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NAVEDTRA 10049
Naval Education and                 July 1990                     TrainingManual
Training   Command                  0502-LP-2 12-8600              (TRAMAN)




Management Fundamentals:
A Guide for Senior and
Master Chief Petty Officers




DISTRIBUTION STATEMENT A: Approved                    for public release; distribution   is   unlimited.




Nonfederal government personnel wanting a copy of this document
must use the purchasing instructions on the inside cover.
The terms training manual (TRAMAN) and
                           nonresident training course (NRTC) are now the
                           terms used to describe Navy nonresident training
                           program   materials. Specifically, a  TRAMAN  in-
                           cludes a rate training manual (RTM), officer text
                           (OT), single subject training manual (SSTM), or
                           modular single or multiple subject training manual
                           (MODULE); and      an NRTC includes nonresident
                           career course(NRCC), officer correspondence
                           course (OCC), enlisted correspondence course
                           (ECC), or combination thereof.




                               Although the words "he," "him," and "his"
                           are used sparingly in this manual to enhance
                           communication, they are not intended to be
                           gender driven nor to affront or discriminate
                           against anyone reading this text.




DISTRIBUTION STATEMENT                A: Approved for public      release; distribution is unlimited.




Nonfederal government personnel wanting a copy of this document must write to Superintendent of Documents,
Government Printing Office, Washington, DC 20402 OR Commanding Officer, Naval Publications and Forms Center,
5801 Tabor Avenue, Philadelphia,  PA 19120-5099, Attention: Cash Sales, for price and availability.
MANAGEMENT FUNDAMENTALS:
  A GUIDE FOR SENIOR AND      4




MASTER CHIEF PETTY OFFICERS
                              #

                              I




       NAVEDTRA 10049




                                  .




             Written by
         ATCS Joel H. Gamer
             1st Edition
                1990
PREFACE
   Management Fundamentals: A Guide for Senior and Master Chief Petty
      NAVEDTRA 10049, and the nonresident training course (NRTC),
Officers,
NAVEDTRA 80049, form a self-study training package covering the basics
of current management theory. Designed for individual study rather than
formal classroom instruction, the training manual (TRAM AN) provides
information on management history, theory, and practice.
    An NRTC has been designed for use with this TRAMAN. This course
consists of individual assignments. It must be ordered separately from the
TRAMAN. Ordering information is available in the List of Training Manuals
and Nonresident Training Courses, NAVEDTRA 12061. Each assignment is
a series of questions based on the textbook. You should study the textbook
pages given at the beginning of each assignment before trying to answer the
questions in your    NRTC.
   This     TRAMAN  and its associated NRTC were prepared by the Naval
Education and Training Program Management Support Activity, Pensacola,
Florida, for the Chief of Naval Education and Training. Technical review
was provided by the Office of the Chief of Naval Operations, Washington,
D.C.
   Your suggestions and comments concerning    this   TRAMAN and   its   NRTC
are invited.   Comment sheets have been included with both the TRAMAN and
NRTC.



                                1990 Edition




                                                        Stock Ordering No.
                                                         0502-LP-2 12-8600




                                Published by
                NAVAL EDUCATION AND TRAINING
            PROGRAM MANAGEMENT SUPPORT ACTIVITY


                             UNITED STATES
THE UNITED STATES                                            NAVY
                 GUARDIAN OF OUR COUNTRY
The United   States Navy is responsible for maintaining control of the
sea   and  a ready force on watch at home and overseas, capable of
            is

strong action to preserve the peace or of instant offensive action to
win in war.

It is upon the maintenance of this control that our country's glorious

future depends; the United States Navy exists to make it so.



                     WE SERVE WITH HONOR
Tradition, valor, and victory are the Navy's heritage from the past. To
these may be added dedication, discipline, and vigilance as the
watchwords of the present and the future.

At home or on distant stations we serve with pride, confident in the
respect of our country, our shipmates, and our families.

Our    responsibilities sober us; our adversities strengthen us.


Service to       God and Country   is   our special   privilege.   We   serve with
honor.



                   THE FUTURE OF THE                   NAVY
The Navy will always employ new weapons, new techniques, and
greaterpower to protect and defend the United States on the sea,
under the sea, and in the air.

Now and in the future, control of the sea gives the United States her
greatest advantage for the maintenance of peace and for victory in
war.


Mobility, surprise, dispersal, and offensive power are the keynotes of
the new Navy. The roots of the Navy lie in a strong belief in the
future, in continued dedication to our tasks, and in reflection on our
heritage from the past.

Never have our opportunities and our responsibilities been              greater.
CONTENTS
CHAPTER                                             Page

   1.   Introduction to   Management Planning,
        Organizing, and Decision  Making             1-1


   2.   Controlling                                  2-1


   3.   Personnel Management                         3-1


   4.   Administration                               4-1


   5.   Leadership and Motivation                    5-1


   6.   Communication                                6-1


   7.   Programs and     Policies                    7-1


APPENDIX
   I.   Mission Organizational Plan                 AI-1

  II.   Where To Find     It                        AIM
INDEX                                            INDEX-1
CREDITS
   The articles and quotes    listed below are included in this edition of
Management Fundamentals:      A   Guide for Senior and Master Chief Petty
Officers through the courtesy of the designated sources. Permission to use
these articles and quotes is gratefully acknowledged. Permission to use these
materials must be obtained frolm the source.

               SOURCE                                 PAGES

         U.S. Naval Institute                     5-7 through 5-10


         G.P. Putnam's Sons                       3-9, 5-1, 5-6
CHAPTER           1



                INTRODUCTION TO MANAGEMENT-
                  PLANNING, ORGANIZING, AND
                                      DECISION                  MAKING
                                              LEARNING OBJECTIVES

                 Learning objectives are stated at the beginning of each chapter. These learning
                 objectives serve as a preview of the information you are expected to learn
                 in the chapter. By successfully completing the nonresident training course
                 (NRTC), you indicate that you have met the objectives and have learned the
                 information. The learning objectives for chapter           1   are listed below.



                 Upon       completion of   this chapter,   you should be able to do the following:

    1   .   State the role of the senior chief.                     10.   State    the need   for careful timing    of
                                                                          plans.
    2.      State the role of the master chief.
                                                                    11.   List the criteria for evaluating plans.
    3.      Identify the definition of      management.
                                                                    12.   State the need      for   goals   and objec-
    4.      List the functions of     management.
                                                                          tives.

    5.      State the basic tenet of the acceptance
            theory.                                                 13.   Identify the definition of   management by
                                                                          objectives    (MBO).
    6.      Identify the characteristics of bureau-
            cracy.                                                  14.   List the steps to solving a problem.

    7.      Identify the principle characteristics of the           15.   List the   primary phases of a conference.
            behavioral theory.

                                                                    16. Identify the characteristics        of decision
    8.      State     the    importance     of   personal
                                                                          situations.
            planning.

    9.      List the types of plans.                                17.   List the styles of decision   making.




        PLANNING AND ORGANIZING                                  for this profession. These managers must use
                                                                 sound management practices to accomplish the
   The basic          principles of   management have            Navy's mission.
steadily evolved into a profession indispensable                     Management practice is a many-faceted
to the function of modern organizations, whether                 discipline encompassing everything from assigning
commercial, nonprofit, or military. The Navy                     working parties to maintaining multimillion-dollar
depends on its "middle managers" to fill the need                weapons systems. You as managers are responsible
command, the defense department,
to the chain ot                                                                         LJ
and the taxpayer to avoid needless waste
and inefficiency in the conduct of our mis-                  Management         is     defined   as    the   art   of
sion.                                                     integrating human, economic, and technical
                                                          resources to attain a goal. No matter what you
     You        as     and master chief petty
                     senior                               attempt to accomplish, a sound knowledge of
officers are thebackbone of Navy management.              management principles will certainly increase your
The Navy expects you to practice sound                    chances of meeting your goals.
management of Navy personnel and material
assets to accomplish our mission. You must wring             Management is exercised in many ways. A
every possible ounce of performance out of the            housekeeper who decides what must be done and
budget dollar to survive and prosper in an                plans the shopping and housework accordingly
increasingly budget-conscious world. As senior            uses management skills. Organizing a working
enlisted managers you are responsible for your            party or coordinating a major assault both require
organization's effective, efficient operation.            management       expertise.
Effectiveness gets things done correctly and
in the proper order. Efficiency achieves ob-                 Sound       professional    management      results in
jectives with the greatest possible      output from      improved performance, more clearly defined
minimum input. In other             words, efficiency     goals, higher success rates, and reduced waste. It
achieves maximum use of physical and human                can make the difference between a successful
resources.                                                deployment and disaster.

   The roles and functions of the senior chief and
master chief are deliberately stated by the Chief         WHAT      IS   MANAGEMENT?
of Naval Operations in general terms. You are
generic!   Whether you are a division chief, division         Management is the business of developing and
officer, or  command master chief, your mastery           coordinating resources, both material and human,
of management skills will determine the success           and directing their use effectively and efficiently
or failure of your mission.                               to achieve a goal, objective, or mission. Although
                                                          management is often described as both an art and
     The     of a senior chief petty officer
              role                                        a science, the formal study of management as a
isthat of the senior technical supervisor with            science   is                   new.    The   science     of
                                                                          relatively
primary responsibilities for supervising and              management may be learned    in a classroom, but
training enlisted personnel oriented to system     and    the art of applying this science in dealing with
subsystem maintenance, repair, and operation.             human beings must   be learned through observa-
Based upon wide-ranging experience and special-           tionand experience. Much of the theory of human
ized training, the       SCPO   provides the   command    behavior can be learned, but a practical base of
with      ahigher level of technical and                  personal experience is still a must. Science may
managerial expertise than is expected at the              succeed without art; but in the case of
E-7 level.
                                                          management, great results may only be achieved
                                                          by skillfully blending the two.
     As    the senior enlisted petty officer in the
United States Navy, the master chief petty
officer    is    vested with special   command    trust   Levels and Types of        Management
and confidence extending to administration
and managerial functions involving enlisted                  The    typical organization functions at five
personnel. Based upon experience, proven                  general   levels: executive
                                                                                       management, top
performance, and technical knowledge necessary            management, middle management, first-line
for advancement to the grade of
                                       MCPO,              management, and nonmanagerial. Consider the
individuals of that rank within a command hold            chain of command on board a naval station
the senior enlisted positions and contribute to                                                      (fig.
                                                          1-1). The commanding officer and the executive
forming as well as implementing policy within             officer are the executive level of
their occupational field or across the full                                                  management.
                                                  Navy    Department heads are the top management level.
rating spectrum.                                          Middle management is practiced at the division
level.   Work center or shop supervisors are front-       and objectives will broaden in scope as your
               managers. Workers make up the
line or first-level                                       viewpoint of the organization's mission changes.
nonmanagerial level of the organization.                  What Does a Manager Do?
    The types of management are generally                    With few exceptions management tasks and
grouped as either operational or administrative.          functions are generic. You as managers perform
At lower levels of management, you will be chiefly        the same basic functions no matter what
concerned with operational management. This               organization you belong to. What are these
involves motivating and directing front-line              functions? They are planning, organizing,
managers and workers to achieve operational               staffing,   leading,   and   controlling. The basic
goals.    As you progress upward    in the organi-        functions     of
                                                                      management             are interrelated.
zation, your concerns will          shift toward          Remove one of them and           the whole process
administrative management activities.   Your   goals      becomes     ineffective.




                                                                 EXECUTIVE LEVEL MANAGEMENT




              TOP LEVEL MANAGEMENT               DEPARTMENT
                                                       HEADS

                                                  DIVISION
                                                  OFFICERS
                                                                             MIDDLE MANAGEMENT
                                               DIVISION CHIEF
                                               PETTY OFFICERS
                                               WORK CENTER

   FRONT LINE MANAGEMENT
                                               SUPERVISORS


                                                                                       NON-MANAGERIAL
In addition, military managers must spend                ishard to remember your original mission when
considerable time balancing the needs and                   you  are up to your hips in alligators. Hopefully,
requirements of many different groups (fig. 1-2).           this book will help you control the reptile
You are first of all responsible to your chain of           population.
command for attaining mission goals and
objectives. You must also be aware of and                   FUNCTIONS OF MANAGEMENT
concerned for the needs of your troops. Their
health and welfare, advancement needs, career                    The functions of management         are   all

planning, and personal needs must be considered.            individually important. Keep in mind, however,
Collateral duties,    human relations programs, and         that they are also interdependent; that is, they
equal opportunity requirements must be weighed.             depend upon each other for success. This section
You also have your own needs to worry about.                briefly explains the functions of planning,
Personal career planning, retirement planning,              organizing, staffing, leading, and controlling.
and family needs must be coordinated with
everything   else.                                               PLANNING.    Planning starts with setting a
    Striking a balance between conflicting needs            goal.           done, the hard work starts. You
                                                                    Once this   is

while keeping mission objectives on line can make           must make decisions concerning the programs,
you   feel like the   man   sent to drain a   swamp.   It   tasks, procedures, strategies, and standards




                 PROGRAMS
             &    POLICIES



          FAMILY SERVICES
                  ETC
budgetary and time constraints and consider                      and    political   developments of the   last   200 years.
available resources.                                             The    principles of    management we know today
     Planning   is   the cornerstone of     management.          have evolved from "classical" theories, through
All other functions hinge upon careful planning.                 behavioral theories, to the more recent
Without it, you are wasting your time and your                   development of contingency management
command's       resources.                                       theories.


