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Open to Open Access (O2OA) 
An OA Good Practice Pathfinder project 
Julie Bayley, Alan Cope, Lorna Everall and 
Miggie Pickton 
Repository Fringe 
31st July 2014
O2OA Aim of Project 
Establish shared institutional processes for facilitating, 
promoting and managing open access to 
publications and data – enabling researchers to 
meet funders’ and institutional open access 
requirements.
O2OA Project Partners 
• Consortium of three post-92 “modern” 
Universities 
– Coventry University (Project management) 
– De Montfort University, Leicester 
– The University of Northampton 
• All at different stages in implementing OA policy 
and services 
• All need to meet funders’ OA requirements 
without the benefit of additional resource
O2OA Project Partners 
• Coventry University (Project management) 
– Early stages in the implementation of an OA culture across the 
institution 
– Hosts a digital repository CURVE using EQUELLA 
– Specialist expertise in research impact management 
– Currently running internal 
research data management 
project so will take the lead on 
OA to research data
O2OA Project Partners 
• De Montfort University, Leicester 
– Existing digital repository – DORA (DSpace) 
– Currently implementing 
a Current Research 
Information System 
(Converis) so will be project 
lead on OA aspects of CRIS
O2OA Project Partners 
• The University of Northampton 
– Digital research repository NECTAR uses Eprints 
– Recent efforts focused on research data management 
– Currently developing 
policy and process for 
OA publishing so will take 
project lead on OA to 
publications 
– Internal project partner: 
Institute of Health 
and Wellbeing
O2OA Project Team 
• Broad skill set within the team 
– Impact Manager 
– Repository Manager 
– REF and Business Development Manager 
– Research Support Librarian 
– Technical Support 
– Behaviour change specialist (psychology)
O2OA: Unique Features 
• All Midlands-based and post-92 institutions 
• Project team includes business development to 
link the OA agenda to applied research 
• Focus on linking impact and the OA agenda 
• Providing software-solution independent 
recommendations
O2OA HEI Sector Benefits 
• Provide a consolidated review of the OA needs of academics, 
information managers, research support staff, corporate leads 
and external funders 
• Provide an understanding of the perceived and actual 
relationships between OA publications, OA data and impact 
• Provide a translation of OA needs into associated workflows 
• Inform on methods to adapt repository systems and address 
interoperability issues across systems 
• To provide a case study reviewing the embedding of a pro-OA 
culture using behaviour-change informed approaches
O2OA Key Steps 
WP1: Needs 
assessment 
• Identify the OA needs and requirements of all stakeholders (using 
literature review; focus groups; survey) 
WP2: 
Process and 
workflow 
• Develop processes and workflows to support researchers in complying with 
institutional and funder policies 
WP3: Refine 
and review 
• Test and refine the processes and workflows 
WP4: 
Engagement 
and 
dissemin-ation 
• Communicate with internal stakeholders via updates, forums, invitations to 
participate etc. 
• Disseminate externally via project blog, conference presentations, social 
media, published materials and workshop 
• Ongoing throughout project
Progress so far 
• Presentation to Jisc Open Access Good Practice Workshop (17th 
June) 
• Project plan created 
• Project meeting at Coventry (discussed: consortium agreement; 
collaborative workspace; roles, responsibilities and 
communication; allocated tasks for WP1) 
• Questions for focus groups and survey under discussion (first 
focus group set for 7th August) 
• Review of OA guidelines from publishers, institutions and 
funders underway
Acknowledgements 
Thank you to our project funders: 
Further information about the Open Access Good Practice 
programme is available on the OA Good Practice blog

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The Open to Open Access (O2OA) project, Miggie Pickton, University of Northampton

