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Why	
  should	
  you	
  care?
Stephen	
  Curry	
  	
  	
  
Europic	
  2014	
  
Blankenberge,	
  Belgium
Academic	
  Journals	
  were	
  a	
  great	
  idea…
…but	
  the	
  web	
  changes	
  everything
3
What	
  is	
  Open	
  Access?
Budapest	
  Declara5on,	
  2002	
  	
  
“free	
  availability	
  on	
  the	
  public	
  internet,	
  permiHng	
  any	
  users	
  to	
  read,	
  download,	
  
copy,	
  distribute,	
  print,	
  search,	
  or	
  link	
  to	
  the	
  full	
  texts	
  of	
  these	
  arJcles,	
  crawl	
  them	
  
for	
  indexing,	
  pass	
  them	
  as	
  data	
  to	
  soKware…”
hMp://www.opensocietyfoundaJons.org/openaccess/
Gold	
  OA:	
  	
  
Immediate	
  availability	
  via	
  the	
  journal	
  (OA	
  or	
  'hybrid')	
  
May	
  require	
  an	
  arJcle	
  processing	
  charge	
  (APC)	
  
!
Green	
  OA:	
  	
  
Available	
  via	
  a	
  repository	
  (insJtuJon	
  or	
  subject-­‐based)	
  
Author's	
  peer-­‐reviewed	
  version	
  (or	
  pre-­‐print)	
  
May	
  require	
  a	
  delay	
  (embargo	
  period)
Gra5s	
  OA:	
  	
  
Free	
  online	
  access	
  
!
!
Libre	
  OA:	
  	
  
Free	
  online	
  access	
  with	
  some	
  addiJonal	
  
usage	
  rights	
  (e.g.	
  reproducJon,	
  text	
  
mining	
  —	
  license-­‐dependent)	
  
Open	
  Access	
  is:	
  
‣ a	
  natural	
  consequence	
  of	
  the	
  internet	
  
‣ good	
  for	
  research	
  
faster	
  exchange	
  of	
  ideas	
  
fosters	
  inter-­‐disciplinarity	
  
enables	
  text	
  mining	
  
stronger	
  sense	
  of	
  community	
  ownership	
  
‣ good	
  for	
  the	
  taxpayer	
  
beMer	
  cost	
  control	
  (eventually)	
  
access	
  to	
  the	
  research	
  they	
  paid	
  for	
  
changes	
  dynamic	
  of	
  public	
  engagement	
  
‣ affecJng	
  &	
  affected	
  by	
  many	
  aspects	
  of	
  academic	
  life…
Open	
  Access	
  is	
  not:	
  
‣ free	
  (or	
  the	
  same	
  as	
  ‘file-­‐sharing’)	
  
‣ the	
  end	
  of	
  peer	
  review	
  or	
  synonymous	
  with	
  low	
  quality	
  
‣ easy	
  to	
  implement
Why	
  are	
  we	
  not	
  there	
  yet?
Funder	
  &	
  Govt	
  Policies	
  have	
  been	
  too	
  meek	
  
‣ New	
  (revised)	
  RCUK	
  policy	
  (April	
  1st,	
  2013):	
  
‣ Prefers	
  gold	
  (and	
  CC-­‐BY)	
  but	
  allows	
  green	
  
‣ Block	
  grant	
  funding	
  	
  
‣ 5	
  yr	
  roll-­‐out	
  to	
  include	
  review	
  &	
  flexibility:	
  a	
  ‘journey'	
  
‣ HEFCE:	
  immediate	
  OA	
  deposit	
  will	
  be	
  required	
  for	
  next	
  REF	
  
‣ Changes	
  happening	
  in	
  US	
  &	
  EU…
hMp://blogs.rcuk.ac.uk/2012/09/28/rcuk-­‐open-­‐access-­‐policy-­‐when-­‐to-­‐go-­‐green-­‐and-­‐when-­‐to-­‐go-­‐gold/
OpposiJon	
  of	
  some	
  publishers	
  
‣ worried	
  about	
  ‘sustainability’	
  (aka	
  profits*)	
  
‣ Elsevier:	
  36%	
  (£724m/£2,000m)	
  
‣ Springer:	
  34%	
  (£294m/£866m)	
  
‣ John	
  Wiley	
  &	
  Sons:	
  42%	
  ($106m/$253m)	
  
