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Respiratory Mechanics and Ventilator Waveforms
                          in the Patient With Acute Lung Injury
       Luca M Bigatello MD, Kristopher R Davignon MD, and Henry Thomas Stelfox MD PhD


                               Introduction
                               ARDS: A Syndrome of Low Compliance
                                  Increased Resistance in ALI/ARDS
                               Time-Related Patterns of Recruitment in ARDS
                               Single-Breath Analysis of Recruitment
                               Recruitment Maneuvers
                                  Prone Positioning as a Recruitment Strategy
                               Summary



         Acute lung injury/acute respiratory distress syndrome is a syndrome of low respiratory compliance.
         However, longstanding knowledge of applied respiratory mechanics and refined imaging techniques
         have shown that this is clearly an oversimplified view. Though the average compliance of the
         respiratory system is reproducibly low, regional mechanics may vastly differ; lung, airway, and
         chest wall mechanics may be variably affected; finally, these abnormalities may be very dynamic in
         nature, being influenced by time, posture, and the way positive-pressure ventilation is applied.
         Modern mechanical ventilators are equipped to display pressure, flow, and volume waveforms that
         can be used to measure respiratory compliance, airway resistance, and intrinsic positive end-
         expiratory pressure. These basic measurements, once the domain of applied physiologists only, are
         now available to aid clinicians to choose the appropriate ventilator settings to promote lung re-
         cruitment and avoid injury during lung-protective ventilatory strategies. High-resolution lung im-
         aging and bedside recording of physiologic variables are important tools for clinicians who want to
         deliver specialized care to improve the outcome of critically ill patients in acute respiratory failure.
         Key words: acute lung injury, acute respiratory distress sydrome, lung recruitment. [Respir Care 2005;
         50(2):235–244. © 2005 Daedalus Enterprises]



                          Introduction                                  characterized by acute respiratory failure, hypoxemia, and
                                                                        diffuse alveolar damage.1 From a respiratory mechanical
  Acute lung injury (ALI) and acute respiratory distress                standpoint, ALI/ARDS is a syndrome of low lung com-
syndrome (ARDS) are a continuum of a clinical condition                 pliance. Pulmonary edema initially, repair and fibrosis later,
                                                                        decrease the respiratory system compliance and disrupt the
                                                                        normal ventilation/perfusion matching in the lung, causing
Luca M Bigatello MD, Kristopher Davignon MD, and Henry Thomas           hypoxemia and hypercarbia. Endotracheal intubation and
Stelfox MD PhD are affiliated with the Division of Critical Care, De-
                                                                        mechanical ventilation are almost always necessary to
partment of Anesthesia and Critical Care, Massachusetts General Hos-
pital, Boston, Massachusetts.

Luca M Bigatello MD presented a version of this article at the 34th
RESPIRATORY CARE Journal Conference, Applied Respiratory Physiology:    Correspondence: Luca M Bigatello MD, Department of Anesthesia and
Use of Ventilator Waveforms and Mechanics in the Management of          Critical Care, Massachusetts General Hospital, 55 Fruit Street, Boston
Critically Ill Patients, held April 16–19, 2004, in Cancun, Mexico.
                                                        ´               MA 02114. E-mail: lbigatello@partners.org.




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RESPIRATORY MECHANICS         AND   VENTILATOR WAVEFORMS         IN THE   PATIENT WITH ACUTE LUNG INJURY




Fig. 1. Post-mortem specimen of the lungs of a patient who died with acute respiratory distress syndrome. The lungs are enlarged,
edematous, and covered with hemorrhagic exudate. (Courtesy of Warren M Zapol MD, Massachusetts General Hospital, Boston, Massa-
chusetts).



maintain adequate gas exchange and to offset the increased         to use the physiologic waveforms displayed on ventilators
ventilatory load. However, endotracheal intubation and me-         to adjust the level of mechanical ventilation to the best
chanical ventilation are themselves associated with other          advantage of each patient with ALI/ARDS.
problems, including injury to the airway and lungs, the
need for pharmacologic sedation and paralysis, and in-
                                                                           ARDS: A Syndrome of Low Compliance
creased risk of nosocomial infections and prolonged weak-
ness.2,3
   Although low lung compliance has long been recog-                  Figure 1 shows the lungs of a patient who died with
nized as characteristic of ARDS,4 only recently has it be-         ARDS. Even in this macroscopic, 2-dimensional view, we
come possible to apply physiologic principles of respira-          can see how the lungs are enlarged, swollen, and covered
tory mechanics to the bedside. In our opinion, that progress       with hemorrhagic exudate. These pathological phenomena
is due mainly to 2 events: (1) the introduction of sophis-         substantially decrease lung compliance. A more detailed
ticated lung imaging such as computed tomography (CT)              and real-time view of the ARDS lung is provided by CT,
of the chest, and (2) the ability to record and immediately        which identifies the areas of collapse and/or edema re-
display basic ventilatory variables, such as tidal volume          sponsible for the low lung compliance. Furthermore, CT
(VT), flow, airway pressure (Paw), and esophageal pres-            reveals a more complex distribution of the injury than
sure. These tools improve our ability to properly ventilate        might be inferred from Figure 1 or from a traditional,
these patients, using the ventilator settings that can best        standard portable chest radiogram. That is, consolidated
support respiration while minimizing the risk of iatrogenic        areas of the lung alternate with seemingly normally aer-
injury.                                                            ated areas. The work of Gattinoni et al5– 8 over the past 2
   In this article we will first review the changes in respi-      decades has correlated CT images of ARDS lung with
ratory mechanics that are characteristic of ALI/ARDS, with         measurements of respiratory mechanics, and their research
particular attention to aspects of their dynamic evolution.        suggests that the low lung compliance that we measure in
We will then see how some of our current methods of                the early phase of ARDS is an averaged approximation of
ventilating these patients (eg, recruitment maneuvers and          different regional mechanics, which are affected by factors
prone-position ventilation) affect respiratory mechanics.          such as the pressure applied at the airway and patient
The authors hope that this review will encourage clinicians        position.5– 8



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RESPIRATORY MECHANICS           AND   VENTILATOR WAVEFORMS             IN THE   PATIENT WITH ACUTE LUNG INJURY




Fig. 2. Computed tomograms of 2 patients whose bedside-measured respiratory-system compliance was approximately 25 mLs/cm H2O.
Though these patients’ compliance was equally decreased, the distribution of the alveolar lesions is strikingly different. A: Resolving acute
Aspergillus infection; the injury is homogeneously distributed. B: Repeated nosocomial pneumonias; bibasilar dense consolidations coexist
with spared ventral portions of the lungs.



   Figure 2 shows CTs from 2 different patients, both of                 Increased Resistance in ALI/ARDS
whom had bedside-measured respiratory-system compli-
ance of approximately 25 mLs/cm H2O. Despite similar
                                                                            Although we described ARDS as a syndrome of low com-
compliance, the difference between the 2 CTs is striking.
                                                                         pliance, airway resistance may also be abnormal.9,10 Besides
In panel A the lungs are diffusely affected by an acute
                                                                         the possibility of developing ARDS in the presence of asth-
pneumonitic process (Aspergillus infection of the lung). In              ma/chronic obstructive pulmonary disease, as in the patient
panel B, bibasilar dense consolidations from repeated nos-               described above (see Fig. 3), a mild increase in airway resis-
ocomial pneumonias spare much of the ventral portions of                 tance is found in patients with ALI/ARDS, independent of
the lungs. Clearly, a given pressure applied at the airway               pre-existent airway disease. Figure 4 shows the waveforms
will distribute very differently across the lungs of these 2             from an end-inspiratory airway-occlusion maneuver in a rep-
patients, resulting in different patterns of lung recruitment,           resentative patient with early ARDS, demonstrating increased
gas exchange, and injury.                                                airway resistance.10 Further analysis of resistance in that study
   Important differences in lung mechanics may also be                   revealed that its ohmic portion11 (peak inspiratory pressure
present between the 2 lungs of the same patient. Figure 3                minus pressure at 50 ms [Pmax P1 in Fig. 4]) was increased
shows the example of a patient who suffered from acute                   in inverse proportion to the decrease in functional residual
rejection of a transplanted left lung. The patient’s under-              capacity, suggesting that it was not due to airway narrowing
lying disease was emphysema, which can easily be seen in                 but to a reduced volume of ventilated lung. The additional
the native right lung. As the left lung developed an ARDS-               resistance (plateau inspiratory pressure at the beginning of
like picture, an obvious discrepancy developed between                   1-second occlusion minus that at the end of the occlusion [P1
the mechanics of the 2 lungs: a low compliance on the left,                 P2 in Fig. 4]) was increased in all patients, indicating the
and a high compliance and high resistance on the right.                  presence of time-constant inequalities within the diseased
The ventilator waveforms are compatible with a 2-com-                    lungs. Of particular interest in that study was the effect of
partment model: the initial part of the breath (which is best            positive end-expiratory pressure (PEEP). A low level of PEEP
seen in the flow waveform during exhalation) has a fast                  tended to decrease the average airway resistance, by normal-
time constant; that is, air goes in and out fast, because of             izing the ohmic component, probably through an increase in
the low compliance and approximately normal resistance                   lung volume. A higher PEEP (approximately 15 cm H2O)
of the transplanted and diseased lung. The second part of                increased the total resistance, almost exclusively through an
the breath has a very slow time constant, typical of termi-              increase of the additional component, hence increasing re-
nal emphysema/chronic obstructive pulmonary disease (ie,                 gional inequalities at high lung volumes.10 Appreciation of
air exits the airways extremely slowly and there is not                  the effects of ALI/ARDS on airway resistance may be im-
sufficient time to exhale the entire VT).                                portant in situations of high respiratory rate, such as during



RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2                                                                                            237
RESPIRATORY MECHANICS           AND    VENTILATOR WAVEFORMS            IN THE   PATIENT WITH ACUTE LUNG INJURY




Fig. 3. Acute lung injury in a transplanted lung. A: Computed tomogram shows severe emphysema in the right (native) lung and edema and
consolidation in the left (transplanted) lung . B: Ventilator waveforms, compatible with a 2-compartment model. The initial part of the breath
(seen best in the expiratory flow waveform) has a fast time constant, because of the low compliance of the acutely injured left lung; the
second part of the breath has a very slow time constant, because of the high-resistance, high-compliance pattern of terminal emphysema.
(Courtesy of Dean Hess RRT PhD FAARC, Massachusetts General Hospital, Boston, Massachusetts.)



lung-protective low-VT ventilation.12 Recently, de Durante et             less, investigators have been able to assess the dynamic
al demonstrated that the high respiratory rate necessary to               nature of respiratory mechanics in patients with ALI/ARDS
maintain an adequate minute ventilation during low-VT ven-                and have provided a longstanding scientific background to
tilation may lead to substantial intrinsic PEEP, suggesting               aid our daily interpretation of ventilator waveforms at the
that end-expiratory alveolar pressure during lung-protective              bedside.
ventilation may be higher than the level set on the ventila-                 In a very intellectually stimulating study more than 2
tor.13                                                                    decades ago, Katz et al demonstrated that the effects of
                                                                          PEEP on lung volume in patients with acute respiratory
      Time-Related Patterns of Recruitment in ARDS                        failure are complex.17 By measuring breath-to-breath
                                                                          VT changes following the application of PEEP, they
   While CT analysis can provide sophisticated visual in-                 found that the initial (1– 4 breaths) increase in volume
formation about lungs with ALI/ARDS, bedside measure-                     occurs at constant compliance, indicating an increase in
ment of respiratory mechanics is still relatively unrefined.              the volume of already ventilated alveoli. A further in-
Although new methods will almost certainly be available                   crease in volume (about 10% of the ultimate volume
in the future,14,15 respiratory mechanics are currently as-               change in that particular patient population) occurred at
sessed in a rather simple way, by measuring changes in                    the same end-inspiratory pressure, indicating recruit-
flow and pressure at the airway, occasionally supplemented                ment of newly opened alveoli over a 3– 4 min period.
by the measurement of esophageal pressure.16 Neverthe-                    This observation is exemplified in Figure 5, where the



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                                                                       Fig. 5. The ‘chord compliance’ of the respiratory system in pa-
                                                                       tients with acute respiratory failure (dashed lines, values in paren-
                                                                       thesis) did not change at various levels of positive end-expiratory
                                                                       pressure (PEEP), except at the highest PEEP, indicating that tidal
Fig. 4. Representative waveforms of flow, volume, and pressure at      ventilation did not recruit alveoli. Functional residual capacity com-
the airway opening (Pao), from an end-inspiratory airway-occlusion     pliance increased with each level of PEEP, indicating that PEEP
maneuver with a patient with early acute respiratory distress syn-     recruited alveoli. (Adapted from Reference 17.)
drome. Pmax      peak inspiratory pressure. P1     airway pressure
approximately 50 milliseconds after beginning occlusion (zero flow).
P2 plateau inspiratory pressure at the end of the 1-second oc-
clusion maneuver. Pmax – P1        ohmic resistance. P1 – P2     ad-            Single-Breath Analysis of Recruitment
ditional resistance. (See text.) (Adapted from Reference 10.)
                                                                          Setting the ventilator to provide lung recruitment and
                                                                       avoid injury is a complex and as yet unresolved task. ALI
compliance calculated using the end-expiratory and end-                from mechanical ventilation can occur because of (1) al-
inspiratory Paw difference (chord compliance) did not                  veolar overdistention due to high ventilating volumes and
change at various levels of PEEP, while the compliance                 pressures, and (2) tidal recruitment/derecruitment due to
measured at functional residual capacity, once steady                  insufficient PEEP. Recent evidence that low VT may in-
state was achieved, increased with each increase in PEEP,              crease survival in ALI/ARDS12 has stimulated further dis-
indicating that PEEP recruited alveoli, whereas tidal                  cussion regarding how to use low VT and maintain lung
                                                                       recruitment. A physiologically sound approach was used
ventilation did not.
                                                                       by Amato et al in the first published controlled study of
   In another classic study of respiratory mechanics in
                                                                       low-VT ventilation.19 They obtained static pressure-vol-
ARDS, Matamis et al discerned different patterns of lung
                                                                       ume curves of the respiratory system to identify 2 impor-
recruitment (Fig. 6).18 Early in the course of the syndrome
                                                                       tant pressure values: the lower inflection point (the pres-
(Fig. 6B) there is a large hysteresis, indicating potential for        sure above which end-expiratory alveolar collapse would
alveolar recruitment, associated with the initial exudative            not occur) was used to set the PEEP level, and the upper
phase of ALI/ARDS, which remains present a few days                    inflection point (the pressure below which end-inspiratory
later (Fig. 6C) but is now associated with a decreased                 alveolar overdistention would not occur) was used to set
compliance (decreased slope). Later in the course (Fig.                the inspiratory plateau Paw. Although widely used for sev-
6A), during the fibroproliferative phase, the decrease in              eral years thereafter, bedside measurement of pressure-
compliance becomes more apparent, with no substantial                  volume curves has turned out to be a poor predictor of the
hysteresis, indicating a lower potential for recruitment.              appropriate degree of lung inflation in ALI/ARDS patients,
The pattern in Fig. 6D (low compliance, little recruitment             both for physiologic and practical reasons.20
potential) was observed in late ARDS and was associated                   A recent series of laboratory studies investigated an alter-
with a high mortality.                                                 native method to set the ventilator with a lung-protective



RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2                                                                                            239
RESPIRATORY MECHANICS            AND   VENTILATOR WAVEFORMS             IN THE   PATIENT WITH ACUTE LUNG INJURY




Fig. 6. Pressure-volume curves of the respiratory system of patients in various phases of acute respiratory distress syndrome. A: Decreased
compliance and little hysteresis (early fibroproliferative phase). B: An almost normal compliance with large hysteresis (early exudative
phase). C: Decreased compliance with large hysteresis (later exudative phase). D: Low compliance and little hysteresis (late fibroproliferative
phase). (See text.) (Adapted from Reference 18.)



strategy, using analysis of the Paw/time waveform as it can be            veolar lavage, indicating minimal lung injury.21 The appeal
displayed on the ventilator screen.21,22 This method is based             of this method resides in its potential bedside applicability.
on the observation that, during constant-flow insufflation, the           The Paw/time waveform is routinely displayed on the venti-
rate of change of the pressure at the airway corresponds to the           lator screen, and the mathematical analysis of the slope could
rate of change in respiratory-system compliance.23 Accord-                be carried out by the ventilator’s microprocessor and dis-
ingly, a constant slope of the Paw waveform suggests that                 played in a way similar to how compliance and resistance are
there is no change in compliance during tidal ventilation (ie,            currently displayed.
the VT is generated by elastic expansion of open alveoli that
remain stable at end-expiration). A progressive increase of                                   Recruitment Maneuvers
the slope indicates an increase in compliance (ie, lung re-
cruitment during tidal ventilation). A progressive decrease of               Low-VT ventilation tends to produce alveolar derecruit-
the slope indicates a decrease in compliance (ie, hyperinfla-             ment. This has long been known to anesthesiologists, who
tion during tidal ventilation). The shape of the Paw waveform             are accustomed to applying occasional prolonged manual
can be further characterized numerically, using the stress in-            insufflations, using the ventilator hand-bag, to reverse at-
dex, which is derived from the equation that describes the                electasis and improve PaO2.24 More recently, as low-VT
relationship between Paw and time during constant-flow in-                ventilation has been used in the intensive care unit to limit
sufflation.21,23 Figure 7 shows examples of those 3 types of              lung injury, it is clear that low-VT ventilation may be
Paw waveform. In that particular study, the waveform with                 associated with alveolar derecruitment.25 However, the
the linear slope (Fig. 7B) was associated with the lowest                 level of pressure necessary to generate recruitment, and
concentration of inflammatory cytokines in the bronchoal-                 how it can be safely applied to the injured lungs of patients



