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An urban design framework for tsunami 
evacuation safety: a case study of two 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Chilean cities 
Jorge León (PhD Candidate 2011-2014) / 
Associate Professor Alan March / 
University of Melbourne / Australia
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
Valparaíso, Chile. 11th of March 2010. Source: 
YouTube. 
Antofagasta, Chile. 19th of August 2011. 
Source: La Estrella de Antofagasta. Iquique, Chile. 16th of March 2014. Source: El Mercurio.
background methodology outcomes discussion 
Disaster resilience, cities, and urban morphology 
• The predominant location of actual and potential disasters has shifted to urban areas (Brown, 2012, 
Wamsler, 2014). 
• Urban planning can improve a city’s resilience to disasters, via its ability to spatially integrate multi-dimensional 
aspects affecting disaster risk reduction (Burby, 1998). 
• It has been difficult to translate this aim into practice (March and León, 2013, Wamsler, 2014). 
• Limited research on the links between resilience and the design of urban form. 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
• Few studies on understanding the role of urban morphology during disaster’s response phases (Allan et 
al., 2013). 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
• This is especially critical in the case of a near-field tsunami, whose first waves could arrive between to the 
coast 20 to 25 minutes after an earthquake.
background methodology outcomes discussion 
Tsunami risk reduction in coastal communities 
• Efforts have been concentrated in three main areas (Eisner, 2005, Shuto, 2005, Murata et al., 2010): 
1) Large civil-engineered 
countermeasures (e.g. 
breakwaters, seawalls, 
sea gates) 
2) Urban land use and built 
environment (e.g. 
identification of inundation 
areas, relocation of dwellings 
and key activities, improved 
building codes, etc.) 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
3) Emergency readiness 
(forecast and warning 
systems, evacuation 
preparedness, evacuation 
simulation, etc.) 
Involve considerable technical 
and economic resources, 
have not been widely applied 
Require long-term changes, not 
typically addressing population-focussed 
tsunami-response 
activities 
The urban realm is usually 
approached as a relatively fixed 
context. 
? 
What is the role of urban morphology in 
achieving more effective and safer pedestrian 
evacuations during near-field tsunamis? 
In case of a tsunami, evacuation “is 
the most important and effective 
method to save human lives” 
(Shuto, 2005: 8)
background methodology outcomes discussion 
Case studies: Iquique and Talcahuano, Chile 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
IQUIQUE 
TALCAHUANO 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
Source: John Nelson, IDV Solutions (2012) Source: Google Earth (2014)
background methodology outcomes discussion 
Phases of the study 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters.
background methodology outcomes discussion 
Existing conditions 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 
Micro-scale (evacuees’ experience) Macro-scale (urban configuration) 
Weighted overlay analysis of current evacuation vulnerability, developed in ArcGIS Agent-based evacuation model of Iquique, developed in Agent Analyst 
Meeting with members of local community and 
emergency stakeholders, Talcahuano Survey of an identified priority evacuation route, Talcahuano
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
background methodology outcomes discussion 
Intervention: macro-scale (urban configuration) 
Synthesis of proposed 
interventions for Iquique 
and Talcahuano
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
background methodology outcomes discussion 
Intervention: micro-scale (evacuees’ experience)
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
background methodology outcomes discussion 
Analysis 
Configuration analysis of 
proposed interventions 
(Network Analyst) 
Agent-based analysis of 
proposed interventions (Agent 
Analyst)
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
background methodology outcomes discussion 
Tsunami and evacuation critical issues 
1. Long recurrence between devastating events 
• Makes difficult to define a risk context according to previous experiences (e.g. lack of reliable 
archives). 
• Hinders long-term risk reduction efforts (e.g. by diminishing public and political awareness). 
• Makes difficult to maintain a ready-to-function state across emergency response and relief 
institutions. 
2. Great earthquakes as factors of discontinuity 
• Great earthquakes (i.e. M8.0 or higher) have the potential to trigger ‘cascading consequences’ 
and ‘sequential failures’ (Alesch and Siembieda, 2012) throughout the urban systems. 
• Essential services (e.g. electricity, communication, etc.) are commonly interrupted, hindering 
both the authorities and population’s responses to the emergency. 
3. Location inertia 
• Tsunami-vulnerable urban locations are the historical outcome of interrelated socio-economic 
(e.g. city foundation policies) and geophysical conditions (e.g. availability of plain land). Coastal 
locations are especially appealing (NTHMP, 2001). 
