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INFORMED
INFORMATION FOR NUTRITION FOOD SECURITY AND RESILIENCE FOR
DECISION MAKING
4
#ks4resilience
#UNFAO
Resilience Index
Measurement
and Analysis II
RIMA-II: what’s new?
Marco d’Errico
Resilience Analysis and Policies team
Agricultural Development Economics Division
Food and Agriculture Organization of the United Nations
FAO-RIMA@fao.org
Outline
What you can get from RIMA
Resilience and RIMA-II
RIMA-II: the descriptive measure
RIMA-II: the causal measure
Stepping up policy influence
1
2
3
4
5
What you can get from RIMA
Whatquestionsanswer?
Who is most in need?
Where should investment focus in terms of
geographical location?
Which dimensions of resilience need to be
supported?
To what extent have interventions
increased target populations’ resilience?
Was our money well-spent?
What are the main determinants of food
security recover?
WhatyoucangetfromRIMA
Was our money well-spent?
WhatyoucangetfromRIMA
Was our money well-spent?
-2.5
-1.5
-0.5
0.5
1.5
IFA
APS
AC
A
SSN
S
Baseline Evaluation
Urban /Peri Urban
-2.5
-1.5
-0.5
0.5
1.5
IFA
APS
AC
A
SSN
S
Baseline Evaluation
Herders
-2.5
-1.5
-0.5
0.5
1.5
IFA
APS
AC
A
SSN
S
Baseline Evaluation
Farmers
Before and After Prj Implementation - WBGS
WhatyoucangetfromRIMA
Resilience maps
WhatyoucangetfromRIMA
An infographic visually
explains the process
step by step and the
results of the analysis.
Evidence-based policy choice
A brief addressed
to government
policy-makers
summarizes the
results of the
resilience analysis
and formulates
policy
recommendations.
RIMAanalysisintheworld
RIMA – Finalized Analysis
Senegal, Niger, Burkina Faso,
Mali, Sudan, South Sudan,
Kenya, Somalia, West Bank
and Gaza Strip, Nigeria,
Uganda, Tanzania and Malawi
RIMA – Ongoing Analysis
Senegal, Mauritania, Chad,
Ethiopia, Lesotho, West Bank
and Gaza Strip
Mauritania
Chad
Ethiopia
Tanzania
Malawi
Lesotho
Senegal
Mali
Niger
Sudan
South
Sudan
Kenya
Nigeria
West Bank & Gaza Strip
Resilience and RIMA-II
Photo: FAO
ResilienceandRIMA-II
• a context-specific concept with respect to:
- specific population of interest
- specific outcome of interest
- specific shocks
• Linked to an outcome
- Resilience is on the right hand of the equation
- The Y is in the LHS (food security; consumption)
• Time-dependent
Impact on resilience can be measured as change over
time; need baseline/end-line data. It is all about time.
How can resilience be measured?
 quantitative vs qualitative
 big surveys vs lighter surveys
 ad hoc vs pre-existing data
Challenges in Resilience Measurement
ResilienceandRIMA-II
RIMA (Resilience Index Measurement and
Analysis) is an innovative quantitative approach
that estimates resilience to food insecurity and
generates the evidence for more effectively
assisting vulnerable populations.
RIMA allows explaining why and how some
households cope with shocks and stressor
better than others do and provides rigorous
framework for humanitarian and long-term
development initiatives to build food secure and
resilient livelihoods.
ResilienceandRIMA-II
RIMA suits several definitions of resilience:
• The ability to prevent disasters and crises as well as to
anticipate, absorb, accommodate or recover from them
in a timely, efficient and sustainable manner (FAO, 2013)
• The capacity of a household to bounce back to a
previous level of well-being (for instance food security)
after a shock (Alinovi, Mane & Romano, 2009)
• The capacity that ensures adverse stressors and shocks
do not have long-lasting adverse development
consequences (Resilience Measurement Technical
Working Group, 2014)
RIMA is focused on households
ResilienceandRIMA-II
• It is the unit within
which the most
important decisions to
manage uncertain
events are made
• It is the unit that
benefits the positive
effects of policies and
suffers for negative
effects of shocks
Conceptualframework
ResilienceandRIMA-II
RIMA-II provides a comprehensive estimation
of resilience and clear policy indications.
