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FinRoad - The financial market Network


                                                                                                                           Print
    My profile - Details
    50 %
    Personal




    Mr Suppanz Thomas
    Nationality:
    Austrian
    Languages:
    English; German;
    Date of birth:
    Marital status:
    Children:
    Contact info
    Telephone:
    001(212)380-2809
    Mobile Phone:
    (646)203-2874
    Email:
    tsuppanz@vfinance.com
    Skype and other IDs:
    Personal web sites & blogs:
    My profile - Business Profile
    50 %

    Summary




    Experience
    vFinance Investments, Inc.
    New York City, New York, United States
    Position currently held (since 05/2003)
    Senior Vice President/Investment Banking
    Sector:
    Banking / Investment Bank
    Function:
    Investment banking / Other Investment banking / Senior
    Company description:
    vfinance/National Holdings is a publicly traded Investment bank with one thousand employees in one hundred
    offices managing over five billion dollars of clients assets.The main revenue drivers of the IB practice are reverse
    mergers and the sourcing and placement of PIPE's, vfinance was ranked among the top twenty placement agents
    nationally for 2006. Our target market are small and micro capital companies around the globe, China being the
    obvious leader as of late.Deal sheet and client list provided upon request
    www.vfinance.com
    Ehrenkrantz,King&Nussbaum

http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (1 of 5)10/11/2010 11:16:08 AM
FinRoad - The financial market Network


    New York City, New York, United States
    Position held from 08/2002 to 04/2003
    Senior Vice President
    Sector:
    Others / Other
    Function:
    Officer - Executive / Other Officer - Executive / Officer - Executive
    Company description:
    Weatherly Securities
    New York City, New York, United States
    Position held from 03/1999 to 08/2002
    Senior Vice President
    Sector:
    Others / Other
    Function:
    Officer - Executive / Other Officer - Executive / Junior
    Company description:
    Weatherly Securities was a global B/D with 200 employees and $600 Mio under management. The company was
    publicly traded on the London AIM. With close to fifty million AUM my business was a significant part of the
    organisation. Option trading represented eighty percent of my revenues.
    Oppenheimer & Company
    New York City, New York, United States
    Position held from 11/1984 to 03/1999
    Broker/ Portfoliomanager
    Sector:
    Investment Management / Independent Advisors
    Function:
    Fund Management / Portfolio Management / Business Unit Manager
    Company description:
    Oppenheimer&Co was one of the top private investment-banks catering to the high net-worth individual through a
    global branch-network.In 1998 the firm was acquired by CIBC in a $550 Mio transaction,making it part of the 7th
    largest financial institution in North America. The private client group grew in New York grew their assets under
    management to $1,2 Bio which resulted in fees and commissions of $ 30-40 Miop annually. Managed my clients
    accounts in line with the value-style of the firm. Developed a strong expertise in the optionmarket studying with
    Michael Schwarz at OPCO, one of the leading authorities in the country.
    http://www.opco.com/
    Gibraltar Securities
    Florham Park, New Jersey, United States
    Position held from 10/1982 to 10/1984
    Bondbroker
    Sector:
    Others / Other
    Function:
    Other Functions / Other Functions / Junior
    Company description:
    Gibraltar Securities was a regional Broker/Dealer specializing in tax-exempt bonds and catering to high net-worth
    clients. In addition to being sponsored for my Series7 received basic sales training and gained productknowledge in
    GNMA,Treasuries and all tax-exempt markets
    Voest Alpine International
    New York City, New York, United States


http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (2 of 5)10/11/2010 11:16:08 AM
FinRoad - The financial market Network


    Position held from 01/1980 to 05/1982
    Chief Accountant
    Sector:
    Consultants / Consultants Audit
    Function:
    Accounting - Treasury / Accounting / Junior
    Company description:
    VAIC was at the time the 10th largest steel-enterprise in the world. Headquartered in Austria the company employed
    globally about 80 000 people at the time. In addition to preparing all management reports was in charge of the
    accounting-department with five people reporting to me. Also managed the corporate cash, pension plan and
    monitored 3 subsidiaries.Participated in meetings with EXIM-Bank in Washington D.C. regarding the financing of a
    Mexican steel-project. Participated in the financing of Bayou Steel, a $ 250 Mio mini-steel mill in Louisiana. Also
    converted the entire accounting-system from manual to EDP using a QUANTEL mainframe-platform that
    communicated on RPGII which was a popular IBM language at the time.
    Degusa Int
    Teterboro, New Jersey, United States
    Position held from 10/1978 to 01/1979
    Management Trainee
    As a managemnt-trainee I spent most of my time working with the IT-manager in an IBM System III environment
    that communicated in RPG II.I did predominantly debugging and maintenance-work, but as my special-project I
    wrote a search-program that allowed a sort and print using any combination or the elements of the entire record in the
    relevant data-base as a search-criterion.The application was used for marketing purposes i.e. " Send special
    priceoffer to all customers in Alabama and Colorado that purchased more than 10 pounds of methionine between
    April and May and have no outstanding balance". The remaining time was spent working in sales and finance.
    Sector:
    Others / Other
    Function:
    Other Functions / Other Functions / Junior
    Company description:
    DEGUSSA Intl is a global conglomerate headquartered in Germany with interests in chemicals,metals and
    technology.


