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Enterprise Architecture: Making it Real
Applying Change Management Discipline to
Maximize EA Value

                                                Robert Audet
            Diamond Management & Technology Consultants

                    robert.audet@diamondconsultants.com


                                                 October 7, 2008

                           No Pre-requisites for this presentation
                                              Level: Intermediate
Introductions

                        Robert Audet

                    Principal for Diamond
                  Management & Technology
                         Consultants


 I have experience practicing Enterprise Architecture, as well as
developing Enterprise Architecture organizations, processes, and
                change management techniques
By the end of this session,
                  you should be able to

    Understand the common pitfalls in

    establishing EA organizations and processes
    Know how to approach common the problem

    of making EA real
    Understand the importance of focusing your

    EA organization on the right problem
    Recognize the value of piloting to rapidly

    establish credibility and capabilities
    Weave change management practices into

    the fabric of your EA organization
Agenda

3:15 PM   Introduction

3:20 PM   What Problem Are We Solving?

3:30 PM   Approach for Solving Problem

4:00 PM   Q&A

4:15 PM   Wrap-up
We know that EA is valuable…
          64.2% of IT Leaders and 53.7% of Business Leaders view EA as a top 3
    
          priority1

                     Context and Approach2                                                           Benefits Achieved
                 IBM developed a set of best-                                                    60% reduction in architecture
                                                                                            
                 practices learned from its e-                                                   design time
                 business projects                                                               40% lower costs in systems
                                                                                             
                 Published as IBM’s Patterns                                                     migration
            
                 for E-Business                                                                  Sharply reduced risk
                                                                                             
                 Utilized by Experio Solutions                                                   associated with application and
            
                 as reference architectures for                                                  infrastructure upgrade
                 e-business




1 – Chris Curran & John Sviokla, “Digital IQ,” Diamond Management & Technology Consultants
(2007), http://www.diamondconsultants.com/digitalIQ/.
2 – Experio case study on IBM Patterns for e-business web site
…, but realizing it is another matter
                     Large-scale failures common place
                 


                     Not having the right focus from
                 
                     the start
       EA
                     Belief that „build it, and they will
                 
     Change
                     come‟ approach will work

                     Resistance to adopting EA
                 
                     capabilities from Business and IT

                     Delays in defining and rolling out
                 
                     EA capabilities

                     Competing priorities relegate EA to
                 
                     back burner
Components of EA Change

 EA Services &     • New or revised delivery of EA
 Engagement
                     services to projects

 Standards &
                   • Project-level solution development
  Reference
                   • Greater discipline and governance to
 Architectures
                     define and maintain standards
    Re-use

Organizational     • Modified roles and responsibilities of
  Structure &
                     EA staff
Role Definitions

                   • Qualitative to data-driven decision-
                     making
     EA
 Measurement       • Focus on strategic alignment
Agenda

3:15 PM   Introduction

3:20 PM   What Problem Are We Solving?

3:30 PM   Approach for Solving Problem

4:00 PM   Q&A

4:15 PM   Wrap-up
Making EA real starts
    with having the right focus




Define                      Manage
             Start Small
Right                      Knowledge
               & Pilot
Focus                         Gap




         Apply Organizational Change
          Management Throughout
Focus should be demand
                   Manage
Define    Start
                   Knowle
Right    Small &
                    dge




                                      and opportunity driven
Focus     Pilot
                    Gap
              Apply
          Organizational
             Change
           Management
           Throughout




                                            .vs
              Boil the Ocean “Focus”                  Demand-Driven Focus


             Creates services without                 Aligns with business needs
                                                 
             clear linkage to business
             problem                                  Demonstrates value quickly
                                                  


             Create set of processes that             Applies EA in consumable
                                                 
             are not used                             fashion

             Burns out resources since                Defines ongoing EA
                                                 
             focusing on too many things              capabilities

             Causes analysis paralysis                Limits investment exposure
                                                 


             Exhausts EA budget rapidly
     
Demand-driven focus should
                     Manage
  Define    Start
                     Knowle
  Right    Small &
                      dge




                                   aim to solve business problems
  Focus     Pilot
                      Gap
                Apply
            Organizational
               Change
             Management
             Throughout




                                                                                                Vision



              Companies that start                                                              Goals
             with a strategic vision
              and understanding of
              their business needs,                                                          Objectives
                 realize positive
                outcomes almost
               twofold over those                                                              Metrics
              companies that have
              no strategic vision or
             business needs clarity3                                                         Capabilities



