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Unit-3

CONTROL CHARTS




                 Represented by:-
                  Deepa chauhan
BASICS OF STATISTICAL PROCESS
CONTROL
   Statistical Process
    Control (SPC)
       monitoring production
        process to detect and        UCL

        prevent poor quality
   Sample
       subset of items produced     LCL
        to use for inspection
   Control Charts
       process is within
        statistical control limits

                                           4-2
VARIABILITY
   Random                        Non-Random
     common   causes               special causes
     inherent in a process         due to identifiable
     can be eliminated only         factors
      through improvements          can be modified
      in the system                  through operator or
                                     management action




                                                           4-3
SPC IN TQM
   SPC
      toolfor identifying problems and make improvements
      contributes to the TQM goal of continuous
       improvements

 
.




                                                            4-4
QUALITY MEASURES
   Attribute
    a  product characteristic that can be evaluated with a
      discrete response
     good – bad; yes - no
   Variable
    a product characteristic that is continuous and can be
      measured
     weight - length




                                                              4-5
APPLYING SPC TO SERVICE
 Nature of defect is different in services
 Service defect is a failure to meet customer
  requirements
 Monitor times, customer satisfaction




                                                 4-6
APPLYING SPC TO SERVICE (CONT.)
   Hospitals
       timeliness and quickness of care, staff responses to
        requests, accuracy of lab tests, cleanliness, courtesy,
        accuracy of paperwork, speed of admittance and
        checkouts
   Grocery Stores
       waiting time to check out, frequency of out-of-stock
        items, quality of food items, cleanliness, customer
        complaints, checkout register errors
   Airlines
       flight delays, lost luggage and luggage handling,
        waiting time at ticket counters and check-in, agent and
        flight attendant courtesy, accurate flight information,
        passenger cabin cleanliness and maintenance               4-7
APPLYING SPC TO SERVICE (CONT.)
 Fast-Food   Restaurants
   waiting time for service, customer complaints,
    cleanliness, food quality, order accuracy,
    employee courtesy
 Catalogue-Order    Companies
   order accuracy, operator knowledge and
    courtesy, packaging, delivery time, phone
    order waiting time
 Insurance   Companies
   billingaccuracy, timeliness of claims
    processing, agent availability and response
    time                                             4-8
WHERE TO USE CONTROL CHARTS
 Process   has a tendency to go out of control
 Process is particularly harmful and costly
  if it goes out of control
 Examples
   atthe beginning of a process because it is a
    waste of time and money to begin production
    process with bad supplies
   before a costly or irreversible point, after
    which product is difficult to rework or correct
   before and after assembly or painting
    operations that might cover defects
   before the outgoing final product or service is
    delivered                                         4-9
CONTROL CHARTS
 A graph that                   Types of charts
  establishes control              Attributes
  limits of a process                 p-chart
                                      c-chart
 Control limits
                                   Variables
     upper and lower bands
     of a control chart
                                      range (R-chart)
                                      mean (x bar – chart)




                                                              4-10
PROCESS CONTROL CHART

                                 Out of control
   Upper
  control
    limit

  Process
  average


   Lower
  control
    limit



            1   2   3    4   5      6     7       8   9   10
                                                           4-11
                        Sample number
NORMAL DISTRIBUTION




                        95%
                       99.74%
     -3σ   -2σ   -1σ    µ =0    1σ   2σ   3σ
                                               4-12
A PROCESS IS IN CONTROL IF …
 … no sample points outside limits
 … most points near process average

 … about equal number of points above and below
  centerline
 … points appear randomly distributed




                                                   4-13
CONTROL CHARTS FOR
ATTRIBUTES
   p-charts
     uses   portion defective in a sample
   c-charts
     uses   number of defects in an item




                                             4-14
P-CHART
   UCL = p + zσ p
   LCL = p - zσ p
          z      =       number of standard
          deviations from process average
          p      =       sample proportion
          defective; an estimate of process average
          σp     = standard deviation of sample
          proportion
                                 p(1 - p)
                       σp =
                                    n
                                                      4-15
P-CHART EXAMPLE
             NUMBER OF    PROPORTION
    SAMPLE   DEFECTIVES    DEFECTIVE
       1           6          .06
       2           0          .00
       3           4          .04
       :           :            :
       :           :            :
      20          18          .18
                 200