    My profile - Education
    100 %
    Education
    Karl-Franzens-Universität Graz
    Australia
    From 01/1972 to 01/1978
    Master of Business Administration


    My profile - Business Objectives
    100 %

    Invest & Buy:

    Assets under management: 10.0 USD Mlns
    Size of individual investments: 0.0 - 0.0 USD Mlns
    Assets classes: Any
    Countries: Any
    Industries: Any

http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (3 of 5)10/11/2010 11:16:08 AM
FinRoad - The financial market Network


    Investment policy:


    Raise & Borrow funds & Sell:

    Amount: 10.0 USD Mlns
    Acting as:
    Assets classes: Any
    Countries: Any
    Context:


    What kind of Clients I have and/or what kind of Clients I am looking for:

    Investment Management : Hedge Fund

    What kind of Suppliers I have and/or what kind of Suppliers I am looking for:

    Not specified.

    What kind of Commercial Partners / Agents I have and/or what kind of Commercial Partners / Agents I am looking for:

    Not specified.

    I usually am in a position to recruit new employees and/or I am looking for new employees at the moment:

    Advisory : Investment Advisor
    Sales : Institutional Sales

    On territories : United States

    I am looking for new employer or I am open to new employment opportunities:

    Banking : Investment Bank

    Earnings:
    -
    Which professional Groups/Associations do I belong to:
    Professional achievements:
    Professional interests:
    Career objectives:
    My profile - Expertise
    100 %

    Products expertise:
    Equity : Small Cap, Private Eq., Option
    Funds : Hedge
    Geographic expertise:
    United States; China; Austria
    Other expertise:
    pipe's
    Available for:
    Interviews ; Conferences
    My profile - Social
    100 %


http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (4 of 5)10/11/2010 11:16:08 AM
FinRoad - The financial market Network



    Personal Information
    Alumnis:
    Award and prizes:

    Social Information
    My hobbies, interests & timeout activities:
    Favorite countries and travel wishes:
    Favorite places:
    Sports i like:
    Sports i practice:
    My favorite teams or players:
    My favorite artist, writer, etc...:
    Pets:
    Social Associations i belong to:
    Personality description / Other information i want to share:




http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (5 of 5)10/11/2010 11:16:08 AM

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Fin road the financial market network