                                                                                              Roadmap

3 – Chris Curran & John Sviokla, “Digital IQ,” Diamond Management & Technology Consultants
(2007), http://www.diamondconsultants.com/digitalIQ/.
Defining, enabling and proving EA
                   Manage
Define    Start
                   Knowle
Right    Small &
                    dge




                              capabilities should be iterative
Focus     Pilot
                    Gap
              Apply
          Organizational
             Change
           Management
           Throughout




                                             Demand-driven Approach
   • Avoid a framework-driven
     approach (e.g., TOGAF,
     Zachman, etc.) that can result in
     analysis paralysis and
                                           Identify Need
     enablement challenges
   • Find a business problem, latch
     onto it and define EA capabilities




                                                                        Enable
                                                      Iterate
     to address problem
   • Enable the EA capabilities locally
     and prove they provide value
                                                                Prove
   • Learn and iterate based on             Rollout
     enablement
   • Expand EA capability reach by
     rolling out to other parts of
     organization
Start small, pilot,
                         Manage
 Define        Start
                         Knowle
 Right        Small &
                          dge




                                                  iterate, learn & expand
 Focus         Pilot
                          Gap
                   Apply
               Organizational
                  Change
                Management
                Throughout




                                  EA Capability Rollout Model             • Starts small and selects a
  Long Term




                                                                            program / project with EA
                                                                            challenges to rapidly put
                                                                            new model into action
                                                                          • Iterates EA capabilities
                                                                            during piloting efforts
                                                                            before rolling out to next
                                                                            layer of IT
Time




                                                                          • Builds early credibility by
                                                                            demonstrating quick
                                                                            results
                                                                          • Establishes platform and
  Near Term




                                                                            allows for incorporation of
                         Pilot                                              key lessons learned to
                        (1 project)
                                                                            facilitate rollout to other
                                                                Enterprise areas
          Project
                                       Organizational
                                           Reach
Rollout of capabilities has been
                   Manage
Define    Start
                   Knowle
Right    Small &
                    dge




                                limited by the knowledge gap
Focus     Pilot
                    Gap
              Apply
          Organizational
             Change
           Management
           Throughout




                            Situation                Implications
         • EA organizations possess vast      • Heavy focus on pure
           architecture knowledge               architecture loses human touch
         • Growing need to manage EA          • Limited adoption of EA
           change                               capabilities
         • EA lost in translation when        • EA lost in translation when
           conversing with business             conversing with business
           partners                             partners
         • Service-based IT operating         • Credibility suffers from not
           models demand more than just         effectively serving the customer
           hardcore IT skills
Making the EA machine work
                   Manage
Define    Start
                   Knowle
Right    Small &
                    dge




                               is about bridging this gap
Focus     Pilot
                    Gap
              Apply
          Organizational
             Change
           Management
           Throughout




1
• Establishes rapport with
  EA customer
• Translates business                    1
  needs into EA needs                                        2
                                     Relationship
  and visa versa                                             • Ensures
                                     Management
                                                               strategic
• Understands business
                                                               alignment
  problems
                                                             • Applies deep
                                3
                                                               architecture
                                                    2
                                                               knowledge
                               OCM               Core
                                                             • Understands
                                              Architecture
3
                                              Knowledge        appropriate
• Applies techniques to
                                                               solution
  address “human” side of
                                                               patterns
  EA
• Actively manages and
  interacts with
  stakeholders
OCM is oftentimes ignored when
                   Manage
Define    Start
                   Knowle
Right    Small &
                    dge




                               rolling out EA organizations
Focus     Pilot
                    Gap
              Apply
          Organizational
             Change
           Management
           Throughout




                                                    Start early, and understand the
                                                
           quot;If you had the chance to do a           scope the changes (e.g., new EA
            past [EA] project again, what           processes, metrics, roles and
              would you do differently?”            responsibilities)

                                                    Establish appropriate funding to
                                                
               The most common response
                                                    incorporate change management
                from 327 project leaders,
                                                    expertise
                consultants and managers
                         was…?
                                                    Don‟t eat the elephant all at once
                                                

                                                     Divide the enterprise into manageable
                                                      domains
         quot;Utilize an effective and planned
                                                     Blueprint each one in succession
         change management program.“4