‣ Informa	
  plc:	
  32%	
  (£47m/£145m)	
  
‣ NB:	
  Hindawi:	
  52%**	
  ($3.3m/$6.3m)	
  
‣ Are	
  these	
  reasonable	
  given	
  the	
  input	
  from	
  researchers?
Why	
  are	
  we	
  not	
  there	
  yet?
*Figures	
  for	
  2010.	
  Source	
  —	
  hPp://poe5ceconomics.blogspot.co.uk/2012/01/enormous-­‐profits-­‐of-­‐stm-­‐scholarly.html	
  
**hPp://scholarlyoa.com/2013/04/04/hindawis-­‐profits-­‐are-­‐larger-­‐than-­‐elseviers/
Researchers	
  are	
  ill-­‐informed	
  and	
  conservaJve	
  
‣too	
  few	
  aware	
  of	
  how	
  publishing	
  works	
  
‣concerns	
  of	
  learned	
  socieJes
8
Why	
  are	
  we	
  not	
  there	
  yet?
hMp://blogs.law.harvard.edu/pamphlet/2013/01/29/why-­‐open-­‐access-­‐is-­‐beMer-­‐for-­‐scholarly-­‐socieJes/
Stuart	
  Shieber
We	
  fear	
  damage	
  to	
  established	
  models	
  
‣addicted	
  to	
  impact	
  factors	
  —>	
  mistrust	
  of	
  new	
  journals
9
Why	
  are	
  we	
  not	
  there	
  yet?
"when	
  assessing	
  proposals	
  for	
  research	
  
funding	
  RCUK	
  considers	
  that	
  it	
  is	
  the	
  
quality	
  of	
  the	
  research	
  proposed	
  and	
  
not	
  where	
  an	
  author	
  has	
  published…	
  
that	
  is	
  of	
  paramount	
  importance."
hMp://occamstypewriter.org/scurry/category/open-­‐access-­‐2/
To	
  realise	
  the	
  vision	
  of	
  OA,	
  we	
  need	
  to	
  replace	
  the	
  apparatus	
  of	
  the	
  Impact	
  factor	
  
Vale,	
  R.	
  D.	
  (2012)	
  Mol	
  Biol	
  Cell	
  23,	
  3285–3289.
Lawrence,	
  P.	
  A.	
  (2007)	
  Curr.	
  Biol.	
  17,	
  R583–5.
hMp://am.ascb.org/dora/
Remaining	
  Challenges	
  and	
  QuesJons
‣ Convincing	
  academics	
  &	
  learned	
  socieJes	
  of	
  the	
  merits	
  of	
  OA	
  
‣ APC	
  payment	
  mechanisms	
  that	
  are	
  fair	
  &	
  visible	
  to	
  researchers	
  
‣ Withdraw	
  support	
  for	
  hybrid	
  OA?	
  
‣ Compliance	
  enforcement	
  from	
  funders	
  and	
  insJtuJons	
  
‣ Disavowal	
  of	
  Impact	
  Factors	
  
‣ Market	
  innova5ons	
  from	
  publishers	
  —	
  level	
  playing	
  field	
  for	
  new	
  OA	
  journals	
  
‣ DuraJon	
  &	
  cost	
  of	
  transiJon?	
  (When	
  will	
  subs	
  money	
  be	
  released?)
Thanks	
  for	
  listening

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Open Access - why should you care? (Europic 2014)