It estimates household resilience to food insecurity
with a comprehensive pack which includes
descriptive and causal measure as well as long and
short term measurement approaches
Shocks are considered exogenous and included into a
regression model for estimating their impact on food
security and on resilience
Food security variables are considered exogenous
indicators of resilience capacity
Shocks
RIMA-II takes into account several types of shocks
that can affect households.
Shocks affecting one household such as livestock
death, job loss and illness of a household member.
These shocks are all directly reported by
households in surveys (idiosyncratic shocks)
Shocks affecting an entire community (covariate
shocks) which in turn are divided into:
Climate shocks, such as droughts, floods,
rainfalls and other natural hazards,
registered through GIS;
Conflict-related shocks, such as war,
murders and social disorders
Dataset
Quantitative data
Existing data (LSMS, MICS,
other HH budget survey)
• LSMS-ISA (Niger, Nigeria,
Ethiopia, Malawi, Mali, Uganda,
Tanzania)
• Kenya Integrated Household
Budget Survey 2005
Ad hoc data (LSMS-type, primary
data collection through surveys)
• Baseline/final survey for impact
evaluation (South Sudan, Sudan,
Somalia)
• Sampling; design; training; data
collection, entry, cleaning & analysis
Validated and integrated
with qualitative data
• Focus group, rapid assessment,
other tools
Qualitative data
Dataset
Mixed methods approach
RIMA-II: the descriptive measure
Photo: FAO
Descriptive measure
It provides information on household resilience capacity.
RIMA-II employs latent variable models to estimate the
Resilience Capacity Index (RCI) and the Resilience Structure
Matrix (RSM).
It is a valuable policy analysis tool to inform funding and policy
decisions, as it allow to target and rank households from most
to less resilient.
Descriptivemeasure
Access to basic
services (ABS)
Assets (AST) Adaptive
Capacity (AC)
Social Safety
Nets (SSN)
Household resilience
Resilience
pillars
Descriptivemeasure
Resilience pillars Definition
Adaptive Capacity
Adaptive Capacity is the ability of a household to adapt to a
new situation and develop new strategies of livelihood
Social Safety Nets
The Social Safety Nets pillar measures the ability of
households to access timely and reliable assistance
provided by international agencies, charities, and NGOs, as
well as help from relatives and friends.
Assets
Assets comprise both productive and non-productive
assets. Examples of indicators include land, livestock and
durables. Other tangible assets such as house, vehicle, and
household amenities reflect living standards and wealth of
a household.
Access to Basic
Services
Access to Basic Services shows the ability of a household to
meet basic needs, and access and effective use of basic
services; e.g., access to schools, health facilities;
infrastructures and markets.
Descriptivemeasure
1) Factor analysis: from observed variables to pillars
2) Multiple Indicators Multiple Causes: from pillars
to RCI
Two-step procedure for RCI estimation:
RIMA-II: the causal measure
Photo: European Commission DG ECHO / Flircr
Causal measure
RIMA-II estimates the main determinants of food recovery and it
moves the resilience analysis in the long term perspective.
The causal measure can be adopted as a predictor tool for
interventions that build and strengthen resilience to food insecurity.
It provides new depth and breadth to resilience analysis and permits
decision makers and other stakeholders to better understand the
dynamics of positive trends in resilience and thus develop strategies
that will yield positive results.
Causalmeasure
Food security trajectory
RIMA-II
Estimation of RCI + RSM + food security recovery determinants:
Stepping up policy influence
Photo: FAO
Steppinguppolicyinfluence
• Resilience marker
pilot in West Bank and Gaza Strip
• Integration/harmonization with other tools
e.g. USAID-TANGO, UNICEF, WFP, IFAD
• Global resilience index
e.g. future development for global comparison
• C-RIMA
pilot in Somalia
• Broadening RIMA analytical capacities
e.g. gender (FAO); shocks (IFPRI; Cornell and
TUFTS University)
Steppinguppolicyinfluence
• Strict collaboration with:
1) Regional initiatives (CILSS/IGAD)
2) National Bureau of Statistics and other
significative ministries
3) FAO country regional and sub-regional offices
4) Universities for enhancing local capacity
building
• Re-thinking resilience analyses and
communications tools under a
policy-oriented perspective
THANK YOU!
Contact me…
… and sign up
to our newsletter!