     20 samples of 100 pairs of jeans

                                        4-16
P-CHART EXAMPLE (CONT.)
             total defectives
   p = total sample observations = 200 / 20(100) = 0.10

                   p(1 - p)               0.10(1 - 0.10)
    UCL = p + z             = 0.10 + 3
                      n                        100
     UCL = 0.190

                   p(1 - p)              0.10(1 - 0.10)
    LCL = p - z             = 0.10 - 3
                      n                       100
     LCL = 0.010


                                                           4-17
P-CHART EXAMPLE (CONT.)
                           0.20

                           0.18              UCL = 0.190

                           0.16

                           0.14
    Proportion defective




                           0.12
                                  p = 0.10
                           0.10

                           0.08

                           0.06

                           0.04

                           0.02              LCL = 0.010

                                                                                       4-18
                                     2       4    6    8   10   12 14   16   18   20
                                                      Sample number
C-CHART

   UCL = c + zσ c
                           σc =   c
   LCL = c - zσ c

   where
           c = number of defects per sample




                                              4-19
C-CHART (CONT.)
  Number of defects in 15 sample rooms
            NUMBER
   SAMPLE     OF
            DEFECTS
                                   190
    1       12                c=          = 12.67
                                    15
    2        8
                           UCL = c + zσ c
    3       16
                               = 12.67 + 3 12.67
    :         :                = 23.35
    :         :            LCL = c + zσ c
    15      15                 = 12.67 - 3   12.67
            190                = 1.99           4-20
C-CHART (CONT.)
                        24
                                     UCL = 23.35
                        21


                        18
    Number of defects




                                 c = 12.67

                        15


                        12


                        9


                        6


                        3            LCL = 1.99


                                                                            4-21
                             2        4      6     8    10   12   14   16
                                             Sample number
CONTROL CHARTS FOR VARIABLES
   Mean chart ( x -Chart )
     uses   average of a sample
   Range chart ( R-Chart )
     uses   amount of dispersion in a sample




                                                4-22
X-BAR CHART

   = = x1 + x2 + ... xk
   x
             k
   UCL = x=+ A R              =- A R
                        LCL = x
                2                 2


   where
        =
        x = average of sample means


                                       4-23
X-BAR CHART EXAMPLE
                OBSERVATIONS (SLIP- RING DIAMETER, CM)
     SAMPLE k    1      2      3      4      5
          1     5.02   5.01   4.94   4.99   4.96
          2     5.01   5.03   5.07   4.95   4.96
          3     4.99   5.00   4.93   4.92   4.99
          4     5.03   4.91   5.01   4.98   4.89
          5     4.95   4.92   5.03   5.05   5.01
          6     4.97   5.06   5.06   4.96   5.03
          7     5.05   5.01   5.10   4.96   4.99
          8     5.09   5.10   5.00   4.99   5.08
          9     5.14   5.10   4.99   5.08   5.09
          10    5.01   4.98   5.08   5.07   4.99


                                                         4-24
Example 15.4
X- BAR CHART EXAMPLE
(CONT.)

     = ∑x   50.09
     x=   =       = 5.01 cm
        k    10

         =
   UCL = x + A2R = 5.01 + (0.58)(0.115) = 5.08
         =
   LCL = x - A2R = 5.01 - (0.58)(0.115) = 4.94




                Retrieve Factor Value A2         4-25
5.10 –

                 5.08 –
                              UCL = 5.08
                 5.06 –

                 5.04 –

                 5.02 –       =
          Mean
                              x = 5.01
                 5.00 –

X- BAR           4.98 –
CHART            4.96 –
EXAMP            4.94 –
                              LCL = 4.94

LE
                 4.92 –
(CONT.)                   |    |    |      |   |   |   |   |   |    |
                          1    2    3      4   5   6   7   8   9   10
                                         Sample number
                                                                        4-26
R- CHART


      UCL = D4R        LCL = D3R

                   ∑R
                R=
                    k
     where
           R = range of each sample
           k = number of samples
                                      4-27
R-CHART EXAMPLE
                OBSERVATIONS (SLIP-RING DIAMETER, CM)
     SAMPLE k    1      2      3      4      5      x       R
         1      5.02   5.01   4.94   4.99   4.96   4.98    0.08
         2      5.01   5.03   5.07   4.95   4.96   5.00    0.12
         3      4.99   5.00   4.93   4.92   4.99   4.97    0.08
         4      5.03   4.91   5.01   4.98   4.89   4.96    0.14
         5      4.95   4.92   5.03   5.05   5.01   4.99    0.13
         6      4.97   5.06   5.06   4.96   5.03   5.01    0.10
         7      5.05   5.01   5.10   4.96   4.99   5.02    0.14
         8      5.09   5.10   5.00   4.99   5.08   5.05    0.11
         9      5.14   5.10   4.99   5.08   5.09   5.08    0.15
         10     5.01   4.98   5.08   5.07   4.99   5.03    0.10
                                                   50.09   1.15
                                                                  4-28

Example 15.3
R-CHART EXAMPLE (CONT.)