  • 1. FinRoad - The financial market Network Print My profile - Details 50 % Personal Mr Suppanz Thomas Nationality: Austrian Languages: English; German; Date of birth: Marital status: Children: Contact info Telephone: 001(212)380-2809 Mobile Phone: (646)203-2874 Email: tsuppanz@vfinance.com Skype and other IDs: Personal web sites & blogs: My profile - Business Profile 50 % Summary Experience vFinance Investments, Inc. New York City, New York, United States Position currently held (since 05/2003) Senior Vice President/Investment Banking Sector: Banking / Investment Bank Function: Investment banking / Other Investment banking / Senior Company description: vfinance/National Holdings is a publicly traded Investment bank with one thousand employees in one hundred offices managing over five billion dollars of clients assets.The main revenue drivers of the IB practice are reverse mergers and the sourcing and placement of PIPE's, vfinance was ranked among the top twenty placement agents nationally for 2006. Our target market are small and micro capital companies around the globe, China being the obvious leader as of late.Deal sheet and client list provided upon request www.vfinance.com Ehrenkrantz,King&Nussbaum http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (1 of 5)10/11/2010 11:16:08 AM
  • 2. FinRoad - The financial market Network New York City, New York, United States Position held from 08/2002 to 04/2003 Senior Vice President Sector: Others / Other Function: Officer - Executive / Other Officer - Executive / Officer - Executive Company description: Weatherly Securities New York City, New York, United States Position held from 03/1999 to 08/2002 Senior Vice President Sector: Others / Other Function: Officer - Executive / Other Officer - Executive / Junior Company description: Weatherly Securities was a global B/D with 200 employees and $600 Mio under management. The company was publicly traded on the London AIM. With close to fifty million AUM my business was a significant part of the organisation. Option trading represented eighty percent of my revenues. Oppenheimer & Company New York City, New York, United States Position held from 11/1984 to 03/1999 Broker/ Portfoliomanager Sector: Investment Management / Independent Advisors Function: Fund Management / Portfolio Management / Business Unit Manager Company description: Oppenheimer&Co was one of the top private investment-banks catering to the high net-worth individual through a global branch-network.In 1998 the firm was acquired by CIBC in a $550 Mio transaction,making it part of the 7th largest financial institution in North America. The private client group grew in New York grew their assets under management to $1,2 Bio which resulted in fees and commissions of $ 30-40 Miop annually. Managed my clients accounts in line with the value-style of the firm. Developed a strong expertise in the optionmarket studying with Michael Schwarz at OPCO, one of the leading authorities in the country. http://www.opco.com/ Gibraltar Securities Florham Park, New Jersey, United States Position held from 10/1982 to 10/1984 Bondbroker Sector: Others / Other Function: Other Functions / Other Functions / Junior Company description: Gibraltar Securities was a regional Broker/Dealer specializing in tax-exempt bonds and catering to high net-worth clients. In addition to being sponsored for my Series7 received basic sales training and gained productknowledge in GNMA,Treasuries and all tax-exempt markets Voest Alpine International New York City, New York, United States http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (2 of 5)10/11/2010 11:16:08 AM
  • 3. FinRoad - The financial market Network Position held from 01/1980 to 05/1982 Chief Accountant Sector: Consultants / Consultants Audit Function: Accounting - Treasury / Accounting / Junior Company description: VAIC was at the time the 10th largest steel-enterprise in the world. Headquartered in Austria the company employed globally about 80 000 people at the time. In addition to preparing all management reports was in charge of the accounting-department with five people reporting to me. Also managed the corporate cash, pension plan and monitored 3 subsidiaries.Participated in meetings with EXIM-Bank in Washington D.C. regarding the financing of a Mexican steel-project. Participated in the financing of Bayou Steel, a $ 250 Mio mini-steel mill in Louisiana. Also converted the entire accounting-system from manual to EDP using a QUANTEL mainframe-platform that communicated on RPGII which was a popular IBM language at the time. Degusa Int Teterboro, New Jersey, United States Position held from 10/1978 to 01/1979 Management Trainee As a managemnt-trainee I spent most of my time working with the IT-manager in an IBM System III environment that communicated in RPG II.I did predominantly debugging and maintenance-work, but as my special-project I wrote a search-program that allowed a sort and print using any combination or the elements of the entire record in the relevant data-base as a search-criterion.The application was used for marketing purposes i.e. " Send special priceoffer to all customers in Alabama and Colorado that purchased more than 10 pounds of methionine between April and May and have no outstanding balance". The remaining time was spent working in sales and finance. Sector: Others / Other Function: Other Functions / Other Functions / Junior Company description: DEGUSSA Intl is a global conglomerate headquartered in Germany with interests in chemicals,metals and technology. My profile - Education 100 % Education Karl-Franzens-Universität Graz Australia From 01/1972 to 01/1978 Master of Business Administration My profile - Business Objectives 100 % Invest & Buy: Assets under management: 10.0 USD Mlns Size of individual investments: 0.0 - 0.0 USD Mlns Assets classes: Any Countries: Any Industries: Any http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (3 of 5)10/11/2010 11:16:08 AM
  • 4. FinRoad - The financial market Network Investment policy: Raise & Borrow funds & Sell: Amount: 10.0 USD Mlns Acting as: Assets classes: Any Countries: Any Context: What kind of Clients I have and/or what kind of Clients I am looking for: Investment Management : Hedge Fund What kind of Suppliers I have and/or what kind of Suppliers I am looking for: Not specified. What kind of Commercial Partners / Agents I have and/or what kind of Commercial Partners / Agents I am looking for: Not specified. I usually am in a position to recruit new employees and/or I am looking for new employees at the moment: Advisory : Investment Advisor Sales : Institutional Sales On territories : United States I am looking for new employer or I am open to new employment opportunities: Banking : Investment Bank Earnings: - Which professional Groups/Associations do I belong to: Professional achievements: Professional interests: Career objectives: My profile - Expertise 100 % Products expertise: Equity : Small Cap, Private Eq., Option Funds : Hedge Geographic expertise: United States; China; Austria Other expertise: pipe's Available for: Interviews ; Conferences My profile - Social 100 % http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (4 of 5)10/11/2010 11:16:08 AM
  • 5. FinRoad - The financial market Network Personal Information Alumnis: Award and prizes: Social Information My hobbies, interests & timeout activities: Favorite countries and travel wishes: Favorite places: Sports i like: Sports i practice: My favorite teams or players: My favorite artist, writer, etc...: Pets: Social Associations i belong to: Personality description / Other information i want to share: http://www.finroad.com/include/popup/view_full_profile.php?ts=1286810109280 (5 of 5)10/11/2010 11:16:08 AM