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Fig. 7. Stress index from 3 different Paw waveform patterns. The stress index is calculated as PL a tb c, in which PL is lung pressure,
a is the slope, t is time (in seconds), b is a dimensionless constant that describes the shape of the curve (for b 1 the curve is a straight
line; for b 1 the curve will be concave downward; for b 1 the curve will be concave upward), and c is the intercept. A: Stress index
   1. The slope slightly decreases during the 0.5-second inspiration, which indicates ongoing recruitment. B: Stress index approximately
1. The slope is linear, which indicates stable alveolar inflation. C: Stress index        1. The slope increases, which indicates alveolar
overdistention. Airway waveforms with a stress index of approximately 1 were associated with the lowest concentration of inflammatory
cytokines in the bronchoalveolar lavage fluid. (Adapted from Reference 18.)




with ALI/ARDS remains elusive. Since the studies by Mead                    An interesting application of the sigh is in the resolv-
et al, it has been known that the pressure needed to open                ing phase of ALI/ARDS, when the patient has resumed
collapsed alveoli in a nonuniformly expanded lung may be                 spontaneous breathing on pressure-support ventilation,
several times higher than the levels of PEEP commonly                    but due to the persistently low compliance of the lung,
used in clinical practice.26 Because such pressures are well             it is still prone to develop atelectasis. Patroniti et al
above the end-inspiratory pressure limits generally con-
sidered safe (30 –35 cm H2O), they cannot be delivered
cyclically with each breath. Thus, lung-protective strate-
gies of low-VT tend to include additional means to recruit
the lung, by applying higher pressures at the airway for
limited periods (recruitment maneuvers).
   Amato et al included in their “open lung approach” of
low-VT, pressure-limited ventilation with high PEEP,
the occasional performance of 30 – 40-second sustained
inflations at Paw above the inspiratory plateau pressure.19
Unfortunately, sustained inflations do not seem to im-
prove gas exchange for more than a few minutes.27
Furthermore, it is not certain that repeated application
of these high pressures is safe for the ALI/ARDS lung.
Alternatively, other investigators have used the delivery
of large cyclic breaths (sighs) at the rate of 1–3 per
minute, in the attempt to minimize lung injury and ad-
verse hemodynamic effects.28 Like sustained inflations,
sighs increase PaO2 and lung compliance in the majority
of ALI/ARDS patients. However, just as with sustained
inflations, long-term effects have not been studied. There
are various ways to deliver sighs, all with the aim to
provide recruitment and limit lung damage. Figure 8
shows the method of Foti et al, in which the PEEP level                  Fig. 8. Cyclical increase in positive end-expiratory pressure as a
is increased for 2 successive breaths, twice a minute.29                 recruitment maneuver. (Adapted from Reference 29.)




RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2                                                                                           241
RESPIRATORY MECHANICS         AND   VENTILATOR WAVEFORMS           IN THE   PATIENT WITH ACUTE LUNG INJURY




Fig. 9. The waveforms from a biphasic positive Paw breath used as a recruitment maneuver. (Adapted from Reference 30.)




found that the addition of 2 pressure-controlled breaths            10 illustrates changes in respiratory-system compliance
with an increased Paw and a longer inspiratory time                 in an experimental model of pulmonary edema; regional
increases compliance and PaO2 and decreases the overall             pleural pressure measurements significantly decreased
ventilatory drive of patients with resolving ARDS.30                in the gravitational pleural-pressure gradient. This re-
Figure 9 shows how one of those breaths appears on the              distribution of pleural pressure should result in a more
flow, volume, and airway pressure waveforms.                        homogeneous pattern of alveolar inflation and enhance
                                                                    the effects of a recruitment maneuver. This was con-
Prone Positioning as a Recruitment Strategy                         firmed by recent animal model34 and clinical35 studies
                                                                    of ALI/ARDS, which found a more pronounced effect
   Ventilation in the prone position increases PaO2 in              from a sustained inflation34 and from cyclical sighs35
approximately 70% of patients with ALI/ARDS.31 Se-                  with the prone position than with the supine position.
lective recruitment of collapsed alveoli accounts at least
in part for the improvement in lung compliance and                                            Summary
arterial oxygenation associated with the prone position.32
Measurements of pleural pressure in animal models have
shown that the prone position overturns the physiologic                The modern practice of critical care of patients with
gravitational pleural pressure gradient; in the presence            acute respiratory failure cannot be limited to the achieve-
of pulmonary edema (as in the acute exudative phase of              ment of normal blood gases; it must include considerations
ALI/ARDS) the effect of gravity is accentuated, and the             of respiratory mechanics, hemodynamic consequences, ad-
benefit of prone ventilation is more apparent.33 Figure             equate tissue perfusion, iatrogenic complications, and long-



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RESPIRATORY MECHANICS               AND    VENTILATOR WAVEFORMS            IN THE   PATIENT WITH ACUTE LUNG INJURY




Fig. 10. Effect of volume loading and prone-position ventilation on the static pressure-volume curve of the respiratory system in pigs. Panel
A shows the increase in compliance of the respiratory system (ie, the slope of the pressure-volume curve) when changing from supine to
prone ventilation. Panel B shows the decrease in compliance after volume loading. Panel C shows the increase in compliance when
volume-loaded subjects were changed from the supine to the prone position. (Adapted from Reference 33.)



