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Private Fund IA Registration 2012

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Bart Mallon
Bart Mallon

Hedge Fund and Private Equity Fund managers must register with the SEC by March 30, 2012. Presentation is an overview of the registration and compliance matters for these managers.

Wirtschaft & FinanzenBusiness
1 von 14
 
IA Registration for Hedge Fund Managers ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Overview of Laws ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Who Has to Register? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Registration Exemptions ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Registration Deadlines ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],** To meet the March 30, 2012 deadline, managers need to submit Form ADV through the IARD system no later February 14, 2012. ** www.hedgefundlawblog.com/iaregistration2012
Form ADV and Part 2 ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Registration Timeline ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Registration Costs ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Compliance Overview ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Post-Registration Compliance ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Other Issues ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012
Contact Us ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012 Karl Cole-Frieman [email_address] Bart Mallon [email_address] Aisha Hunt [email_address]
Disclaimer – Attorney Advertising ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],www.hedgefundlawblog.com/iaregistration2012

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