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Evaluating Partnerships
BE0964 Partnership & Collaborative
Working
Assignment Part 1
• Carry out a critical analysis of the Coventry City
Council case study by evaluating the key
strategies adopted by the partners / collaborators
and by analysing the development of the alliance
over time by applying relevant themes, theories
and concepts studied in the module. Draw
conclusions from your analysis and develop an
evaluation of the success or failure of the alliance
by applying an evaluation model of your choice
Introduction
• Why evaluate
partnerships?
• What is a ‘successful
partnership’ and how
can it be measured?
• Introduce some
partnership evaluation
approaches
Benefits of Evaluation
• Evaluation is often a
neglected part of
partnership working.
• Evaluation is an
important part of
partnership and inter-
agency working
• – what is happening?
• – what is going right,
what is going wrong and
why!
Benefits of Evaluation
• Ideally, evaluation
needs to be considered
at the beginning of a
partnership
• In the past this has not
been the case and
evaluation has often
been an after-thought
An effective evaluation strategy:
• Why you want an
evaluation?
• Who wants the
evaluation to be done?
• When the evaluation
will be done?
An effective evaluation strategy:
• What the evaluation
will look at - what
questions will be
asked; what
information/data will
be collected and what
criteria and indicators
will be used?
• How the information
will be collected?
An effective evaluation strategy:
• Who will be
responsible for the
evaluation?
• Who will do the
evaluation?
• How much the
evaluation will cost?
• How the results of
the evaluation will be
used?
Why it is important to evaluate?
• To learn about how to
work in partnership
• To measure progress
against objectives
• Improving management
processes and
procedures
Why it is important to evaluate?
• Seeing what has been
achieved - both
intentional and
unintentional
outcomes
• Improving
effectiveness of
partnerships
Why it is important to evaluate?
• Sharing experiences
(often with other
partnerships) - identify
good practice, in areas
such as promoting
community
involvement for
example
• To work out cost
effectiveness and value
for money
Why it is important to evaluate?
• To identify
strengths and
weaknesses
• To report to
partners, local
people, regional
and national
governments
Why it is important to evaluate?
Formative
‘This is a type of ‘developmental’ evaluation that feeds
information and guidance back into an intervention so
that improvements can be made’.
Process
‘The aim of this type of evaluation is to find out exactly
how an intervention works’.
Outcome
‘This type of evaluation focuses on the final results of the
intervention. A typical question for an outcome
evaluation to address would be whether the intervention
has made significant improvements in a client’s life’
Effectiveness of Partnerships
Important at 3 levels
Problems with Evaluation
• It is a qualitative problem for
which you need quantitative
measures
• How do you determine that
it is ‘functioning’?
• How do you measure how
well it is ‘functioning’?
• How do you assess ‘added
value’?
Problems with Evaluation
Need to assess;
– Opportunity costs
– Impact of partnership
activities on the individual
bodies
– Areas of synergy
– What are the ‘extra’ areas
of achievement
Evaluation can focus on:
• Quantity - outputs such as the rate that crime
figures have gone up or down
• Quality - outcomes such as reducing the fear
of crime and improving the quality of life for
residents
• Processes - management systems such as
project appraisal and development systems or
partnership working
Partnerships also need to decide the
focus of the evaluation
• ‘bottom-up’ –
evaluation can
highlight to service
users, residents or
the public how the
partnership has
impacted upon them,
or
Partnerships also need to decide the
focus of the evaluation
• ‘top-down’ –
evaluation can
convince
funders/sponsors
(such as local or
central government)
that targets are being
met
What is a ‘successful partnership’ and
how can it be measured ?
6 features of successful
partnerships:
1. Needs to be recognition
and acceptance of the
need for a partnership
approach
2. development clarity and
realism of purpose
3. ensure there is
commitment and
ownership
“Partnership , New Labour and the Governance of Welfare” Chapter 4, Hudson and Hardy
What is a ‘successful partnership’ and
how can it be measured ?
4. develop and maintain trust
5. create clear and robust
partnership working
arrangements
6. the ability to monitor,
measure and learn
Evaluation Models
Life Cycle Model
One approach to establishing the role
of evaluation for partnerships is to
focus on the concept of a partnership
‘life cycle’.
http://www.simoons.com/2011/09/how-do-you-create-your-
partnerships/
Life Cycle Model
It is helpful to think of
partnerships going through a
series of stages, during
which particular tactics are
most appropriate to ensure
partnership progress and
succeed.
The Partnership Life Cycle
http://www.transformationpartners.co.uk/J15/images/stories/lifecycle.png
5 vital stages approach
1. Forming:
2.
Frustration
3.
Functioning
4. Flying
5. Failing
1. Consensus Building, set vision
& objectives
2. Problems, re-focus or go to step 5
3. Up & running
4. Real achievement
5. All partnerships have a shelf life
5 vital stages approach
Partnerships need to work
through the stages of the life
cycle in order to function with
greatest effectiveness (or "fly".)
Even in the best partnerships,
there is a tendency for
partnerships to falter and
perhaps fail
Unless the partners consciously
manage their progress through
the critical stages of the life
cycle.