Marco.Derrico@fao.org
FAO-RIMA@fao.org
www.fao.org/resilience/
background/tools/rima
37
THANK YOU !
Please give us your
feedback
http://goo.gl/forms/S3JUaNJhJATuQErf2

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Webinar 2 on resilience: Resilience Index Measurement and Analysis II – RIMA II, what’s new?

  • 1. 1
  • 3. INFORMED INFORMATION FOR NUTRITION FOOD SECURITY AND RESILIENCE FOR DECISION MAKING
  • 5. Resilience Index Measurement and Analysis II RIMA-II: what’s new? Marco d’Errico Resilience Analysis and Policies team Agricultural Development Economics Division Food and Agriculture Organization of the United Nations FAO-RIMA@fao.org
  • 6. Outline What you can get from RIMA Resilience and RIMA-II RIMA-II: the descriptive measure RIMA-II: the causal measure Stepping up policy influence 1 2 3 4 5
  • 7. What you can get from RIMA
  • 8. Whatquestionsanswer? Who is most in need? Where should investment focus in terms of geographical location? Which dimensions of resilience need to be supported? To what extent have interventions increased target populations’ resilience? Was our money well-spent? What are the main determinants of food security recover?
  • 10. WhatyoucangetfromRIMA Was our money well-spent? -2.5 -1.5 -0.5 0.5 1.5 IFA APS AC A SSN S Baseline Evaluation Urban /Peri Urban -2.5 -1.5 -0.5 0.5 1.5 IFA APS AC A SSN S Baseline Evaluation Herders -2.5 -1.5 -0.5 0.5 1.5 IFA APS AC A SSN S Baseline Evaluation Farmers Before and After Prj Implementation - WBGS
  • 12. WhatyoucangetfromRIMA An infographic visually explains the process step by step and the results of the analysis. Evidence-based policy choice A brief addressed to government policy-makers summarizes the results of the resilience analysis and formulates policy recommendations.
  • 13. RIMAanalysisintheworld RIMA – Finalized Analysis Senegal, Niger, Burkina Faso, Mali, Sudan, South Sudan, Kenya, Somalia, West Bank and Gaza Strip, Nigeria, Uganda, Tanzania and Malawi RIMA – Ongoing Analysis Senegal, Mauritania, Chad, Ethiopia, Lesotho, West Bank and Gaza Strip Mauritania Chad Ethiopia Tanzania Malawi Lesotho Senegal Mali Niger Sudan South Sudan Kenya Nigeria West Bank & Gaza Strip
  • 15. ResilienceandRIMA-II • a context-specific concept with respect to: - specific population of interest - specific outcome of interest - specific shocks • Linked to an outcome - Resilience is on the right hand of the equation - The Y is in the LHS (food security; consumption) • Time-dependent Impact on resilience can be measured as change over time; need baseline/end-line data. It is all about time. How can resilience be measured?  quantitative vs qualitative  big surveys vs lighter surveys  ad hoc vs pre-existing data Challenges in Resilience Measurement
  • 16. ResilienceandRIMA-II RIMA (Resilience Index Measurement and Analysis) is an innovative quantitative approach that estimates resilience to food insecurity and generates the evidence for more effectively assisting vulnerable populations. RIMA allows explaining why and how some households cope with shocks and stressor better than others do and provides rigorous framework for humanitarian and long-term development initiatives to build food secure and resilient livelihoods.