• Relocation has been proved a difficult process especially in developing contexts, due to the 
existing social ecologies, economic bonds, and the common informal re-occupation of the newly 
vacant land (Mehrotra, 2014).
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
background methodology outcomes discussion 
Tsunami and evacuation critical issues 
4. The influence of urban morphology characteristics 
• Three basic groups of elements determine the role of urban morphology during tsunami 
evacuations: street pattern arrangements (e.g. orthogonal vs. hierarchical grids), built 
environment quality (e.g. formal vs. informal areas), and existing notorious natural or manmade 
features (e.g. for assembly or wayfinding purposes). 
5. Socio-cultural traits 
• Tsunami awareness across the population might have steep differences, delaying or making 
difficult proper responses. 
• Several cultural threats might hinder the evacuation process: incorrect preconceptions, lack of 
information and guidance from institutions, incorrect behaviours (e.g. delayed evacuation, use of 
car, wrong selection of routes, lack of family evacuation plans, etc.), and antisocial behaviours 
(e.g. looting).
Urban design principles for tsunami evacuation: 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
background methodology outcomes discussion 
What is the role of urban morphology in achieving more effective and safer pedestrian 
evacuations during near-field tsunamis? 
1. Closeness 
• Reduce to the greatest possible extent the average distance between the evacuees’ locations and 
the safe assembly areas, by shortening evacuation routes or by creating new safe spots. 
2. Rapidity 
• Allow a fast and fluid movement of evacuees throughout all the routes, by increasing the 
availability of pedestrian space, by guaranteeing proper built environment’s qualities, and by a 
careful placement of all the elements that might cause blockages (e.g. urban furniture). 
3. Safety 
• Ensure sufficient pedestrian space to prevent reduced speeds or stagnation. 
• Built environment should avoid every element susceptible of serious earthquake damage (e.g. 
facades, hanging billboards) and include especially-designed elements (e.g. urban furniture 
without sharp edges). 
• Provide clear separations between vehicular and pedestrian traffics.
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
background methodology outcomes discussion 
4. Redundancy 
• Increase the number of all the elements belonging to the evacuation network: priority routes, safe 
assembly areas, access points to these areas, etc. 
• Duplicate all the critical bottlenecks susceptible of earthquake damage, such as bridges and pedestrian 
runways. 
5. Plausibility 
• Mainstream the proposed recommendations into daily planning practice (Wamsler 2014), contributing 
to bridge the gap between the cultures of normalcy and the state of exception (Beck, 2009). 
• The main aim of design suggestions should be the provision of liveable public spaces, designed with 
the highest possible built standards, capable of being enjoyed by the population especially during non-emergency 
times. 
6. Autonomy 
• Enhance the capacity of the urban environment to support evacuees’ responses in absence of official 
guidance, by increasing physical continuity and wayfinding characteristics of evacuation routes. 
7. Memory 
• Use the persistence of the built environment to support long-term maintenance of a tsunami culture 
among the population. 
• Create urban places aimed at remembering past disasters (e.g. memorials, parks). 
• Use toponymy to identify urban features with their role during a possible emergency.
Added value for the Post 2015 Framework for 
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Disaster Risk Reduction 
• How did your work support the implementation of the Hyogo Framework for 
Action: 
– Our research draws into the three strategic goals of the Hyogo Framework for Action. 
– We showed how urban designers and planners can use and adapt existing risk knowledge sets 
into urban morphology changes, for sustainable city development policies. 
– We aim at strengthening institutional resilience to hazards, by providing support and 
quantitative leverage to planners and city officials when arguing for required changes in urban 
form. 
– We suggest urban morphology changes as a systematic tool for improving tsunami emergency 
preparedness and response, by contributing to bridge the gap between ‘normal’ and 
‘emergency’ times in the city (Beck, 2008). 
• From your perspective what are the main gaps, needs and further steps to be 
addressed in the Post 2015 Framework for Disaster Risk Reduction in 
– Research: enhance efforts to understand the role of urban morphology in DRR. 
– Education & Training: mainstream DRR across the different levels of urban form-related 
disciplines. 
– Implementation & Practice: alongside with strategic urban planning, unleash the potential of 
‘retrofitting’ planning to increase resilience to disasters. 
– Policy: strengthen the role of planners in governmental DRR policies (in a context where more 
than 50% of the world population lives in cities).