  • 1. Open to Open Access (O2OA) An OA Good Practice Pathfinder project Julie Bayley, Alan Cope, Lorna Everall and Miggie Pickton Repository Fringe 31st July 2014
  • 2. O2OA Aim of Project Establish shared institutional processes for facilitating, promoting and managing open access to publications and data – enabling researchers to meet funders’ and institutional open access requirements.
  • 3. O2OA Project Partners • Consortium of three post-92 “modern” Universities – Coventry University (Project management) – De Montfort University, Leicester – The University of Northampton • All at different stages in implementing OA policy and services • All need to meet funders’ OA requirements without the benefit of additional resource
  • 4. O2OA Project Partners • Coventry University (Project management) – Early stages in the implementation of an OA culture across the institution – Hosts a digital repository CURVE using EQUELLA – Specialist expertise in research impact management – Currently running internal research data management project so will take the lead on OA to research data
  • 5. O2OA Project Partners • De Montfort University, Leicester – Existing digital repository – DORA (DSpace) – Currently implementing a Current Research Information System (Converis) so will be project lead on OA aspects of CRIS
  • 6. O2OA Project Partners • The University of Northampton – Digital research repository NECTAR uses Eprints – Recent efforts focused on research data management – Currently developing policy and process for OA publishing so will take project lead on OA to publications – Internal project partner: Institute of Health and Wellbeing
  • 7. O2OA Project Team • Broad skill set within the team – Impact Manager – Repository Manager – REF and Business Development Manager – Research Support Librarian – Technical Support – Behaviour change specialist (psychology)
  • 8. O2OA: Unique Features • All Midlands-based and post-92 institutions • Project team includes business development to link the OA agenda to applied research • Focus on linking impact and the OA agenda • Providing software-solution independent recommendations
  • 9. O2OA HEI Sector Benefits • Provide a consolidated review of the OA needs of academics, information managers, research support staff, corporate leads and external funders • Provide an understanding of the perceived and actual relationships between OA publications, OA data and impact • Provide a translation of OA needs into associated workflows • Inform on methods to adapt repository systems and address interoperability issues across systems • To provide a case study reviewing the embedding of a pro-OA culture using behaviour-change informed approaches
  • 10. O2OA Key Steps WP1: Needs assessment • Identify the OA needs and requirements of all stakeholders (using literature review; focus groups; survey) WP2: Process and workflow • Develop processes and workflows to support researchers in complying with institutional and funder policies WP3: Refine and review • Test and refine the processes and workflows WP4: Engagement and dissemin-ation • Communicate with internal stakeholders via updates, forums, invitations to participate etc. • Disseminate externally via project blog, conference presentations, social media, published materials and workshop • Ongoing throughout project
  • 11. Progress so far • Presentation to Jisc Open Access Good Practice Workshop (17th June) • Project plan created • Project meeting at Coventry (discussed: consortium agreement; collaborative workspace; roles, responsibilities and communication; allocated tasks for WP1) • Questions for focus groups and survey under discussion (first focus group set for 7th August) • Review of OA guidelines from publishers, institutions and funders underway
  • 12. Acknowledgements Thank you to our project funders: Further information about the Open Access Good Practice programme is available on the OA Good Practice blog

Hinweis der Redaktion

  1. “OA is conceptually and practically driven by impact; broadening access, increasing transparency and translation and bridging the divide between academics and stakeholders”
  2. Background: Embedding Research Impact at Coventry (ERIC) In 2012 a team of Coventry University business engagement, information management (and IT) and academic staff completed a JISC funded project to develop a pilot impact capture system (ERIC).  The result was an in-house tool designed to support researchers to plan and capture the impact of their research, and the prototype based on REF markers was received positively in pilot testing. Seeing the potential for such a system, university leads subsequently approved the full development and rollout of the tool across the institution and we have been working to achieve this goal over the last year. The system consists of a series of 4 logic-based drop-down boxes via which academics articulate impacts from the broad area down to the indicative metrics. This is coupled with an evidence repository and an email reminder system to keep the impacts ‘live’. Impact is planned from the outset of a project, monitored, edited, updated or removed and evidence then uploaded as it becomes available. This self-service system benefits from being user (academic) led, supported centrally and with the scope to configure and capture impact in its broadest terms,...
  3. “Coventry University has a specialism in impact, having successfully completed a JISC funded pilot for an impact management system. The ‘Embedding Research Impact at Coventry’ (ERIC) system is a bespoke tool for academic and support staff to plan and capture and evidence impact. This now forms part of Coventry’s Research Strategy. “