       ∑R   1.15             UCL = D4R = 2.11(0.115) = 0.243
    R=    =      = 0.115
        k    10              LCL = D3R = 0(0.115) = 0



               Retrieve Factor Values D3 and D4


                                                               4-29

Example 15.3
R-CHART EXAMPLE (CONT.)

            0.28 –
            0.24 –   UCL = 0.243
            0.20 –
    Range




            0.16 –     R = 0.115
            0.12 –
            0.08 –
            0.04 –   LCL = 0
                     |  |    |      |   |  |   |   |   |    |
               0–
                     1  2    3     4    5  6   7   8   9   10
                                 Sample number                  4-30
USING X- BAR AND R-CHARTS
TOGETHER
 Process average and process variability must be
  in control.
 It is possible for samples to have very narrow
  ranges, but their averages is beyond control
  limits.
 It is possible for sample averages to be in control,
  but ranges might be very large.




                                                         4-31
CONTROL CHART PATTERNS
UCL



                               UCL

LCL


      Sample observations
      consistently below the   LCL
      center line
                                     Sample observations
                                     consistently above the   4-32
                                     center line
CONTROL CHART PATTERNS
 (CONT.)
UCL



                                UCL

LCL


      Sample observations
      consistently increasing   LCL


                                      Sample observations
                                      consistently decreasing 4-33
PROCESS CAPABILITY

  It gives satisfactory indication after x bar and R control
   charts.
  It is done to ensure that tolerance is possible through process
   control.
  Frequency distribution is done for a new process.

  It is better to study process capability before production.

  Process study capacity is defined as 6 deviations. This is for
   individual observation.


                                                              4-34
deviation1 = R bar/d2
Where
 dev.1 = S.D. for individual observation
 R = A.V range of samples size from table
 d2 = factor as per sample

Process capability = 6 dev.1
And
      dev.1 = R bar/d2
Hence 6*R bar/d2




                                            4-35
PROCESS CAPABILITY
                                      Design
                                   Specifications

(a) Natural variation
exceeds design
specifications; process
is not capable of
meeting specifications
all the time.
                                       Process
                                                       Design
                                                    Specifications

               (b) Design specifications
               and natural variation the
               same; process is capable
               of meeting specifications
               most of the time.
                                                                     4-36
                                                       Process
PROCESS CAPABILITY (CONT.)
                                        Design
                                     Specifications

(c) Design specifications
greater than natural
variation; process is
capable of always
conforming to
specifications.
                                         Process
                                                         Design
                                                      Specifications

               (d) Specifications greater
               than natural variation, but
               process off center;
               capable but some output
               will not meet upper
               specification.
                                                                       4-37
                                                         Process

