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A Bayesian Approach for Modeling Sensor
Influence on Quality, Liveness and Match Score
Values in Fingerprint Verification

Ajita Rattani1, Norman Poh2 and Arun Ross1
1

Dept. of Computer Science and Eng., Michigan State University, USA
http://www.cse.msu.edu/~rossarun/i-probe/
2
Dept. of Computing, University of Surrey, UK
Abstract
• Recently a number of studies in fingerprint verification have
combined match scores with quality and liveness measure in order
to thwart spoof attacks.
• However, these approaches do not explicitly account for the
influence of the sensor on these variables.
• In this work, we propose a graphical model that account for the
impact of the sensor on match scores, quality and liveness measures.
• Effectiveness of the proposed model has been assessed on the
LivDet 2011 fingerprint database using Biometrika and Italdata
sensors.
Outline
•
•
•
•
•
•

Fingerprint Spoof Attacks
Fingerprint Liveness Detectors
Problem Statement and Contributions
Proposed Graphical Model
Experimental Validations
Conclusions

3
Spoof Attacks
• A spoofing attack occurs when an adversary replicate the
biometric trait of another individual in order to circumvent
the system.
• These attacks pose the most severe threat to biometric
systems as
– they can be easily performed using simple techniques
and commonly available materials and,
– do not require any knowledge of internal functioning
of the system.

4
Contd..,

A forger counterfeits a biometric sample of a given user to gain unauthorized access.
5
Fingerprints and Spoof Attacks
•

Studies have shown that fake fingerprints can be easily fabricated using
commonly available materials like silicone, latex etc., [Matsumoto et al.,
2002, Yambay et al., 2012].

•

Fingerprint liveness detection algorithms have been proposed as a countermeasure against spoof attacks.

Matsumoto et al., Impact of artificial gummy fingers on fingerprint systems, Opt. Sec.
Counterfait Deterrence Techniq. IV 4677, 275-289.
Yambay et al., Livdet2011 – fingerprint liveness detection competition, ICB, 2012
6
Fake Fingerprint Fabrication Process
Silicone
Latex
Ecoflex

7
Fingerprint Liveness Detectors
• They aim to discriminate live biometric samples from the
spoofed (fake) artefact.
• The algorithms for fingerprint liveness detection examine the
textural, anatomical and/or physiological attributes of the
finger.
• The output of these liveness detection algorithms is a singlevalued numerical entity referred to as liveness measure.

8
Latex

Silgum

Gelatin

Live //
Live
Fake
Fake
EcoFlex

Live

An example training based fingerprint liveness detector
9
Liveness Detector and Biometric System
• Liveness detection algorithms are not designed to
operate in isolation; rather, they have to be
integrated with the overall fingerprint recognition
system.
• Accordingly, recent studies have combined match
scores generated by a fingerprint matcher with
liveness values, as well as image quality, in order
to render a decision on the recognition process.
State of the Art
Reference

Variables
combined

Scheme

Database

Marasco et
al., BTAS,
2012

fingerprint
match scores +
liveness values

Bayesian
Belief Network

LivDet 2009

Chingovska
et al.,
CVPRW,
2013

face match
scores +
liveness values

Logistic
Regression

Replay attack,
2011

Rattani et al.,
ICB, 2013

fingerprint
match scores +
quality +
liveness values

Density-based
fusion
framework

LivDet 2011
Problem Statement
• However, in the aforementioned schemes, the influence of
the sensor on the 3 variables - match scores, liveness
values and quality has not been considered.
• Such a consideration is essential for several reasons:
(a) the quality of an image is impacted by the sensor used;
(b) most liveness measures are training-based and are
impacted by the sensor that was used to collect live and spoof
data;
(c) understanding sensor influence, can help in facilitating
sensor interoperability for fingerprint matchers and liveness
detectors.
Contributions
• Development of a graphical model for fusing match
scores, liveness measures and quality values while
accounting for sensor influence;
• Implementation of the proposed model using a Gaussian
Mixture Model (GMM) based Bayesian classifier;
• Evaluation of the proposed model using fingerprint data
from two different sensors in the LivDet 2011 fingerprint
database.
Notations
• y = match score between pair of fingerprint
images.
• q = quality of a fingerprint image
• l = liveness measure of a fingerprint image
• k = class label i.e., {C, I, S}
• d = fingerprint acquisition sensor
Graphical Model

Conditional
Probabilities
•

k
y
a) Model A
(conventional classifier)

k

•

l
y

q

b) Model B
(Rattani et al., ICB, 2013)

Bayesian Classifier
Contd..,
k

•

d
y

l

•

q

c) Proposed Model C

Conjectures:
1. Match scores, quality and liveness measures are sensor dependent
(d
{y, q, l})
2. Further their exist no significant correlation between quality (q) and liveness
measures (l).
Experimental Validations
•
•
•
•
•

