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A European Patient Summary
                   Infrastructure
A. Carenini (CEFRIEL)           Reto Krummenacher (STI Innsbruck)
Elena Simperl (STI Innsbruck)   Douglas Foxvog (DERI Galway)
The eHealth Scenario in TripCom
  The European Patient Summary (EPS)

                                                 Hospitals,
                                                      p   ,
 An infrastructure for sharing patient           clinics
                                                                                  Laboratories
 summary at European level
  • 5.000 health authorities
  • More than 1 million users
    (clinicians and administrative staff)
    • 500 millions citizen summaries                                                                   Home care
                                            Specialists                Citizens                         services




                                                 General
                                               Practitioners                          Administration,
                                                                                   Assurance companies


Current national eHealth systems cannot be adopted as-is at an EU-wide level:
      All of them force the adoption of a particular standard
      All of them assume to operate with the same laws and privacy regulations
      Regulations in a country prevents its eHealth system to operate as-is in another country
                                                                                         Sixth Framework Programme Priority 2
 © TripCom                                            2                                  Information Society Technologies (IST)
                                                                                             Specific Targeted Research Project
The EPS Scenario
 Requirements for the EPS Infrastructure




      Scalability
            500.000.000 patient summaries
            5.000 Local health authorities
      Multilateral Solution
      M ltil t l S l ti
            Virtual common infrastructure distributed among parties
            Coordinate multidisciplinary actors in access data asynchronously and from
            different locations
            diff    tl    ti
      Privacy and Data Ownership
            National and Local policies to authorize caregivers to access citizen data
            Each healthcare party owns the summaries of the cared citizens
      Data heterogeneity
            Intensive use of knowledge: structured data and terminologies
                                    g                                g
            Messages and vocabularies are expressed using different standards
                                                                                     Sixth Framework Programme Priority 2
© TripCom                                        3                                   Information Society Technologies (IST)
                                                                                         Specific Targeted Research Project
The EPS Scenario
 Triple Space Capabilities
            Decentralized, Distributed and Shared Space
                 Each healthcare party p
                                 p y provides resources to the whole space
                                                                      p
            Persistent Publication
                 Actors persistently publish and update data in their own space,
                 enforcing d t ownership
                   f i data             hi
                 Other actors can retrieve the published data
            Security Mechanisms
                 Global and local policies to access data
            Coordination Support
                           pp
                 Interactions decoupled in time, location and reference
            Information are organized in a virtual tree-like structure of spaces
            Spaces are managed by so-called TripCom kernels



                                                                          Sixth Framework Programme Priority 2
© TripCom                                    4                            Information Society Technologies (IST)
                                                                              Specific Targeted Research Project
EPS Architecture
 Data model(s)
    Ontologies are used to model data inside the EPS
      Message ontologies: based upon the most adopted standards for
            exchanging patient data, such as HL7 CDA and ASTM CCR
            Vocabulary ontologies: model of existing coding systems to re-
                     y       g                     g      g y
            use clinical terminologies, such as: ICD10, ICD9, LOINC, MESH,
            MTH, NCI, RXNORM, UMLS
            PS ontology
                 t l
               Head
                 Registry data (name, date of birth, residence)
                 Administrative data (IDs, insurance info)
                Body
                B d
                 Problems, alerts, medications, immunizations, encounters
                 Procedures,
                 Procedures Advance Directives Plan Of Care
                                    Directives,

                                                                     Sixth Framework Programme Priority 2
© TripCom                                  5                         Information Society Technologies (IST)
                                                                         Specific Targeted Research Project
EPS Architecture
 Subspaces, Roles and Policies
       The subspaces of a single PS space
            Head: For administrative accesses
            Body: For clinical accesses
            Private: To restrict access to some data
       Each space has a corresponding access
       control policy
            Security attributes provided by the user
            allow mapping the user onto a role
            Permissions are given to roles wrt
                                            wrt.
            operations on the space (read, write,
            delete)
            The
            Th policy of a space also regulates
                    li   f            l       l t
            the evaluation order of the policies of
            its subspaces

                                                       Sixth Framework Programme Priority 2
© TripCom                                 6            Information Society Technologies (IST)
                                                           Specific Targeted Research Project
eHealth national systems: state of the art
 UK: NHS Spine
     Demographics of all the patients are centrally stored in the Personal
     Demographic Services repository
     Medical data can be either stored in the National Care Record or in
     local systems
     Access with smart cards containing digital
     certificates (PKI) and individual PINs.
     Role based
     Role-based access control
            with SAML assertions
     Message exchange through a
          g        g       g
     custom version of HL7 v.3