4 – Source: Change Management Learning Center
Managing EA change minimizes the
                            Manage
Define    Start
                            Knowle
Right    Small &
                             dge




                                         length and breadth of the change dip
Focus     Pilot
                             Gap
              Apply
          Organizational
             Change
           Management
           Throughout




                                                               The “Change” Cycle
                                                                                                                               Continuous
          Performance & Motivation


                                                                                                                 Initiative
                                                                                                                              Improvement
                                                                                                                Completion
                                     +
                                          Uninformed
                                                               Immobilization
                                           Optimism
                                                                 and Denial
                                                                                                    Informed
                                                                                                    Optimism

                                                                   Bargaining
                                                                                          Hopeful       Acceptance
                                                                                          Realism
                                                       Anger           Informed
                                                                       Pessimism

                                                                                             Testing




                                                                                Despair
                                     -
                                                                       Initiative
                                              Start                                                                    End
                                                                       Timeline
While EA has its idiosyncrasies, an
                   Manage
Define    Start
                   Knowle
Right    Small &
                    dge




                               EA program needs to nail the basics
Focus     Pilot
                    Gap
              Apply
          Organizational
             Change
           Management
           Throughout




             Awareness of the
                                                                                                  Reinforcement to
             need for change                               1                           5          sustain the change
                           Identify business
                   •
                           problem already                                                                  Measure, measure,
                                                                                                    •
                           receiving publicity                                                              measure EA value
                                                                 Change                                     generation

                                                               Management
         Desire to
                                                   2            Lifecycle5
         participate and
                                                                                         4
         support the change                                                                       Ability to implement
                                                                                                  required skills and
                            Apply EA to problem,
                       •
                            demonstrate value &
                                                                       3                          behaviors
                            inherently create
                            advocates                                                                         Look for new
                                                                                                        •
                                                       Knowledge on How                                       sources for OCM and
                                                       to Change                                              Relationship
                                                                                                              Management skill
                                                           Train Enterprise Architects by doing
                                                       •
                                                                                                              such as Business
                                                           EA, and expand through mentors &
                                                                                                              Analysts
                                                           more formal training




5 – Source: Change Management Learning Center
Other considerations
                   Manage
Define    Start
                   Knowle
Right    Small &
                    dge




                            when mobilizing EA organizations
Focus     Pilot
                    Gap
              Apply
          Organizational
             Change
           Management
           Throughout




           Identify stakeholders groups and stakeholders early on
   

           Actively manage stakeholders from start to finish (they are your
   
           customers)

           Establish a communication plan and communicate frequently
   

           Solicit feedback on regular basis to recalibrate strategy, approach and
   
           EA organization to better service stakeholders

           Realize early on that many Enterprise Architecture organizations need
   
           soft and OCM skills
In-flight EA organizations should
                   Manage
Define    Start
                   Knowle
Right    Small &
                    dge




                                       assess current approach
Focus     Pilot
                    Gap
              Apply
          Organizational
             Change
           Management
           Throughout




                                       Mobilize                     Reinforce
Demand
 Driven

                            At Risk, Right Focus                On Target

Focus

                                  Serious Risk of            At Risk, Wrong
Build It,                             Failure                    Focus
 They
  Will
 Come                             Recovery / Re-Start               Re-Focus

                            Low                   Level of Change               High
                                                   Management
                                                     Discipline
Key take-away points to consider
                   Manage
Define    Start
                   Knowle
Right    Small &
                    dge




                            when launching an EA organization
Focus     Pilot
                    Gap
              Apply
          Organizational
             Change
           Management
           Throughout




           Establish right focus up-front that aligns with real business problems
   


           Start small, pilot, iterate, learn and expand
   


           Equip existing staff with necessary skills, and seek external expertise
   
           where needed

           Adopt OCM from start to finish; don‟t short change this dimension
   


           Assess your organization to determine if course corrective changes are
   
           needed
Enterprise Architecture: Making it Real

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Enterprise Architecture: Making it Real

