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UMTS Radio Features Presentation


               Praveen Gupta, MobileStack,
               pgupta@mobilestack.com




            UMTS Presentation - 1
Admission control overview
      Guarantees the overall Quality of Service by controlling the
      number of users


              Interference
  Coverage
                             Planned coverage
Admission                                               New users blocked
 threshold                                              above this point
                              User added



                                                          Capacity / Load

                                           Planned load

                       UMTS Presentation - 2
Admission control purpose & algorithm
description

Purpose:
– This algorithm selectively denies access requests in order to limit the
  load.

Algorithm description:
– When new resources are required for a radio connection (Radio Link
  set-up or modification), the Radio Connection Coordination algorithm
  requests admission.

   This requests includes parameters specifying the requested amount of
   resources. Admission Control checks if the requested amount of
   resources is available.


                       UMTS Presentation - 3
Characteristics of admission control

 The RBS regularly reports measurements values of
 transmitted power
 By knowing the connections, the RNC keeps track of ASE,
 RBS HW and DL code usage
 Handover legs have higher priority than new calls
 Different thresholds for different services
 At high load, interactive users may be offered lower
 datarates than under normal load conditions



                  UMTS Presentation - 4
Congestion control overview



                          Bitrate




                        Over load is resolved by:

                           Delaying packets
                           Call removal


             UMTS Presentation - 5
Congestion control purpose & algorithm
description

Purpose: This algorithm solves overload situations. An
overload situation occurs due to fluctuations in the UL
interference and the used DL power.

Algorithm description : The algorithm is only triggered in
case of (near) overload in a cell. The algorithm acts in case
the transmitted Carrier Power measurement (DL Power)
indicates overload. It is possible to set different thresholds
for different services.


                   UMTS Presentation - 6
Example 1: Congestion control work flow
                DL power or UL interference
                        exceeded


                         Restrict access

                    Order admission to block

                                                    No         At overload, alter
         Yes           Interactive users in                    connection with
                             system?                           highest DL power


  Move user to common ch                      Remove user


                           Set timer
                                              Message: over-   Allow admission
    Timer expired                             load resolved
                       Wait for command                           and access


                      UMTS Presentation - 7
Enhanced Capacity control


 Admission control checks HW
 resources in both UL & DL

 Directed retry at call set-up to
 GSM in case of admission denial
 in WCDMA

 Load balancing between
 different frequencies




                      UMTS Presentation - 8
Power control overview

                                                 P(SIR-Target,UL)




                    Closed loop


                                DL-TPC           UL-TPC                                 UL-Outer loop              RNC

                                                                                    SIR-Target,UL
                                           P(SIR-Target, DL)
                                                                                    SIR-Error,UL


DL-Outer loop

 BLER-Measured,DL                                               Open loop

                SIR-Target,DL                                       P(Startvalue)
                                                                                              BLER = Block Error Rate
                                                                                              SIR = Signal to Interference Ratio
                                                                                              TPC = Transmit Power Control


                                         UMTS Presentation - 9
Power control purpose & reason
  Purpose:
  The purpose is to minimize the transmit power while
  maintaining the quality of radio links. There are three
  different types power control:
  – Inner loop power control
  – Outer loop power control
  – Open loop power control.
  Reason:
  Power control
  –   Maintains the quality of the connections
  –   Reduces power consumption
  –   Minimizes interference
  –   Improves the coverage and capacity of the system
                     UMTS Presentation - 10
Power control over time
  RBS                                Inner-loop power Control         Inner-loop power Control
  Receive Power                        (Initial Receive Power      (Updated Receive Power Target
                                                Target)             by Outer-loop power Control)




    Open-loop Power Control
      Access Preambles




                                                                                                   time
        Access Preambles      RACH                            DPCH
                                                         1500 updates/sec

                        RBS Receive Power Target

  The PRACH is “power controlled” by means of preamble ramping



                              UMTS Presentation - 11
Channel type switching overview


      User 1                      User 2
     Random-Access              Random-Access
        Request                    Request

                        Random-Access Channel
Switch to                                                                 Switch to
dedicated                                                TTime-out        common
                     Packet      Packet         Packet


                              Dedicated Channel
                                                                     Release dedicated
                                                                          channel




                                UMTS Presentation - 12
Channel type switching purpose & reason

Purpose:
To optimize the channel usage for best effort packet switched
users (Interactive users). To determine if it is necessary to
switch UE connected substates e.g. from a common to a
dedicated channel.

Reason:
For best effort traffic for a particular user there is large
variations in time in the offered traffic (bursty nature of traffic).
It is not efficient for the air-interface to keep up resources for a
dedicated channel continuously. This function saves also
battery for connected UEs, which are not transferring data.
                     UMTS Presentation - 13
Channel rate switching
  Change bit rate when moving away
from RBS:

- UL supported by UE
- DL supported in RNC




                                           Bit rate
Advantage: Higher coverage and higher
capacity

  Change of bit rate at high load
                                                       Distance
- Reduce bitrate for Interactive users                from RBS
- Reduce bitrate for voice users by                        or
changing AMR mode                                      Load in
                                                        the cell
Advantage: Lower blocking probability


                         UMTS Presentation - 14
Adaptive Multi Rate (AMR) Rate Selection

Selection of the AMR mode
at call set up                Bit rate for a user
                              [kbps]
About four combinations of
simultaneous modes              12.2      X
                                7.95            X
defined by the standard is      4.75                X
supported
The modes range from                                 Distance
around 4.75 kbps up to 12.2                         from RBS
                                                         or
kbps                                                 Load in
                                                      the cell