    ORGANIZING. Organizing is the business
of arranging available resources into a coherent                 Classical   Theory
structure. This means getting the needed materials
to achieve your goal, setting up committees or                       Classical theories date from the late 1800s to
work groups,           and
                       assigning authority                 and   the 1930s.  These theories were more concerned
responsibility for various tasks.                                with efficient usage of physical resources and
                                                                 technology than human resources. The worker
    STAFFING. Staffing describes the process                     was seldom considered as more than a tool, while
of selecting, training, and placing your personnel               the manager was regarded less as a leader than
where they will be most effective. Take care to                  as a ruler.
consider the capabilities and temperament of your                    During this period major contributions were
troops when carrying out this function.                          made to management knowledge in the fields of
                                                                 organizational theory, scientific management, and
     LEADING.               Field    Marshall      Bernard       management functions. Such notables as Chester
Montgomery    described leadership as "the capacity              Barnard, Max Weber, Frederick Taylor, Frank
and will to rally men and women to a common                      and Lillian Gilbreth, Henry Gantt, and Henri
purpose, and the character which will inspire                    Fayol contributed to this knowledge.
confidence." Leadership involves motivating,
disciplining, and directing your troops. Although                    ORGANIZATIONAL THEORY.                        Organi-
your style as a leader may become less personal                  zational theorists such as Chester Barnard              and
asyou rise in an organization, your example will                 Max Weber   studied the nature, structure, and
become more visible. Without strong, effective                   purpose of formal organizations. Among other
leadership the best of plans will stand      little   chance     accomplishments, Mr. Barnard (who was pres-
of success.                                                      ident ofNew Jersey Bell Telephone Company)
                                                                 developed the acceptance theory of authority.
     CONTROLLING.                    Controlling      is   the   Max Weber, an early sociologist, was one of the
function that        ties    the others together. By
                            all                                  founders of the bureaucratic organizational
controlling,   you     develop the methods needed to             theory.
monitor and guide performance. Without control,
production efforts tend to become disjointed and                    Acceptance Theory. Chester Barnard's
haphazard.                                                       acceptance theory of authority proposes that
    When controlling efforts go astray, develop                  subordinates will completely accept orders only
a plan to get things back on track. Organize the                 when they understand the orders and are willing
means to carry out the plan. Assign responsibility               and able to comply with them.
for getting production back on track (staffing).
Provide leadership to get things moving again.
Use control methods to ensure that production                       To what extent have you seen this proven?
runs smoothly. Through such actions, you                            We      expect obedience,     but results       are
constantly repeat and reenforce the cycle of                        generally better when our workers             know
management       functions.                                         the what and why of a situation.


EVOLUTION OF MANAGEMENT
THOUGHT                                                             Bureaucracy. Max Weber's research showed
                                                                 that  a bureaucracy was the most efficient
     Management         in    some form has been            in   method of making the transition from small-scale
existence since      man       congregated in family
                             first                               business to management of large-scale organiza-
groups or   tribes.    Modern organizational behavior            tions.
Did your blood pressure           rise at the   mention            5. Incentive     pay should be introduced to
of   BUREAUCRACY?               Let's take a look at     what                increase motivation.
this   much-maligned word            really   means. Under a
bureaucracy, organizational structure               is   defined        Gilbreth.  Frank Gilbreth did extensive work
by the following six traits:                                        with time and motion studies. His goal was to find
                                                                    the single "best" way to perform a given job. His
       1.      Tasks are broken into highly specialized
                                                                    methods produced results that were unequalled
               jobs.
                                                                    at the time.      His wife, Lillian Gilbreth, studied
      2.       A set of rules are rigidly followed to mini-
               mize uncertainty and increase the ability to         ways to improve the         training,   selection,     and
                                                                    placement of personnel. In addition, in 1914 she
               predict job performance.
                                                                    published the first book on management psychol-
       3.      Authority-responsibility relationships are
                                                                    ogy: The Psychology of Management.
               rigidly maintained.
      4.       Superior-subordinate relationships tend to
               be impersonal.
       5.      Promotion and hiring         criteria are merit-
                                                                         You may be familiar with the book
               based.                                                    Cheaper By the Dozen. Written by two of
                                                                         the Gilbreths' twelve children,          it   deals
       6.      Lifetime employment     is   an accepted norm.
                                                                         humorously with the regimentation
       The bigger or older an organization becomes,                      practiced in their home.
the     more bureaucratic it tends to become.
Although many are critical of them, "bureaucratic
structures" can be very effective in many                               Gantt. Henry Gantt refined methods of
situations. The armed forces are necessarily highly
                                                                    using graphics to plan, track, and improve
bureaucratic. Keep in mind however that rules can
                                                                    performance. The Gantt Chart is used extensively
be too restrictive, and specialized jobs can become                 in management planning.
boring (leading to errors). Also remember that
you can't always be impersonal, and truly superior
workers can be difficult to recognize in a                               Fayol.     Henri Fayol's research combined the
bureaucratic environment.                                           efforts of several  management theorists of his day.
                                                                    He     classified the functions of management as

       SCIENTIFIC         MANAGEMENT.               Other   clas-   planning, organizing, coordinating, commanding,
                                                                    and controlling. These functions have evolved to
sicists        developed the art of managing production
                                                                    the present with only minor modifications.
efficiency. Frederick Taylor, Frank and Lillian
Gilbreth, and Henry Gantt, to name a few, made
                                                                    Today's manager must be proficient in plann-
                                                                    ing,    organizing,    staffing,   leading,        and con-
major contributions           in this field.
                                                                    trolling.

    Taylor. Frederick Taylor's scientific
approach evolved from experiments conducted in
the management of his machine shop. He believed                     Behavioral Theory

managers must undergo a "mental revolution."
He also believed managers wishing to improve                           Although by the mid 1920s many businesses
                                                                    had adopted these management practices to good
productivity should be prepared to share the
increased gains with their workers by improving                     effect, critics   maintained that the   human element
material conditions and making the work easier.                     had been largely ignored. Hugo Munsterberg had
To                                                                  advocated the study of human behavior as early
       accomplish these goals, he proposed five steps:
                                                                    as 1913. The combination of his studies, Max
       1   .   Workers should be     carefully selected     and     Weber's work-leadership theory, and the theory
               trained.                                             of bureaucracy led to further developments in the
       2.      Preventive maintenance procedures should             field of human relations. The study of human
FOLLETT.        Mary Parker     Follett   was a     out! They felt special. All of the young ladies had
psychologist who conducted research in the area        volunteered to participate in the experiment and
of management and labor relations. She wrote and       had committed themselves to cooperating. Their
lectured widely on the subjects of conflict            morale improved and production rates followed.
resolution, coordination, and         cooperation      These results are underscored by the fact that at
between workers and managers.                          the beginning of the experiments, many laborers
                                                       commonly         referred to the    Hawthorne plant    as
   SHELDON.       Oliver Sheldon contributed to        "the prison."
management theory on his advocating that                  You have probably observed           this   phenomenon
industry has an obligation to benefit the              in military life as well.       When
                                                                                    the troops feel you
community. He maintained that industry had a           are concerned for their welfare and will "go to
social obligation to the community and to its          bat for them," they will frequently produce results
workers. His ideas were in the forefront of the        far beyond your expectations. We reap tremen-
human-relations movement that has continued to         dous dividends from small amounts of time and
this day.                                              attention  when we recognize good performance
                                                       or assist a sailor with a problem.
    THE     HAWTHORNE       EFFECT. No study
of management would be complete without a
discussion of the Hawthorne studies. Between           Contingency Approach
1924 and 1932, when the Great Depression
intervened, Western Electric Company's                    In the last 20 years, practicing managers and
Hawthorne plant was the site of a series of studies    theoristshave gradually synthesized a new man-
in human behavior. These experiments provided          agement approach from the mechanistic and be-
a great deal of information relating to motivation,    havioral theories of previous decades. This
organizational relations, and counselling.             method    isreferred to as the contingency approach.
   One of the most interesting findings became            The    basic tenet of contingency management
known as the Hawthorne effect. This was the            (not to be confused with crisis management) is
discovery that improved working conditions had         that management techniques must be modified
less effect on productivity than improved morale.      according to the current situation. This applies
When workers felt their contributions were             particularly to military           management. During
important and their efforts were appreciated, their    peacetime training missions we try to help our
production increased, even when working                people understand the logic behind orders and
conditions were made worse.                            procedures.  During combat or emergencies,
    In one phase of the experiment, a number of        however, we expect immediate, unquestioning
young women were divided into two groups. One          responses. We then become almost totally
acted as a test group and one as a control group.      mechanistic in our management approach.
The working hours and working conditions of the           Contingency management also applies to your
test group were periodically altered while those       dealings with personnel. Some people can take a
of the control group remained the same. Such           hint or even anticipate your requirements. Others
factors as lighting, lunch times, and breaks were      respond only to blunt, straightforward direction.
altered or eliminated for weeks or months at a         Most people          fall   somewhere between these two
time. When working conditions were improved            extremes.      You will spend a large part of your time,
through increased lighting, productivity in the test   effort,and skill directing and taking care of the
group improved. This was expected; but to the          needs of your personnel. The ability to choose the
researcher's surprise, productivity within the         right approach at the right time can make your
control group also improved. Lighting was then         job considerably easier.
reduced for the test group, but production rates
continued to improve! The control group's
production continued to rise as well. Similar             I   have    six   honest serving men, they taught
changes to breaks, working hours, and lunch               me all I knew.        Their names are What, and
periods evoked the same response. Over a period           When, and Where, and How, and Why,
of 2 years, production in both groups soared              and Who.
steadily to new heights.
   The workers    in these groups were exhibiting                                          Rudyard Kipling
normal   human   behavior. They had been singled
PLANNING                        it.In this way, you form specific tasks. By
                                                        grouping these tasks, you determine the specific
   As Mr. Kipling pointed out when asked to             jobs to be assigned.
explain his journalistic success, effective plans
revolve around the answers to six basic questions:
                                                              When eating an elephant,              take one bite at
   1   .   What must be done?                                 a time.
   2.      When must      itbe done?
   3.      Where   will    be done?
                          it                                                          General C.W.           Abrams
   4.      How   will it be done?
   5.      Why   must it be done?
   6.      Who   will   do     it?                      Evaluate the Situation

    Until these questions are answered, you will              When you        evaluate the situation,             try    to
be unable to choose an effective course of action.      determine what you need to reach your goal. Use
                                                        your knowledge and experience to examine
PLANNING STEPS                                          available resources, policies, and procedures. Do
                                                        you have enough manpower, supplies and equip-
    In planning, you think ahead to select the best     ment, space, and time to get the job done? How
course of action to reach an objective. Your plan       about your standard operating procedures (SOPs)
forms the basis for future management actions.          and policies? You may need to coordinate with
Develop all the steps required to conduct a smooth      other managers and/or staff personnel to get what
operation, and watch it move toward the                 you need. If some are unable to help you, this will
objective. Every plan, whether simple or complex,       have an impact on your plans. To evaluate, in this
written or mental, contains certain essential           case, means you must look at the situation
elements: an objective, resources, procedures, and      carefully before you begin operations.
controls. Planning becomes easier if you follow
a logical sequence in your thinking:                    Consider       AH   Possible Alternatives


           Analyze the objective.                             Now that you know what has to be done and
                                                        what    is   available to     do    it   with,   you are ready   to
           Evaluate the situation.                      consider      how   to   do   it.   The
                                                                                           objective, available
                                                        resources,      and   situation all tend to limit your
           Consider     all    possible alternatives.   alternatives.  One very effective technique for
                                                        generating alternatives is "brainstorming."
           Select the best course        of action.     Gather a group of people (your workers, peers,
                                                        and other concerned managers are excellent
           Develop an alternate plan.                   resources), explain the objective, what resources
                                                        are available, and any existing limitations. Then
           Test plans for completeness.                 ask for ideas. You must resist the temptation to
                                                        arbitrarily prejudge or discard possible courses of
   Following this sequence won't always assure          action. Often a half-baked scheme will trigger a
a good plan, but it will eliminate many problems        better idea from another source.
and pitfalls you would normally encounter in
planning.                                               Selecting the Best Course of Action

Analyze the Objective                                       After you have met with your people, choose
                                                        the best course of action to carry out the mission.
    First, you must break the objective into            In making this decision, consider the methods and
components and establish relationships among            techniques required by each possible course.
them. You must answer the question: What                Determine which methods are most appropriate
specific operations must I achieve to accomplish        and which should be avoided. If you choose a
the objective, and how are those operations             widely different course of action from that
your action will meet all required deadlines. Also,          PERSONAL PLANNING
be certain that your plan fits the assigned
objective, is feasible under present circumstances,              While you are doing all this planning, don't
and will dovetail with the command mission and               overlook    the most important plan of all:
established policies. You may develop a beautiful            Planning your time!
plan; but if the manpower requirements for it are                Planning your time effectively can benefit your
out of line with available resources, you will be            efforts as much as having an assistant. Your job
       an uphill battle.
fighting                                                     is to manage. The things you must do to manage

   Once you have decided on a viable plan, you               your unit may seem endless. You must schedule
must design controls for the process. Good                   work, develop plans, supervise training programs,
controls will allow you to keep in touch with the            attend endless meetings, improve the programs
effectiveness and efficiency of your plan. They              under your control, and continually supervise.
will let you identify and correct problems before            To accomplish this with any degree of effective-
they reach epic proportions. A good plan must                ness, you should know what you are going to do
be flexible enough to respond to required                    from day to day. This means planning your
adjustments dictated by the control process.                 work.
                                                                 Experience has shown that the manager's
                                                             efforts fall into four basic work areas: regular,
   The best       laid   schemes   o'   mice and       men   routine, special,    and   creative.
   Gang aft       a-gley.
                                                                 1.    Regular work is your primary responsi-
                                         Robert Burns        bility.    This includes planning, controlling,
                                                             organizing, coordinating, directing, training,      and
   If   it    can possibly go wrong,      it   will!         supervising.
                                                                 2.    Routine work includes tasks such as
                                        Murphy's Law         answering the telephone, preparing routine
                                                             reports, keeping production records, logging work
   Always expect the worst, then anything less               orders, and keeping muster records. You should
   will be a pleasant surprise.                              spend very little time performing these duties.
                                                             Assign these tasks to subordinates (we will discuss
                                          Joel Garner        delegation later).
                                                                3. Special work includes service            on com-
                                                             mittees,    staff  studies, investigations, special
                                                             reports, and   collateral duties. Planning for these
Develop an Alternate Plan                                    duties can be difficult, since they don't always
                                                             occur at regular intervals; but you must allot time
   Once you have developed a gem of a       plan,            for them.
expect    to fail! An alternate plan can save the
         it
                                                                 4. Creative work is what you accomplish in
day if the worst should happen. If conditions
                                                             improving working conditions, developing better
should change or resources should suddenly
                                                             procedures, and improving techniques. This is one
become unavailable, your original plan could well
                                                             of your basic (and most rewarding)
become unworkable. So develop a full-blown
                                                             responsibilities. If you don't find the time for it,
alternate plan at the beginning; you may not have
                                                             then your planning leaves something to be desired.
enough time       later.