  • 1. Enterprise Architecture: Making it Real Applying Change Management Discipline to Maximize EA Value Robert Audet Diamond Management & Technology Consultants robert.audet@diamondconsultants.com October 7, 2008 No Pre-requisites for this presentation Level: Intermediate
  • 2. Introductions Robert Audet Principal for Diamond Management & Technology Consultants I have experience practicing Enterprise Architecture, as well as developing Enterprise Architecture organizations, processes, and change management techniques
  • 3. By the end of this session, you should be able to Understand the common pitfalls in  establishing EA organizations and processes Know how to approach common the problem  of making EA real Understand the importance of focusing your  EA organization on the right problem Recognize the value of piloting to rapidly  establish credibility and capabilities Weave change management practices into  the fabric of your EA organization
  • 4. Agenda 3:15 PM Introduction 3:20 PM What Problem Are We Solving? 3:30 PM Approach for Solving Problem 4:00 PM Q&A 4:15 PM Wrap-up
  • 5. We know that EA is valuable… 64.2% of IT Leaders and 53.7% of Business Leaders view EA as a top 3  priority1 Context and Approach2 Benefits Achieved IBM developed a set of best- 60% reduction in architecture   practices learned from its e- design time business projects 40% lower costs in systems  Published as IBM’s Patterns migration  for E-Business Sharply reduced risk  Utilized by Experio Solutions associated with application and  as reference architectures for infrastructure upgrade e-business 1 – Chris Curran & John Sviokla, “Digital IQ,” Diamond Management & Technology Consultants (2007), http://www.diamondconsultants.com/digitalIQ/. 2 – Experio case study on IBM Patterns for e-business web site
  • 6. …, but realizing it is another matter Large-scale failures common place  Not having the right focus from  the start EA Belief that „build it, and they will  Change come‟ approach will work Resistance to adopting EA  capabilities from Business and IT Delays in defining and rolling out  EA capabilities Competing priorities relegate EA to  back burner
  • 7. Components of EA Change EA Services & • New or revised delivery of EA Engagement services to projects Standards & • Project-level solution development Reference • Greater discipline and governance to Architectures define and maintain standards Re-use Organizational • Modified roles and responsibilities of Structure & EA staff Role Definitions • Qualitative to data-driven decision- making EA Measurement • Focus on strategic alignment
  • 8. Agenda 3:15 PM Introduction 3:20 PM What Problem Are We Solving? 3:30 PM Approach for Solving Problem 4:00 PM Q&A 4:15 PM Wrap-up
  • 9. Making EA real starts with having the right focus Define Manage Start Small Right Knowledge & Pilot Focus Gap Apply Organizational Change Management Throughout
  • 10. Focus should be demand Manage Define Start Knowle Right Small & dge and opportunity driven Focus Pilot Gap Apply Organizational Change Management Throughout .vs Boil the Ocean “Focus” Demand-Driven Focus Creates services without Aligns with business needs   clear linkage to business problem Demonstrates value quickly  Create set of processes that Applies EA in consumable   are not used fashion Burns out resources since Defines ongoing EA   focusing on too many things capabilities Causes analysis paralysis Limits investment exposure   Exhausts EA budget rapidly 
  • 11. Demand-driven focus should Manage Define Start Knowle Right Small & dge aim to solve business problems Focus Pilot Gap Apply Organizational Change Management Throughout Vision Companies that start Goals with a strategic vision and understanding of their business needs, Objectives realize positive outcomes almost twofold over those Metrics companies that have no strategic vision or business needs clarity3 Capabilities Roadmap 3 – Chris Curran & John Sviokla, “Digital IQ,” Diamond Management & Technology Consultants (2007), http://www.diamondconsultants.com/digitalIQ/.
  • 12. Defining, enabling and proving EA Manage Define Start Knowle Right Small & dge capabilities should be iterative Focus Pilot Gap Apply Organizational Change Management Throughout Demand-driven Approach • Avoid a framework-driven approach (e.g., TOGAF, Zachman, etc.) that can result in analysis paralysis and Identify Need enablement challenges • Find a business problem, latch onto it and define EA capabilities Enable Iterate to address problem • Enable the EA capabilities locally and prove they provide value Prove • Learn and iterate based on Rollout enablement • Expand EA capability reach by rolling out to other parts of organization
  • 13. Start small, pilot, Manage Define Start Knowle Right Small & dge iterate, learn & expand Focus Pilot Gap Apply Organizational Change Management Throughout EA Capability Rollout Model • Starts small and selects a Long Term program / project with EA challenges to rapidly put new model into action • Iterates EA capabilities during piloting efforts before rolling out to next layer of IT Time • Builds early credibility by demonstrating quick results • Establishes platform and Near Term allows for incorporation of Pilot key lessons learned to (1 project) facilitate rollout to other Enterprise areas Project Organizational Reach