                 UMTS Presentation - 15
Adaptive Multi Rate (AMR) Rate Control

Possible to change the AMR
mode for coverage and            Bit rate for a user
capacity reasons dynamically.    [kbps]

The AMR switching and rate         12.2
                                   7.95
control optimises the usage of     4.75
the air-interface by adapting
the AMR rates for coverage                              Distance
and capacity reasons.                                  from RBS
                                                            or
                                                        Load in
                                                         the cell



                   UMTS Presentation - 16
Transmit Diversity - Open loop
           - Introduced to combat fading with up to 5dB gain in the downlink




  On      10 dB
On




 Off
          15 dB



                  UMTS Presentation - 17
Open Loop Transmit Diversity
 Coverage & capacity gain
  – additional diversity effect -> less transmitted power -> less
    interference in the system

 The same information is transmitted from the two
 antennas. For each antenna the information is coded in a
 different way.

 The total transmitted power is split between the two
 antennas.




                      UMTS Presentation - 18
Open Loop Transmit Diversity
- Space-Time Transmit Diversity (STTD)
                     A                                     b0 b1 b 2 b3   Antenna A
                               B
                                       b0 b1 b2 b3

                                                          -b2 b3 b0 -b1 Antenna B
                                       Channel bits


                                                       STTD encoded channel bits
                                                       for antenna A and antenna B.



   The signals from the two antennas are spread and scrambled with the
   same code and simultaneously transmitted
   The two signals experience different fading patterns and the RAKE
   receiver observes the sum of the two faded orthogonal signals
   The resulting signal has a smoother fading pattern than the two original
   signals
   Used on all DL channels (except SCH and CPICH).

                         UMTS Presentation - 19
Open Loop Transmit Diversity
- Time Switched Transmit Diversity (TSTD)

                                                    b0        b2        Antenna A

                                    b0 b1 b2 b3

                                                         b1        b3   Antenna B
                                    Channel bits




    In TSTD the transmission alternates between the antennas
    Used on Synchronization Channel (SCH)
    TSTD is implemented as a part of STTD

                    UMTS Presentation - 20
Transmit diversity - Closed-loop

        Closed-loop Transmit Diversity (DPCH, PDSCH only)
         – UE sends Feedback Information (FBI) Bits to the RBS over the DPCCH
         – FBI bits tell the RBS how to adjust antenna gain (only mode 2) and phase (both
           mode 1 and mode 2) for optimal reception at the UE
         – Mode 1 supported in P4                                      CPICH1          Antenna 1


             DCH (or PDSCH)

                                                                         Σ             Antenna 2
DPCCH                •   S/P Demux
                     •   Channelization
           MUX       •   Scrambling
DPDCH
                     •   I/Q Modulation

                                                                         Σ


                                                                       CPICH2


                                                         Calculate
                                                                          Decode FBI
                                                       Gains, Phases


                                          UMTS Presentation - 21
TX diversity modes mapped on physical channels

     Application of Tx diversity modes on downlink physical channel types
                     "X" – can be applied, "–" – not applied

    Physical channel type              Open loop mode            Closed loop
                                   TSTD             STTD            Mode
 P-CCPCH                             –                X               –
 SCH                                 X                –               –
 S-CCPCH                             –                X               –
 DPCH                                –                X               X
 PICH                                –                X               –
 PDSCH                               –                X               X
 AICH                                –                X               –
 CSICH                               –                X               –




                            UMTS Presentation - 22
Blossoming and wilting
The purpose of the blossoming (at cell addition) and wilting (at cell removal) is
to allow cells to be added or removed from the radio network with minimum
disturbance to the network.
          RBS1                                                                 RBS2




     Wilting
                                                                 Blossoming


 Output power gradually decreased (wilting)   Output power gradually increased (blossoming)



                          UMTS Presentation - 23
Micro cell support overview

  Support of micro cells to:
   – cover white spots or to
   – increase capacity in hot-spot areas

  Advanced load sharing to increase
  performance by distributing users
  between different cells                           Micro
                                                 Macro
  The micro cell can be deployed in:
   – different frequency as the macro cell
   – the same frequency band as the macro cell




                      UMTS Presentation - 24
Micro cell evolution scenario

At some cell radius macrocell (i.e. roof-top antennas)
                                                          f2
capacity growth is limited due to poor RF isolation.



Microcells can be added in same or different
frequency depending on:                                  f2
 – rate of traffic increase
 – distance macro-hot spot
 – UE velocity



Ultimately there will be a complete micro-layer           f2




                     UMTS Presentation - 25
Connection set-up/release description

 Connection Setup and Release includes establishment and
 release of control plane connections between the UE and
 UTRAN, and between the UE and the Core Networks.

 It also covers Radio Access Bearer establishment according
 to the requested Quality of Service between a Core Network
 and a UE with established signalling connection, as well as
 release of existing Radio Access Bearers.
 The functions consists of two subfunctions
  – Signaling Connection Setup and Release
  – Radio Access Bearer Setup and Release

                  UMTS Presentation - 26
Radio connection supervision
Benefit:
 – Allows an efficient resource utilization
 – Guarantees that users are not charged for time when they did not have network contact.

Description:
This feature continuously monitors the status of the radio connection for all connected UEs
and disconnects those for which a reasonable quality cannot be maintained and/or the contact
has been lost.