term outcome. High-resolution lung imaging and bedside                        9. Pesenti A, Pelosi P, Rossi N, Virtuani A, Brazzi L, Rossi A. The
ventilator-measurement of physiologic variables have in-                         effects of positive end-expiratory pressure on respiratory resistance
                                                                                 in patients with adult respiratory distress syndrome and in normal
troduced to clinical practice principles of respiratory me-
                                                                                 anesthetized subjects. Am Rev Respir Dis 1991;144(1):101–107.
chanics that used to be confined to the physiology labo-                     10. Pelosi P, Cereda M, Foti G, Giacomini M, Pesenti A. Alterations of
ratory. Clinicians need to take advantage of this technology                     lung and chest wall mechanics in patients with acute lung injury:
in order to practice at a high, specialized level and improve                    effects of positive end-expiratory pressure. Am J Respir Crit Care
the outcomes of critically ill patients with acute respiratory                   Med 1995;152(2):531–537.
failure.                                                                     11. Lucangelo U, Bernabe F, Blanch L. Respiratory mechanics derived
                                                                                                       ´
                                                                                 from signals in the ventilator circuit. Respir Care 2005;50(1):55-65.
                                                                             12. The Acute Respiratory Distress Syndrome Network. Ventilation with
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    Care Med 2004;32(4):1018–1027.                                            31. Chatte G, Sab JM, Dubois JM, Sirodot M, Gaussorgues P, Robert D.
23. Ranieri VM, Giuliani R, Fiore T, Dambrosio M, Milic-Emili J. Vol-             Prone position in mechanically ventilated patients with severe acute
    ume-pressure curve of the respiratory system predicts effects of PEEP         respiratory failure. Am J Respir Crit Care Med 1997;155(5):473–
    in ARDS: “occlusion” versus “constant flow” technique. Am J Re-
                                                                                  478.
    spir Crit Care Med 1994;149(1):19–27.
                                                                              32. Pelosi P, Tubiolo D, Mascheroni D, Vicardi P, Crotti S, Valenza F,
24. Bendixen HJ, Hedley-Whyte J, Laver MB. Impaired oxygenation in
                                                                                  Gattinoni L. Effects of the prone position on respiratory mechanics
    surgical patients during general anesthesia with controlled ventila-
                                                                                  and gas exchange during acute lung injury. Am J Respir Crit Care
    tion: a concept of atelectasis. N Engl J Med 1963;269:991–996.
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25. Richard JC, Maggiore SM, Jonson B, Mancebo J, Lemaire F, Bro-
                                                                              33. Mutoh T, Guest RJ, Lamm WJ, Albert RK. Prone position alters the
    chard L. Influence of tidal volume on alveolar recruitment. respec-
    tive role of PEEP and a recruitment maneuver. Am J Respir Crit Care           effect of volume overload on regional pleural pressures and im-
    Med 2001;163(7):1609–1613.                                                    proves hypoxemia in pigs in vivo. Am Rev Respir Dis 1992;146(2):
26. Mead J, Takishima T, Leith D. Stress distribution in lungs: a model           300–306.
    of pulmonary elasticity. J Appl Physiol 1970;28(5):596–608.               34. Cakar N, der Kloot TV, Youngblood M, Adams A, Nahum A. Ox-
27. Villagra A, Ochagavia A, Vatua S, Murias G, Del Mar Fernandez M,              ygenation response to a recruitment maneuver during supine and
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    tive ventilation in acute respiratory distress syndrome. Am J Respir          Respir Crit Care Med 2000;161(6):1949–1956.
    Crit Care Med 2002;165(2):165–170.                                        35. Pelosi P, Bottino N, Chiumello D, Caironi P, Panigada M, Gam-
28. Pelosi P, Cadringher P, Bottino N, Panigada M, Carrieri F, Riva E,            beroni C, et al. Sigh in supine and prone position during acute
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                 Discussion                           fully, one methodological part of this           Blanch: I would like to ask you a
                                                      that might, at least in part, avoid the          practical question. What would you
Harris: I am likewise impressed                       effect of resistance is that they selected       do with a patient with ARDS and as-
with the stress index and its poten-                  a fairly limited part of the curve; they         sociated abdominal distention, since
tial,1 but I have a couple of questions               took away the initial part and the late          we usually cannot measure esophageal
about it because I think there may be                 part, which might be the part where low          or gastric pressures? Also, is there a
some conceptual flaws in its interpre-                and high lung volume have the biggest            role for bladder pressure measure-
tation. It seems to me that it assumes                impact on airway resistance. However,            ments?
that resistance is constant throughout                if I saw correctly in my research, all the          I would also like to know what is
inflation and any deviation from a                    studies so far have been in experimental         your rationale for PEEP and VT se-
ramp indicates changes in compliance.                 models. So, I guess if you want to go            lection and the routine use of recruit-
And that ignores, perhaps, that there                 into human experiments, these issues             ment maneuvers. Your group con-
could be changes in resistance during                 will probably come up.                           ducted experiments that indicated a
the inflation. Also, perhaps, imped-                                                                   detrimental effect from recruitment
ance, if that’s important at all. Did                 Harris: The animals in those stud-               maneuvers.1 Also, is recruitment pos-
they discuss that?                                    ies don’t have airway disease in addi-           sible in dependent lung areas with pa-
                                                      tion to ARDS. So, if you had a pa-               tients who have abdominal distention?
                REFERENCE                             tient, like you showed us— one of                Would you describe what you do at
1. Grasso S, Terragni P, Mascia L, Fanelli V,         those complicated patients with heter-           the bedside?
   Quintel M, Herrmann P, et al. Airway pres-         ogeneous time constants—I’m just
   sure-time curve profile (stress index) detects
                                                      wondering if it would hold up in sit-                            REFERENCE
   tidal recruitment/hyperinflation in experi-
   mental acute lung injury. Crit Care Med 2004;      uations like that.
                                                                                                       1. Musch G, Harris RS, Vidal Melo MF, O’Neill
   32(4):1018–1027.
                                                                                                          KR, Layfield JD, Winkler T, Venegas JG.
                                                      Bigatello: I’m sure we would have                   Mechanism by which a sustained inflation
Bigatello: I don’t think they discussed               to select a patient population, as with             can worsen oxygenation in acute lung in-
it. I think you are probably right. Hope-             any other method.                                   jury. Anesthesiology 2004;100(2):323–330.




244                                                                             RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2
RESPIRATORY MECHANICS          AND   VENTILATOR WAVEFORMS            IN THE   PATIENT WITH ACUTE LUNG INJURY


  Erratum in: Anesthesiology 2004;100(5):    PEEP, if needed, in a patient who has           ended up injuring the lungs too much,
  1336.                                      increased abdominal pressure, because           so we couldn’t recruit the lungs very
                                             I think that not all the pressure applied       well.
Bigatello: I think that measuring            at the airway will translate into                  We had a decrease in PaO2 when we
bladder pressure is very important. I        transpulmonary pressure. So my ap-              did recruitment maneuvers, and it ap-
don’t have any proof of that, but I can      proach is very empirical.                       peared from our images that the blood
certainly say that in our practice we           In terms of recruitment maneuvers,           flow was being redistributed to the
are doing it more and more. We have          it just depends how badly the patient           shunt regions—the collapsed lung re-
found that patients have higher blad-        needs it. I still look at the PaO2. If the      gions—so that research suggested a
der pressure than we expected.               patient requires and can tolerate low           possible deleterious effect from re-
   With classical abdominal compart-         ventilator settings, then I don’t rou-          cruitment maneuvers. I think we’ve
ment syndrome, of course, there is very      tinely do a recruitment maneuver.
high intra-abdominal pressure. Those                                                         seen that sometimes you get a drop in
are easy to tell, but there are a lot of                                                     PaO2 or saturation that doesn’t get bet-
                                             Hess: I think Lluıs is referring to
                                                                  ´                          ter, or it takes a long time to get better
patients who have an intermediate in-        the research by Musch et al,1 in which
crease in abdominal pressure that in                                                         after doing a recruitment maneuver.
                                             Scott Harris participated.                      Acute physiologic change may be one
the past I certainly didn’t pay any at-
tention to. They may have had an ab-                                                         possible reason they can be deleteri-
                                                            REFERENCE                        ous, but the research was not saying
dominal pressure of 10 to 15 cm H2O
or more, which may impact chest wall         1. Musch G, Harris RS, Vidal Melo MF, O’Neill   that recruitment maneuvers are neces-
mechanics. So now we pay more at-               KR, Layfield JD, Winkler T, Venegas JG.      sarily not good; I think we still don’t
tention to the problem of abdominal             Mechanism by which a sustained inflation     know.
                                                can worsen oxygenation in acute lung in-
distention. We measure it more often.
                                                jury. Anesthesiology 2004;100(2):323–330.
   Once we measure it, I have to ad-                                                         Nilsestuen: Are the pressure-time
                                                Erratum in: Anesthesiology 2004;100(5):
mit that I don’t often place an esoph-          1336.                                        waveforms from anesthetized or par-
ageal balloon in that circumstance, be-                                                      alyzed patients?
cause I imagine that, depending on the       Harris: That research was interest-
increase in abdominal pressure, some         ing. We initially were trying to look at        Bigatello: They were done on ani-
of it is going to affect chest-wall com-     blood flow and ventilation, since we            mals, and they were anesthetized, yes.
pliance. By adding an esophageal bal-        have a PET [positron emission tomog-
loon to these patients who are supine,       raphy] technique to look at blood flow          Hess: That’s a good point. That
I don’t know how much more I’m go-           and ventilation in an animal model of           would certainly be quite different if
ing to learn in terms of precise mea-        lung injury. We were thinking of us-            the subject was actively breathing.
surement. Therefore, I empirically use       ing a model that was easily recruitable,
higher plateau pressure and higher           so we chose a lavage model, but we              Bigatello:    Absolutely.




RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2                                                                                      245

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Ventilator waveforms reveal insights into respiratory mechanics in acute lung injury

  • 1. Respiratory Mechanics and Ventilator Waveforms in the Patient With Acute Lung Injury Luca M Bigatello MD, Kristopher R Davignon MD, and Henry Thomas Stelfox MD PhD Introduction ARDS: A Syndrome of Low Compliance Increased Resistance in ALI/ARDS Time-Related Patterns of Recruitment in ARDS Single-Breath Analysis of Recruitment Recruitment Maneuvers Prone Positioning as a Recruitment Strategy Summary Acute lung injury/acute respiratory distress syndrome is a syndrome of low respiratory compliance. However, longstanding knowledge of applied respiratory mechanics and refined imaging techniques have shown that this is clearly an oversimplified view. Though the average compliance of the respiratory system is reproducibly low, regional mechanics may vastly differ; lung, airway, and chest wall mechanics may be variably affected; finally, these abnormalities may be very dynamic in nature, being influenced by time, posture, and the way positive-pressure ventilation is applied. Modern mechanical ventilators are equipped to display pressure, flow, and volume waveforms that can be used to measure respiratory compliance, airway resistance, and intrinsic positive end- expiratory pressure. These basic measurements, once the domain of applied physiologists only, are now available to aid clinicians to choose the appropriate ventilator settings to promote lung re- cruitment and avoid injury during lung-protective ventilatory strategies. High-resolution lung im- aging and bedside recording of physiologic variables are important tools for clinicians who want to deliver specialized care to improve the outcome of critically ill patients in acute respiratory failure. Key words: acute lung injury, acute respiratory distress sydrome, lung recruitment. [Respir Care 2005; 50(2):235–244. © 2005 Daedalus Enterprises] Introduction characterized by acute respiratory failure, hypoxemia, and diffuse alveolar damage.1 From a respiratory mechanical Acute lung injury (ALI) and acute respiratory distress standpoint, ALI/ARDS is a syndrome of low lung com- syndrome (ARDS) are a continuum of a clinical condition pliance. Pulmonary edema initially, repair and fibrosis later, decrease the respiratory system compliance and disrupt the normal ventilation/perfusion matching in the lung, causing Luca M Bigatello MD, Kristopher Davignon MD, and Henry Thomas hypoxemia and hypercarbia. Endotracheal intubation and Stelfox MD PhD are affiliated with the Division of Critical Care, De- mechanical ventilation are almost always necessary to partment of Anesthesia and Critical Care, Massachusetts General Hos- pital, Boston, Massachusetts. Luca M Bigatello MD presented a version of this article at the 34th RESPIRATORY CARE Journal Conference, Applied Respiratory Physiology: Correspondence: Luca M Bigatello MD, Department of Anesthesia and Use of Ventilator Waveforms and Mechanics in the Management of Critical Care, Massachusetts General Hospital, 55 Fruit Street, Boston Critically Ill Patients, held April 16–19, 2004, in Cancun, Mexico. ´ MA 02114. E-mail: lbigatello@partners.org. RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2 235
  • 2. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY Fig. 1. Post-mortem specimen of the lungs of a patient who died with acute respiratory distress syndrome. The lungs are enlarged, edematous, and covered with hemorrhagic exudate. (Courtesy of Warren M Zapol MD, Massachusetts General Hospital, Boston, Massa- chusetts). maintain adequate gas exchange and to offset the increased to use the physiologic waveforms displayed on ventilators ventilatory load. However, endotracheal intubation and me- to adjust the level of mechanical ventilation to the best chanical ventilation are themselves associated with other advantage of each patient with ALI/ARDS. problems, including injury to the airway and lungs, the need for pharmacologic sedation and paralysis, and in- ARDS: A Syndrome of Low Compliance creased risk of nosocomial infections and prolonged weak- ness.2,3 Although low lung compliance has long been recog- Figure 1 shows the lungs of a patient who died with nized as characteristic of ARDS,4 only recently has it be- ARDS. Even in this macroscopic, 2-dimensional view, we come possible to apply physiologic principles of respira- can see how the lungs are enlarged, swollen, and covered tory mechanics to the bedside. In our opinion, that progress with hemorrhagic exudate. These pathological phenomena is due mainly to 2 events: (1) the introduction of sophis- substantially decrease lung compliance. A more detailed ticated lung imaging such as computed tomography (CT) and real-time view of the ARDS lung is provided by CT, of the chest, and (2) the ability to record and immediately which identifies the areas of collapse and/or edema re- display basic ventilatory variables, such as tidal volume sponsible for the low lung compliance. Furthermore, CT (VT), flow, airway pressure (Paw), and esophageal pres- reveals a more complex distribution of the injury than sure. These tools improve our ability to properly ventilate might be inferred from Figure 1 or from a traditional, these patients, using the ventilator settings that can best standard portable chest radiogram. That is, consolidated support respiration while minimizing the risk of iatrogenic areas of the lung alternate with seemingly normally aer- injury. ated areas. The work of Gattinoni et al5– 8 over the past 2 In this article we will first review the changes in respi- decades has correlated CT images of ARDS lung with ratory mechanics that are characteristic of ALI/ARDS, with measurements of respiratory mechanics, and their research particular attention to aspects of their dynamic evolution. suggests that the low lung compliance that we measure in We will then see how some of our current methods of the early phase of ARDS is an averaged approximation of ventilating these patients (eg, recruitment maneuvers and different regional mechanics, which are affected by factors prone-position ventilation) affect respiratory mechanics. such as the pressure applied at the airway and patient The authors hope that this review will encourage clinicians position.5– 8 236 RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2
  • 3. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY Fig. 2. Computed tomograms of 2 patients whose bedside-measured respiratory-system compliance was approximately 25 mLs/cm H2O. Though these patients’ compliance was equally decreased, the distribution of the alveolar lesions is strikingly different. A: Resolving acute Aspergillus infection; the injury is homogeneously distributed. B: Repeated nosocomial pneumonias; bibasilar dense consolidations coexist with spared ventral portions of the lungs. Figure 2 shows CTs from 2 different patients, both of Increased Resistance in ALI/ARDS whom had bedside-measured respiratory-system compli- ance of approximately 25 mLs/cm H2O. Despite similar Although we described ARDS as a syndrome of low com- compliance, the difference between the 2 CTs is striking. pliance, airway resistance may also be abnormal.9,10 Besides In panel A the lungs are diffusely affected by an acute the possibility of developing ARDS in the presence of asth- pneumonitic process (Aspergillus infection of the lung). In ma/chronic obstructive pulmonary disease, as in the patient panel B, bibasilar dense consolidations from repeated nos- described above (see Fig. 3), a mild increase in airway resis- ocomial pneumonias spare much of the ventral portions of tance is found in patients with ALI/ARDS, independent of the lungs. Clearly, a given pressure applied at the airway pre-existent airway disease. Figure 4 shows the waveforms will distribute very differently across the lungs of these 2 from an end-inspiratory airway-occlusion maneuver in a rep- patients, resulting in different patterns of lung recruitment, resentative patient with early ARDS, demonstrating increased gas exchange, and injury. airway resistance.10 Further analysis of resistance in that study Important differences in lung mechanics may also be revealed that its ohmic portion11 (peak inspiratory pressure present between the 2 lungs of the same patient. Figure 3 minus pressure at 50 ms [Pmax P1 in Fig. 4]) was increased shows the example of a patient who suffered from acute in inverse proportion to the decrease in functional residual rejection of a transplanted left lung. The patient’s under- capacity, suggesting that it was not due to airway narrowing lying disease was emphysema, which can easily be seen in but to a reduced volume of ventilated lung. The additional the native right lung. As the left lung developed an ARDS- resistance (plateau inspiratory pressure at the beginning of like picture, an obvious discrepancy developed between 1-second occlusion minus that at the end of the occlusion [P1 the mechanics of the 2 lungs: a low compliance on the left, P2 in Fig. 4]) was increased in all patients, indicating the and a high compliance and high resistance on the right. presence of time-constant inequalities within the diseased The ventilator waveforms are compatible with a 2-com- lungs. Of particular interest in that study was the effect of partment model: the initial part of the breath (which is best positive end-expiratory pressure (PEEP). A low level of PEEP seen in the flow waveform during exhalation) has a fast tended to decrease the average airway resistance, by normal- time constant; that is, air goes in and out fast, because of izing the ohmic component, probably through an increase in the low compliance and approximately normal resistance lung volume. A higher PEEP (approximately 15 cm H2O) of the transplanted and diseased lung. The second part of increased the total resistance, almost exclusively through an the breath has a very slow time constant, typical of termi- increase of the additional component, hence increasing re- nal emphysema/chronic obstructive pulmonary disease (ie, gional inequalities at high lung volumes.10 Appreciation of air exits the airways extremely slowly and there is not the effects of ALI/ARDS on airway resistance may be im- sufficient time to exhale the entire VT). portant in situations of high respiratory rate, such as during RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2 237