                                                                 No    hard and   fast rule exists as to   how much
Test Both Plans for Completeness                             time you should devote to each of the work areas.
                                                             A  general guideline would probably be regular
   After you have selected the best course of                work, 65 percent; routine work, 15 percent;
action and an alternate plan, check them both for            special work, 10 percent; and creative work, 10
completeness. Do they answer the six questions               percent.   The actual breakdown will depend on you
what, when, where, how, why, and who? Are they               and your work       situation.
both adequate? Do they comply with current                       Planning never really ends.        You must   adjust
Planning and plans are typed or classified by         Examples  of policy are equal opportunity
their characteristics and purpose. The following            programs, promotion policies, fraternization,
is   the general criteria for classifying plans:            single parenting,   and zero tolerance.

      @   Functional area The general field to which           PROCEDURES.           Procedures establish the
          the plan applies, such as personnel,              sequence and accuracy required for you to
          administration, operations,      and   safety     accomplish specific actions. You, as managers,
                                                            establish procedures to accomplish many routine
      9 Time      factor   Long, medium,       or short-    jobs such as check-in/out, maintenance actions,
          range                                             preventive maintenance, inspections, and pre-
                                                            deployment preparations.
          Characteristics    Cost, detail, and com-
          plexity
                                                                                WARNING
          Level affected  Force, command, depart-
          ment, division, or shop                              When a procedure has become obsolete or
                                                               requires modification, change or cancel it!
      @ Action     required Most often performed               Considerable time and effort is wasted
          actions, such as research and development,           every day through        compliance     with
          staffing, and mission operations                     outdated procedures.

      These
          criteria are used to classify plans into             "But Chief, we've    ALWAYS     done   it   this
three  general groups. These are strategic,                    way." Grrrrr.
standing, and one-time or single-use plans.


Strategic Plans                                                When    procedures cross departmental lines,
                                                            you must ensure they   are coordinated with the
    Strategic plans are concerned with overall              other departments to avoid confusion and ruffled
mission. They define unit objectives and goals.             feathers. Well thought-out procedures, however,
Strategic plans give you "The Big Picture."                 will make your life easier. They put routine
    These plans are designed to provide long-range          matters on automatic pilot and allow you to
guidance. They provide a base line for other plans.         concentrate on managing the exception rather
Once mission and objectives have been defined,              than the rule. Good procedures will do the
strategies can be developed to meet them. Strategic         following:
planning must remain flexible enough to accom-
modate   shifts in policy or action by our own                     Free manager's time from routine matters
government and other nations. They must include
alternate or contingency plans in anticipation of                  Ease coordination
foreseeable changes.

                                                                   Save man-hours
Standing Plans
                                                                   Increase efficiency and effectiveness
      Standing plans consist of policies, procedures,
and regulations. They exist to provide guidance
to you in the absence of higher authority. They                    Increase your control
enable you to make rational, informed, consistent
decisions and plans without constantly consulting                  Simplify delegation of authority
higher levels of command. Standing plans exist
until they are cancelled or modified by higher                     Clarify responsibility
authority.
                                                               REGULATIONS. Regulations are often
      POLICIES.       Policies are   an expression of top   used to effect policies and plans. They pro-
management's        attitudes   toward   specific actions   vide specific direction concerning required or
prohibited actions in given circumstances.                           BUDGETS.           A budget   is   simply a financis
Regulations frequently carry a penalty for                        forecast. It lays out expected monetary needs fo
noncompliance. You are already familiar with                      a specific plan or operation. A budget must se
many       regulations:                                           realistic financial goals to be of any use as
                                                                  control device for project or program manage
           Hair length and       style restrictions               ment. You will find budgetary planning one o
                                                                  the most critical planning challenges you will fac
           Hearing protection requirements                        as a manager. A carefully thought-out budget
                                                                  however, will provide a measure of efficiency an<
       @ Smoking        restrictions                              effectiveness as an operation progresses. It wi]
                                                                  also give you a considerable degree of control ove
           Safety requirements                                    the progress of your project.

           Uniform requirements                                   THE TIME ELEMENT                IN
                                                                  PLANNING
Single-Use Plans
                                                                     Comprehensive planning can be time-consum
   Single-use plans are essentially one-time use                  ing.As a result, you will frequently need to g<
plans having a specific goal or objective. They                   ahead with the several planning steps withou
may run for a few days or last several years.                     having all the facts. Flexibility is the key t<
Projects, programs, and budgets are                commonly       planning under these circumstances. You mus
thought of as single-use plans.                                   allow for changes as  new information or alterna
                                                                  tives are presented.Give due consideration to th
     PROGRAMS.      Programs set objectives and                   range or life span of a plan as well. Plans com
specify the main steps or actions you must                        in three basic sizes with respect to range:
take to obtain them.         A
                       comprehensive program
will   provide information concerning the follow-                        1.   Long-range plans
ing:
                                                                     2.       Intermediate-range plans

           Step-by-step goals                                        3.       Short-range plans

       O   Policies                                               Long-Range Plans

       6 Rules                                                        Long-range plans run for 2 or more years an
                                                                  sometimes as much as 30 years. Five-year plan
           Required physical and         human      resources     for new construction, manpower, and weapon
                                                                  procurement typically fall into this category
           Strategies                                             Long-range plans reflect the big picture and ar
                                                                  generally reserved for top-level managers. Thes
     PROJECTS.            An   effective   way     for   you to   are the plans people are least likely to understam
deal with
        program management is                  to break the       completely. Long-range plans are also callei
program goals into manageable      projects.                 A    strategic plans.
project should have a clearly defined goal with
a definite beginning and end. This approach to
major or complex objectives            will give   you greater       In over 25 years service, I've never seen the
flexibility inscheduling, planning, and delegation.                  Real Navy or The Big Picture.
It   allows you, the manager, to concentrate on
managing the various aspects of the program                                                   Anonymous        MCPO
while dividing the detail work among your
subordinates.      A side benefit of this technique is
increased involvement and          program support from           Intermediate-Range Plans
ui iiucTiiieuiaLe-riiiige pians. iiuerine-        win      me muic ugiu yuui pi an, me iiiuic
diate-range planning     is normally associated with          will    be the need to change it. This idea             is   a
staff,    department, and sometimes division                  corollary to the jelly-side-down principle.
managers.

Short-Range Plans                                                    The odds of a   falling piece of jelly bread
                                                                     landing jelly side down improve in direct
    Short-range plans are formed at all levels of                    relation to the cost of the carpet.
management.     They are, however, normally
associated with managers at the division, branch,                                                 Murphy's Law
and shop levels. Implementation of new policies,
work assignments, and training syllabi are typical
short-range plans. These cover a time span from               Simplicity
1 day to 1 year.

                                                                  Needlessly complicated plans are an admini-
TIME SPAN AND PLANNING                                        strative burden to you and the people who must
                                                              live with them. Some plans must be complicated,

   The time you spend on planning will depend                 but you must make every effort to avoid
largelyupon your position in the management                   unnecessary steps. This is the same logic that
                                                              dictates breaking large programs and plans down
hierarchy (chain of command). Upper-level
managers routinely spend over 25 percent of their
                                                              into more manageable projects. You can help
time planning, while lower-level managers                     by designing a compartmented plan that will
                                                              lend itself to the project concept. Such fore-
normally invest 10 to 15 percent of their time.
    All managers plan. The character, range, and              thought makes monitoring and controlling much
time invested in a plan depend on the nature and              easier and will save your time and the Navy's

complexity of the plan. They also depend on your              money.
level of responsibility and authority with regard
to that particular plan.                                      Accuracy

                                                                     Does your plan conform       to your goal? Are
EVALUATING PLANS                                                      facts accurate or colored
                                                              your                                by personal opinion
                                                              and    desires?   You must maintain objectivity in the
   The criteria most commonly used to evaluate
                                                              planning process.     You must avoid needless ruffles
your plans are based on your consideration of the             and    flourishes that  do not point toward your goal.
following elements:                                           Tinsel    is   pretty but expensive.

          Flexibility
                                                              Comprehensive Viewpoint
    G     Simplicity                                                 Have you gone through        all   of the planning
                                                              steps?     Does your plan cover           all   vital actions
          Accuracy                                            without going into minute, restrictive detail? You
                                                              must leave room for subordinates to maneuver.
          Comprehensive viewpoint                             Is your plan consistent with command procedures
                                                              and goals? Your plan should make coordination
          Cost-effectiveness                                  with other elements of the command easy.

          Assignment of accountability and                    Cost-Effectiveness
          responsibility
                                                                     Cost-effectiveness applies to       more than     just
Flexibility                                                   dollars. If     your plan  provide enough return
                                                                                          will
                                                              to justify the time, energy, and personal
   The longer the span of time involved in your               involvement you (and others) will invest, use it;
plan, themore important flexibility becomes.                  otherwise, cancel it. One of the hardest things for
Your design must be flexible enough to                        a manager to do is scrap a lovely, simple plan.
accommodate smooth transition into alternate                  If you must cancel a plan, do it yourself; this is

plans     should   the     need   arise.   And   arise   it   easier than having it scrapped by someone else.
Have you provided                 realistic   guidelines,
timetables,       and performance measures? Does your
plan clearly delineate areas of responsibility?                       If you don't know where you are going,
These facets of good planning can save a                              then any road will get you there.
tremendous amount of time and confusion. You
can make everyone's life easier by spelling out                                                           Lewis Carrol
who must do what by when.


                          ORGANIZING                              GOALS AND OBJECTIVES

                                                                      Objectives     provide      both     direction   and
      Organizing     is   analyzing the mission, determin-
                                                                  destination to our efforts. Without them, you are
ing the jobs, setting       up the structure, and assigning
                                                                  like SN Skylark who reported to personnel and
personnel. Since planning         and organizing overlap,
                                                                  told the duty yeoman that he had lost his orders.
saying precisely      when planning    stops and organiz-
                                                                  When   the personnelman offered to contact his
ing starts is nearly impossible.
   The basic procedure of organizing consists of
                                                                  next   command, Skylarkreplied, "That's the real
                                                                  problem; without my orders, I don't know which
considering mission and resources, putting them
                                                                  ship I am going to."
in  order, and carrying out plans. Factors
                                                                      Some sailors take a shotgun approach to
considered include functions, operations, tasks,
                                                                  studying for advancement. They take corre-
material,        manpower, money, space, and time.
You have          four major tasks: set up a structure,           spondence courses that interest them without
                                                                  reference to their advancement bibliography.
determine procedures, establish requirements, and
                                                                  Without organizing     their study efforts, they
allocate resources.
                                                                  greatly reduce their chances of passing a rating.
    Organizing is based on mission objectives.
Different missions require different types of                     Many managers make           the     same mistake; they
                                                                  make decisions without        identifying the goals
                                                                                               first
organization. The mission, however, does not tell
                                                                  or objectives and     planning the best route for
you what specific functions, operations, and tasks
will be required. It is simply a short statement of               attaining them.
the end results expected. It must be reduced to
three areas:                                                      What    Is   an Objective?
      1   .   Functions General types of work which
                                                                     For our purposes, goals and objectives are
              must be performed to accomplish the
              mission                                             essentially the same.   An objective is the desired
                                                                  end result of your efforts. It should be consistent
      2.      Operations Specific jobs which must be              with your unit mission. Objectives can be stated
              done to perform a function
                                                                  in broad terms (overall objectives) or be precise
      3.      Tasks Individual jobs required to com-
                                                                  (specific objectives). You reach overall objectives
              plete an operation
                                                                  through setting and attaining sub objectives,
      The important thing         for   you to remember      is   specific strategies, policies,       programs, and so
to break the mission           down  into the functions,          forth.
operations, and           tasks needed to accomplish it.              To determine objectives, you first must define
Then group them by similarities of required skills                your unit's overall mission. Your unit's intended
and equipment. The project concept discussed                      function or purpose is its mission. Without a clear
under planning now comes into play. Once you                      picture of your mission and objectives, you will
have grouped the various elements of the mission,                 be like SN Skylark knowing you need to go
you must develop an organizational structure                      SOMEWHERE, but not knowing where.
based on that grouping. This structure will provide                  Areas that need objectives include, but are
the channel through which orders will travel, and                 not limited to, work performance, worker at-
it will determine the assignment of responsibility                titudes, retention, productivity, material, and
and authority. The typical organizational chart                   finances. Appendix I provides an excellent
is   a graphic representation of a unit's structure.              example of a mission organizational plan and
It   shows the lines of authority and responsibility,             objectives.
uy
                                                                                           SOLVING
     Management by               objectives   (MBO)   is   a joint
effort in goal setting by managers and their                              A major component of planning and organiz-
subordinates. One of the major benefits of this                      ing in any organization        is   the ability of   its