  • 17. ResilienceandRIMA-II RIMA suits several definitions of resilience: • The ability to prevent disasters and crises as well as to anticipate, absorb, accommodate or recover from them in a timely, efficient and sustainable manner (FAO, 2013) • The capacity of a household to bounce back to a previous level of well-being (for instance food security) after a shock (Alinovi, Mane & Romano, 2009) • The capacity that ensures adverse stressors and shocks do not have long-lasting adverse development consequences (Resilience Measurement Technical Working Group, 2014)
  • 18. RIMA is focused on households ResilienceandRIMA-II • It is the unit within which the most important decisions to manage uncertain events are made • It is the unit that benefits the positive effects of policies and suffers for negative effects of shocks
  • 20. ResilienceandRIMA-II RIMA-II provides a comprehensive estimation of resilience and clear policy indications. It estimates household resilience to food insecurity with a comprehensive pack which includes descriptive and causal measure as well as long and short term measurement approaches Shocks are considered exogenous and included into a regression model for estimating their impact on food security and on resilience Food security variables are considered exogenous indicators of resilience capacity
  • 21. Shocks RIMA-II takes into account several types of shocks that can affect households. Shocks affecting one household such as livestock death, job loss and illness of a household member. These shocks are all directly reported by households in surveys (idiosyncratic shocks) Shocks affecting an entire community (covariate shocks) which in turn are divided into: Climate shocks, such as droughts, floods, rainfalls and other natural hazards, registered through GIS; Conflict-related shocks, such as war, murders and social disorders
  • 22. Dataset Quantitative data Existing data (LSMS, MICS, other HH budget survey) • LSMS-ISA (Niger, Nigeria, Ethiopia, Malawi, Mali, Uganda, Tanzania) • Kenya Integrated Household Budget Survey 2005 Ad hoc data (LSMS-type, primary data collection through surveys) • Baseline/final survey for impact evaluation (South Sudan, Sudan, Somalia) • Sampling; design; training; data collection, entry, cleaning & analysis Validated and integrated with qualitative data • Focus group, rapid assessment, other tools Qualitative data
  • 24. RIMA-II: the descriptive measure Photo: FAO
  • 25. Descriptive measure It provides information on household resilience capacity. RIMA-II employs latent variable models to estimate the Resilience Capacity Index (RCI) and the Resilience Structure Matrix (RSM). It is a valuable policy analysis tool to inform funding and policy decisions, as it allow to target and rank households from most to less resilient.
  • 26. Descriptivemeasure Access to basic services (ABS) Assets (AST) Adaptive Capacity (AC) Social Safety Nets (SSN) Household resilience Resilience pillars
  • 27. Descriptivemeasure Resilience pillars Definition Adaptive Capacity Adaptive Capacity is the ability of a household to adapt to a new situation and develop new strategies of livelihood Social Safety Nets The Social Safety Nets pillar measures the ability of households to access timely and reliable assistance provided by international agencies, charities, and NGOs, as well as help from relatives and friends. Assets Assets comprise both productive and non-productive assets. Examples of indicators include land, livestock and durables. Other tangible assets such as house, vehicle, and household amenities reflect living standards and wealth of a household. Access to Basic Services Access to Basic Services shows the ability of a household to meet basic needs, and access and effective use of basic services; e.g., access to schools, health facilities; infrastructures and markets.
  • 28. Descriptivemeasure 1) Factor analysis: from observed variables to pillars 2) Multiple Indicators Multiple Causes: from pillars to RCI Two-step procedure for RCI estimation:
  • 29. RIMA-II: the causal measure Photo: European Commission DG ECHO / Flircr
  • 30. Causal measure RIMA-II estimates the main determinants of food recovery and it moves the resilience analysis in the long term perspective. The causal measure can be adopted as a predictor tool for interventions that build and strengthen resilience to food insecurity. It provides new depth and breadth to resilience analysis and permits decision makers and other stakeholders to better understand the dynamics of positive trends in resilience and thus develop strategies that will yield positive results.
  • 32. RIMA-II Estimation of RCI + RSM + food security recovery determinants:
  • 33. Stepping up policy influence Photo: FAO
  • 34. Steppinguppolicyinfluence • Resilience marker pilot in West Bank and Gaza Strip • Integration/harmonization with other tools e.g. USAID-TANGO, UNICEF, WFP, IFAD • Global resilience index e.g. future development for global comparison • C-RIMA pilot in Somalia • Broadening RIMA analytical capacities e.g. gender (FAO); shocks (IFPRI; Cornell and TUFTS University)
  • 35. Steppinguppolicyinfluence • Strict collaboration with: 1) Regional initiatives (CILSS/IGAD) 2) National Bureau of Statistics and other significative ministries 3) FAO country regional and sub-regional offices 4) Universities for enhancing local capacity building • Re-thinking resilience analyses and communications tools under a policy-oriented perspective
  • 36. THANK YOU! Contact me… … and sign up to our newsletter! Marco.Derrico@fao.org FAO-RIMA@fao.org www.fao.org/resilience/ background/tools/rima
  • 37. 37 THANK YOU ! Please give us your feedback http://goo.gl/forms/S3JUaNJhJATuQErf2