  • 4. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY Fig. 3. Acute lung injury in a transplanted lung. A: Computed tomogram shows severe emphysema in the right (native) lung and edema and consolidation in the left (transplanted) lung . B: Ventilator waveforms, compatible with a 2-compartment model. The initial part of the breath (seen best in the expiratory flow waveform) has a fast time constant, because of the low compliance of the acutely injured left lung; the second part of the breath has a very slow time constant, because of the high-resistance, high-compliance pattern of terminal emphysema. (Courtesy of Dean Hess RRT PhD FAARC, Massachusetts General Hospital, Boston, Massachusetts.) lung-protective low-VT ventilation.12 Recently, de Durante et less, investigators have been able to assess the dynamic al demonstrated that the high respiratory rate necessary to nature of respiratory mechanics in patients with ALI/ARDS maintain an adequate minute ventilation during low-VT ven- and have provided a longstanding scientific background to tilation may lead to substantial intrinsic PEEP, suggesting aid our daily interpretation of ventilator waveforms at the that end-expiratory alveolar pressure during lung-protective bedside. ventilation may be higher than the level set on the ventila- In a very intellectually stimulating study more than 2 tor.13 decades ago, Katz et al demonstrated that the effects of PEEP on lung volume in patients with acute respiratory Time-Related Patterns of Recruitment in ARDS failure are complex.17 By measuring breath-to-breath VT changes following the application of PEEP, they While CT analysis can provide sophisticated visual in- found that the initial (1– 4 breaths) increase in volume formation about lungs with ALI/ARDS, bedside measure- occurs at constant compliance, indicating an increase in ment of respiratory mechanics is still relatively unrefined. the volume of already ventilated alveoli. A further in- Although new methods will almost certainly be available crease in volume (about 10% of the ultimate volume in the future,14,15 respiratory mechanics are currently as- change in that particular patient population) occurred at sessed in a rather simple way, by measuring changes in the same end-inspiratory pressure, indicating recruit- flow and pressure at the airway, occasionally supplemented ment of newly opened alveoli over a 3– 4 min period. by the measurement of esophageal pressure.16 Neverthe- This observation is exemplified in Figure 5, where the 238 RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2
  • 5. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY Fig. 5. The ‘chord compliance’ of the respiratory system in pa- tients with acute respiratory failure (dashed lines, values in paren- thesis) did not change at various levels of positive end-expiratory pressure (PEEP), except at the highest PEEP, indicating that tidal Fig. 4. Representative waveforms of flow, volume, and pressure at ventilation did not recruit alveoli. Functional residual capacity com- the airway opening (Pao), from an end-inspiratory airway-occlusion pliance increased with each level of PEEP, indicating that PEEP maneuver with a patient with early acute respiratory distress syn- recruited alveoli. (Adapted from Reference 17.) drome. Pmax peak inspiratory pressure. P1 airway pressure approximately 50 milliseconds after beginning occlusion (zero flow). P2 plateau inspiratory pressure at the end of the 1-second oc- clusion maneuver. Pmax – P1 ohmic resistance. P1 – P2 ad- Single-Breath Analysis of Recruitment ditional resistance. (See text.) (Adapted from Reference 10.) Setting the ventilator to provide lung recruitment and avoid injury is a complex and as yet unresolved task. ALI compliance calculated using the end-expiratory and end- from mechanical ventilation can occur because of (1) al- inspiratory Paw difference (chord compliance) did not veolar overdistention due to high ventilating volumes and change at various levels of PEEP, while the compliance pressures, and (2) tidal recruitment/derecruitment due to measured at functional residual capacity, once steady insufficient PEEP. Recent evidence that low VT may in- state was achieved, increased with each increase in PEEP, crease survival in ALI/ARDS12 has stimulated further dis- indicating that PEEP recruited alveoli, whereas tidal cussion regarding how to use low VT and maintain lung recruitment. A physiologically sound approach was used ventilation did not. by Amato et al in the first published controlled study of In another classic study of respiratory mechanics in low-VT ventilation.19 They obtained static pressure-vol- ARDS, Matamis et al discerned different patterns of lung ume curves of the respiratory system to identify 2 impor- recruitment (Fig. 6).18 Early in the course of the syndrome tant pressure values: the lower inflection point (the pres- (Fig. 6B) there is a large hysteresis, indicating potential for sure above which end-expiratory alveolar collapse would alveolar recruitment, associated with the initial exudative not occur) was used to set the PEEP level, and the upper phase of ALI/ARDS, which remains present a few days inflection point (the pressure below which end-inspiratory later (Fig. 6C) but is now associated with a decreased alveolar overdistention would not occur) was used to set compliance (decreased slope). Later in the course (Fig. the inspiratory plateau Paw. Although widely used for sev- 6A), during the fibroproliferative phase, the decrease in eral years thereafter, bedside measurement of pressure- compliance becomes more apparent, with no substantial volume curves has turned out to be a poor predictor of the hysteresis, indicating a lower potential for recruitment. appropriate degree of lung inflation in ALI/ARDS patients, The pattern in Fig. 6D (low compliance, little recruitment both for physiologic and practical reasons.20 potential) was observed in late ARDS and was associated A recent series of laboratory studies investigated an alter- with a high mortality. native method to set the ventilator with a lung-protective RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2 239
  • 6. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY Fig. 6. Pressure-volume curves of the respiratory system of patients in various phases of acute respiratory distress syndrome. A: Decreased compliance and little hysteresis (early fibroproliferative phase). B: An almost normal compliance with large hysteresis (early exudative phase). C: Decreased compliance with large hysteresis (later exudative phase). D: Low compliance and little hysteresis (late fibroproliferative phase). (See text.) (Adapted from Reference 18.) strategy, using analysis of the Paw/time waveform as it can be veolar lavage, indicating minimal lung injury.21 The appeal displayed on the ventilator screen.21,22 This method is based of this method resides in its potential bedside applicability. on the observation that, during constant-flow insufflation, the The Paw/time waveform is routinely displayed on the venti- rate of change of the pressure at the airway corresponds to the lator screen, and the mathematical analysis of the slope could rate of change in respiratory-system compliance.23 Accord- be carried out by the ventilator’s microprocessor and dis- ingly, a constant slope of the Paw waveform suggests that played in a way similar to how compliance and resistance are there is no change in compliance during tidal ventilation (ie, currently displayed. the VT is generated by elastic expansion of open alveoli that remain stable at end-expiration). A progressive increase of Recruitment Maneuvers the slope indicates an increase in compliance (ie, lung re- cruitment during tidal ventilation). A progressive decrease of Low-VT ventilation tends to produce alveolar derecruit- the slope indicates a decrease in compliance (ie, hyperinfla- ment. This has long been known to anesthesiologists, who tion during tidal ventilation). The shape of the Paw waveform are accustomed to applying occasional prolonged manual can be further characterized numerically, using the stress in- insufflations, using the ventilator hand-bag, to reverse at- dex, which is derived from the equation that describes the electasis and improve PaO2.24 More recently, as low-VT relationship between Paw and time during constant-flow in- ventilation has been used in the intensive care unit to limit sufflation.21,23 Figure 7 shows examples of those 3 types of lung injury, it is clear that low-VT ventilation may be Paw waveform. In that particular study, the waveform with associated with alveolar derecruitment.25 However, the the linear slope (Fig. 7B) was associated with the lowest level of pressure necessary to generate recruitment, and concentration of inflammatory cytokines in the bronchoal- how it can be safely applied to the injured lungs of patients 240 RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2