process is the resulting dedication to goal                          managers (that's you) to make decisions. Decision
attainment by your subordinates. People with a                       making is the deliberate choice of a specific course
personal commitment to a goal will naturally work                    of action to achieve a particular result. The quality
harder than those who have their goals set for                       of your decisions will directly affect the efficiency
them.                                                                and effectiveness (remember those two words?)
                                                                     of your department, division, or work center. It
                                                                     also will determine your creditability with your
     Did you volunteer for this job?                                 subordinates and seniors. All managers are
     Yeah. At least that's what the Chief told                       decision makers!
     me.
                                                                     CLASSIFYING DECISIONS
             Conversation overheard between two
              Airmen during a base beautification                         Decisions   may be classified as programmed or
              project                                                unprogrammed.        Programmed decisions are
                                                                     repetitive in nature and are normally covered by
                                                                     routine procedures or instructions. When to
     The       MBO         process   consists   of six major         schedule training, which check-in procedures to
parts:                                                               use, and when to perform preventive maintenance
                                                                     are examples of programmed decisions. These
     1.      Discuss       your    job   responsibilities     and    decisions are considered routine and require little,
             priorities.                                             if any, conscious thought. The unprogrammed
     2.      Reach a mutual understanding of your                    decisions are the ones that cause ulcers and
             subordinates' responsibilities and job prior-           premature hairloss. Unprogrammed decisions are
             ities.                                                  made infrequently and generally involve variables
     3   .
             Jointly set specific performance objectives             that require a considered response each time the
             and standards for your subordinates.                    problem  arises. Who to send TAD, which
     4. Establish periodic               meetings to evaluate        assignment to ask for, and how to schedule
        progress.                                                    Christmas leave are examples of unprogrammed
     5. Set annual or semiannual meetings to                         decisions.
        review your subordinates' overall perform-
        ance.                                                        PROBLEM SOLVING
     6. Start the cycle over at step 1, adjusting or
             modifying goals as necessary.                              How many times during the past months have
                                                                     you found obstacles standing between you and
     MBO          programs are not applicable to               all   some goal you wanted to reach? Most supervisors
situations. Additionally,            MBO can cause increased         could quote a fairly large figure if they could make
paperwork and be time-consuming. The benefits                        an accurate tally of the number of problems they
of a well-run MBO program can, however, be                           have faced. Whenever difficulties block your path
considerable.           MBO       ensures that subordinates          to some goal, you have a problem.
understand what        expected of them and where
                            is                                          Since you do not lead a charmed existence,
your priorities lie. This eliminates much potential                  you are confronted by problems everyday. As a
confusion, frustration, and wasted motion. The                       mature person,         you probably accept the
MBO process forces you and your subordinates                         inevitability   of problems, facing them realistically
to plan       more thoroughly and
                              focuses your energies                  and seeking workable   solutions. But unless you
on   specific goals. It increases communication                      have studied the nature of problems and ways to
between          you and your subordinates about                     tackle them, you may still be resorting to trial-
progress and problems and increases your                             and-error methods. This often results in your
subordinates' commitment to attain those goals.                      overlooking the best solutions.
MBO   also sets up definite, measurable standards                        Problems can be solved to the advantage of
for performance evaluation.                                          all concerned. The art of problem solving may
seem extremely tedious and demanding at first.
However, once you master it you will enjoy the                                                  RECOGNIZE
benefits of finding the best solution for the                                                        THE
                                                                                                  PROBLEM
problem at hand.
   Your duties are demanding. Demands create
problems that you must solve, sometimes by
yourself but more often with others who are
equally concerned. What better reason could you                                                    GATHER
have to master problem solving? You should                                                          DATA
remember two principles about problem solving:

   1    .
            Any system is better than no system at all.
   2.       The ultimate goal of any system              is   the
                                                                                                     LIST
            ability to withhold judgment until all                                                POSSIBLE
            aspects of the problem have been logically                                           SOLUTIONS
            considered.

Individual       Problem Solving

                                                                       o                        TEST/DISCUSS
   The system we describe here          is   a   way you can                                      SOLUTIONS
                                                                       <
remove obstacles and reach the goal               in   problem         CD
                                                                       O
solving. Since the method is closely related to the                    LU

process of scientific investigation, it is often
referred to as the scientific method of problem
solving. The method is not foolproof, but it will                                                    SELECT
help you withhold judgment until you have con-                                                      THE BEST
sidered all possible facets of the problem and all                                                  SOLUTION
possible solutions. This     is   a value of any problem-
solving system. It enables you to consider possible
solutions without prejudice or bias. Any syste-
matic approach to problem solving will help you
to withhold judgment and remain open-minded.
   The six phases of problem solving (or decision
making) follow a logical sequence (fig. 1-3). In
actual practice, you will probably need to adjust
this sequence to fit the moment. Developments
in one phase may cause you to readjust or
reconsider factors in a previous step. The
following are the six steps to problem solv-
ing:


       1.   Recognize the problem.
   2.       Gather the data.
   3.       List all possible solutions.                                       Figure 1-3.   Decision making.
   4.       Test possible solutions.
   5.       Select best possible solution.
   6.       Implement and follow-up.                                obstacles such as cost, time, available
                                                                    transportation, and routes to take. The above
   RECOGNIZE THE PROBLEM .Can                                 you   factors contribute to recognizing your problem
take a trip without first deciding what method of                   through analysis of the elements.
transportation to use or without knowing where
you want to go? Obviously, you must recognize                          GATHER THE DATA. You now                 have a
your need to get from one place to another.                         goal and you have identified the things that stand
Secondly, you must know your goals or the place                     between you and success. Next, you must get all
vou intend to visit. You must consider the                          the information you need to solve the problem.
You need to know about road               conditions as well                    SELECT        THE BEST          POTENTIAL
as bus, train,       and   airline schedules                and   fares.   SOLUTION.         At this point, you can decide on
Divide this information into categories:                                   the best   solution by eliminating those which do
                                                                           nof meet your criteria. For example, in planning
   Facts         These are known For example,
                                        truths.                            your trip, you may eliminate rail, bus, and air
you can call the highway patrol for road                                   travel because they do not fit your criteria. You
conditions, you can consult schedules for trip                             may decide that driving your car is the best
times, and a           map       will    provide             distance      solution to the problem.
information.                                                                   Of course most problems are not this simple.
                                                                           You will frequently find two or more alternatives
   Assumptions Some data must be assumed,                                  that meet all your criteria. You must then decide
such as the accuracy of information concerning                             which will be the best. This may well be the
fares    and possible      routes.                                         hardest part of decision making, because it causes
                                                                           you to fall into a mission-oriented frame of
   Criteria        A criterion is a standard of judging.                   reference. Which alternative is best for the overall
This    most important in data gathering. It is a
        is                                                                 mission? Which will best dovetail with other on-
rule by which you measure such things as facts,                            going projects? Which pays the most dividends
principles, opinions, and assumptions. In problem                          in the long run?

solving, you should always have some criteria to
consider. For example, you might consider criteria                              IMPLEMENT AND FOLLOW UP.                     Put the
such as the following: departure must be between                           solution into effect.      No problem   is   solved until
0800 and 1000, arrival must be before 1700,                                action   is             all that work making a
                                                                                         taken. After
luggage must include two suitcases and a trunk,                                              your work be wasted. Follow
                                                                           decision, don't let
and travel money is limited to $75. The criteria                           up. Get feedback on the progress of your solution.
will help you decide which method of travel to                             You may need to review and revise your solution
use. The bus may be too slow. The train may leave                          as it progresses. Also, failure to follow up shows

too early. Airfare         may   exceed available funds.                   a lack of interest. Your subordinates may wonder
Whatever criteria you         set   up   will help          you decide     why they should be interested in the plan.
between alternatives.
                                                                           Group Problem Solving
    LIST ALL POSSIBLE SOLUTIONS.
Where do you find possible solutions? You may                                  Complex situations require today's manager
get ideas almost immediately. The longer you                               to make the best possible use of every worker's
study, consider, and think about solutions, the                            talents. To do this, you must have a means of
more  alternatives you will have. Solving the first                        getting your people to take an active part in
two steps to problem solving should generate                       some    solving unit problems or deciding unit policy. The
viable alternatives along the way.                                         conference method is valuable for this purpose
                                                                           primarily because     it   brings about a pooling of
    TEST POSSIBLE SOLUTIONS.                                  In every     knowledge,        information,experience, and
instance, you should consider each possible                                judgment.
solution against the established criteria. Evaluate                           A problem solved by the conference method
your solution by asking yourself the following                             must be one that requires collective thought and
questions:                                                                 action to solve because of its nature,
                                                                           importance, or complexity. Not every problem
    Is       the solution suitable? Will this solution                     warrants the time-consuming method of calling
    produce the desired results? Will                  it   do the job?    and conducting a conference. The people brought
                                                                           together should have a common interest in the
    Is       the solution feasible?       Do    the         means    for   problem. They should be qualified to discuss and
    completing the job by this method exist? Can                           pass judgment on the problem. The problem
    the job be accomplished this way?                                      should be one to which the group can be expected
                                                                           to find a practical and acceptable solution.
    Is the solution acceptable? Is the solution                                Other important values grow out of using the
    going to be cost-effective? Will it fit command                        conference method. Workers who have had an
    directives?      Even if the     solution     is    cheaper, will      opportunity to offer their ideas and to take part
to accept the decision reached. Also, other serious         Submit a proposed agenda, but allow the group
problem areas      may be uncovered       during the                 it and offer modifications. The group's
                                                            to discuss
conference.                                                 primary objectives are to agree on (1) the exact
   You need      several elements to use the con-           nature of the problem, (2) the criteria for testing
ference method.     You must have an exchange         of    solutions, and (3) what the agenda should be.
ideas.   For profitable discussion, you must       select

people   who   are qualified to discuss the issue and          Ensure that points are discussed in the agreed
to act upon    it. You must control the discussion;         upon order. Cover all phases of the problem and
therefore, you must have planned it in advance.             call upon every member to contribute to the
Most important of all, the conference must have             discussion. Bring differences of opinion into the
an objective. Add up these elements and you have            open and discuss them freely. After the problem
a workable definition of the conference method.             has been thoroughly explored, solicit possible
It is a planned-for meeting of selected people              solutions. List the main points, facts, and
where an active, controlled exchange of ideas               assumptions agreed upon and the possible
takes place for the purpose of solving a problem.           solutions.


   PLANNING THE         CONFERENCE.              A
                                                 con-          Use questioning and summarizing to clarify
ference can be productive, or it can quickly                the issues. The question is an invaluable tool.
deteriorate into an exercise in fertilizer spreading.       Questions can open, advance, expand, or close
This will produce a maximum of useless talk and             a discussion. They can provoke thought and get
a minimum of worthwhile results. The usefulness             people to join the discussion. Success depends
of the conference rests on the quality of                   upon asking the right question at the right time.
preparation. Therefore, arrange for a suitable              Questions may be classified as overhead, direct,
conference room and set an acceptable time for              reverse, relay, lead-off, or follow-up, depending
the meeting.  Provide tables, chairs, lighting,             on their purpose:
chalkboard, maps, charts, and other necessary
aids. Inform the conferees of the time and place                   An overhead question is one you throw out
       advance as possible. Also provide them
as far in                                                          to the entire group.   The     first   question will
with a tentative statement of the problem,                         probably be of this type. When asking an
available pertinent data, apparent criteria for                    overhead question, give each person a
solutions, and an agenda for the discussion at the                 chance to express an opinion or present
same time. This allows them to be      fully   prepared            information. The overhead question may
for the discussion.                                                be used to close the discussion of a topic:
                                                                   "Does anyone have anything to add before
   CONDUCTING THE CONFERENCE.                                      we move on      to the next point?"
The orderly conduct of a conference     fits   into three
organizational divisions: introduction, body, and                  A  direct question is one you address to
conclusion.                                                        individuals. You will find such questions
    As with the introduction to a speech, getting                  very helpful in drawing people into the
a conference started on the right foot is crucial                  discussion. Be sure to ask a question the
to all that follows. Unless the participants are well              person can answer. Use direct questions to
known to each other, ensure the chairman and                       jolt   the   inattentive,    get   the talker    to
each member of the conference has a name card.                     summarize, or get special information
    Provide guidelines for the conference: (1)                     from someone. You also may use them to
stress the need for active participation; (2)                      draw someone back into the discussion by
encourage freedom of expression;     (3) request that              asking how his or her comments relate to
contributions be brief and to the point; (4) rule                  the topic. You may ask the direct question
that only one person may speak at a time; (5)                      first, or you may name the person you wish
invite differences of opinion, but rule out personal               to target before asking the question. The
abuse; and (6) assure that anything said will be                   first method keeps the entire group on its

regarded as confidential.                                          toes, and the second solicits individual
   Having laid the ground rules, introduce the                     thought and reply.
problem, motivate the group to solve it, and lead
the group to a final agreement. Then set up                        A reverse question    is    one you revert to the
criteria for the   group to   test possible solutions.             asker.   A relay question     is one you pass to
suineuuc      cisc.   iuu may          use a ic-                        11  pu&MUic. ra.iiUsUia.Liy
            verse question if a conferee asks questions          controversial questions may call for one or more
            you   feel   you should not answer. Throwing         summaries within the discussion of a point.
            questions back to the group promotes open               As a conference leader you must know how
            discussion and keeps you in the                      to handle discussion problems. Many trying and
            background.                                          delicate situations can, and will, arise; and
                                                                 circumstances will vary widely from conference
    9       A lead-off question is one you use to start          to conference. Be aware of possible problems, be
            a discussion of a new topic. A lead-off              prepared for some common situations, and be
            question should generate group thinking              familiar with possible ways of handling them. The
            on the topic. Before the conference begins,          following suggestions for dealing with disruptive
            prepare a lead-off question for each                 characteristics   may prove     helpful:
            separate item.
                                                                        Verbose people     who take 5 or 10 minutes
            A  follow-up question is one you use to                     to   make   a small point must learn to be
            keep a discussion going. This type of                       more concise. Ask them to write a brief
            question serves to govern conference                        summary on the chalkboard. You will find
            progress.   You must carefully design                       this is a severe but effective method to curb