5th International Disaster and Risk Conference IDRC 2014 
‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland 
www.grforum.org 
Thank you.

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An urban design framework for tsunami evacuation safety

  • 1. An urban design framework for tsunami evacuation safety: a case study of two 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Chilean cities Jorge León (PhD Candidate 2011-2014) / Associate Professor Alan March / University of Melbourne / Australia
  • 2. Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. Valparaíso, Chile. 11th of March 2010. Source: YouTube. Antofagasta, Chile. 19th of August 2011. Source: La Estrella de Antofagasta. Iquique, Chile. 16th of March 2014. Source: El Mercurio.
  • 3. background methodology outcomes discussion Disaster resilience, cities, and urban morphology • The predominant location of actual and potential disasters has shifted to urban areas (Brown, 2012, Wamsler, 2014). • Urban planning can improve a city’s resilience to disasters, via its ability to spatially integrate multi-dimensional aspects affecting disaster risk reduction (Burby, 1998). • It has been difficult to translate this aim into practice (March and León, 2013, Wamsler, 2014). • Limited research on the links between resilience and the design of urban form. Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. • Few studies on understanding the role of urban morphology during disaster’s response phases (Allan et al., 2013). 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. • This is especially critical in the case of a near-field tsunami, whose first waves could arrive between to the coast 20 to 25 minutes after an earthquake.
  • 4. background methodology outcomes discussion Tsunami risk reduction in coastal communities • Efforts have been concentrated in three main areas (Eisner, 2005, Shuto, 2005, Murata et al., 2010): 1) Large civil-engineered countermeasures (e.g. breakwaters, seawalls, sea gates) 2) Urban land use and built environment (e.g. identification of inundation areas, relocation of dwellings and key activities, improved building codes, etc.) Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 3) Emergency readiness (forecast and warning systems, evacuation preparedness, evacuation simulation, etc.) Involve considerable technical and economic resources, have not been widely applied Require long-term changes, not typically addressing population-focussed tsunami-response activities The urban realm is usually approached as a relatively fixed context. ? What is the role of urban morphology in achieving more effective and safer pedestrian evacuations during near-field tsunamis? In case of a tsunami, evacuation “is the most important and effective method to save human lives” (Shuto, 2005: 8)
  • 5. background methodology outcomes discussion Case studies: Iquique and Talcahuano, Chile Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. IQUIQUE TALCAHUANO 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. Source: John Nelson, IDV Solutions (2012) Source: Google Earth (2014)
  • 6. background methodology outcomes discussion Phases of the study Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters.
  • 7. background methodology outcomes discussion Existing conditions Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Miyagi prefecture, Japan. 11th of March 2011. Source: Reuters. Micro-scale (evacuees’ experience) Macro-scale (urban configuration) Weighted overlay analysis of current evacuation vulnerability, developed in ArcGIS Agent-based evacuation model of Iquique, developed in Agent Analyst Meeting with members of local community and emergency stakeholders, Talcahuano Survey of an identified priority evacuation route, Talcahuano
  • 8. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org background methodology outcomes discussion Intervention: macro-scale (urban configuration) Synthesis of proposed interventions for Iquique and Talcahuano
  • 9. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org background methodology outcomes discussion Intervention: micro-scale (evacuees’ experience)
  • 10. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org background methodology outcomes discussion Analysis Configuration analysis of proposed interventions (Network Analyst) Agent-based analysis of proposed interventions (Agent Analyst)
  • 11. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org background methodology outcomes discussion Tsunami and evacuation critical issues 1. Long recurrence between devastating events • Makes difficult to define a risk context according to previous experiences (e.g. lack of reliable archives). • Hinders long-term risk reduction efforts (e.g. by diminishing public and political awareness). • Makes difficult to maintain a ready-to-function state across emergency response and relief institutions. 2. Great earthquakes as factors of discontinuity • Great earthquakes (i.e. M8.0 or higher) have the potential to trigger ‘cascading consequences’ and ‘sequential failures’ (Alesch and Siembieda, 2012) throughout the urban systems. • Essential services (e.g. electricity, communication, etc.) are commonly interrupted, hindering both the authorities and population’s responses to the emergency. 3. Location inertia • Tsunami-vulnerable urban locations are the historical outcome of interrelated socio-economic (e.g. city foundation policies) and geophysical conditions (e.g. availability of plain land). Coastal locations are especially appealing (NTHMP, 2001). • Relocation has been proved a difficult process especially in developing contexts, due to the existing social ecologies, economic bonds, and the common informal re-occupation of the newly vacant land (Mehrotra, 2014).