                                                                     Sixth Framework Programme Priority 2
© TripCom                                 7                          Information Society Technologies (IST)
                                                                         Specific Targeted Research Project
eHealth national systems: state of the art
 The Netherlands: AORTA
     Distributed architecture with a central Hub
            Clients ask the Hub for data
            The Hub locates data, fetches and returns it to the client
     No central repository of clinical data → data belongs to the source
     organization
     Data exchange through custom HL7 v.3 messages
     Unique Healthcare Practitioner
     ID (UZI) card and pincode
            Identification and authentication
             of healthcare practitioner
            Role of health practitioner
            Relies on PKI



                                                                         Sixth Framework Programme Priority 2
© TripCom                                       8                        Information Society Technologies (IST)
                                                                             Specific Targeted Research Project
Integrating the EPS with NHS Spine

            Data: HL7 v.3 messages can be automatically lifted to their RDF
            representation
            Security: SAML security assertions can be natively used when
            interacting with the TS
            User-restricted
            User restricted data: Sealed envelopes correspond to the Private
            subspace of a Patient Summary
            PS spaces structures:
                p
              Demographics centrally stored → on a single kernel
              Clinical data can be centralized or distributed
                  Centralized data in the main Body/Private PS subspace and
                  managed by a single kernel
                  Distributed data inside subspaces of Body/Private spaces and
                  managed by remote kernels



                                                                       Sixth Framework Programme Priority 2
© TripCom                                   9                          Information Society Technologies (IST)
                                                                           Specific Targeted Research Project
Integrating the EPS with NHS Spine (2)
                                    (2




                                          Sixth Framework Programme Priority 2
© TripCom                    10           Information Society Technologies (IST)
                                              Specific Targeted Research Project
Integrating the EPS with AORTA

            Data: HL7 v.3 messages can be automatically lifted to their RDF
            representation
            Data for building patient summaries MUST be held in a space owned
            by the originating Health Authority




                                                                       Sixth Framework Programme Priority 2
© TripCom                                  11                          Information Society Technologies (IST)
                                                                           Specific Targeted Research Project
Integrating AORTA and NHS Spine with the EPS

            EPS spaces must be configured in order to be used as a
            central repository by NHS Spine and as a registry by AORTA
            Nation-wide spaces ensure uniqueness of the PS spaces
            identifiers
            Policies of the top-level spaces just specify very basic rules
            Recursive read and policy evaluation is massively used
            Inside a PS
              PS policies must allow evaluated starting from the leaf
              spaces
              A PS is still divided into 3 main areas
              Each “contributing nation” manages a subspace inside each
              of the 3 areas
              The spaces of the “contributing nation” are hosted on the
                                 contributing nation
              kernels managed by the “contributing nation”
                                                                     Sixth Framework Programme Priority 2
© TripCom                                 12                         Information Society Technologies (IST)
                                                                         Specific Targeted Research Project
Integrating AORTA and NHS Spine with the EPS
 (2)




                                                Sixth Framework Programme Priority 2
© TripCom                  13                   Information Society Technologies (IST)
                                                    Specific Targeted Research Project
Thank you for your attention




                             http://www.tripcom.org


                                            Sixth Framework Programme Priority 2
© TripCom                                   Information Society Technologies (IST)
                                                Specific Targeted Research Project

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A European Patient Summary Infrastructure