            follow-up questions. Some planning of                       misuse of time.
            follow-up questions helps, but the
            discussion itself will determine the specific               Reticent, or silent, persons are likely to be
            questions.                                                  new to the group or unsure of themselves.
                                                                        Ifthey fail to join the talk after   becoming
   Use the following guidelines when asking                             familiar with the group, bring       them into
questions:                                                              the discussion with direct questions   you are
                                                                        sure they can answer.
    1   .   Word all questions      clearly so that they   may
be easily and quickly understood. They should be                        Skeptical people          are   a   disturbing
neither too hard nor too easy to answer. If a                           influence    most instances because they
                                                                                      in
question is too hard, you will receive little or no                     make us think who keep us from becom-
response; if it is so simple that it requires no                        ing receptive to illogical proposals. If
thought, it has no value.                                               skepticism prevents the acceptance of
    2. Since the primary objectives are to en-                          any proposal, however, remind the skeptic
courage thinking and promote discussion, avoid                          that   some   solution   must be found.
questions that may be answered yes or no.
    3. Generally, questions should be designed to                       The dogmatic characters will argue a single
draw out the knowledge and experience of the                            idea illogically until they arrive at the point
group. They should be worded so that people feel                        of no return. To concede in any way would
free to express their personal views on the subject.                    be an admission of stupidity or ignorance.
Avoid any wording that insults or antagonizes.                          To  get these people back into the group,
Do not let anyone flounder indefinitely; remember                       point out differences in definitions or
not to use questioning as an end in itself, but to                      evidence that both they and the rest of the
use it only as a tool.                                                  group have used. By doing this, you
                                                                        divorce them from ownership of the
   Successfully handling a discussion of any                            proposal.
length                frequent summarizing.
                requires
Summarizing helps you to keep the discussion                            Finally,the radical thinkers, or "odd
focused on the subject, give the group a clear                                may become a disturbing influence.
                                                                        balls,"
picture of the discussion, and avoid needless                           The greatest mistake you can make in
repetition. It also helps you to reveal areas of                        dealing with these people is to ridicule
agreement and disagreement. A summary to                                them  into silence. Genius first unfolded
define exactly where you are and what you have                          may   appear revolutionary and bizarre.
decided before going ahead is a must following                          Only by   listening to and understanding
the discussion of each point. This is the time to                       revolutionary ideas can we honestly judge
iron out differences of opinion uncovered during                        them.
itswordy, domineering, or belligerent members                               You waste time and effort trying to
in line. Since this action carries the weight of                            plan for every possibility. Stick to the
group       feeling,   it is   generally   more acceptable than             situations        most     likely to occur.
if    you alone take action.                                           6.   Don't panic when you make a mistake.
                                                                            No one is right every time. Mistakes are
       CLOSING THE CONFERENCE.                               The            a fact of life. Make the best possible
conclusion of your conference can be compared                               decision while recognizing that many
in purpose and importance to the conclusion of                              situations cannot be divided into black
a speech. It must tie the entire project together.                          and white. When you make a mistake,
Since all topics have been fully discussed, restate                         admit your error, learn from it, and get
allthe possible solutions. After considering each                           on with your business.
solution, select the best one. The solution decided                    7.   Make the decision. Don't waffle over
upon must be             likely to succeed in solving the                   a decision. Changing your mind back
problem. You will, of course, have differences of                           and forth only creates confusion and
opinion to iron out in coming to a decision                                 loss of confidence among your
acceptable to the group. The final solution may                             subordinates.
be a compromise or a combination of several                            8.   Put   to work. Having made your deci-
                                                                                  it

possible solutions. Make a closing summary,                                 sion,implement it. Put your heart into
phrasing the agreed-upon solution in a short, clear                         making your decision work. Limp-
statement. When no solution is reached or when                              wristed implementation may doom
discussion is to be continued at a later time, briefly                      your efforts to failure. If you do your
summarize what has been covered. At the end of                              best and still fail, refer to rule 6.
your summary, explain any further action to be
taken. Group members must not leave the meeting
wondering what,                     if   anything,   has    been   Group Decision Making
accomplished.
                                                                      In      instances, you will be able to make
                                                                            many
                                                                   decisions based on your experience and
                                                                   knowledge. At times, however, you will need
                       DECISION RULES                              input from others. You may gather input
                                                                   informally or in a more structured setting.
       1.   Set  priorities for decisions. Is this                    The need for group involvement may arise at
            a real problem that requires a decision,               any point in the decision process. Opinions are
            or is it a minor matter that can be                    sharply divided concerning the effectiveness of
            resolved at a lower level?                             groups, such as committees, in decision making.
                                                                   Some managers             feel that   group decision are more
      2.    Don't reinvent the wheel. Does a                       effective      because        of      the broader span of
            policy or procedure already exist to take              knowledge and experience represented. The
            care of the situation? Wasting time                    opponents of group decision making argue that
            making decisions that have already                     decisions are weakened through attempts to please
            been   made        is   pointless.                     too many different people. For better or worse,
                                                                   you will undoubtedly be involved in group
      3.    Gather other opinions.               Do you   need     decisions at many points in your career. The
            more information?                    Check with        following list of do's and don'ts will help you get
            supervisors, friends, or experts to get                the most out of the experience:
            a good perspective on the problem
            when   necessary.                                               Treat      all   members of        the group fairly.


      4.    Avoid stress checks. Anticipate                                 Don't       feel that each member must            get
            problems as much as possible. This                              exactly      what he or she wants. Make           this

            helps avoid crisis situations. If you must                      clear      from the start.
            make a pressured decision, take a few
            minutes out and mentally review the                             Remember            that     you   are here to gather
            decision-making steps covered            earlier.               different perspectives             on the problem.
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)
Guide for Senior & Master Chief (NAVEDTRA 10049)

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Guide for Senior & Master Chief (NAVEDTRA 10049)