The meter for the "unacceptable quality" depends on measurements performed on up-link
physical channels as well as duration of disturbance or loss of contact. Typically the meters
are set such that the quality is considered unacceptable only when there has been no working
contact with the UE for a few seconds for DCH connected and several minutes for cell
connected.

If the quality is considered unacceptable or the UE is considered lost, the radio network will
request the deletion of all connections towards this UE. Thereby all Radio bearers and RAB's
allocated for this UE are disconnected. Logical, HW and SW resources related to these
channels/bearers are also released.

                             UMTS Presentation - 27
Soft/softer Handover overview

                         Algorithm
                           –Relative thresholds minimizes the
                                number of mobiles in soft handover
B                A




                          C/I


                       Add
                      margin
                                                      Drop
                                                     margin



                                 Add B        Delete A        Time


              UMTS Presentation - 28
Soft Handover
 Soft handover essential for power control
 Soft handover reception
  – combines signals from RBS in the RNC


                        RNC




          RBS 1                      RBS 2

                 UMTS Presentation - 29
Softer Handover
  Softer handover reception
   – combines signals from two or more sectors in one RBS




                                         RBS




                   UMTS Presentation - 30
Characteristics of soft/softer handover

  RNC controls the UE measurements (i.e. what to
  measure, report type, what to report and the monitoring
  set)
  UE measures on CPICH (Ec/No, RSCP or path loss)
  UE evaluates measurements (event driven or periodic)
  RNC evaluates which cells to add/replace/remove from
  active set (max size is 4)
  RNC executes the handover decision and provides UE
  with new neighbor list



                  UMTS Presentation - 31
Paging

Purpose:
Paging enables the CN to page UEs for terminating service
request or for the UTRAN to reach the UE to trigger a UE
state transition. The function will also broadcast modified
system information to all UEs.
The following cases are handled by the paging function:
 –   CN originated when UE in idle mode
 –   CN originated when UE in connected mode.
 –   UTRAN originated to trigger a UE state transition.
 –   UTRAN originated to trigger a UE to read updated system in-
     formation.


                      UMTS Presentation - 32
Cell Update

 Purpose:
 Using common or paging channels are important to allow an efficient
 management of resources for always connected low intensity packet
 traffic. The feature "Cell Update" is used to allow mobility, cell
 reselection ("hard handover") and efficient paging of UE's in such
 states.


 Benefit:
  – Support the mobility for UE's on common or paging channels.
  – Provide a high success rate and efficient management of
    resources for paging to CELL_PCH connected UE's (PCH is
    Paging Channel).


                      UMTS Presentation - 33
URA_PCH State

New state called                   RRC Connected Mode
WCDMA RAN
Registration Area            URA_PCH            Cell_PCH
(URA_PCH State)
Benefit:
 – Reduce signaling in      Cell_FACH           Cell_DCH
   WCDMA RAN due to
   updates of location of
   moving mobiles
 – Simplified paging                     Idle
 – Lower UE battery                     Idle Mode
   consumption



                      UMTS Presentation - 34
Intersystem Handover GSM - WCDMA



  WCDMA                           WCDMA


                        GSM




        Dual mode



                UMTS Presentation - 35
Why GSM Interoperability - why GSM Handover?

  For service and coverage
   – Initially to provide “seamless service” to UMTS users


  For load sharing between frequencies and Radio
  Access Technologies (RAT)
   – Increase capacity pool size
   – GSM network full used


  For fair behavior in shared network solutions

  To allow access to unique bearers

                    UMTS Presentation - 36
GSM Intersystem Handover

  Inter frequency measurements are needed to support inter system
  handover
  Compressed mode supports these measurements
    – 3 different types of compressed mode


                                     Compressed mode

     Inter system


                                    SF=SF0/2
                               SF=SF0            SF=SF0
         WCDMA
        GSM                   Tf = 10 ms    time for measurements

                    UMTS Presentation - 37
Compressed Mode - 3 different types
 Different alternatives with different impacts
     Lower spreading factor
     + Same user data rate
     - Power increase
     - Need to allocate a code with half spreading factor
          1) Allocate code in the same code tree - remain code orthogonality
          2) Allocate code in another code tree - easy to get codes
    Puncturing
     + Same user data rate can be used
     + Remain on the same spreading factor (code)
     - Power increase
     - Weakens Forward Error Correction (FEC) coding
     Higher layer scheduling
     + Power increase can be avoided
     - Lower user data rate


                          UMTS Presentation - 38
Control of Inter Radio Access Technology
Cell Reselection
UMTS to GSM :
    Neighbour Cell List
    Quality measure
     • CPICH (RSCP or CPICH Eb/N0)
    For each neighbour Cell Reseletion criteria
     • Serving cell quality limit to start neighbor cell measurements
     • Minimum required signal level to allow selection
     • Minimum required quality of to allow selection
        (For FDD cells)
     • Offset between serving cell and neighbor cell
     • Hysteresis of the serving cell for ranking of cells
     • Time to trigger cell reselection


                      UMTS Presentation - 39
Intersystem Traffic Control
  Always Best Connected

Real time changes of Connection & Cell
                                                                 WC
Link adaptation and control as well as inter-system, service        DM
                                                                      A
based load sharing.

Based on existing and currently standardized, Iur-g,
interfaces.
                                                                          E
Functionality for:                              RNC                   /EDG
                                                                  M
- Handover Control                                             GS
- Admission Control
- Load Control               Core Network
- Service Differentiation
                                                BSC
Ensure full utilization of
spectrum and system at
maximum performance.