  • 1. Why  should  you  care? Stephen  Curry       Europic  2014   Blankenberge,  Belgium
  • 2. Academic  Journals  were  a  great  idea…
  • 3. …but  the  web  changes  everything 3
  • 4. What  is  Open  Access? Budapest  Declara5on,  2002     “free  availability  on  the  public  internet,  permiHng  any  users  to  read,  download,   copy,  distribute,  print,  search,  or  link  to  the  full  texts  of  these  arJcles,  crawl  them   for  indexing,  pass  them  as  data  to  soKware…” hMp://www.opensocietyfoundaJons.org/openaccess/ Gold  OA:     Immediate  availability  via  the  journal  (OA  or  'hybrid')   May  require  an  arJcle  processing  charge  (APC)   ! Green  OA:     Available  via  a  repository  (insJtuJon  or  subject-­‐based)   Author's  peer-­‐reviewed  version  (or  pre-­‐print)   May  require  a  delay  (embargo  period) Gra5s  OA:     Free  online  access   ! ! Libre  OA:     Free  online  access  with  some  addiJonal   usage  rights  (e.g.  reproducJon,  text   mining  —  license-­‐dependent)  
  • 5. Open  Access  is:   ‣ a  natural  consequence  of  the  internet   ‣ good  for  research   faster  exchange  of  ideas   fosters  inter-­‐disciplinarity   enables  text  mining   stronger  sense  of  community  ownership   ‣ good  for  the  taxpayer   beMer  cost  control  (eventually)   access  to  the  research  they  paid  for   changes  dynamic  of  public  engagement   ‣ affecJng  &  affected  by  many  aspects  of  academic  life… Open  Access  is  not:   ‣ free  (or  the  same  as  ‘file-­‐sharing’)   ‣ the  end  of  peer  review  or  synonymous  with  low  quality   ‣ easy  to  implement
  • 6. Why  are  we  not  there  yet? Funder  &  Govt  Policies  have  been  too  meek   ‣ New  (revised)  RCUK  policy  (April  1st,  2013):   ‣ Prefers  gold  (and  CC-­‐BY)  but  allows  green   ‣ Block  grant  funding     ‣ 5  yr  roll-­‐out  to  include  review  &  flexibility:  a  ‘journey'   ‣ HEFCE:  immediate  OA  deposit  will  be  required  for  next  REF   ‣ Changes  happening  in  US  &  EU… hMp://blogs.rcuk.ac.uk/2012/09/28/rcuk-­‐open-­‐access-­‐policy-­‐when-­‐to-­‐go-­‐green-­‐and-­‐when-­‐to-­‐go-­‐gold/
  • 7. OpposiJon  of  some  publishers   ‣ worried  about  ‘sustainability’  (aka  profits*)   ‣ Elsevier:  36%  (£724m/£2,000m)   ‣ Springer:  34%  (£294m/£866m)   ‣ John  Wiley  &  Sons:  42%  ($106m/$253m)   ‣ Informa  plc:  32%  (£47m/£145m)   ‣ NB:  Hindawi:  52%**  ($3.3m/$6.3m)   ‣ Are  these  reasonable  given  the  input  from  researchers? Why  are  we  not  there  yet? *Figures  for  2010.  Source  —  hPp://poe5ceconomics.blogspot.co.uk/2012/01/enormous-­‐profits-­‐of-­‐stm-­‐scholarly.html   **hPp://scholarlyoa.com/2013/04/04/hindawis-­‐profits-­‐are-­‐larger-­‐than-­‐elseviers/
  • 8. Researchers  are  ill-­‐informed  and  conservaJve   ‣too  few  aware  of  how  publishing  works   ‣concerns  of  learned  socieJes 8 Why  are  we  not  there  yet? hMp://blogs.law.harvard.edu/pamphlet/2013/01/29/why-­‐open-­‐access-­‐is-­‐beMer-­‐for-­‐scholarly-­‐socieJes/ Stuart  Shieber
  • 9. We  fear  damage  to  established  models   ‣addicted  to  impact  factors  —>  mistrust  of  new  journals 9 Why  are  we  not  there  yet? "when  assessing  proposals  for  research   funding  RCUK  considers  that  it  is  the   quality  of  the  research  proposed  and   not  where  an  author  has  published…   that  is  of  paramount  importance." hMp://occamstypewriter.org/scurry/category/open-­‐access-­‐2/
  • 10. To  realise  the  vision  of  OA,  we  need  to  replace  the  apparatus  of  the  Impact  factor   Vale,  R.  D.  (2012)  Mol  Biol  Cell  23,  3285–3289. Lawrence,  P.  A.  (2007)  Curr.  Biol.  17,  R583–5. hMp://am.ascb.org/dora/
  • 11. Remaining  Challenges  and  QuesJons ‣ Convincing  academics  &  learned  socieJes  of  the  merits  of  OA   ‣ APC  payment  mechanisms  that  are  fair  &  visible  to  researchers   ‣ Withdraw  support  for  hybrid  OA?   ‣ Compliance  enforcement  from  funders  and  insJtuJons   ‣ Disavowal  of  Impact  Factors   ‣ Market  innova5ons  from  publishers  —  level  playing  field  for  new  OA  journals   ‣ DuraJon  &  cost  of  transiJon?  (When  will  subs  money  be  released?) Thanks  for  listening