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Control chart qm

  • 1. Unit-3 CONTROL CHARTS Represented by:- Deepa chauhan
  • 2. BASICS OF STATISTICAL PROCESS CONTROL  Statistical Process Control (SPC)  monitoring production process to detect and UCL prevent poor quality  Sample  subset of items produced LCL to use for inspection  Control Charts  process is within statistical control limits 4-2
  • 3. VARIABILITY  Random  Non-Random  common causes  special causes  inherent in a process  due to identifiable  can be eliminated only factors through improvements  can be modified in the system through operator or management action 4-3
  • 4. SPC IN TQM  SPC  toolfor identifying problems and make improvements  contributes to the TQM goal of continuous improvements   . 4-4
  • 5. QUALITY MEASURES  Attribute a product characteristic that can be evaluated with a discrete response  good – bad; yes - no  Variable a product characteristic that is continuous and can be measured  weight - length 4-5
  • 6. APPLYING SPC TO SERVICE  Nature of defect is different in services  Service defect is a failure to meet customer requirements  Monitor times, customer satisfaction 4-6
  • 7. APPLYING SPC TO SERVICE (CONT.)  Hospitals  timeliness and quickness of care, staff responses to requests, accuracy of lab tests, cleanliness, courtesy, accuracy of paperwork, speed of admittance and checkouts  Grocery Stores  waiting time to check out, frequency of out-of-stock items, quality of food items, cleanliness, customer complaints, checkout register errors  Airlines  flight delays, lost luggage and luggage handling, waiting time at ticket counters and check-in, agent and flight attendant courtesy, accurate flight information, passenger cabin cleanliness and maintenance 4-7
  • 8. APPLYING SPC TO SERVICE (CONT.)  Fast-Food Restaurants  waiting time for service, customer complaints, cleanliness, food quality, order accuracy, employee courtesy  Catalogue-Order Companies  order accuracy, operator knowledge and courtesy, packaging, delivery time, phone order waiting time  Insurance Companies  billingaccuracy, timeliness of claims processing, agent availability and response time 4-8
  • 9. WHERE TO USE CONTROL CHARTS  Process has a tendency to go out of control  Process is particularly harmful and costly if it goes out of control  Examples  atthe beginning of a process because it is a waste of time and money to begin production process with bad supplies  before a costly or irreversible point, after which product is difficult to rework or correct  before and after assembly or painting operations that might cover defects  before the outgoing final product or service is delivered 4-9
  • 10. CONTROL CHARTS  A graph that  Types of charts establishes control  Attributes limits of a process  p-chart  c-chart  Control limits  Variables  upper and lower bands of a control chart  range (R-chart)  mean (x bar – chart) 4-10
  • 11. PROCESS CONTROL CHART Out of control Upper control limit Process average Lower control limit 1 2 3 4 5 6 7 8 9 10 4-11 Sample number
  • 12. NORMAL DISTRIBUTION 95% 99.74% -3σ -2σ -1σ µ =0 1σ 2σ 3σ 4-12
  • 13. A PROCESS IS IN CONTROL IF …  … no sample points outside limits  … most points near process average  … about equal number of points above and below centerline  … points appear randomly distributed 4-13
  • 14. CONTROL CHARTS FOR ATTRIBUTES  p-charts  uses portion defective in a sample  c-charts  uses number of defects in an item 4-14
  • 15. P-CHART UCL = p + zσ p LCL = p - zσ p z = number of standard deviations from process average p = sample proportion defective; an estimate of process average σp = standard deviation of sample proportion p(1 - p) σp = n 4-15
  • 16. P-CHART EXAMPLE NUMBER OF PROPORTION SAMPLE DEFECTIVES DEFECTIVE 1 6 .06 2 0 .00 3 4 .04 : : : : : : 20 18 .18 200 20 samples of 100 pairs of jeans 4-16
  • 17. P-CHART EXAMPLE (CONT.) total defectives p = total sample observations = 200 / 20(100) = 0.10 p(1 - p) 0.10(1 - 0.10) UCL = p + z = 0.10 + 3 n 100 UCL = 0.190 p(1 - p) 0.10(1 - 0.10) LCL = p - z = 0.10 - 3 n 100 LCL = 0.010 4-17
  • 18. P-CHART EXAMPLE (CONT.) 0.20 0.18 UCL = 0.190 0.16 0.14 Proportion defective 0.12 p = 0.10 0.10 0.08 0.06 0.04 0.02 LCL = 0.010 4-18 2 4 6 8 10 12 14 16 18 20 Sample number