                               UMTS Presentation - 40
Load Balance GSM-UMTS
   System Features for Traffic Control and Efficiency as
   Function of Time
100%
        Achieved Load-balancing Efficincy
                                                              • Self Configuring Radio Network with
                                                                Dynamic Cell Reselection Control

                                                 • Real time load Balancing, Iur-g
                                                 • O&M load Management
                                     • Combined Configuration Management, CCM
                                     • Service based Directed Retry
                                     • Load Control

                        •Congestion triggered Handover WCDMA to GSM
                        •System preference based Handover from WCDMA to GSM

          •   Symmetric Handover Algorithms in GSM and WCDMA
          •   Congestion triggered Handover from GSM to WCDMA                 Dual-mode Handset
          •   System preference based Handover from GSM to WCDMA              penetration
          •   Coverage based Handover from WCDMA to GSM                       (GSM/EDGE-WCDMA)
          •   Cell Reselection Idle& PS
          •   Congestion hold-down


                                                                                     Time


                              UMTS Presentation - 41
Transparent message transfer

  Supports the transfer of signaling and other messages between a
  UE and the core network nodes, MSC and SGSN.
  Basic feature required for UE signaling, e.g. for call set-up
  Provides support for SMS

  Description
  In UMTS, the radio access network need to transfer signaling
  messages (Non Access Stratum) transparently between the UE and
  either of the core network domains for establishing and releasing
  calls.
  Such transparently transferred messages are also used for other
  purposes, e.g. LA/RA updating and support SMS services.




                     UMTS Presentation - 42
System Information distribution

 Allows the UE to get access to updated System Information, which in
 turn is necessary for correct network behavior.
 Description
 The system information is regularly broadcast to the UE's on
 Broadcast Channel. The information is relates to:
  – Power control, both Common and dedicated channels, e.g. UL
    interference
  – RRC connection parameters e.g. timers and counters
  – Adjacent cell configuration parameters.
  – UE Measurements e.g. to support handover evaluation
  – Location Area and Routing Area
  – Common channel configuration
  – Cell selection and re-selection



                      UMTS Presentation - 43
Node and network synchronization

Node synchronization:
  The Node Synchronization function contains four sub-functions:
   – Holding of and generation of node reference time in the RNC and the
     RBSs,
   – Measurement of phase difference between the frame reference time in
     the RNC and the frame reference time in each RBS.
   – A database of measured phase differences to each RBS is held, and an
     estimate of the accuracy of each of the measurement.
   – Supervision of drifting frame reference times in the nodes.

  Generation of node reference time and phase measurement are
  handled by a device, the Timing Unit (TU), present in both RNC and
  RBS.


                        UMTS Presentation - 44
Node and network synchronization

Network synchronization:
   The RBS and RNC internal clocks can be synchronized either to:
    – the transport network or to
    – an external high stability clock reference.

   RBSs and RNCs both have stable clocks locked to the reference carried
   over the transmission network. The clocks, besides synchronizing internal
   functions in the node, also generate sync to the outgoing transmission links
   and to the radio transmission.
   It is possible to cascade up to 5 clocks (Nodes)
   One primary and up to seven secondary synchronization reference links
   can be configured for each node
   The network synchronization (clock) function can be configured to be
   redundant or non-redundant.


                              UMTS Presentation - 45
Integrity protection and ciphering mode control

 Integrity protection handles:
  – the control of integrity protection of control plane data
  – co-ordination of integrity keys between different core
    networks (PS and CS).
 The integrity protection maintains access link data
 integrity between the SRNC and UE.

 Ciphering Mode Control handles:
  – the control of ciphering of user plane and control
    plane data
  – co-ordination ciphering keys between different core
    networks (PS and CS).
 The ciphering is performed for secure data
 confidentiality between the SRNC and UE



                            UMTS Presentation - 46
IOT certification for Iu/Iur


  Iu is the most          Vendor-A          Vendor-B
  common 3G multi-        3G system          3G system
  vendor interface
                          3G CN                 3G CN
  Enables an
  operator to choose                  Iu   Iu
  (several) RAN             Iu                    Iu
  suppliers
                           RAN                  RAN



                  UMTS Presentation - 47
High Speed Downlink Packet Access (HSDPA)

  Requirements
   – High peak data rates (8-10 Mbps)
   – Higher throughput
   – Lower delay

  Introduction of a new High Speed Downlink Shared Channel
  (part of 3GPP Rel.5)
   – Exists in downlink only
   – Always associated with a dedicated physical channel (DPCH) pair

                             D PC H

                            HS-DS
                                  C   H




                     UMTS Presentation - 48
Mulitcode to allow bit rates >384 kbit/s
 One user has more than one channelization code
 One user can than have several data streams to achieve
 bit rates above 384kbit/s

   Primary     Data 1      TPC   TFCI       Data 2   Pilot
DPCCH/DPDCH


  Additional   Data 3                       Data 4
DPCCH/DPDCH



  Additional   Data N-1                    Data N
DPCCH/DPDCH



                        UMTS Presentation - 49
The use of codes in WCDMA
 Single cell view:
 – all mobiles need to share the same frequency carrier in WCDMA
 – orthogonal codes separate between the users and between
   different communication channels to one user (multi-code
   operation)
   Channelization codes


