCOMES Innovative contractual arrangemen ts (farmers, traders, and processors) Farmers organize in groups Increased number of improved dairy cattle (with high milk potential) Better access to good practices and information Feasible collective action models for farmers’ increased access to inputs and services INTERVENTIONS Build partnership to strengthen extension delivery, access to inputs, and marketing services Facilitate farmers’ group formation around bundled input and service provision and built their capacity Facilitate contract negotiations between traders, farmers, and processors Develop the capacity of traders associations on market information, quality assurance and business management Innovative arrangement s for accessing financial and credit services Increased household asset ownership Farmers are linked to MFIs, SACCOs, and Banks through farmer groups Better trained and ethical input suppliers Farmers access check-off system for marketing and access to services and inputs Traders and service providers operate under legal associations/groups Improved dairy animals Facilitate the creation of village banks and other credit access institutions Reduced risk of adopting new technologies and practices Service providers get organized under various platforms for better service provision • Sustainable DMH is at the centre of what we want to achieve in the impact pathways
  • 7. Business model for growing dairy market hubs in Tanzania Illustration of a dairy market hub for provision of inputs and services on pay- off arrangements where there no without collective bulking and marketing The inputs: Feed, health, genetics • Women dominate the short value chains but need to ensure continued or greater inclusiveness as the VC upgrades
  • 8. Technology platforms and services for value chain transformation
  • 9. Systems assessments to support value chain transformation Improved household nutrition and health status Increased household income from dairy production PROGRAMOUTPUT CHANGEINPRACTICEATTITUDEAND KNOWLEDGE IMMEDIATE OUTCOMES Evidence of tested best dairy practices INTERMEDIATE OUTCOMES Farmers use best dairy practices Decreased outbreaks of animal diseases INTERVENTIONS Provide evidence for scaling out and scaling up; co-create technologies and do action research; use diagnostic studies to design research Develop the capacity of traders associations in market information, quality assurance, and business management Effective dairy marketing options Increased household asset ownership "Next users" and researchers adapt better mechanisms of communicating evidence of best dairy practices Unchanged status of natural resources Improved quality and of dairy products lower incidences of zoonotic diseases Healthier dairy animals Build capacity of actors in advocacy and lobbying skills and link farmers’ groups to apex bodies including Tanzania Dairy Forum Strategies for engaging policy and regulatory bodies Sustainable farmer groups and organizations More localized and incentive based regulatory standards Improved quality and of dairy products and lower incidences of zoonotic diseases Rational dairy marketing options Better environment for pro-poor dairy development The DDF lobbies for required policy shift Policy makers are aware of the competitiveness of the sector
  • 10. Innovative strategies to increase consumption of quality dairy products Improved household nutrition and health status Farmers diversify farm products; processors diversify products PROGRAMOUTPUT CHANGEINPRACTICEATTITUDE ANDKNOWLEDGE IMMEDIATE OUTCOMES Feasible collective action models for farmer's increased access to inputs and services INTERMEDIATE OUTCOMES Self- regulation of farmers and traders for better quality dairy products; Farmer Increased per capita consumption of dairy products Processors establish contractual relationships with DMH to enforce standards and ensure stable supply of dairy products INTERVENTIONS Facilitate farmers’ organizations around marketing, inputs and services bulking Link farmer groups with apex bodies including Tanzania Dairy Board Farmers ensure increased intra- household access to dairy products Lower incidences of zoonotic diseases Dairy products constitute a good percentage of household diets Households ensure intra- household equitable distribution of benefits from dairy production More localized and incentive based regulatory standards Efficient milk marketing strategies Research to understand the drivers of milk consumption in Tanzania Milk campaign strategies tested and implemented High quality and same dairy products
  • 11. Underlying key assumption from the IPs • Poor and smallholder farmers will continue to receive priority in development programs – donors’ commitments to development support will be sustained – government’s commitment to creation of incentives for increasing investment in agriculture and expansion of the private sector will be sustained. • ToC will help us to act on this assumption, so that • By 2017 we can host a large conference with potential investors to talk about “What works well, where and how” Private Public o Milk traders o Processors, o BDS providers (e.g., agrovets) o Producer organizations o Government (e.g., in public extension service reform) o Donors o Philanthropy
  • 12. The Big Change by 2018 Private and public investors replicate our pre-commercial hubs approach in inclusive ways • Sustainable dairy market hubs is at the centre of what we want to achieve • The ToC is supposed to help us define how, why and so what (causal pathways) to the what Enhancers/hindr ances to the BIG CHANGE By 2017, what changes have to happen to realize the BIG CHANGE By 2015, , what changes have to happen to realize the BIG CHANGE What do have to do now and with whom