  • 1. NAVEDTRA 10049 Naval Education and July 1990 TrainingManual Training Command 0502-LP-2 12-8600 (TRAMAN) Management Fundamentals: A Guide for Senior and Master Chief Petty Officers DISTRIBUTION STATEMENT A: Approved for public release; distribution is unlimited. Nonfederal government personnel wanting a copy of this document must use the purchasing instructions on the inside cover.
  • 2. The terms training manual (TRAMAN) and nonresident training course (NRTC) are now the terms used to describe Navy nonresident training program materials. Specifically, a TRAMAN in- cludes a rate training manual (RTM), officer text (OT), single subject training manual (SSTM), or modular single or multiple subject training manual (MODULE); and an NRTC includes nonresident career course(NRCC), officer correspondence course (OCC), enlisted correspondence course (ECC), or combination thereof. Although the words "he," "him," and "his" are used sparingly in this manual to enhance communication, they are not intended to be gender driven nor to affront or discriminate against anyone reading this text. DISTRIBUTION STATEMENT A: Approved for public release; distribution is unlimited. Nonfederal government personnel wanting a copy of this document must write to Superintendent of Documents, Government Printing Office, Washington, DC 20402 OR Commanding Officer, Naval Publications and Forms Center, 5801 Tabor Avenue, Philadelphia, PA 19120-5099, Attention: Cash Sales, for price and availability.
  • 3. MANAGEMENT FUNDAMENTALS: A GUIDE FOR SENIOR AND 4 MASTER CHIEF PETTY OFFICERS # I NAVEDTRA 10049 . Written by ATCS Joel H. Gamer 1st Edition 1990
  • 4.
  • 5. PREFACE Management Fundamentals: A Guide for Senior and Master Chief Petty NAVEDTRA 10049, and the nonresident training course (NRTC), Officers, NAVEDTRA 80049, form a self-study training package covering the basics of current management theory. Designed for individual study rather than formal classroom instruction, the training manual (TRAM AN) provides information on management history, theory, and practice. An NRTC has been designed for use with this TRAMAN. This course consists of individual assignments. It must be ordered separately from the TRAMAN. Ordering information is available in the List of Training Manuals and Nonresident Training Courses, NAVEDTRA 12061. Each assignment is a series of questions based on the textbook. You should study the textbook pages given at the beginning of each assignment before trying to answer the questions in your NRTC. This TRAMAN and its associated NRTC were prepared by the Naval Education and Training Program Management Support Activity, Pensacola, Florida, for the Chief of Naval Education and Training. Technical review was provided by the Office of the Chief of Naval Operations, Washington, D.C. Your suggestions and comments concerning this TRAMAN and its NRTC are invited. Comment sheets have been included with both the TRAMAN and NRTC. 1990 Edition Stock Ordering No. 0502-LP-2 12-8600 Published by NAVAL EDUCATION AND TRAINING PROGRAM MANAGEMENT SUPPORT ACTIVITY UNITED STATES
  • 6. THE UNITED STATES NAVY GUARDIAN OF OUR COUNTRY The United States Navy is responsible for maintaining control of the sea and a ready force on watch at home and overseas, capable of is strong action to preserve the peace or of instant offensive action to win in war. It is upon the maintenance of this control that our country's glorious future depends; the United States Navy exists to make it so. WE SERVE WITH HONOR Tradition, valor, and victory are the Navy's heritage from the past. To these may be added dedication, discipline, and vigilance as the watchwords of the present and the future. At home or on distant stations we serve with pride, confident in the respect of our country, our shipmates, and our families. Our responsibilities sober us; our adversities strengthen us. Service to God and Country is our special privilege. We serve with honor. THE FUTURE OF THE NAVY The Navy will always employ new weapons, new techniques, and greaterpower to protect and defend the United States on the sea, under the sea, and in the air. Now and in the future, control of the sea gives the United States her greatest advantage for the maintenance of peace and for victory in war. Mobility, surprise, dispersal, and offensive power are the keynotes of the new Navy. The roots of the Navy lie in a strong belief in the future, in continued dedication to our tasks, and in reflection on our heritage from the past. Never have our opportunities and our responsibilities been greater.
  • 7. CONTENTS CHAPTER Page 1. Introduction to Management Planning, Organizing, and Decision Making 1-1 2. Controlling 2-1 3. Personnel Management 3-1 4. Administration 4-1 5. Leadership and Motivation 5-1 6. Communication 6-1 7. Programs and Policies 7-1 APPENDIX I. Mission Organizational Plan AI-1 II. Where To Find It AIM INDEX INDEX-1
  • 8. CREDITS The articles and quotes listed below are included in this edition of Management Fundamentals: A Guide for Senior and Master Chief Petty Officers through the courtesy of the designated sources. Permission to use these articles and quotes is gratefully acknowledged. Permission to use these materials must be obtained frolm the source. SOURCE PAGES U.S. Naval Institute 5-7 through 5-10 G.P. Putnam's Sons 3-9, 5-1, 5-6
  • 9. CHAPTER 1 INTRODUCTION TO MANAGEMENT- PLANNING, ORGANIZING, AND DECISION MAKING LEARNING OBJECTIVES Learning objectives are stated at the beginning of each chapter. These learning objectives serve as a preview of the information you are expected to learn in the chapter. By successfully completing the nonresident training course (NRTC), you indicate that you have met the objectives and have learned the information. The learning objectives for chapter 1 are listed below. Upon completion of this chapter, you should be able to do the following: 1 . State the role of the senior chief. 10. State the need for careful timing of plans. 2. State the role of the master chief. 11. List the criteria for evaluating plans. 3. Identify the definition of management. 12. State the need for goals and objec- 4. List the functions of management. tives. 5. State the basic tenet of the acceptance theory. 13. Identify the definition of management by objectives (MBO). 6. Identify the characteristics of bureau- cracy. 14. List the steps to solving a problem. 7. Identify the principle characteristics of the 15. List the primary phases of a conference. behavioral theory. 16. Identify the characteristics of decision 8. State the importance of personal situations. planning. 9. List the types of plans. 17. List the styles of decision making. PLANNING AND ORGANIZING for this profession. These managers must use sound management practices to accomplish the The basic principles of management have Navy's mission. steadily evolved into a profession indispensable Management practice is a many-faceted to the function of modern organizations, whether discipline encompassing everything from assigning commercial, nonprofit, or military. The Navy working parties to maintaining multimillion-dollar depends on its "middle managers" to fill the need weapons systems. You as managers are responsible
  • 10. command, the defense department, to the chain ot LJ and the taxpayer to avoid needless waste and inefficiency in the conduct of our mis- Management is defined as the art of sion. integrating human, economic, and technical resources to attain a goal. No matter what you You as and master chief petty senior attempt to accomplish, a sound knowledge of officers are thebackbone of Navy management. management principles will certainly increase your The Navy expects you to practice sound chances of meeting your goals. management of Navy personnel and material assets to accomplish our mission. You must wring Management is exercised in many ways. A every possible ounce of performance out of the housekeeper who decides what must be done and budget dollar to survive and prosper in an plans the shopping and housework accordingly increasingly budget-conscious world. As senior uses management skills. Organizing a working enlisted managers you are responsible for your party or coordinating a major assault both require organization's effective, efficient operation. management expertise. Effectiveness gets things done correctly and in the proper order. Efficiency achieves ob- Sound professional management results in jectives with the greatest possible output from improved performance, more clearly defined minimum input. In other words, efficiency goals, higher success rates, and reduced waste. It achieves maximum use of physical and human can make the difference between a successful resources. deployment and disaster. The roles and functions of the senior chief and master chief are deliberately stated by the Chief WHAT IS MANAGEMENT? of Naval Operations in general terms. You are generic! Whether you are a division chief, division Management is the business of developing and officer, or command master chief, your mastery coordinating resources, both material and human, of management skills will determine the success and directing their use effectively and efficiently or failure of your mission. to achieve a goal, objective, or mission. Although management is often described as both an art and The of a senior chief petty officer role a science, the formal study of management as a isthat of the senior technical supervisor with science is new. The science of relatively primary responsibilities for supervising and management may be learned in a classroom, but training enlisted personnel oriented to system and the art of applying this science in dealing with subsystem maintenance, repair, and operation. human beings must be learned through observa- Based upon wide-ranging experience and special- tionand experience. Much of the theory of human ized training, the SCPO provides the command behavior can be learned, but a practical base of with ahigher level of technical and personal experience is still a must. Science may managerial expertise than is expected at the succeed without art; but in the case of E-7 level. management, great results may only be achieved by skillfully blending the two. As the senior enlisted petty officer in the United States Navy, the master chief petty officer is vested with special command trust Levels and Types of Management and confidence extending to administration and managerial functions involving enlisted The typical organization functions at five personnel. Based upon experience, proven general levels: executive management, top performance, and technical knowledge necessary management, middle management, first-line for advancement to the grade of MCPO, management, and nonmanagerial. Consider the individuals of that rank within a command hold chain of command on board a naval station the senior enlisted positions and contribute to (fig. 1-1). The commanding officer and the executive forming as well as implementing policy within officer are the executive level of their occupational field or across the full management. Navy Department heads are the top management level. rating spectrum. Middle management is practiced at the division
  • 11. level. Work center or shop supervisors are front- and objectives will broaden in scope as your managers. Workers make up the line or first-level viewpoint of the organization's mission changes. nonmanagerial level of the organization. What Does a Manager Do? The types of management are generally With few exceptions management tasks and grouped as either operational or administrative. functions are generic. You as managers perform At lower levels of management, you will be chiefly the same basic functions no matter what concerned with operational management. This organization you belong to. What are these involves motivating and directing front-line functions? They are planning, organizing, managers and workers to achieve operational staffing, leading, and controlling. The basic goals. As you progress upward in the organi- functions of management are interrelated. zation, your concerns will shift toward Remove one of them and the whole process administrative management activities. Your goals becomes ineffective. EXECUTIVE LEVEL MANAGEMENT TOP LEVEL MANAGEMENT DEPARTMENT HEADS DIVISION OFFICERS MIDDLE MANAGEMENT DIVISION CHIEF PETTY OFFICERS WORK CENTER FRONT LINE MANAGEMENT SUPERVISORS NON-MANAGERIAL
  • 12. In addition, military managers must spend ishard to remember your original mission when considerable time balancing the needs and you are up to your hips in alligators. Hopefully, requirements of many different groups (fig. 1-2). this book will help you control the reptile You are first of all responsible to your chain of population. command for attaining mission goals and objectives. You must also be aware of and FUNCTIONS OF MANAGEMENT concerned for the needs of your troops. Their health and welfare, advancement needs, career The functions of management are all planning, and personal needs must be considered. individually important. Keep in mind, however, Collateral duties, human relations programs, and that they are also interdependent; that is, they equal opportunity requirements must be weighed. depend upon each other for success. This section You also have your own needs to worry about. briefly explains the functions of planning, Personal career planning, retirement planning, organizing, staffing, leading, and controlling. and family needs must be coordinated with everything else. PLANNING. Planning starts with setting a Striking a balance between conflicting needs goal. done, the hard work starts. You Once this is while keeping mission objectives on line can make must make decisions concerning the programs, you feel like the man sent to drain a swamp. It tasks, procedures, strategies, and standards PROGRAMS & POLICIES FAMILY SERVICES ETC
  • 13. budgetary and time constraints and consider and political developments of the last 200 years. available resources. The principles of management we know today Planning is the cornerstone of management. have evolved from "classical" theories, through All other functions hinge upon careful planning. behavioral theories, to the more recent Without it, you are wasting your time and your development of contingency management command's resources. theories. ORGANIZING. Organizing is the business of arranging available resources into a coherent Classical Theory structure. This means getting the needed materials to achieve your goal, setting up committees or Classical theories date from the late 1800s to work groups, and assigning authority and the 1930s. These theories were more concerned responsibility for various tasks. with efficient usage of physical resources and technology than human resources. The worker STAFFING. Staffing describes the process was seldom considered as more than a tool, while of selecting, training, and placing your personnel the manager was regarded less as a leader than where they will be most effective. Take care to as a ruler. consider the capabilities and temperament of your During this period major contributions were troops when carrying out this function. made to management knowledge in the fields of organizational theory, scientific management, and LEADING. Field Marshall Bernard management functions. Such notables as Chester Montgomery described leadership as "the capacity Barnard, Max Weber, Frederick Taylor, Frank and will to rally men and women to a common and Lillian Gilbreth, Henry Gantt, and Henri purpose, and the character which will inspire Fayol contributed to this knowledge. confidence." Leadership involves motivating, disciplining, and directing your troops. Although ORGANIZATIONAL THEORY. Organi- your style as a leader may become less personal zational theorists such as Chester Barnard and asyou rise in an organization, your example will Max Weber studied the nature, structure, and become more visible. Without strong, effective purpose of formal organizations. Among other leadership the best of plans will stand little chance accomplishments, Mr. Barnard (who was pres- of success. ident ofNew Jersey Bell Telephone Company) developed the acceptance theory of authority. CONTROLLING. Controlling is the Max Weber, an early sociologist, was one of the function that ties the others together. By all founders of the bureaucratic organizational controlling, you develop the methods needed to theory. monitor and guide performance. Without control, production efforts tend to become disjointed and Acceptance Theory. Chester Barnard's haphazard. acceptance theory of authority proposes that When controlling efforts go astray, develop subordinates will completely accept orders only a plan to get things back on track. Organize the when they understand the orders and are willing means to carry out the plan. Assign responsibility and able to comply with them. for getting production back on track (staffing). Provide leadership to get things moving again. Use control methods to ensure that production To what extent have you seen this proven? runs smoothly. Through such actions, you We expect obedience, but results are constantly repeat and reenforce the cycle of generally better when our workers know management functions. the what and why of a situation. EVOLUTION OF MANAGEMENT THOUGHT Bureaucracy. Max Weber's research showed that a bureaucracy was the most efficient Management in some form has been in method of making the transition from small-scale existence since man congregated in family first business to management of large-scale organiza- groups or tribes. Modern organizational behavior tions.
  • 14. Did your blood pressure rise at the mention 5. Incentive pay should be introduced to of BUREAUCRACY? Let's take a look at what increase motivation. this much-maligned word really means. Under a bureaucracy, organizational structure is defined Gilbreth. Frank Gilbreth did extensive work by the following six traits: with time and motion studies. His goal was to find the single "best" way to perform a given job. His 1. Tasks are broken into highly specialized methods produced results that were unequalled jobs. at the time. His wife, Lillian Gilbreth, studied 2. A set of rules are rigidly followed to mini- mize uncertainty and increase the ability to ways to improve the training, selection, and placement of personnel. In addition, in 1914 she predict job performance. published the first book on management psychol- 3. Authority-responsibility relationships are ogy: The Psychology of Management. rigidly maintained. 4. Superior-subordinate relationships tend to be impersonal. 5. Promotion and hiring criteria are merit- You may be familiar with the book based. Cheaper By the Dozen. Written by two of the Gilbreths' twelve children, it deals 6. Lifetime employment is an accepted norm. humorously with the regimentation The bigger or older an organization becomes, practiced in their home. the more bureaucratic it tends to become. Although many are critical of them, "bureaucratic structures" can be very effective in many Gantt. Henry Gantt refined methods of situations. The armed forces are necessarily highly using graphics to plan, track, and improve bureaucratic. Keep in mind however that rules can performance. The Gantt Chart is used extensively be too restrictive, and specialized jobs can become in management planning. boring (leading to errors). Also remember that you can't always be impersonal, and truly superior workers can be difficult to recognize in a Fayol. Henri Fayol's research combined the bureaucratic environment. efforts of several management theorists of his day. He classified the functions of management as SCIENTIFIC MANAGEMENT. Other clas- planning, organizing, coordinating, commanding, and controlling. These functions have evolved to sicists developed the art of managing production the present with only minor modifications. efficiency. Frederick Taylor, Frank and Lillian Gilbreth, and Henry Gantt, to name a few, made Today's manager must be proficient in plann- ing, organizing, staffing, leading, and con- major contributions in this field. trolling. Taylor. Frederick Taylor's scientific approach evolved from experiments conducted in the management of his machine shop. He believed Behavioral Theory managers must undergo a "mental revolution." He also believed managers wishing to improve Although by the mid 1920s many businesses had adopted these management practices to good productivity should be prepared to share the increased gains with their workers by improving effect, critics maintained that the human element material conditions and making the work easier. had been largely ignored. Hugo Munsterberg had To advocated the study of human behavior as early accomplish these goals, he proposed five steps: as 1913. The combination of his studies, Max 1 . Workers should be carefully selected and Weber's work-leadership theory, and the theory trained. of bureaucracy led to further developments in the 2. Preventive maintenance procedures should field of human relations. The study of human