5 vital stages approach
People often don’t know when a
partnership has outgrown it’s
usefulness
This can lead to Partnership fatigue &
Partnership proliferation
A note of caution.....
Partnerships are context specific and
come in all shapes and sizes
Therefore, a model of a successful
partnership can only be a guide – no ‘one
solution fits all’
Introduction to differing approaches to
evaluating partnerships
Web resources
Local Partnerships
Partnershipbrokers
The Scottish Government
Oxfam
International Institute for Sustainable Development
In a good evaluation, we might expect
to see …
• Measurement of
progress against
funders criteria
(performance
targets)
• Measurement of
progress against
partnerships own
targets
In a good evaluation, we might expect
to see …
• Value for Money –
efficiency and
effectiveness
• Discussion of the health
of the partnership – how
• well partners work
together
• Process indicators –
involvement,
accountability and
transparency
Evaluation Tools
Generic Tools
Generic Tools
Balanced Scorecard (Kaplan & Norton)
- 4 Processes
Balanced Scorecard
Balanced Scorecard
Example of the Balanced Scorecard in
UK Public Policy
• The Neighborhood Renewal Unit (NRU) asks Local
Strategic Partnerships (LSPs) to self assess (score)
performance against core criteria including:
• – Strategy
– Action-Focus – Efficiency
• -Inclusiveness -Performance Management -
Learning and Development
• Scorecard translated into traffic lights to show
levels of delivery and achievement
•
LSP Traffic light assessments
• LSPs partnership receive a grading:
• • A Green assessment = successful delivery
• Amber/Green = mostly successful delivery and
• strategies in place to improve delivery
• • Amber/Red = little evidence of successful
delivery & little progress on improving delivery
• • Red = no evidence of successful delivery &
significant issues around partnership working
• Traffic Light assessment
Smarter (Ideal) Partnerships Toolkit
The Partnership Wheel
Evaluation tools
• There are many approaches….
– Generic
– Bespoke
– Top Down
– Bottom Up
Research Partnering Evaluation Tools for yourself…
Summary
• Why evaluate
partnerships?
• What is a ‘successful
partnership’ and how
can it be measured?
• Introduce some
partnership evaluation
approaches
Further Reading
Partnering and the Balanced Scorecard (n.d)
http://hbswk.hbs.edu/item/3231.html
Partnership Effectiveness - Process & Methodology -
http://whitehorsedc.moderngov.co.uk/mgConvert2PDF.aspx?I
D=4620
JISC (2014) PESTLE and SWOT analyses. Available at:
http://www.jiscinfonet.ac.uk/tools/pestle-swot/
Balloch, S. & Taylor, M. (eds.) (2001) Partnership Working: Policy and
Practice, The Policy Press.

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Session 8: Evaluating Partnerships

  • 2. Assignment Part 1 • Carry out a critical analysis of the Coventry City Council case study by evaluating the key strategies adopted by the partners / collaborators and by analysing the development of the alliance over time by applying relevant themes, theories and concepts studied in the module. Draw conclusions from your analysis and develop an evaluation of the success or failure of the alliance by applying an evaluation model of your choice
  • 3. Introduction • Why evaluate partnerships? • What is a ‘successful partnership’ and how can it be measured? • Introduce some partnership evaluation approaches
  • 4. Benefits of Evaluation • Evaluation is often a neglected part of partnership working. • Evaluation is an important part of partnership and inter- agency working • – what is happening? • – what is going right, what is going wrong and why!
  • 5. Benefits of Evaluation • Ideally, evaluation needs to be considered at the beginning of a partnership • In the past this has not been the case and evaluation has often been an after-thought
  • 6. An effective evaluation strategy: • Why you want an evaluation? • Who wants the evaluation to be done? • When the evaluation will be done?
  • 7. An effective evaluation strategy: • What the evaluation will look at - what questions will be asked; what information/data will be collected and what criteria and indicators will be used? • How the information will be collected?
  • 8. An effective evaluation strategy: • Who will be responsible for the evaluation? • Who will do the evaluation? • How much the evaluation will cost? • How the results of the evaluation will be used?
  • 9. Why it is important to evaluate? • To learn about how to work in partnership • To measure progress against objectives • Improving management processes and procedures
  • 10. Why it is important to evaluate? • Seeing what has been achieved - both intentional and unintentional outcomes • Improving effectiveness of partnerships
  • 11. Why it is important to evaluate? • Sharing experiences (often with other partnerships) - identify good practice, in areas such as promoting community involvement for example • To work out cost effectiveness and value for money
  • 12. Why it is important to evaluate? • To identify strengths and weaknesses • To report to partners, local people, regional and national governments
  • 13. Why it is important to evaluate? Formative ‘This is a type of ‘developmental’ evaluation that feeds information and guidance back into an intervention so that improvements can be made’. Process ‘The aim of this type of evaluation is to find out exactly how an intervention works’. Outcome ‘This type of evaluation focuses on the final results of the intervention. A typical question for an outcome evaluation to address would be whether the intervention has made significant improvements in a client’s life’
  • 15. Problems with Evaluation • It is a qualitative problem for which you need quantitative measures • How do you determine that it is ‘functioning’? • How do you measure how well it is ‘functioning’? • How do you assess ‘added value’?