  • 7. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY Fig. 7. Stress index from 3 different Paw waveform patterns. The stress index is calculated as PL a tb c, in which PL is lung pressure, a is the slope, t is time (in seconds), b is a dimensionless constant that describes the shape of the curve (for b 1 the curve is a straight line; for b 1 the curve will be concave downward; for b 1 the curve will be concave upward), and c is the intercept. A: Stress index 1. The slope slightly decreases during the 0.5-second inspiration, which indicates ongoing recruitment. B: Stress index approximately 1. The slope is linear, which indicates stable alveolar inflation. C: Stress index 1. The slope increases, which indicates alveolar overdistention. Airway waveforms with a stress index of approximately 1 were associated with the lowest concentration of inflammatory cytokines in the bronchoalveolar lavage fluid. (Adapted from Reference 18.) with ALI/ARDS remains elusive. Since the studies by Mead An interesting application of the sigh is in the resolv- et al, it has been known that the pressure needed to open ing phase of ALI/ARDS, when the patient has resumed collapsed alveoli in a nonuniformly expanded lung may be spontaneous breathing on pressure-support ventilation, several times higher than the levels of PEEP commonly but due to the persistently low compliance of the lung, used in clinical practice.26 Because such pressures are well it is still prone to develop atelectasis. Patroniti et al above the end-inspiratory pressure limits generally con- sidered safe (30 –35 cm H2O), they cannot be delivered cyclically with each breath. Thus, lung-protective strate- gies of low-VT tend to include additional means to recruit the lung, by applying higher pressures at the airway for limited periods (recruitment maneuvers). Amato et al included in their “open lung approach” of low-VT, pressure-limited ventilation with high PEEP, the occasional performance of 30 – 40-second sustained inflations at Paw above the inspiratory plateau pressure.19 Unfortunately, sustained inflations do not seem to im- prove gas exchange for more than a few minutes.27 Furthermore, it is not certain that repeated application of these high pressures is safe for the ALI/ARDS lung. Alternatively, other investigators have used the delivery of large cyclic breaths (sighs) at the rate of 1–3 per minute, in the attempt to minimize lung injury and ad- verse hemodynamic effects.28 Like sustained inflations, sighs increase PaO2 and lung compliance in the majority of ALI/ARDS patients. However, just as with sustained inflations, long-term effects have not been studied. There are various ways to deliver sighs, all with the aim to provide recruitment and limit lung damage. Figure 8 shows the method of Foti et al, in which the PEEP level Fig. 8. Cyclical increase in positive end-expiratory pressure as a is increased for 2 successive breaths, twice a minute.29 recruitment maneuver. (Adapted from Reference 29.) RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2 241
  • 8. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY Fig. 9. The waveforms from a biphasic positive Paw breath used as a recruitment maneuver. (Adapted from Reference 30.) found that the addition of 2 pressure-controlled breaths 10 illustrates changes in respiratory-system compliance with an increased Paw and a longer inspiratory time in an experimental model of pulmonary edema; regional increases compliance and PaO2 and decreases the overall pleural pressure measurements significantly decreased ventilatory drive of patients with resolving ARDS.30 in the gravitational pleural-pressure gradient. This re- Figure 9 shows how one of those breaths appears on the distribution of pleural pressure should result in a more flow, volume, and airway pressure waveforms. homogeneous pattern of alveolar inflation and enhance the effects of a recruitment maneuver. This was con- Prone Positioning as a Recruitment Strategy firmed by recent animal model34 and clinical35 studies of ALI/ARDS, which found a more pronounced effect Ventilation in the prone position increases PaO2 in from a sustained inflation34 and from cyclical sighs35 approximately 70% of patients with ALI/ARDS.31 Se- with the prone position than with the supine position. lective recruitment of collapsed alveoli accounts at least in part for the improvement in lung compliance and Summary arterial oxygenation associated with the prone position.32 Measurements of pleural pressure in animal models have shown that the prone position overturns the physiologic The modern practice of critical care of patients with gravitational pleural pressure gradient; in the presence acute respiratory failure cannot be limited to the achieve- of pulmonary edema (as in the acute exudative phase of ment of normal blood gases; it must include considerations ALI/ARDS) the effect of gravity is accentuated, and the of respiratory mechanics, hemodynamic consequences, ad- benefit of prone ventilation is more apparent.33 Figure equate tissue perfusion, iatrogenic complications, and long- 242 RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2
  • 9. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY Fig. 10. Effect of volume loading and prone-position ventilation on the static pressure-volume curve of the respiratory system in pigs. Panel A shows the increase in compliance of the respiratory system (ie, the slope of the pressure-volume curve) when changing from supine to prone ventilation. Panel B shows the decrease in compliance after volume loading. Panel C shows the increase in compliance when volume-loaded subjects were changed from the supine to the prone position. (Adapted from Reference 33.) term outcome. High-resolution lung imaging and bedside 9. Pesenti A, Pelosi P, Rossi N, Virtuani A, Brazzi L, Rossi A. The ventilator-measurement of physiologic variables have in- effects of positive end-expiratory pressure on respiratory resistance in patients with adult respiratory distress syndrome and in normal troduced to clinical practice principles of respiratory me- anesthetized subjects. Am Rev Respir Dis 1991;144(1):101–107. chanics that used to be confined to the physiology labo- 10. Pelosi P, Cereda M, Foti G, Giacomini M, Pesenti A. Alterations of ratory. Clinicians need to take advantage of this technology lung and chest wall mechanics in patients with acute lung injury: in order to practice at a high, specialized level and improve effects of positive end-expiratory pressure. Am J Respir Crit Care the outcomes of critically ill patients with acute respiratory Med 1995;152(2):531–537. failure. 11. Lucangelo U, Bernabe F, Blanch L. Respiratory mechanics derived ´ from signals in the ventilator circuit. Respir Care 2005;50(1):55-65. 12. The Acute Respiratory Distress Syndrome Network. Ventilation with REFERENCES lower tidal volume as compared with traditional tidal volume for 1. Bernard GR, Artigas A, Brigham KL, Carlet J, Falke K, Hudson L, acute lung injury and the acute respiratory distress syndrome. N Engl et al. The American- European Consensus Conference on ARDS. J Med 2000;342(18):1301–1308. Definitions, mechanisms, relevant outcomes, and clinical trial coor- 13. de Durante G, del Turco M, Rustichini L, Cosimini P, Giunta F, dination. Am J Respir Crit Care Med 1994;149(3 Pt 1):818–824. Hudson LD, et ak. ARDSNet lower tidal volume ventilatory strategy 2. Ware LB, Matthay MA. The acute respiratory distress syndrome. may generate intrinsic positive end-expiratory pressure in patients N Engl J Med 2000;342(19):1334–1349. with acute respiratory distress syndrome. Am J Respir Crit Care Med 3. Herridge MS, Cheung AM, Tansey CM, Matte-Martyn A, Diaz- 2002;165(9):1271–1274. Granados N, Al-Saidi F, et al; Canadian Critical Care Trials Group. 14. Aliverti A, Dellaca R, Pelosi P, Chiumello D, Pedotti A, Gattinoni L. One-year outcomes in survivors of the acute respiratory distress Optoelectronic plethysmography in intensive care patients. Am J syndrome. N Engl J Med 2003;348(8):683–693. Respir Crit Care Med 2000;161(5):1546–1552. 4. Ashbaugh DG, Bigelow DB, Petty TL, Levine BE. Acute respiratory 15. Victorino JA, Borges JB, Okamoto VN, Matos GF, Tucci MR, Cara- distress in adults. Lancet 1967;2(7511):319–323. mez MP, et al. Imbalances in regional lung ventilation: a validation 5. Gattinoni L, Pesenti A, Avalli L, Rossi F, Bombino M. Pressure- study on electrical impedance tomography. Am J Respir Crit Care volume curve of total respiratory system in acute respiratory failure: Med 2004;169(7):791–800. computed tomographic scan study. Am Rev Respir Dis 1987;136(3): 16. Benditt JO. Esophageal and gastric pressure measurements. Respir 730–736. 6. Gattinoni L, Pelosi P, Vitale G, Pesenti A, D’Andrea L, Mascheroni Care 2005;50(1):68-75. D. Body position changes redistribute lung computed-tomographic 17. Katz JA, Ozanne GM, Zinn SE, Fairley HB. Time course and mech- density in patients with acute respiratory failure. Anesthesiology anisms of lung-volume increase with PEEP in acute pulmonary fail- 1991;74(1):15–23. ure. Anesthesiology 1981;54(1):9–16. 7. Gattinoni L, Pelosi P, Crotti S, Valenza F. Effects of positive end- 18. Matamis D, Lemaire F, Harf A, Brun-Buisson C, Ansquer JC, Atlan expiratory presure on regional distribution of tidal volume and re- G. Total respiratory pressure-volume curves in the adult respiratory cruitment in adult respiratory distress syndrome. Am J Respir Crit distress syndrome. Chest 1984;86(1):58–66. Care Med 1995;151(6):1807–1814. 19. Amato MB, Barbas CS, Medeiros DM, Magaldi RB, Schettino GP, 8. Gattinoni L, Caironi P, Pelosi P, Goodman LR. What has computed Lorenzi-Filho G, et al. Effect of a protective ventilation strategy on tomography taught us about the acute respiratory distress syndrome? mortality in the acute respiratory distress syndrome. N Engl J Med Am J Respir Crit Care Med 2001;164(9):1701–1711. 1998;338(6):347–354. RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2 243