  • 15. FOLLETT. Mary Parker Follett was a out! They felt special. All of the young ladies had psychologist who conducted research in the area volunteered to participate in the experiment and of management and labor relations. She wrote and had committed themselves to cooperating. Their lectured widely on the subjects of conflict morale improved and production rates followed. resolution, coordination, and cooperation These results are underscored by the fact that at between workers and managers. the beginning of the experiments, many laborers commonly referred to the Hawthorne plant as SHELDON. Oliver Sheldon contributed to "the prison." management theory on his advocating that You have probably observed this phenomenon industry has an obligation to benefit the in military life as well. When the troops feel you community. He maintained that industry had a are concerned for their welfare and will "go to social obligation to the community and to its bat for them," they will frequently produce results workers. His ideas were in the forefront of the far beyond your expectations. We reap tremen- human-relations movement that has continued to dous dividends from small amounts of time and this day. attention when we recognize good performance or assist a sailor with a problem. THE HAWTHORNE EFFECT. No study of management would be complete without a discussion of the Hawthorne studies. Between Contingency Approach 1924 and 1932, when the Great Depression intervened, Western Electric Company's In the last 20 years, practicing managers and Hawthorne plant was the site of a series of studies theoristshave gradually synthesized a new man- in human behavior. These experiments provided agement approach from the mechanistic and be- a great deal of information relating to motivation, havioral theories of previous decades. This organizational relations, and counselling. method isreferred to as the contingency approach. One of the most interesting findings became The basic tenet of contingency management known as the Hawthorne effect. This was the (not to be confused with crisis management) is discovery that improved working conditions had that management techniques must be modified less effect on productivity than improved morale. according to the current situation. This applies When workers felt their contributions were particularly to military management. During important and their efforts were appreciated, their peacetime training missions we try to help our production increased, even when working people understand the logic behind orders and conditions were made worse. procedures. During combat or emergencies, In one phase of the experiment, a number of however, we expect immediate, unquestioning young women were divided into two groups. One responses. We then become almost totally acted as a test group and one as a control group. mechanistic in our management approach. The working hours and working conditions of the Contingency management also applies to your test group were periodically altered while those dealings with personnel. Some people can take a of the control group remained the same. Such hint or even anticipate your requirements. Others factors as lighting, lunch times, and breaks were respond only to blunt, straightforward direction. altered or eliminated for weeks or months at a Most people fall somewhere between these two time. When working conditions were improved extremes. You will spend a large part of your time, through increased lighting, productivity in the test effort,and skill directing and taking care of the group improved. This was expected; but to the needs of your personnel. The ability to choose the researcher's surprise, productivity within the right approach at the right time can make your control group also improved. Lighting was then job considerably easier. reduced for the test group, but production rates continued to improve! The control group's production continued to rise as well. Similar I have six honest serving men, they taught changes to breaks, working hours, and lunch me all I knew. Their names are What, and periods evoked the same response. Over a period When, and Where, and How, and Why, of 2 years, production in both groups soared and Who. steadily to new heights. The workers in these groups were exhibiting Rudyard Kipling normal human behavior. They had been singled
  • 16. PLANNING it.In this way, you form specific tasks. By grouping these tasks, you determine the specific As Mr. Kipling pointed out when asked to jobs to be assigned. explain his journalistic success, effective plans revolve around the answers to six basic questions: When eating an elephant, take one bite at 1 . What must be done? a time. 2. When must itbe done? 3. Where will be done? it General C.W. Abrams 4. How will it be done? 5. Why must it be done? 6. Who will do it? Evaluate the Situation Until these questions are answered, you will When you evaluate the situation, try to be unable to choose an effective course of action. determine what you need to reach your goal. Use your knowledge and experience to examine PLANNING STEPS available resources, policies, and procedures. Do you have enough manpower, supplies and equip- In planning, you think ahead to select the best ment, space, and time to get the job done? How course of action to reach an objective. Your plan about your standard operating procedures (SOPs) forms the basis for future management actions. and policies? You may need to coordinate with Develop all the steps required to conduct a smooth other managers and/or staff personnel to get what operation, and watch it move toward the you need. If some are unable to help you, this will objective. Every plan, whether simple or complex, have an impact on your plans. To evaluate, in this written or mental, contains certain essential case, means you must look at the situation elements: an objective, resources, procedures, and carefully before you begin operations. controls. Planning becomes easier if you follow a logical sequence in your thinking: Consider AH Possible Alternatives Analyze the objective. Now that you know what has to be done and what is available to do it with, you are ready to Evaluate the situation. consider how to do it. The objective, available resources, and situation all tend to limit your Consider all possible alternatives. alternatives. One very effective technique for generating alternatives is "brainstorming." Select the best course of action. Gather a group of people (your workers, peers, and other concerned managers are excellent Develop an alternate plan. resources), explain the objective, what resources are available, and any existing limitations. Then Test plans for completeness. ask for ideas. You must resist the temptation to arbitrarily prejudge or discard possible courses of Following this sequence won't always assure action. Often a half-baked scheme will trigger a a good plan, but it will eliminate many problems better idea from another source. and pitfalls you would normally encounter in planning. Selecting the Best Course of Action Analyze the Objective After you have met with your people, choose the best course of action to carry out the mission. First, you must break the objective into In making this decision, consider the methods and components and establish relationships among techniques required by each possible course. them. You must answer the question: What Determine which methods are most appropriate specific operations must I achieve to accomplish and which should be avoided. If you choose a the objective, and how are those operations widely different course of action from that
  • 17. your action will meet all required deadlines. Also, PERSONAL PLANNING be certain that your plan fits the assigned objective, is feasible under present circumstances, While you are doing all this planning, don't and will dovetail with the command mission and overlook the most important plan of all: established policies. You may develop a beautiful Planning your time! plan; but if the manpower requirements for it are Planning your time effectively can benefit your out of line with available resources, you will be efforts as much as having an assistant. Your job an uphill battle. fighting is to manage. The things you must do to manage Once you have decided on a viable plan, you your unit may seem endless. You must schedule must design controls for the process. Good work, develop plans, supervise training programs, controls will allow you to keep in touch with the attend endless meetings, improve the programs effectiveness and efficiency of your plan. They under your control, and continually supervise. will let you identify and correct problems before To accomplish this with any degree of effective- they reach epic proportions. A good plan must ness, you should know what you are going to do be flexible enough to respond to required from day to day. This means planning your adjustments dictated by the control process. work. Experience has shown that the manager's efforts fall into four basic work areas: regular, The best laid schemes o' mice and men routine, special, and creative. Gang aft a-gley. 1. Regular work is your primary responsi- Robert Burns bility. This includes planning, controlling, organizing, coordinating, directing, training, and If it can possibly go wrong, it will! supervising. 2. Routine work includes tasks such as Murphy's Law answering the telephone, preparing routine reports, keeping production records, logging work Always expect the worst, then anything less orders, and keeping muster records. You should will be a pleasant surprise. spend very little time performing these duties. Assign these tasks to subordinates (we will discuss Joel Garner delegation later). 3. Special work includes service on com- mittees, staff studies, investigations, special reports, and collateral duties. Planning for these Develop an Alternate Plan duties can be difficult, since they don't always occur at regular intervals; but you must allot time Once you have developed a gem of a plan, for them. expect to fail! An alternate plan can save the it 4. Creative work is what you accomplish in day if the worst should happen. If conditions improving working conditions, developing better should change or resources should suddenly procedures, and improving techniques. This is one become unavailable, your original plan could well of your basic (and most rewarding) become unworkable. So develop a full-blown responsibilities. If you don't find the time for it, alternate plan at the beginning; you may not have then your planning leaves something to be desired. enough time later. No hard and fast rule exists as to how much Test Both Plans for Completeness time you should devote to each of the work areas. A general guideline would probably be regular After you have selected the best course of work, 65 percent; routine work, 15 percent; action and an alternate plan, check them both for special work, 10 percent; and creative work, 10 completeness. Do they answer the six questions percent. The actual breakdown will depend on you what, when, where, how, why, and who? Are they and your work situation. both adequate? Do they comply with current Planning never really ends. You must adjust
  • 18. Planning and plans are typed or classified by Examples of policy are equal opportunity their characteristics and purpose. The following programs, promotion policies, fraternization, is the general criteria for classifying plans: single parenting, and zero tolerance. @ Functional area The general field to which PROCEDURES. Procedures establish the the plan applies, such as personnel, sequence and accuracy required for you to administration, operations, and safety accomplish specific actions. You, as managers, establish procedures to accomplish many routine 9 Time factor Long, medium, or short- jobs such as check-in/out, maintenance actions, range preventive maintenance, inspections, and pre- deployment preparations. Characteristics Cost, detail, and com- plexity WARNING Level affected Force, command, depart- ment, division, or shop When a procedure has become obsolete or requires modification, change or cancel it! @ Action required Most often performed Considerable time and effort is wasted actions, such as research and development, every day through compliance with staffing, and mission operations outdated procedures. These criteria are used to classify plans into "But Chief, we've ALWAYS done it this three general groups. These are strategic, way." Grrrrr. standing, and one-time or single-use plans. Strategic Plans When procedures cross departmental lines, you must ensure they are coordinated with the Strategic plans are concerned with overall other departments to avoid confusion and ruffled mission. They define unit objectives and goals. feathers. Well thought-out procedures, however, Strategic plans give you "The Big Picture." will make your life easier. They put routine These plans are designed to provide long-range matters on automatic pilot and allow you to guidance. They provide a base line for other plans. concentrate on managing the exception rather Once mission and objectives have been defined, than the rule. Good procedures will do the strategies can be developed to meet them. Strategic following: planning must remain flexible enough to accom- modate shifts in policy or action by our own Free manager's time from routine matters government and other nations. They must include alternate or contingency plans in anticipation of Ease coordination foreseeable changes. Save man-hours Standing Plans Increase efficiency and effectiveness Standing plans consist of policies, procedures, and regulations. They exist to provide guidance to you in the absence of higher authority. They Increase your control enable you to make rational, informed, consistent decisions and plans without constantly consulting Simplify delegation of authority higher levels of command. Standing plans exist until they are cancelled or modified by higher Clarify responsibility authority. REGULATIONS. Regulations are often POLICIES. Policies are an expression of top used to effect policies and plans. They pro- management's attitudes toward specific actions vide specific direction concerning required or
  • 19. prohibited actions in given circumstances. BUDGETS. A budget is simply a financis Regulations frequently carry a penalty for forecast. It lays out expected monetary needs fo noncompliance. You are already familiar with a specific plan or operation. A budget must se many regulations: realistic financial goals to be of any use as control device for project or program manage Hair length and style restrictions ment. You will find budgetary planning one o the most critical planning challenges you will fac Hearing protection requirements as a manager. A carefully thought-out budget however, will provide a measure of efficiency an< @ Smoking restrictions effectiveness as an operation progresses. It wi] also give you a considerable degree of control ove Safety requirements the progress of your project. Uniform requirements THE TIME ELEMENT IN PLANNING Single-Use Plans Comprehensive planning can be time-consum Single-use plans are essentially one-time use ing.As a result, you will frequently need to g< plans having a specific goal or objective. They ahead with the several planning steps withou may run for a few days or last several years. having all the facts. Flexibility is the key t< Projects, programs, and budgets are commonly planning under these circumstances. You mus thought of as single-use plans. allow for changes as new information or alterna tives are presented.Give due consideration to th PROGRAMS. Programs set objectives and range or life span of a plan as well. Plans com specify the main steps or actions you must in three basic sizes with respect to range: take to obtain them. A comprehensive program will provide information concerning the follow- 1. Long-range plans ing: 2. Intermediate-range plans Step-by-step goals 3. Short-range plans O Policies Long-Range Plans 6 Rules Long-range plans run for 2 or more years an sometimes as much as 30 years. Five-year plan Required physical and human resources for new construction, manpower, and weapon procurement typically fall into this category Strategies Long-range plans reflect the big picture and ar generally reserved for top-level managers. Thes PROJECTS. An effective way for you to are the plans people are least likely to understam deal with program management is to break the completely. Long-range plans are also callei program goals into manageable projects. A strategic plans. project should have a clearly defined goal with a definite beginning and end. This approach to major or complex objectives will give you greater In over 25 years service, I've never seen the flexibility inscheduling, planning, and delegation. Real Navy or The Big Picture. It allows you, the manager, to concentrate on managing the various aspects of the program Anonymous MCPO while dividing the detail work among your subordinates. A side benefit of this technique is increased involvement and program support from Intermediate-Range Plans
  • 20. ui iiucTiiieuiaLe-riiiige pians. iiuerine- win me muic ugiu yuui pi an, me iiiuic diate-range planning is normally associated with will be the need to change it. This idea is a staff, department, and sometimes division corollary to the jelly-side-down principle. managers. Short-Range Plans The odds of a falling piece of jelly bread landing jelly side down improve in direct Short-range plans are formed at all levels of relation to the cost of the carpet. management. They are, however, normally associated with managers at the division, branch, Murphy's Law and shop levels. Implementation of new policies, work assignments, and training syllabi are typical short-range plans. These cover a time span from Simplicity 1 day to 1 year. Needlessly complicated plans are an admini- TIME SPAN AND PLANNING strative burden to you and the people who must live with them. Some plans must be complicated, The time you spend on planning will depend but you must make every effort to avoid largelyupon your position in the management unnecessary steps. This is the same logic that dictates breaking large programs and plans down hierarchy (chain of command). Upper-level managers routinely spend over 25 percent of their into more manageable projects. You can help time planning, while lower-level managers by designing a compartmented plan that will lend itself to the project concept. Such fore- normally invest 10 to 15 percent of their time. All managers plan. The character, range, and thought makes monitoring and controlling much time invested in a plan depend on the nature and easier and will save your time and the Navy's complexity of the plan. They also depend on your money. level of responsibility and authority with regard to that particular plan. Accuracy Does your plan conform to your goal? Are EVALUATING PLANS facts accurate or colored your by personal opinion and desires? You must maintain objectivity in the The criteria most commonly used to evaluate planning process. You must avoid needless ruffles your plans are based on your consideration of the and flourishes that do not point toward your goal. following elements: Tinsel is pretty but expensive. Flexibility Comprehensive Viewpoint G Simplicity Have you gone through all of the planning steps? Does your plan cover all vital actions Accuracy without going into minute, restrictive detail? You must leave room for subordinates to maneuver. Comprehensive viewpoint Is your plan consistent with command procedures and goals? Your plan should make coordination Cost-effectiveness with other elements of the command easy. Assignment of accountability and Cost-Effectiveness responsibility Cost-effectiveness applies to more than just Flexibility dollars. If your plan provide enough return will to justify the time, energy, and personal The longer the span of time involved in your involvement you (and others) will invest, use it; plan, themore important flexibility becomes. otherwise, cancel it. One of the hardest things for Your design must be flexible enough to a manager to do is scrap a lovely, simple plan. accommodate smooth transition into alternate If you must cancel a plan, do it yourself; this is plans should the need arise. And arise it easier than having it scrapped by someone else.
  • 21. Have you provided realistic guidelines, timetables, and performance measures? Does your plan clearly delineate areas of responsibility? If you don't know where you are going, These facets of good planning can save a then any road will get you there. tremendous amount of time and confusion. You can make everyone's life easier by spelling out Lewis Carrol who must do what by when. ORGANIZING GOALS AND OBJECTIVES Objectives provide both direction and Organizing is analyzing the mission, determin- destination to our efforts. Without them, you are ing the jobs, setting up the structure, and assigning like SN Skylark who reported to personnel and personnel. Since planning and organizing overlap, told the duty yeoman that he had lost his orders. saying precisely when planning stops and organiz- When the personnelman offered to contact his ing starts is nearly impossible. The basic procedure of organizing consists of next command, Skylarkreplied, "That's the real problem; without my orders, I don't know which considering mission and resources, putting them ship I am going to." in order, and carrying out plans. Factors Some sailors take a shotgun approach to considered include functions, operations, tasks, studying for advancement. They take corre- material, manpower, money, space, and time. You have four major tasks: set up a structure, spondence courses that interest them without reference to their advancement bibliography. determine procedures, establish requirements, and Without organizing their study efforts, they allocate resources. greatly reduce their chances of passing a rating. Organizing is based on mission objectives. Different missions require different types of Many managers make the same mistake; they make decisions without identifying the goals first organization. The mission, however, does not tell or objectives and planning the best route for you what specific functions, operations, and tasks will be required. It is simply a short statement of attaining them. the end results expected. It must be reduced to three areas: What Is an Objective? 1 . Functions General types of work which For our purposes, goals and objectives are must be performed to accomplish the mission essentially the same. An objective is the desired end result of your efforts. It should be consistent 2. Operations Specific jobs which must be with your unit mission. Objectives can be stated done to perform a function in broad terms (overall objectives) or be precise 3. Tasks Individual jobs required to com- (specific objectives). You reach overall objectives plete an operation through setting and attaining sub objectives, The important thing for you to remember is specific strategies, policies, programs, and so to break the mission down into the functions, forth. operations, and tasks needed to accomplish it. To determine objectives, you first must define Then group them by similarities of required skills your unit's overall mission. Your unit's intended and equipment. The project concept discussed function or purpose is its mission. Without a clear under planning now comes into play. Once you picture of your mission and objectives, you will have grouped the various elements of the mission, be like SN Skylark knowing you need to go you must develop an organizational structure SOMEWHERE, but not knowing where. based on that grouping. This structure will provide Areas that need objectives include, but are the channel through which orders will travel, and not limited to, work performance, worker at- it will determine the assignment of responsibility titudes, retention, productivity, material, and and authority. The typical organizational chart finances. Appendix I provides an excellent is a graphic representation of a unit's structure. example of a mission organizational plan and It shows the lines of authority and responsibility, objectives.