  • 16. Problems with Evaluation Need to assess; – Opportunity costs – Impact of partnership activities on the individual bodies – Areas of synergy – What are the ‘extra’ areas of achievement
  • 17. Evaluation can focus on: • Quantity - outputs such as the rate that crime figures have gone up or down • Quality - outcomes such as reducing the fear of crime and improving the quality of life for residents • Processes - management systems such as project appraisal and development systems or partnership working
  • 18. Partnerships also need to decide the focus of the evaluation • ‘bottom-up’ – evaluation can highlight to service users, residents or the public how the partnership has impacted upon them, or
  • 19. Partnerships also need to decide the focus of the evaluation • ‘top-down’ – evaluation can convince funders/sponsors (such as local or central government) that targets are being met
  • 20. What is a ‘successful partnership’ and how can it be measured ? 6 features of successful partnerships: 1. Needs to be recognition and acceptance of the need for a partnership approach 2. development clarity and realism of purpose 3. ensure there is commitment and ownership “Partnership , New Labour and the Governance of Welfare” Chapter 4, Hudson and Hardy
  • 21. What is a ‘successful partnership’ and how can it be measured ? 4. develop and maintain trust 5. create clear and robust partnership working arrangements 6. the ability to monitor, measure and learn
  • 23. Life Cycle Model One approach to establishing the role of evaluation for partnerships is to focus on the concept of a partnership ‘life cycle’. http://www.simoons.com/2011/09/how-do-you-create-your- partnerships/
  • 24. Life Cycle Model It is helpful to think of partnerships going through a series of stages, during which particular tactics are most appropriate to ensure partnership progress and succeed.
  • 25. The Partnership Life Cycle http://www.transformationpartners.co.uk/J15/images/stories/lifecycle.png
  • 26. 5 vital stages approach 1. Forming: 2. Frustration 3. Functioning 4. Flying 5. Failing 1. Consensus Building, set vision & objectives 2. Problems, re-focus or go to step 5 3. Up & running 4. Real achievement 5. All partnerships have a shelf life
  • 27. 5 vital stages approach Partnerships need to work through the stages of the life cycle in order to function with greatest effectiveness (or "fly".) Even in the best partnerships, there is a tendency for partnerships to falter and perhaps fail Unless the partners consciously manage their progress through the critical stages of the life cycle.
  • 28. 5 vital stages approach People often don’t know when a partnership has outgrown it’s usefulness This can lead to Partnership fatigue & Partnership proliferation
  • 29. A note of caution..... Partnerships are context specific and come in all shapes and sizes Therefore, a model of a successful partnership can only be a guide – no ‘one solution fits all’
  • 30. Introduction to differing approaches to evaluating partnerships Web resources Local Partnerships Partnershipbrokers The Scottish Government Oxfam International Institute for Sustainable Development
  • 31. In a good evaluation, we might expect to see … • Measurement of progress against funders criteria (performance targets) • Measurement of progress against partnerships own targets
  • 32. In a good evaluation, we might expect to see … • Value for Money – efficiency and effectiveness • Discussion of the health of the partnership – how • well partners work together • Process indicators – involvement, accountability and transparency
  • 36. Balanced Scorecard (Kaplan & Norton) - 4 Processes
  • 39. Example of the Balanced Scorecard in UK Public Policy • The Neighborhood Renewal Unit (NRU) asks Local Strategic Partnerships (LSPs) to self assess (score) performance against core criteria including: • – Strategy – Action-Focus – Efficiency • -Inclusiveness -Performance Management - Learning and Development • Scorecard translated into traffic lights to show levels of delivery and achievement •
  • 40. LSP Traffic light assessments • LSPs partnership receive a grading: • • A Green assessment = successful delivery • Amber/Green = mostly successful delivery and • strategies in place to improve delivery • • Amber/Red = little evidence of successful delivery & little progress on improving delivery • • Red = no evidence of successful delivery & significant issues around partnership working • Traffic Light assessment
  • 43. Evaluation tools • There are many approaches…. – Generic – Bespoke – Top Down – Bottom Up Research Partnering Evaluation Tools for yourself…
  • 44. Summary • Why evaluate partnerships? • What is a ‘successful partnership’ and how can it be measured? • Introduce some partnership evaluation approaches
  • 45. Further Reading Partnering and the Balanced Scorecard (n.d) http://hbswk.hbs.edu/item/3231.html Partnership Effectiveness - Process & Methodology - http://whitehorsedc.moderngov.co.uk/mgConvert2PDF.aspx?I D=4620 JISC (2014) PESTLE and SWOT analyses. Available at: http://www.jiscinfonet.ac.uk/tools/pestle-swot/ Balloch, S. & Taylor, M. (eds.) (2001) Partnership Working: Policy and Practice, The Policy Press.