 Network view:
 – nearly orthogonal codes to distinguish between the
   communication channels from different RBS’s
 – One scrambling code per sector and per carrier e.g a 3x2 RBS
   has 6 scrambling codes
   Scrambling codes

                     UMTS Presentation - 50
Multiple scrambling codes overview
  Each sector/carrier (cell) broadcasts a unique cell
  ID code -> downlink scrambling code
  With multiple scrambling codes -> there is more
  than one downlink scrambling code per
  sector/carrier (cell)
    Cell #1, ID code 1
    Cell #1, ID code 2


    Cell #2, ID code 1
    Cell #2, ID code 2

    Cell #3, ID code 1
    Cell #3, ID code 2


                         UMTS Presentation - 51
Multiple scrambling code benefit
   Multiple scrambling codes gives more than one channelization code
   tree per sector/carrier
   The problem with code shortage is removed.

                                                       1
                                                   1




                          11
                         11                                                      10 10




           1111
           1111                    1100
                                    1100                           1010
                                                                     1010                    1001
                                                                                                1001




11111111      11110000     11001100    11000011            10101010     10100101     10011001     10010110
11111111      11110000      11001100    11000011             10101010     10100101     10011001      10010110




                                UMTS Presentation - 52
Power Scheduling
                    load
                                        max planned load


Extra capacity
can be given to
packet data users



                                                                                time

  Load sharing in time results in a high capacity
   – Continuous update of the transport format for the interactive RABs both in UL and DL
   – The aim is to maximize the bit rate for the interactive users
  Smooth interference levels in the system
   – Optimize the usage of the radio capacity in the system e.g DL power, without exceeding
     the maximum planned load