  • 22. uy SOLVING Management by objectives (MBO) is a joint effort in goal setting by managers and their A major component of planning and organiz- subordinates. One of the major benefits of this ing in any organization is the ability of its process is the resulting dedication to goal managers (that's you) to make decisions. Decision attainment by your subordinates. People with a making is the deliberate choice of a specific course personal commitment to a goal will naturally work of action to achieve a particular result. The quality harder than those who have their goals set for of your decisions will directly affect the efficiency them. and effectiveness (remember those two words?) of your department, division, or work center. It also will determine your creditability with your Did you volunteer for this job? subordinates and seniors. All managers are Yeah. At least that's what the Chief told decision makers! me. CLASSIFYING DECISIONS Conversation overheard between two Airmen during a base beautification Decisions may be classified as programmed or project unprogrammed. Programmed decisions are repetitive in nature and are normally covered by routine procedures or instructions. When to The MBO process consists of six major schedule training, which check-in procedures to parts: use, and when to perform preventive maintenance are examples of programmed decisions. These 1. Discuss your job responsibilities and decisions are considered routine and require little, priorities. if any, conscious thought. The unprogrammed 2. Reach a mutual understanding of your decisions are the ones that cause ulcers and subordinates' responsibilities and job prior- premature hairloss. Unprogrammed decisions are ities. made infrequently and generally involve variables 3 . Jointly set specific performance objectives that require a considered response each time the and standards for your subordinates. problem arises. Who to send TAD, which 4. Establish periodic meetings to evaluate assignment to ask for, and how to schedule progress. Christmas leave are examples of unprogrammed 5. Set annual or semiannual meetings to decisions. review your subordinates' overall perform- ance. PROBLEM SOLVING 6. Start the cycle over at step 1, adjusting or modifying goals as necessary. How many times during the past months have you found obstacles standing between you and MBO programs are not applicable to all some goal you wanted to reach? Most supervisors situations. Additionally, MBO can cause increased could quote a fairly large figure if they could make paperwork and be time-consuming. The benefits an accurate tally of the number of problems they of a well-run MBO program can, however, be have faced. Whenever difficulties block your path considerable. MBO ensures that subordinates to some goal, you have a problem. understand what expected of them and where is Since you do not lead a charmed existence, your priorities lie. This eliminates much potential you are confronted by problems everyday. As a confusion, frustration, and wasted motion. The mature person, you probably accept the MBO process forces you and your subordinates inevitability of problems, facing them realistically to plan more thoroughly and focuses your energies and seeking workable solutions. But unless you on specific goals. It increases communication have studied the nature of problems and ways to between you and your subordinates about tackle them, you may still be resorting to trial- progress and problems and increases your and-error methods. This often results in your subordinates' commitment to attain those goals. overlooking the best solutions. MBO also sets up definite, measurable standards Problems can be solved to the advantage of for performance evaluation. all concerned. The art of problem solving may
  • 23. seem extremely tedious and demanding at first. However, once you master it you will enjoy the RECOGNIZE benefits of finding the best solution for the THE PROBLEM problem at hand. Your duties are demanding. Demands create problems that you must solve, sometimes by yourself but more often with others who are equally concerned. What better reason could you GATHER have to master problem solving? You should DATA remember two principles about problem solving: 1 . Any system is better than no system at all. 2. The ultimate goal of any system is the LIST ability to withhold judgment until all POSSIBLE aspects of the problem have been logically SOLUTIONS considered. Individual Problem Solving o TEST/DISCUSS The system we describe here is a way you can SOLUTIONS < remove obstacles and reach the goal in problem CD O solving. Since the method is closely related to the LU process of scientific investigation, it is often referred to as the scientific method of problem solving. The method is not foolproof, but it will SELECT help you withhold judgment until you have con- THE BEST sidered all possible facets of the problem and all SOLUTION possible solutions. This is a value of any problem- solving system. It enables you to consider possible solutions without prejudice or bias. Any syste- matic approach to problem solving will help you to withhold judgment and remain open-minded. The six phases of problem solving (or decision making) follow a logical sequence (fig. 1-3). In actual practice, you will probably need to adjust this sequence to fit the moment. Developments in one phase may cause you to readjust or reconsider factors in a previous step. The following are the six steps to problem solv- ing: 1. Recognize the problem. 2. Gather the data. 3. List all possible solutions. Figure 1-3. Decision making. 4. Test possible solutions. 5. Select best possible solution. 6. Implement and follow-up. obstacles such as cost, time, available transportation, and routes to take. The above RECOGNIZE THE PROBLEM .Can you factors contribute to recognizing your problem take a trip without first deciding what method of through analysis of the elements. transportation to use or without knowing where you want to go? Obviously, you must recognize GATHER THE DATA. You now have a your need to get from one place to another. goal and you have identified the things that stand Secondly, you must know your goals or the place between you and success. Next, you must get all vou intend to visit. You must consider the the information you need to solve the problem.
  • 24. You need to know about road conditions as well SELECT THE BEST POTENTIAL as bus, train, and airline schedules and fares. SOLUTION. At this point, you can decide on Divide this information into categories: the best solution by eliminating those which do nof meet your criteria. For example, in planning Facts These are known For example, truths. your trip, you may eliminate rail, bus, and air you can call the highway patrol for road travel because they do not fit your criteria. You conditions, you can consult schedules for trip may decide that driving your car is the best times, and a map will provide distance solution to the problem. information. Of course most problems are not this simple. You will frequently find two or more alternatives Assumptions Some data must be assumed, that meet all your criteria. You must then decide such as the accuracy of information concerning which will be the best. This may well be the fares and possible routes. hardest part of decision making, because it causes you to fall into a mission-oriented frame of Criteria A criterion is a standard of judging. reference. Which alternative is best for the overall This most important in data gathering. It is a is mission? Which will best dovetail with other on- rule by which you measure such things as facts, going projects? Which pays the most dividends principles, opinions, and assumptions. In problem in the long run? solving, you should always have some criteria to consider. For example, you might consider criteria IMPLEMENT AND FOLLOW UP. Put the such as the following: departure must be between solution into effect. No problem is solved until 0800 and 1000, arrival must be before 1700, action is all that work making a taken. After luggage must include two suitcases and a trunk, your work be wasted. Follow decision, don't let and travel money is limited to $75. The criteria up. Get feedback on the progress of your solution. will help you decide which method of travel to You may need to review and revise your solution use. The bus may be too slow. The train may leave as it progresses. Also, failure to follow up shows too early. Airfare may exceed available funds. a lack of interest. Your subordinates may wonder Whatever criteria you set up will help you decide why they should be interested in the plan. between alternatives. Group Problem Solving LIST ALL POSSIBLE SOLUTIONS. Where do you find possible solutions? You may Complex situations require today's manager get ideas almost immediately. The longer you to make the best possible use of every worker's study, consider, and think about solutions, the talents. To do this, you must have a means of more alternatives you will have. Solving the first getting your people to take an active part in two steps to problem solving should generate some solving unit problems or deciding unit policy. The viable alternatives along the way. conference method is valuable for this purpose primarily because it brings about a pooling of TEST POSSIBLE SOLUTIONS. In every knowledge, information,experience, and instance, you should consider each possible judgment. solution against the established criteria. Evaluate A problem solved by the conference method your solution by asking yourself the following must be one that requires collective thought and questions: action to solve because of its nature, importance, or complexity. Not every problem Is the solution suitable? Will this solution warrants the time-consuming method of calling produce the desired results? Will it do the job? and conducting a conference. The people brought together should have a common interest in the Is the solution feasible? Do the means for problem. They should be qualified to discuss and completing the job by this method exist? Can pass judgment on the problem. The problem the job be accomplished this way? should be one to which the group can be expected to find a practical and acceptable solution. Is the solution acceptable? Is the solution Other important values grow out of using the going to be cost-effective? Will it fit command conference method. Workers who have had an directives? Even if the solution is cheaper, will opportunity to offer their ideas and to take part
  • 25. to accept the decision reached. Also, other serious Submit a proposed agenda, but allow the group problem areas may be uncovered during the it and offer modifications. The group's to discuss conference. primary objectives are to agree on (1) the exact You need several elements to use the con- nature of the problem, (2) the criteria for testing ference method. You must have an exchange of solutions, and (3) what the agenda should be. ideas. For profitable discussion, you must select people who are qualified to discuss the issue and Ensure that points are discussed in the agreed to act upon it. You must control the discussion; upon order. Cover all phases of the problem and therefore, you must have planned it in advance. call upon every member to contribute to the Most important of all, the conference must have discussion. Bring differences of opinion into the an objective. Add up these elements and you have open and discuss them freely. After the problem a workable definition of the conference method. has been thoroughly explored, solicit possible It is a planned-for meeting of selected people solutions. List the main points, facts, and where an active, controlled exchange of ideas assumptions agreed upon and the possible takes place for the purpose of solving a problem. solutions. PLANNING THE CONFERENCE. A con- Use questioning and summarizing to clarify ference can be productive, or it can quickly the issues. The question is an invaluable tool. deteriorate into an exercise in fertilizer spreading. Questions can open, advance, expand, or close This will produce a maximum of useless talk and a discussion. They can provoke thought and get a minimum of worthwhile results. The usefulness people to join the discussion. Success depends of the conference rests on the quality of upon asking the right question at the right time. preparation. Therefore, arrange for a suitable Questions may be classified as overhead, direct, conference room and set an acceptable time for reverse, relay, lead-off, or follow-up, depending the meeting. Provide tables, chairs, lighting, on their purpose: chalkboard, maps, charts, and other necessary aids. Inform the conferees of the time and place An overhead question is one you throw out advance as possible. Also provide them as far in to the entire group. The first question will with a tentative statement of the problem, probably be of this type. When asking an available pertinent data, apparent criteria for overhead question, give each person a solutions, and an agenda for the discussion at the chance to express an opinion or present same time. This allows them to be fully prepared information. The overhead question may for the discussion. be used to close the discussion of a topic: "Does anyone have anything to add before CONDUCTING THE CONFERENCE. we move on to the next point?" The orderly conduct of a conference fits into three organizational divisions: introduction, body, and A direct question is one you address to conclusion. individuals. You will find such questions As with the introduction to a speech, getting very helpful in drawing people into the a conference started on the right foot is crucial discussion. Be sure to ask a question the to all that follows. Unless the participants are well person can answer. Use direct questions to known to each other, ensure the chairman and jolt the inattentive, get the talker to each member of the conference has a name card. summarize, or get special information Provide guidelines for the conference: (1) from someone. You also may use them to stress the need for active participation; (2) draw someone back into the discussion by encourage freedom of expression; (3) request that asking how his or her comments relate to contributions be brief and to the point; (4) rule the topic. You may ask the direct question that only one person may speak at a time; (5) first, or you may name the person you wish invite differences of opinion, but rule out personal to target before asking the question. The abuse; and (6) assure that anything said will be first method keeps the entire group on its regarded as confidential. toes, and the second solicits individual Having laid the ground rules, introduce the thought and reply. problem, motivate the group to solve it, and lead the group to a final agreement. Then set up A reverse question is one you revert to the criteria for the group to test possible solutions. asker. A relay question is one you pass to
  • 26. suineuuc cisc. iuu may use a ic- 11 pu&MUic. ra.iiUsUia.Liy verse question if a conferee asks questions controversial questions may call for one or more you feel you should not answer. Throwing summaries within the discussion of a point. questions back to the group promotes open As a conference leader you must know how discussion and keeps you in the to handle discussion problems. Many trying and background. delicate situations can, and will, arise; and circumstances will vary widely from conference 9 A lead-off question is one you use to start to conference. Be aware of possible problems, be a discussion of a new topic. A lead-off prepared for some common situations, and be question should generate group thinking familiar with possible ways of handling them. The on the topic. Before the conference begins, following suggestions for dealing with disruptive prepare a lead-off question for each characteristics may prove helpful: separate item. Verbose people who take 5 or 10 minutes A follow-up question is one you use to to make a small point must learn to be keep a discussion going. This type of more concise. Ask them to write a brief question serves to govern conference summary on the chalkboard. You will find progress. You must carefully design this is a severe but effective method to curb follow-up questions. Some planning of misuse of time. follow-up questions helps, but the discussion itself will determine the specific Reticent, or silent, persons are likely to be questions. new to the group or unsure of themselves. Ifthey fail to join the talk after becoming Use the following guidelines when asking familiar with the group, bring them into questions: the discussion with direct questions you are sure they can answer. 1 . Word all questions clearly so that they may be easily and quickly understood. They should be Skeptical people are a disturbing neither too hard nor too easy to answer. If a influence most instances because they in question is too hard, you will receive little or no make us think who keep us from becom- response; if it is so simple that it requires no ing receptive to illogical proposals. If thought, it has no value. skepticism prevents the acceptance of 2. Since the primary objectives are to en- any proposal, however, remind the skeptic courage thinking and promote discussion, avoid that some solution must be found. questions that may be answered yes or no. 3. Generally, questions should be designed to The dogmatic characters will argue a single draw out the knowledge and experience of the idea illogically until they arrive at the point group. They should be worded so that people feel of no return. To concede in any way would free to express their personal views on the subject. be an admission of stupidity or ignorance. Avoid any wording that insults or antagonizes. To get these people back into the group, Do not let anyone flounder indefinitely; remember point out differences in definitions or not to use questioning as an end in itself, but to evidence that both they and the rest of the use it only as a tool. group have used. By doing this, you divorce them from ownership of the Successfully handling a discussion of any proposal. length frequent summarizing. requires Summarizing helps you to keep the discussion Finally,the radical thinkers, or "odd focused on the subject, give the group a clear may become a disturbing influence. balls," picture of the discussion, and avoid needless The greatest mistake you can make in repetition. It also helps you to reveal areas of dealing with these people is to ridicule agreement and disagreement. A summary to them into silence. Genius first unfolded define exactly where you are and what you have may appear revolutionary and bizarre. decided before going ahead is a must following Only by listening to and understanding the discussion of each point. This is the time to revolutionary ideas can we honestly judge iron out differences of opinion uncovered during them.
  • 27. itswordy, domineering, or belligerent members You waste time and effort trying to in line. Since this action carries the weight of plan for every possibility. Stick to the group feeling, it is generally more acceptable than situations most likely to occur. if you alone take action. 6. Don't panic when you make a mistake. No one is right every time. Mistakes are CLOSING THE CONFERENCE. The a fact of life. Make the best possible conclusion of your conference can be compared decision while recognizing that many in purpose and importance to the conclusion of situations cannot be divided into black a speech. It must tie the entire project together. and white. When you make a mistake, Since all topics have been fully discussed, restate admit your error, learn from it, and get allthe possible solutions. After considering each on with your business. solution, select the best one. The solution decided 7. Make the decision. Don't waffle over upon must be likely to succeed in solving the a decision. Changing your mind back problem. You will, of course, have differences of and forth only creates confusion and opinion to iron out in coming to a decision loss of confidence among your acceptable to the group. The final solution may subordinates. be a compromise or a combination of several 8. Put to work. Having made your deci- it possible solutions. Make a closing summary, sion,implement it. Put your heart into phrasing the agreed-upon solution in a short, clear making your decision work. Limp- statement. When no solution is reached or when wristed implementation may doom discussion is to be continued at a later time, briefly your efforts to failure. If you do your summarize what has been covered. At the end of best and still fail, refer to rule 6. your summary, explain any further action to be taken. Group members must not leave the meeting wondering what, if anything, has been Group Decision Making accomplished. In instances, you will be able to make many decisions based on your experience and knowledge. At times, however, you will need DECISION RULES input from others. You may gather input informally or in a more structured setting. 1. Set priorities for decisions. Is this The need for group involvement may arise at a real problem that requires a decision, any point in the decision process. Opinions are or is it a minor matter that can be sharply divided concerning the effectiveness of resolved at a lower level? groups, such as committees, in decision making. Some managers feel that group decision are more 2. Don't reinvent the wheel. Does a effective because of the broader span of policy or procedure already exist to take knowledge and experience represented. The care of the situation? Wasting time opponents of group decision making argue that making decisions that have already decisions are weakened through attempts to please been made is pointless. too many different people. For better or worse, you will undoubtedly be involved in group 3. Gather other opinions. Do you need decisions at many points in your career. The more information? Check with following list of do's and don'ts will help you get supervisors, friends, or experts to get the most out of the experience: a good perspective on the problem when necessary. Treat all members of the group fairly. 4. Avoid stress checks. Anticipate Don't feel that each member must get problems as much as possible. This exactly what he or she wants. Make this helps avoid crisis situations. If you must clear from the start. make a pressured decision, take a few minutes out and mentally review the Remember that you are here to gather decision-making steps covered earlier. different perspectives on the problem.