  • 12. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org background methodology outcomes discussion Tsunami and evacuation critical issues 4. The influence of urban morphology characteristics • Three basic groups of elements determine the role of urban morphology during tsunami evacuations: street pattern arrangements (e.g. orthogonal vs. hierarchical grids), built environment quality (e.g. formal vs. informal areas), and existing notorious natural or manmade features (e.g. for assembly or wayfinding purposes). 5. Socio-cultural traits • Tsunami awareness across the population might have steep differences, delaying or making difficult proper responses. • Several cultural threats might hinder the evacuation process: incorrect preconceptions, lack of information and guidance from institutions, incorrect behaviours (e.g. delayed evacuation, use of car, wrong selection of routes, lack of family evacuation plans, etc.), and antisocial behaviours (e.g. looting).
  • 13. Urban design principles for tsunami evacuation: 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org background methodology outcomes discussion What is the role of urban morphology in achieving more effective and safer pedestrian evacuations during near-field tsunamis? 1. Closeness • Reduce to the greatest possible extent the average distance between the evacuees’ locations and the safe assembly areas, by shortening evacuation routes or by creating new safe spots. 2. Rapidity • Allow a fast and fluid movement of evacuees throughout all the routes, by increasing the availability of pedestrian space, by guaranteeing proper built environment’s qualities, and by a careful placement of all the elements that might cause blockages (e.g. urban furniture). 3. Safety • Ensure sufficient pedestrian space to prevent reduced speeds or stagnation. • Built environment should avoid every element susceptible of serious earthquake damage (e.g. facades, hanging billboards) and include especially-designed elements (e.g. urban furniture without sharp edges). • Provide clear separations between vehicular and pedestrian traffics.
  • 14. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org background methodology outcomes discussion 4. Redundancy • Increase the number of all the elements belonging to the evacuation network: priority routes, safe assembly areas, access points to these areas, etc. • Duplicate all the critical bottlenecks susceptible of earthquake damage, such as bridges and pedestrian runways. 5. Plausibility • Mainstream the proposed recommendations into daily planning practice (Wamsler 2014), contributing to bridge the gap between the cultures of normalcy and the state of exception (Beck, 2009). • The main aim of design suggestions should be the provision of liveable public spaces, designed with the highest possible built standards, capable of being enjoyed by the population especially during non-emergency times. 6. Autonomy • Enhance the capacity of the urban environment to support evacuees’ responses in absence of official guidance, by increasing physical continuity and wayfinding characteristics of evacuation routes. 7. Memory • Use the persistence of the built environment to support long-term maintenance of a tsunami culture among the population. • Create urban places aimed at remembering past disasters (e.g. memorials, parks). • Use toponymy to identify urban features with their role during a possible emergency.
  • 15. Added value for the Post 2015 Framework for 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Disaster Risk Reduction • How did your work support the implementation of the Hyogo Framework for Action: – Our research draws into the three strategic goals of the Hyogo Framework for Action. – We showed how urban designers and planners can use and adapt existing risk knowledge sets into urban morphology changes, for sustainable city development policies. – We aim at strengthening institutional resilience to hazards, by providing support and quantitative leverage to planners and city officials when arguing for required changes in urban form. – We suggest urban morphology changes as a systematic tool for improving tsunami emergency preparedness and response, by contributing to bridge the gap between ‘normal’ and ‘emergency’ times in the city (Beck, 2008). • From your perspective what are the main gaps, needs and further steps to be addressed in the Post 2015 Framework for Disaster Risk Reduction in – Research: enhance efforts to understand the role of urban morphology in DRR. – Education & Training: mainstream DRR across the different levels of urban form-related disciplines. – Implementation & Practice: alongside with strategic urban planning, unleash the potential of ‘retrofitting’ planning to increase resilience to disasters. – Policy: strengthen the role of planners in governmental DRR policies (in a context where more than 50% of the world population lives in cities).
  • 16. 5th International Disaster and Risk Conference IDRC 2014 ‘Integrative Risk Management - The role of science, technology & practice‘ • 24-28 August 2014 • Davos • Switzerland www.grforum.org Thank you.