                             UMTS Presentation - 53

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Wcdma radio functionality

  • 1. UMTS Radio Features Presentation Praveen Gupta, MobileStack, pgupta@mobilestack.com UMTS Presentation - 1
  • 2. Admission control overview Guarantees the overall Quality of Service by controlling the number of users Interference Coverage Planned coverage Admission New users blocked threshold above this point User added Capacity / Load Planned load UMTS Presentation - 2
  • 3. Admission control purpose & algorithm description Purpose: – This algorithm selectively denies access requests in order to limit the load. Algorithm description: – When new resources are required for a radio connection (Radio Link set-up or modification), the Radio Connection Coordination algorithm requests admission. This requests includes parameters specifying the requested amount of resources. Admission Control checks if the requested amount of resources is available. UMTS Presentation - 3
  • 4. Characteristics of admission control The RBS regularly reports measurements values of transmitted power By knowing the connections, the RNC keeps track of ASE, RBS HW and DL code usage Handover legs have higher priority than new calls Different thresholds for different services At high load, interactive users may be offered lower datarates than under normal load conditions UMTS Presentation - 4
  • 5. Congestion control overview Bitrate Over load is resolved by: Delaying packets Call removal UMTS Presentation - 5
  • 6. Congestion control purpose & algorithm description Purpose: This algorithm solves overload situations. An overload situation occurs due to fluctuations in the UL interference and the used DL power. Algorithm description : The algorithm is only triggered in case of (near) overload in a cell. The algorithm acts in case the transmitted Carrier Power measurement (DL Power) indicates overload. It is possible to set different thresholds for different services. UMTS Presentation - 6
  • 7. Example 1: Congestion control work flow DL power or UL interference exceeded Restrict access Order admission to block No At overload, alter Yes Interactive users in connection with system? highest DL power Move user to common ch Remove user Set timer Message: over- Allow admission Timer expired load resolved Wait for command and access UMTS Presentation - 7
  • 8. Enhanced Capacity control Admission control checks HW resources in both UL & DL Directed retry at call set-up to GSM in case of admission denial in WCDMA Load balancing between different frequencies UMTS Presentation - 8
  • 9. Power control overview P(SIR-Target,UL) Closed loop DL-TPC UL-TPC UL-Outer loop RNC SIR-Target,UL P(SIR-Target, DL) SIR-Error,UL DL-Outer loop BLER-Measured,DL Open loop SIR-Target,DL P(Startvalue) BLER = Block Error Rate SIR = Signal to Interference Ratio TPC = Transmit Power Control UMTS Presentation - 9
  • 10. Power control purpose & reason Purpose: The purpose is to minimize the transmit power while maintaining the quality of radio links. There are three different types power control: – Inner loop power control – Outer loop power control – Open loop power control. Reason: Power control – Maintains the quality of the connections – Reduces power consumption – Minimizes interference – Improves the coverage and capacity of the system UMTS Presentation - 10
  • 11. Power control over time RBS Inner-loop power Control Inner-loop power Control Receive Power (Initial Receive Power (Updated Receive Power Target Target) by Outer-loop power Control) Open-loop Power Control Access Preambles time Access Preambles RACH DPCH 1500 updates/sec RBS Receive Power Target The PRACH is “power controlled” by means of preamble ramping UMTS Presentation - 11
  • 12. Channel type switching overview User 1 User 2 Random-Access Random-Access Request Request Random-Access Channel Switch to Switch to dedicated TTime-out common Packet Packet Packet Dedicated Channel Release dedicated channel UMTS Presentation - 12
  • 13. Channel type switching purpose & reason Purpose: To optimize the channel usage for best effort packet switched users (Interactive users). To determine if it is necessary to switch UE connected substates e.g. from a common to a dedicated channel. Reason: For best effort traffic for a particular user there is large variations in time in the offered traffic (bursty nature of traffic). It is not efficient for the air-interface to keep up resources for a dedicated channel continuously. This function saves also battery for connected UEs, which are not transferring data. UMTS Presentation - 13
  • 14. Channel rate switching Change bit rate when moving away from RBS: - UL supported by UE - DL supported in RNC Bit rate Advantage: Higher coverage and higher capacity Change of bit rate at high load Distance - Reduce bitrate for Interactive users from RBS - Reduce bitrate for voice users by or changing AMR mode Load in the cell Advantage: Lower blocking probability UMTS Presentation - 14
  • 15. Adaptive Multi Rate (AMR) Rate Selection Selection of the AMR mode at call set up Bit rate for a user [kbps] About four combinations of simultaneous modes 12.2 X 7.95 X defined by the standard is 4.75 X supported The modes range from Distance around 4.75 kbps up to 12.2 from RBS or kbps Load in the cell UMTS Presentation - 15
  • 16. Adaptive Multi Rate (AMR) Rate Control Possible to change the AMR mode for coverage and Bit rate for a user capacity reasons dynamically. [kbps] The AMR switching and rate 12.2 7.95 control optimises the usage of 4.75 the air-interface by adapting the AMR rates for coverage Distance and capacity reasons. from RBS or Load in the cell UMTS Presentation - 16
  • 17. Transmit Diversity - Open loop - Introduced to combat fading with up to 5dB gain in the downlink On 10 dB On Off 15 dB UMTS Presentation - 17
  • 18. Open Loop Transmit Diversity Coverage & capacity gain – additional diversity effect -> less transmitted power -> less interference in the system The same information is transmitted from the two antennas. For each antenna the information is coded in a different way. The total transmitted power is split between the two antennas. UMTS Presentation - 18
  • 19. Open Loop Transmit Diversity - Space-Time Transmit Diversity (STTD) A b0 b1 b 2 b3 Antenna A B b0 b1 b2 b3 -b2 b3 b0 -b1 Antenna B Channel bits STTD encoded channel bits for antenna A and antenna B. The signals from the two antennas are spread and scrambled with the same code and simultaneously transmitted The two signals experience different fading patterns and the RAKE receiver observes the sum of the two faded orthogonal signals The resulting signal has a smoother fading pattern than the two original signals Used on all DL channels (except SCH and CPICH). UMTS Presentation - 19
  • 20. Open Loop Transmit Diversity - Time Switched Transmit Diversity (TSTD) b0 b2 Antenna A b0 b1 b2 b3 b1 b3 Antenna B Channel bits In TSTD the transmission alternates between the antennas Used on Synchronization Channel (SCH) TSTD is implemented as a part of STTD UMTS Presentation - 20