Dataset: LivDet 20111
Liveness measure: LBP + SVM2
Quality: IQF freeware developed by MITRE3
Match Scores: NIST Bozorth3 matcher4
Performance metrics :
– OFAR : Overall False Acceptance Rate
– GAR: Genuine Acceptance Rate
– O-EER : Overall Equal Error Rate

Yambay et al., Livdet2011 - fingerprint liveness detection competition, ICB, 2012
2
Nikam and Aggarwal, Local binary pattern and wavelet-based spoof fingerprint detection,
IJB, 2008
3
http://www.mitre.org/tech/mtf/
4
http://www.nist.gov/itl/iad/ig/nbis.cfm
1
1. Performance Evaluation of Model B under
Cross-sensor Evaluation

k

l
y

q
2. Validation of the Conjectures for Model C

0.1

Genuine-Biometrika
Spoof-Biometrika
Impostor- Biometrika
Genuine- Italdata
Spoof- Italdata
Impostor- Italdata

0.09
0.08

80

70

0.06

Quality

Likelihood

0.07

0.05
0.04
0.03

60

50

40

0.02

30

0.01
0

0

50

100

150

Scores

200

250

300

20
Biometrika

Sensors

Italdata

Match scores and quality measures are sensor dependent
Contd..,
4.5
4

Biometrika
Italdata

3.5

Likelihood

3
2.5
2
1.5
1
0.5
0
0

0.2

0.4

0.6

Liveness measure

0.8

Liveness measures are sensor
dependent

1

No significant correlation exist between
quality and liveness measure ( =0.25)
3. Assessment of Model C in a Multi-sensor
Environment
Conclusions
• Recent studies have addressed the security of
fingerprint verification system by combining
match scores with quality and liveness measure.
• We advance the state of the art by modeling
sensor influence on them.
• This is realized through a graphical model that
account for the impact of sensor on liveness,
quality and match score values
Contd..,
• Experimental investigations on the LivDet11 fingerprint
database indicate that
– Existing training-based fusion framework cannot
operate effectively in a multi-sensor scenario
– The proposed graphical model can effectively operate
in a multi-sensor environment
• The effectiveness of the proposed model can be further
enhanced by improving the sensitivity of the underlying
liveness detector
Thank you

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A Bayesian Approach for Modeling Sensor Influence on Quality, Liveness and Match Score Values in Fingerprint Verification