  • 14. Rollout of capabilities has been Manage Define Start Knowle Right Small & dge limited by the knowledge gap Focus Pilot Gap Apply Organizational Change Management Throughout Situation Implications • EA organizations possess vast • Heavy focus on pure architecture knowledge architecture loses human touch • Growing need to manage EA • Limited adoption of EA change capabilities • EA lost in translation when • EA lost in translation when conversing with business conversing with business partners partners • Service-based IT operating • Credibility suffers from not models demand more than just effectively serving the customer hardcore IT skills
  • 15. Making the EA machine work Manage Define Start Knowle Right Small & dge is about bridging this gap Focus Pilot Gap Apply Organizational Change Management Throughout 1 • Establishes rapport with EA customer • Translates business 1 needs into EA needs 2 Relationship and visa versa • Ensures Management strategic • Understands business alignment problems • Applies deep 3 architecture 2 knowledge OCM Core • Understands Architecture 3 Knowledge appropriate • Applies techniques to solution address “human” side of patterns EA • Actively manages and interacts with stakeholders
  • 16. OCM is oftentimes ignored when Manage Define Start Knowle Right Small & dge rolling out EA organizations Focus Pilot Gap Apply Organizational Change Management Throughout Start early, and understand the  quot;If you had the chance to do a scope the changes (e.g., new EA past [EA] project again, what processes, metrics, roles and would you do differently?” responsibilities) Establish appropriate funding to  The most common response incorporate change management from 327 project leaders, expertise consultants and managers was…? Don‟t eat the elephant all at once   Divide the enterprise into manageable domains quot;Utilize an effective and planned  Blueprint each one in succession change management program.“4 4 – Source: Change Management Learning Center
  • 17. Managing EA change minimizes the Manage Define Start Knowle Right Small & dge length and breadth of the change dip Focus Pilot Gap Apply Organizational Change Management Throughout The “Change” Cycle Continuous Performance & Motivation Initiative Improvement Completion + Uninformed Immobilization Optimism and Denial Informed Optimism Bargaining Hopeful Acceptance Realism Anger Informed Pessimism Testing Despair - Initiative Start End Timeline
  • 18. While EA has its idiosyncrasies, an Manage Define Start Knowle Right Small & dge EA program needs to nail the basics Focus Pilot Gap Apply Organizational Change Management Throughout Awareness of the Reinforcement to need for change 1 5 sustain the change Identify business • problem already Measure, measure, • receiving publicity measure EA value Change generation Management Desire to 2 Lifecycle5 participate and 4 support the change Ability to implement required skills and Apply EA to problem, • demonstrate value & 3 behaviors inherently create advocates Look for new • Knowledge on How sources for OCM and to Change Relationship Management skill Train Enterprise Architects by doing • such as Business EA, and expand through mentors & Analysts more formal training 5 – Source: Change Management Learning Center
  • 19. Other considerations Manage Define Start Knowle Right Small & dge when mobilizing EA organizations Focus Pilot Gap Apply Organizational Change Management Throughout Identify stakeholders groups and stakeholders early on  Actively manage stakeholders from start to finish (they are your  customers) Establish a communication plan and communicate frequently  Solicit feedback on regular basis to recalibrate strategy, approach and  EA organization to better service stakeholders Realize early on that many Enterprise Architecture organizations need  soft and OCM skills
  • 20. In-flight EA organizations should Manage Define Start Knowle Right Small & dge assess current approach Focus Pilot Gap Apply Organizational Change Management Throughout Mobilize Reinforce Demand Driven At Risk, Right Focus On Target Focus Serious Risk of At Risk, Wrong Build It, Failure Focus They Will Come Recovery / Re-Start Re-Focus Low Level of Change High Management Discipline
  • 21. Key take-away points to consider Manage Define Start Knowle Right Small & dge when launching an EA organization Focus Pilot Gap Apply Organizational Change Management Throughout Establish right focus up-front that aligns with real business problems  Start small, pilot, iterate, learn and expand  Equip existing staff with necessary skills, and seek external expertise  where needed Adopt OCM from start to finish; don‟t short change this dimension  Assess your organization to determine if course corrective changes are  needed