  • 19. C-CHART UCL = c + zσ c σc = c LCL = c - zσ c where c = number of defects per sample 4-19
  • 20. C-CHART (CONT.) Number of defects in 15 sample rooms NUMBER SAMPLE OF DEFECTS 190 1 12 c= = 12.67 15 2 8 UCL = c + zσ c 3 16 = 12.67 + 3 12.67 : : = 23.35 : : LCL = c + zσ c 15 15 = 12.67 - 3 12.67 190 = 1.99 4-20
  • 21. C-CHART (CONT.) 24 UCL = 23.35 21 18 Number of defects c = 12.67 15 12 9 6 3 LCL = 1.99 4-21 2 4 6 8 10 12 14 16 Sample number
  • 22. CONTROL CHARTS FOR VARIABLES  Mean chart ( x -Chart )  uses average of a sample  Range chart ( R-Chart )  uses amount of dispersion in a sample 4-22
  • 23. X-BAR CHART = = x1 + x2 + ... xk x k UCL = x=+ A R =- A R LCL = x 2 2 where = x = average of sample means 4-23
  • 24. X-BAR CHART EXAMPLE OBSERVATIONS (SLIP- RING DIAMETER, CM) SAMPLE k 1 2 3 4 5 1 5.02 5.01 4.94 4.99 4.96 2 5.01 5.03 5.07 4.95 4.96 3 4.99 5.00 4.93 4.92 4.99 4 5.03 4.91 5.01 4.98 4.89 5 4.95 4.92 5.03 5.05 5.01 6 4.97 5.06 5.06 4.96 5.03 7 5.05 5.01 5.10 4.96 4.99 8 5.09 5.10 5.00 4.99 5.08 9 5.14 5.10 4.99 5.08 5.09 10 5.01 4.98 5.08 5.07 4.99 4-24 Example 15.4
  • 25. X- BAR CHART EXAMPLE (CONT.) = ∑x 50.09 x= = = 5.01 cm k 10 = UCL = x + A2R = 5.01 + (0.58)(0.115) = 5.08 = LCL = x - A2R = 5.01 - (0.58)(0.115) = 4.94 Retrieve Factor Value A2 4-25
  • 26. 5.10 – 5.08 – UCL = 5.08 5.06 – 5.04 – 5.02 – = Mean x = 5.01 5.00 – X- BAR 4.98 – CHART 4.96 – EXAMP 4.94 – LCL = 4.94 LE 4.92 – (CONT.) | | | | | | | | | | 1 2 3 4 5 6 7 8 9 10 Sample number 4-26
  • 27. R- CHART UCL = D4R LCL = D3R ∑R R= k where R = range of each sample k = number of samples 4-27
  • 28. R-CHART EXAMPLE OBSERVATIONS (SLIP-RING DIAMETER, CM) SAMPLE k 1 2 3 4 5 x R 1 5.02 5.01 4.94 4.99 4.96 4.98 0.08 2 5.01 5.03 5.07 4.95 4.96 5.00 0.12 3 4.99 5.00 4.93 4.92 4.99 4.97 0.08 4 5.03 4.91 5.01 4.98 4.89 4.96 0.14 5 4.95 4.92 5.03 5.05 5.01 4.99 0.13 6 4.97 5.06 5.06 4.96 5.03 5.01 0.10 7 5.05 5.01 5.10 4.96 4.99 5.02 0.14 8 5.09 5.10 5.00 4.99 5.08 5.05 0.11 9 5.14 5.10 4.99 5.08 5.09 5.08 0.15 10 5.01 4.98 5.08 5.07 4.99 5.03 0.10 50.09 1.15 4-28 Example 15.3
  • 29. R-CHART EXAMPLE (CONT.) ∑R 1.15 UCL = D4R = 2.11(0.115) = 0.243 R= = = 0.115 k 10 LCL = D3R = 0(0.115) = 0 Retrieve Factor Values D3 and D4 4-29 Example 15.3
  • 30. R-CHART EXAMPLE (CONT.) 0.28 – 0.24 – UCL = 0.243 0.20 – Range 0.16 – R = 0.115 0.12 – 0.08 – 0.04 – LCL = 0 | | | | | | | | | | 0– 1 2 3 4 5 6 7 8 9 10 Sample number 4-30
  • 31. USING X- BAR AND R-CHARTS TOGETHER  Process average and process variability must be in control.  It is possible for samples to have very narrow ranges, but their averages is beyond control limits.  It is possible for sample averages to be in control, but ranges might be very large. 4-31
  • 32. CONTROL CHART PATTERNS UCL UCL LCL Sample observations consistently below the LCL center line Sample observations consistently above the 4-32 center line
  • 33. CONTROL CHART PATTERNS (CONT.) UCL UCL LCL Sample observations consistently increasing LCL Sample observations consistently decreasing 4-33
  • 34. PROCESS CAPABILITY  It gives satisfactory indication after x bar and R control charts.  It is done to ensure that tolerance is possible through process control.  Frequency distribution is done for a new process.  It is better to study process capability before production.  Process study capacity is defined as 6 deviations. This is for individual observation. 4-34
  • 35. deviation1 = R bar/d2 Where dev.1 = S.D. for individual observation R = A.V range of samples size from table d2 = factor as per sample Process capability = 6 dev.1 And dev.1 = R bar/d2 Hence 6*R bar/d2 4-35
  • 36. PROCESS CAPABILITY Design Specifications (a) Natural variation exceeds design specifications; process is not capable of meeting specifications all the time. Process Design Specifications (b) Design specifications and natural variation the same; process is capable of meeting specifications most of the time. 4-36 Process
  • 37. PROCESS CAPABILITY (CONT.) Design Specifications (c) Design specifications greater than natural variation; process is capable of always conforming to specifications. Process Design Specifications (d) Specifications greater than natural variation, but process off center; capable but some output will not meet upper specification. 4-37 Process