  • 21. Transmit diversity - Closed-loop Closed-loop Transmit Diversity (DPCH, PDSCH only) – UE sends Feedback Information (FBI) Bits to the RBS over the DPCCH – FBI bits tell the RBS how to adjust antenna gain (only mode 2) and phase (both mode 1 and mode 2) for optimal reception at the UE – Mode 1 supported in P4 CPICH1 Antenna 1 DCH (or PDSCH) Σ Antenna 2 DPCCH • S/P Demux • Channelization MUX • Scrambling DPDCH • I/Q Modulation Σ CPICH2 Calculate Decode FBI Gains, Phases UMTS Presentation - 21
  • 22. TX diversity modes mapped on physical channels Application of Tx diversity modes on downlink physical channel types "X" – can be applied, "–" – not applied Physical channel type Open loop mode Closed loop TSTD STTD Mode P-CCPCH – X – SCH X – – S-CCPCH – X – DPCH – X X PICH – X – PDSCH – X X AICH – X – CSICH – X – UMTS Presentation - 22
  • 23. Blossoming and wilting The purpose of the blossoming (at cell addition) and wilting (at cell removal) is to allow cells to be added or removed from the radio network with minimum disturbance to the network. RBS1 RBS2 Wilting Blossoming Output power gradually decreased (wilting) Output power gradually increased (blossoming) UMTS Presentation - 23
  • 24. Micro cell support overview Support of micro cells to: – cover white spots or to – increase capacity in hot-spot areas Advanced load sharing to increase performance by distributing users between different cells Micro Macro The micro cell can be deployed in: – different frequency as the macro cell – the same frequency band as the macro cell UMTS Presentation - 24
  • 25. Micro cell evolution scenario At some cell radius macrocell (i.e. roof-top antennas) f2 capacity growth is limited due to poor RF isolation. Microcells can be added in same or different frequency depending on: f2 – rate of traffic increase – distance macro-hot spot – UE velocity Ultimately there will be a complete micro-layer f2 UMTS Presentation - 25
  • 26. Connection set-up/release description Connection Setup and Release includes establishment and release of control plane connections between the UE and UTRAN, and between the UE and the Core Networks. It also covers Radio Access Bearer establishment according to the requested Quality of Service between a Core Network and a UE with established signalling connection, as well as release of existing Radio Access Bearers. The functions consists of two subfunctions – Signaling Connection Setup and Release – Radio Access Bearer Setup and Release UMTS Presentation - 26
  • 27. Radio connection supervision Benefit: – Allows an efficient resource utilization – Guarantees that users are not charged for time when they did not have network contact. Description: This feature continuously monitors the status of the radio connection for all connected UEs and disconnects those for which a reasonable quality cannot be maintained and/or the contact has been lost. The meter for the "unacceptable quality" depends on measurements performed on up-link physical channels as well as duration of disturbance or loss of contact. Typically the meters are set such that the quality is considered unacceptable only when there has been no working contact with the UE for a few seconds for DCH connected and several minutes for cell connected. If the quality is considered unacceptable or the UE is considered lost, the radio network will request the deletion of all connections towards this UE. Thereby all Radio bearers and RAB's allocated for this UE are disconnected. Logical, HW and SW resources related to these channels/bearers are also released. UMTS Presentation - 27
  • 28. Soft/softer Handover overview Algorithm –Relative thresholds minimizes the number of mobiles in soft handover B A C/I Add margin Drop margin Add B Delete A Time UMTS Presentation - 28
  • 29. Soft Handover Soft handover essential for power control Soft handover reception – combines signals from RBS in the RNC RNC RBS 1 RBS 2 UMTS Presentation - 29
  • 30. Softer Handover Softer handover reception – combines signals from two or more sectors in one RBS RBS UMTS Presentation - 30
  • 31. Characteristics of soft/softer handover RNC controls the UE measurements (i.e. what to measure, report type, what to report and the monitoring set) UE measures on CPICH (Ec/No, RSCP or path loss) UE evaluates measurements (event driven or periodic) RNC evaluates which cells to add/replace/remove from active set (max size is 4) RNC executes the handover decision and provides UE with new neighbor list UMTS Presentation - 31
  • 32. Paging Purpose: Paging enables the CN to page UEs for terminating service request or for the UTRAN to reach the UE to trigger a UE state transition. The function will also broadcast modified system information to all UEs. The following cases are handled by the paging function: – CN originated when UE in idle mode – CN originated when UE in connected mode. – UTRAN originated to trigger a UE state transition. – UTRAN originated to trigger a UE to read updated system in- formation. UMTS Presentation - 32
  • 33. Cell Update Purpose: Using common or paging channels are important to allow an efficient management of resources for always connected low intensity packet traffic. The feature "Cell Update" is used to allow mobility, cell reselection ("hard handover") and efficient paging of UE's in such states. Benefit: – Support the mobility for UE's on common or paging channels. – Provide a high success rate and efficient management of resources for paging to CELL_PCH connected UE's (PCH is Paging Channel). UMTS Presentation - 33
  • 34. URA_PCH State New state called RRC Connected Mode WCDMA RAN Registration Area URA_PCH Cell_PCH (URA_PCH State) Benefit: – Reduce signaling in Cell_FACH Cell_DCH WCDMA RAN due to updates of location of moving mobiles – Simplified paging Idle – Lower UE battery Idle Mode consumption UMTS Presentation - 34
  • 35. Intersystem Handover GSM - WCDMA WCDMA WCDMA GSM Dual mode UMTS Presentation - 35
  • 36. Why GSM Interoperability - why GSM Handover? For service and coverage – Initially to provide “seamless service” to UMTS users For load sharing between frequencies and Radio Access Technologies (RAT) – Increase capacity pool size – GSM network full used For fair behavior in shared network solutions To allow access to unique bearers UMTS Presentation - 36
  • 37. GSM Intersystem Handover Inter frequency measurements are needed to support inter system handover Compressed mode supports these measurements – 3 different types of compressed mode Compressed mode Inter system SF=SF0/2 SF=SF0 SF=SF0 WCDMA GSM Tf = 10 ms time for measurements UMTS Presentation - 37
  • 38. Compressed Mode - 3 different types Different alternatives with different impacts Lower spreading factor + Same user data rate - Power increase - Need to allocate a code with half spreading factor 1) Allocate code in the same code tree - remain code orthogonality 2) Allocate code in another code tree - easy to get codes Puncturing + Same user data rate can be used + Remain on the same spreading factor (code) - Power increase - Weakens Forward Error Correction (FEC) coding Higher layer scheduling + Power increase can be avoided - Lower user data rate UMTS Presentation - 38
  • 39. Control of Inter Radio Access Technology Cell Reselection UMTS to GSM : Neighbour Cell List Quality measure • CPICH (RSCP or CPICH Eb/N0) For each neighbour Cell Reseletion criteria • Serving cell quality limit to start neighbor cell measurements • Minimum required signal level to allow selection • Minimum required quality of to allow selection (For FDD cells) • Offset between serving cell and neighbor cell • Hysteresis of the serving cell for ranking of cells • Time to trigger cell reselection UMTS Presentation - 39