  • 1. A European Patient Summary Infrastructure A. Carenini (CEFRIEL) Reto Krummenacher (STI Innsbruck) Elena Simperl (STI Innsbruck) Douglas Foxvog (DERI Galway)
  • 2. The eHealth Scenario in TripCom The European Patient Summary (EPS) Hospitals, p , An infrastructure for sharing patient clinics Laboratories summary at European level • 5.000 health authorities • More than 1 million users (clinicians and administrative staff) • 500 millions citizen summaries Home care Specialists Citizens services General Practitioners Administration, Assurance companies Current national eHealth systems cannot be adopted as-is at an EU-wide level: All of them force the adoption of a particular standard All of them assume to operate with the same laws and privacy regulations Regulations in a country prevents its eHealth system to operate as-is in another country Sixth Framework Programme Priority 2 © TripCom 2 Information Society Technologies (IST) Specific Targeted Research Project
  • 3. The EPS Scenario Requirements for the EPS Infrastructure Scalability 500.000.000 patient summaries 5.000 Local health authorities Multilateral Solution M ltil t l S l ti Virtual common infrastructure distributed among parties Coordinate multidisciplinary actors in access data asynchronously and from different locations diff tl ti Privacy and Data Ownership National and Local policies to authorize caregivers to access citizen data Each healthcare party owns the summaries of the cared citizens Data heterogeneity Intensive use of knowledge: structured data and terminologies g g Messages and vocabularies are expressed using different standards Sixth Framework Programme Priority 2 © TripCom 3 Information Society Technologies (IST) Specific Targeted Research Project
  • 4. The EPS Scenario Triple Space Capabilities Decentralized, Distributed and Shared Space Each healthcare party p p y provides resources to the whole space p Persistent Publication Actors persistently publish and update data in their own space, enforcing d t ownership f i data hi Other actors can retrieve the published data Security Mechanisms Global and local policies to access data Coordination Support pp Interactions decoupled in time, location and reference Information are organized in a virtual tree-like structure of spaces Spaces are managed by so-called TripCom kernels Sixth Framework Programme Priority 2 © TripCom 4 Information Society Technologies (IST) Specific Targeted Research Project
  • 5. EPS Architecture Data model(s) Ontologies are used to model data inside the EPS Message ontologies: based upon the most adopted standards for exchanging patient data, such as HL7 CDA and ASTM CCR Vocabulary ontologies: model of existing coding systems to re- y g g g y use clinical terminologies, such as: ICD10, ICD9, LOINC, MESH, MTH, NCI, RXNORM, UMLS PS ontology t l Head Registry data (name, date of birth, residence) Administrative data (IDs, insurance info) Body B d Problems, alerts, medications, immunizations, encounters Procedures, Procedures Advance Directives Plan Of Care Directives, Sixth Framework Programme Priority 2 © TripCom 5 Information Society Technologies (IST) Specific Targeted Research Project
  • 6. EPS Architecture Subspaces, Roles and Policies The subspaces of a single PS space Head: For administrative accesses Body: For clinical accesses Private: To restrict access to some data Each space has a corresponding access control policy Security attributes provided by the user allow mapping the user onto a role Permissions are given to roles wrt wrt. operations on the space (read, write, delete) The Th policy of a space also regulates li f l l t the evaluation order of the policies of its subspaces Sixth Framework Programme Priority 2 © TripCom 6 Information Society Technologies (IST) Specific Targeted Research Project
  • 7. eHealth national systems: state of the art UK: NHS Spine Demographics of all the patients are centrally stored in the Personal Demographic Services repository Medical data can be either stored in the National Care Record or in local systems Access with smart cards containing digital certificates (PKI) and individual PINs. Role based Role-based access control with SAML assertions Message exchange through a g g g custom version of HL7 v.3 Sixth Framework Programme Priority 2 © TripCom 7 Information Society Technologies (IST) Specific Targeted Research Project
  • 8. eHealth national systems: state of the art The Netherlands: AORTA Distributed architecture with a central Hub Clients ask the Hub for data The Hub locates data, fetches and returns it to the client No central repository of clinical data → data belongs to the source organization Data exchange through custom HL7 v.3 messages Unique Healthcare Practitioner ID (UZI) card and pincode Identification and authentication of healthcare practitioner Role of health practitioner Relies on PKI Sixth Framework Programme Priority 2 © TripCom 8 Information Society Technologies (IST) Specific Targeted Research Project
  • 9. Integrating the EPS with NHS Spine Data: HL7 v.3 messages can be automatically lifted to their RDF representation Security: SAML security assertions can be natively used when interacting with the TS User-restricted User restricted data: Sealed envelopes correspond to the Private subspace of a Patient Summary PS spaces structures: p Demographics centrally stored → on a single kernel Clinical data can be centralized or distributed Centralized data in the main Body/Private PS subspace and managed by a single kernel Distributed data inside subspaces of Body/Private spaces and managed by remote kernels Sixth Framework Programme Priority 2 © TripCom 9 Information Society Technologies (IST) Specific Targeted Research Project
  • 10. Integrating the EPS with NHS Spine (2) (2 Sixth Framework Programme Priority 2 © TripCom 10 Information Society Technologies (IST) Specific Targeted Research Project
  • 11. Integrating the EPS with AORTA Data: HL7 v.3 messages can be automatically lifted to their RDF representation Data for building patient summaries MUST be held in a space owned by the originating Health Authority Sixth Framework Programme Priority 2 © TripCom 11 Information Society Technologies (IST) Specific Targeted Research Project
  • 12. Integrating AORTA and NHS Spine with the EPS EPS spaces must be configured in order to be used as a central repository by NHS Spine and as a registry by AORTA Nation-wide spaces ensure uniqueness of the PS spaces identifiers Policies of the top-level spaces just specify very basic rules Recursive read and policy evaluation is massively used Inside a PS PS policies must allow evaluated starting from the leaf spaces A PS is still divided into 3 main areas Each “contributing nation” manages a subspace inside each of the 3 areas The spaces of the “contributing nation” are hosted on the contributing nation kernels managed by the “contributing nation” Sixth Framework Programme Priority 2 © TripCom 12 Information Society Technologies (IST) Specific Targeted Research Project
  • 13. Integrating AORTA and NHS Spine with the EPS (2) Sixth Framework Programme Priority 2 © TripCom 13 Information Society Technologies (IST) Specific Targeted Research Project
  • 14. Thank you for your attention http://www.tripcom.org Sixth Framework Programme Priority 2 © TripCom Information Society Technologies (IST) Specific Targeted Research Project