  • 1. A Bayesian Approach for Modeling Sensor Influence on Quality, Liveness and Match Score Values in Fingerprint Verification Ajita Rattani1, Norman Poh2 and Arun Ross1 1 Dept. of Computer Science and Eng., Michigan State University, USA http://www.cse.msu.edu/~rossarun/i-probe/ 2 Dept. of Computing, University of Surrey, UK
  • 2. Abstract • Recently a number of studies in fingerprint verification have combined match scores with quality and liveness measure in order to thwart spoof attacks. • However, these approaches do not explicitly account for the influence of the sensor on these variables. • In this work, we propose a graphical model that account for the impact of the sensor on match scores, quality and liveness measures. • Effectiveness of the proposed model has been assessed on the LivDet 2011 fingerprint database using Biometrika and Italdata sensors.
  • 3. Outline • • • • • • Fingerprint Spoof Attacks Fingerprint Liveness Detectors Problem Statement and Contributions Proposed Graphical Model Experimental Validations Conclusions 3
  • 4. Spoof Attacks • A spoofing attack occurs when an adversary replicate the biometric trait of another individual in order to circumvent the system. • These attacks pose the most severe threat to biometric systems as – they can be easily performed using simple techniques and commonly available materials and, – do not require any knowledge of internal functioning of the system. 4
  • 5. Contd.., A forger counterfeits a biometric sample of a given user to gain unauthorized access. 5
  • 6. Fingerprints and Spoof Attacks • Studies have shown that fake fingerprints can be easily fabricated using commonly available materials like silicone, latex etc., [Matsumoto et al., 2002, Yambay et al., 2012]. • Fingerprint liveness detection algorithms have been proposed as a countermeasure against spoof attacks. Matsumoto et al., Impact of artificial gummy fingers on fingerprint systems, Opt. Sec. Counterfait Deterrence Techniq. IV 4677, 275-289. Yambay et al., Livdet2011 – fingerprint liveness detection competition, ICB, 2012 6
  • 7. Fake Fingerprint Fabrication Process Silicone Latex Ecoflex 7
  • 8. Fingerprint Liveness Detectors • They aim to discriminate live biometric samples from the spoofed (fake) artefact. • The algorithms for fingerprint liveness detection examine the textural, anatomical and/or physiological attributes of the finger. • The output of these liveness detection algorithms is a singlevalued numerical entity referred to as liveness measure. 8
  • 9. Latex Silgum Gelatin Live // Live Fake Fake EcoFlex Live An example training based fingerprint liveness detector 9
  • 10. Liveness Detector and Biometric System • Liveness detection algorithms are not designed to operate in isolation; rather, they have to be integrated with the overall fingerprint recognition system. • Accordingly, recent studies have combined match scores generated by a fingerprint matcher with liveness values, as well as image quality, in order to render a decision on the recognition process.
  • 11. State of the Art Reference Variables combined Scheme Database Marasco et al., BTAS, 2012 fingerprint match scores + liveness values Bayesian Belief Network LivDet 2009 Chingovska et al., CVPRW, 2013 face match scores + liveness values Logistic Regression Replay attack, 2011 Rattani et al., ICB, 2013 fingerprint match scores + quality + liveness values Density-based fusion framework LivDet 2011
  • 12. Problem Statement • However, in the aforementioned schemes, the influence of the sensor on the 3 variables - match scores, liveness values and quality has not been considered. • Such a consideration is essential for several reasons: (a) the quality of an image is impacted by the sensor used; (b) most liveness measures are training-based and are impacted by the sensor that was used to collect live and spoof data; (c) understanding sensor influence, can help in facilitating sensor interoperability for fingerprint matchers and liveness detectors.
  • 13.
  • 14. Contributions • Development of a graphical model for fusing match scores, liveness measures and quality values while accounting for sensor influence; • Implementation of the proposed model using a Gaussian Mixture Model (GMM) based Bayesian classifier; • Evaluation of the proposed model using fingerprint data from two different sensors in the LivDet 2011 fingerprint database.
  • 15. Notations • y = match score between pair of fingerprint images. • q = quality of a fingerprint image • l = liveness measure of a fingerprint image • k = class label i.e., {C, I, S} • d = fingerprint acquisition sensor
  • 16. Graphical Model Conditional Probabilities • k y a) Model A (conventional classifier) k • l y q b) Model B (Rattani et al., ICB, 2013) Bayesian Classifier
  • 17. Contd.., k • d y l • q c) Proposed Model C Conjectures: 1. Match scores, quality and liveness measures are sensor dependent (d {y, q, l}) 2. Further their exist no significant correlation between quality (q) and liveness measures (l).
  • 18. Experimental Validations • • • • • Dataset: LivDet 20111 Liveness measure: LBP + SVM2 Quality: IQF freeware developed by MITRE3 Match Scores: NIST Bozorth3 matcher4 Performance metrics : – OFAR : Overall False Acceptance Rate – GAR: Genuine Acceptance Rate – O-EER : Overall Equal Error Rate Yambay et al., Livdet2011 - fingerprint liveness detection competition, ICB, 2012 2 Nikam and Aggarwal, Local binary pattern and wavelet-based spoof fingerprint detection, IJB, 2008 3 http://www.mitre.org/tech/mtf/ 4 http://www.nist.gov/itl/iad/ig/nbis.cfm 1
  • 19. 1. Performance Evaluation of Model B under Cross-sensor Evaluation k l y q
  • 20.
  • 21. 2. Validation of the Conjectures for Model C 0.1 Genuine-Biometrika Spoof-Biometrika Impostor- Biometrika Genuine- Italdata Spoof- Italdata Impostor- Italdata 0.09 0.08 80 70 0.06 Quality Likelihood 0.07 0.05 0.04 0.03 60 50 40 0.02 30 0.01 0 0 50 100 150 Scores 200 250 300 20 Biometrika Sensors Italdata Match scores and quality measures are sensor dependent
  • 22. Contd.., 4.5 4 Biometrika Italdata 3.5 Likelihood 3 2.5 2 1.5 1 0.5 0 0 0.2 0.4 0.6 Liveness measure 0.8 Liveness measures are sensor dependent 1 No significant correlation exist between quality and liveness measure ( =0.25)
  • 23. 3. Assessment of Model C in a Multi-sensor Environment
  • 24. Conclusions • Recent studies have addressed the security of fingerprint verification system by combining match scores with quality and liveness measure. • We advance the state of the art by modeling sensor influence on them. • This is realized through a graphical model that account for the impact of sensor on liveness, quality and match score values
  • 25. Contd.., • Experimental investigations on the LivDet11 fingerprint database indicate that – Existing training-based fusion framework cannot operate effectively in a multi-sensor scenario – The proposed graphical model can effectively operate in a multi-sensor environment • The effectiveness of the proposed model can be further enhanced by improving the sensitivity of the underlying liveness detector