  • 40. Intersystem Traffic Control Always Best Connected Real time changes of Connection & Cell WC Link adaptation and control as well as inter-system, service DM A based load sharing. Based on existing and currently standardized, Iur-g, interfaces. E Functionality for: RNC /EDG M - Handover Control GS - Admission Control - Load Control Core Network - Service Differentiation BSC Ensure full utilization of spectrum and system at maximum performance. UMTS Presentation - 40
  • 41. Load Balance GSM-UMTS System Features for Traffic Control and Efficiency as Function of Time 100% Achieved Load-balancing Efficincy • Self Configuring Radio Network with Dynamic Cell Reselection Control • Real time load Balancing, Iur-g • O&M load Management • Combined Configuration Management, CCM • Service based Directed Retry • Load Control •Congestion triggered Handover WCDMA to GSM •System preference based Handover from WCDMA to GSM • Symmetric Handover Algorithms in GSM and WCDMA • Congestion triggered Handover from GSM to WCDMA Dual-mode Handset • System preference based Handover from GSM to WCDMA penetration • Coverage based Handover from WCDMA to GSM (GSM/EDGE-WCDMA) • Cell Reselection Idle& PS • Congestion hold-down Time UMTS Presentation - 41
  • 42. Transparent message transfer Supports the transfer of signaling and other messages between a UE and the core network nodes, MSC and SGSN. Basic feature required for UE signaling, e.g. for call set-up Provides support for SMS Description In UMTS, the radio access network need to transfer signaling messages (Non Access Stratum) transparently between the UE and either of the core network domains for establishing and releasing calls. Such transparently transferred messages are also used for other purposes, e.g. LA/RA updating and support SMS services. UMTS Presentation - 42
  • 43. System Information distribution Allows the UE to get access to updated System Information, which in turn is necessary for correct network behavior. Description The system information is regularly broadcast to the UE's on Broadcast Channel. The information is relates to: – Power control, both Common and dedicated channels, e.g. UL interference – RRC connection parameters e.g. timers and counters – Adjacent cell configuration parameters. – UE Measurements e.g. to support handover evaluation – Location Area and Routing Area – Common channel configuration – Cell selection and re-selection UMTS Presentation - 43
  • 44. Node and network synchronization Node synchronization: The Node Synchronization function contains four sub-functions: – Holding of and generation of node reference time in the RNC and the RBSs, – Measurement of phase difference between the frame reference time in the RNC and the frame reference time in each RBS. – A database of measured phase differences to each RBS is held, and an estimate of the accuracy of each of the measurement. – Supervision of drifting frame reference times in the nodes. Generation of node reference time and phase measurement are handled by a device, the Timing Unit (TU), present in both RNC and RBS. UMTS Presentation - 44
  • 45. Node and network synchronization Network synchronization: The RBS and RNC internal clocks can be synchronized either to: – the transport network or to – an external high stability clock reference. RBSs and RNCs both have stable clocks locked to the reference carried over the transmission network. The clocks, besides synchronizing internal functions in the node, also generate sync to the outgoing transmission links and to the radio transmission. It is possible to cascade up to 5 clocks (Nodes) One primary and up to seven secondary synchronization reference links can be configured for each node The network synchronization (clock) function can be configured to be redundant or non-redundant. UMTS Presentation - 45
  • 46. Integrity protection and ciphering mode control Integrity protection handles: – the control of integrity protection of control plane data – co-ordination of integrity keys between different core networks (PS and CS). The integrity protection maintains access link data integrity between the SRNC and UE. Ciphering Mode Control handles: – the control of ciphering of user plane and control plane data – co-ordination ciphering keys between different core networks (PS and CS). The ciphering is performed for secure data confidentiality between the SRNC and UE UMTS Presentation - 46
  • 47. IOT certification for Iu/Iur Iu is the most Vendor-A Vendor-B common 3G multi- 3G system 3G system vendor interface 3G CN 3G CN Enables an operator to choose Iu Iu (several) RAN Iu Iu suppliers RAN RAN UMTS Presentation - 47
  • 48. High Speed Downlink Packet Access (HSDPA) Requirements – High peak data rates (8-10 Mbps) – Higher throughput – Lower delay Introduction of a new High Speed Downlink Shared Channel (part of 3GPP Rel.5) – Exists in downlink only – Always associated with a dedicated physical channel (DPCH) pair D PC H HS-DS C H UMTS Presentation - 48
  • 49. Mulitcode to allow bit rates >384 kbit/s One user has more than one channelization code One user can than have several data streams to achieve bit rates above 384kbit/s Primary Data 1 TPC TFCI Data 2 Pilot DPCCH/DPDCH Additional Data 3 Data 4 DPCCH/DPDCH Additional Data N-1 Data N DPCCH/DPDCH UMTS Presentation - 49
  • 50. The use of codes in WCDMA Single cell view: – all mobiles need to share the same frequency carrier in WCDMA – orthogonal codes separate between the users and between different communication channels to one user (multi-code operation) Channelization codes Network view: – nearly orthogonal codes to distinguish between the communication channels from different RBS’s – One scrambling code per sector and per carrier e.g a 3x2 RBS has 6 scrambling codes Scrambling codes UMTS Presentation - 50
  • 51. Multiple scrambling codes overview Each sector/carrier (cell) broadcasts a unique cell ID code -> downlink scrambling code With multiple scrambling codes -> there is more than one downlink scrambling code per sector/carrier (cell) Cell #1, ID code 1 Cell #1, ID code 2 Cell #2, ID code 1 Cell #2, ID code 2 Cell #3, ID code 1 Cell #3, ID code 2 UMTS Presentation - 51
  • 52. Multiple scrambling code benefit Multiple scrambling codes gives more than one channelization code tree per sector/carrier The problem with code shortage is removed. 1 1 11 11 10 10 1111 1111 1100 1100 1010 1010 1001 1001 11111111 11110000 11001100 11000011 10101010 10100101 10011001 10010110 11111111 11110000 11001100 11000011 10101010 10100101 10011001 10010110 UMTS Presentation - 52
  • 53. Power Scheduling load max planned load Extra capacity can be given to packet data users time Load sharing in time results in a high capacity – Continuous update of the transport format for the interactive RABs both in UL and DL – The aim is to maximize the bit rate for the interactive users Smooth interference levels in the system – Optimize the usage of the radio capacity in the system e.g DL power, without exceeding the maximum planned load UMTS Presentation - 53