  • 10. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY 20. Harris RS. Pressure-Volume Curves of the Respiratory System. Re- 29. Foti G, Cereda M, Sparacino ME, De Marchi L, Villa F, Pesenti A. spir Care 2005;50(2):78–98. Effects of periodic lung recruitment maneuvers on gas exchange and 21. Ranieri VM, Zhang H, Mascia L, Aubin M, Lin CY, Mullen JB, et respiratory mechanics in mechanically ventilated acute respiratory al. Pressure-time curve predicts minimally injurious ventilatory strat- distress syndrome (ARDS) patients. Intensive Care Med 2000;26(5): egy in an isolated rat lung model. Anesthesiology 2000;93(5):1320– 501–507. 1328. 30. Patroniti N, Foti G, Cortinovis B, Maggioni E, Bigatello LM, Cereda 22. Grasso S, Terragni P, Mascia L, Fanelli V, Quintel M, Herrmann P, M, Pesenti A. Sigh improves gas exchange and lung volume in et al. Airway pressure-time curve profile (stress index) detects tidal patients with acute respiratory distress syndrome undergoing pres- recruitment/hyperinflation in experimental acute lung injury. Crit sure support ventilation. Anesthesiology 2002;96(4):788–794. Care Med 2004;32(4):1018–1027. 31. Chatte G, Sab JM, Dubois JM, Sirodot M, Gaussorgues P, Robert D. 23. Ranieri VM, Giuliani R, Fiore T, Dambrosio M, Milic-Emili J. Vol- Prone position in mechanically ventilated patients with severe acute ume-pressure curve of the respiratory system predicts effects of PEEP respiratory failure. Am J Respir Crit Care Med 1997;155(5):473– in ARDS: “occlusion” versus “constant flow” technique. Am J Re- 478. spir Crit Care Med 1994;149(1):19–27. 32. Pelosi P, Tubiolo D, Mascheroni D, Vicardi P, Crotti S, Valenza F, 24. Bendixen HJ, Hedley-Whyte J, Laver MB. Impaired oxygenation in Gattinoni L. Effects of the prone position on respiratory mechanics surgical patients during general anesthesia with controlled ventila- and gas exchange during acute lung injury. Am J Respir Crit Care tion: a concept of atelectasis. N Engl J Med 1963;269:991–996. Med 1998;157(2):387–393. 25. Richard JC, Maggiore SM, Jonson B, Mancebo J, Lemaire F, Bro- 33. Mutoh T, Guest RJ, Lamm WJ, Albert RK. Prone position alters the chard L. Influence of tidal volume on alveolar recruitment. respec- tive role of PEEP and a recruitment maneuver. Am J Respir Crit Care effect of volume overload on regional pleural pressures and im- Med 2001;163(7):1609–1613. proves hypoxemia in pigs in vivo. Am Rev Respir Dis 1992;146(2): 26. Mead J, Takishima T, Leith D. Stress distribution in lungs: a model 300–306. of pulmonary elasticity. J Appl Physiol 1970;28(5):596–608. 34. Cakar N, der Kloot TV, Youngblood M, Adams A, Nahum A. Ox- 27. Villagra A, Ochagavia A, Vatua S, Murias G, Del Mar Fernandez M, ygenation response to a recruitment maneuver during supine and Lopez Aguilar J, et al. Recruitment maneuvers during lung protec- prone positions in an oleic acid-induced lung injury model. Am J tive ventilation in acute respiratory distress syndrome. Am J Respir Respir Crit Care Med 2000;161(6):1949–1956. Crit Care Med 2002;165(2):165–170. 35. Pelosi P, Bottino N, Chiumello D, Caironi P, Panigada M, Gam- 28. Pelosi P, Cadringher P, Bottino N, Panigada M, Carrieri F, Riva E, beroni C, et al. Sigh in supine and prone position during acute et al. Sigh in acute respiratory distress syndrome. Am J Respir Crit respiratory distress syndrome. Am J Respir Crit Care Med 2003; Care Med 1999;159(3):872–880. 167(4):521–527. Discussion fully, one methodological part of this Blanch: I would like to ask you a that might, at least in part, avoid the practical question. What would you Harris: I am likewise impressed effect of resistance is that they selected do with a patient with ARDS and as- with the stress index and its poten- a fairly limited part of the curve; they sociated abdominal distention, since tial,1 but I have a couple of questions took away the initial part and the late we usually cannot measure esophageal about it because I think there may be part, which might be the part where low or gastric pressures? Also, is there a some conceptual flaws in its interpre- and high lung volume have the biggest role for bladder pressure measure- tation. It seems to me that it assumes impact on airway resistance. However, ments? that resistance is constant throughout if I saw correctly in my research, all the I would also like to know what is inflation and any deviation from a studies so far have been in experimental your rationale for PEEP and VT se- ramp indicates changes in compliance. models. So, I guess if you want to go lection and the routine use of recruit- And that ignores, perhaps, that there into human experiments, these issues ment maneuvers. Your group con- could be changes in resistance during will probably come up. ducted experiments that indicated a the inflation. Also, perhaps, imped- detrimental effect from recruitment ance, if that’s important at all. Did Harris: The animals in those stud- maneuvers.1 Also, is recruitment pos- they discuss that? ies don’t have airway disease in addi- sible in dependent lung areas with pa- tion to ARDS. So, if you had a pa- tients who have abdominal distention? REFERENCE tient, like you showed us— one of Would you describe what you do at 1. Grasso S, Terragni P, Mascia L, Fanelli V, those complicated patients with heter- the bedside? Quintel M, Herrmann P, et al. Airway pres- ogeneous time constants—I’m just sure-time curve profile (stress index) detects wondering if it would hold up in sit- REFERENCE tidal recruitment/hyperinflation in experi- mental acute lung injury. Crit Care Med 2004; uations like that. 1. Musch G, Harris RS, Vidal Melo MF, O’Neill 32(4):1018–1027. KR, Layfield JD, Winkler T, Venegas JG. Bigatello: I’m sure we would have Mechanism by which a sustained inflation Bigatello: I don’t think they discussed to select a patient population, as with can worsen oxygenation in acute lung in- it. I think you are probably right. Hope- any other method. jury. Anesthesiology 2004;100(2):323–330. 244 RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2
  • 11. RESPIRATORY MECHANICS AND VENTILATOR WAVEFORMS IN THE PATIENT WITH ACUTE LUNG INJURY Erratum in: Anesthesiology 2004;100(5): PEEP, if needed, in a patient who has ended up injuring the lungs too much, 1336. increased abdominal pressure, because so we couldn’t recruit the lungs very I think that not all the pressure applied well. Bigatello: I think that measuring at the airway will translate into We had a decrease in PaO2 when we bladder pressure is very important. I transpulmonary pressure. So my ap- did recruitment maneuvers, and it ap- don’t have any proof of that, but I can proach is very empirical. peared from our images that the blood certainly say that in our practice we In terms of recruitment maneuvers, flow was being redistributed to the are doing it more and more. We have it just depends how badly the patient shunt regions—the collapsed lung re- found that patients have higher blad- needs it. I still look at the PaO2. If the gions—so that research suggested a der pressure than we expected. patient requires and can tolerate low possible deleterious effect from re- With classical abdominal compart- ventilator settings, then I don’t rou- cruitment maneuvers. I think we’ve ment syndrome, of course, there is very tinely do a recruitment maneuver. high intra-abdominal pressure. Those seen that sometimes you get a drop in are easy to tell, but there are a lot of PaO2 or saturation that doesn’t get bet- Hess: I think Lluıs is referring to ´ ter, or it takes a long time to get better patients who have an intermediate in- the research by Musch et al,1 in which crease in abdominal pressure that in after doing a recruitment maneuver. Scott Harris participated. Acute physiologic change may be one the past I certainly didn’t pay any at- tention to. They may have had an ab- possible reason they can be deleteri- REFERENCE ous, but the research was not saying dominal pressure of 10 to 15 cm H2O or more, which may impact chest wall 1. Musch G, Harris RS, Vidal Melo MF, O’Neill that recruitment maneuvers are neces- mechanics. So now we pay more at- KR, Layfield JD, Winkler T, Venegas JG. sarily not good; I think we still don’t tention to the problem of abdominal Mechanism by which a sustained inflation know. can worsen oxygenation in acute lung in- distention. We measure it more often. jury. Anesthesiology 2004;100(2):323–330. Once we measure it, I have to ad- Nilsestuen: Are the pressure-time Erratum in: Anesthesiology 2004;100(5): mit that I don’t often place an esoph- 1336. waveforms from anesthetized or par- ageal balloon in that circumstance, be- alyzed patients? cause I imagine that, depending on the Harris: That research was interest- increase in abdominal pressure, some ing. We initially were trying to look at Bigatello: They were done on ani- of it is going to affect chest-wall com- blood flow and ventilation, since we mals, and they were anesthetized, yes. pliance. By adding an esophageal bal- have a PET [positron emission tomog- loon to these patients who are supine, raphy] technique to look at blood flow Hess: That’s a good point. That I don’t know how much more I’m go- and ventilation in an animal model of would certainly be quite different if ing to learn in terms of precise mea- lung injury. We were thinking of us- the subject was actively breathing. surement. Therefore, I empirically use ing a model that was easily recruitable, higher plateau pressure and higher so we chose a lavage model, but we Bigatello: Absolutely. RESPIRATORY CARE • FEBRUARY 2005 VOL 50 NO 2 245