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City of Rochester, Minnesota
  Emergency Operations Plan




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            September 14, 2011
Fire Department - Emergency Management Division
City of Rochester                                             Emergency Operations Plan




                    City of Rochester, Minnesota

      EMERGENCY OPERATIONS PLAN
The Emergency Operations Plan, consisting of a Basic Plan, Emergency Support
    Functions, Annexes, and various implementation instructions are an all-
   hazards approach for use in the event of disaster or severe emergency of
natural or human-made cause, hostile military or paramilitary action, or similar
     occurrences resulting from terrorist activities, riots, or civil disorders.




                       Direct questions regarding this document to
                     Greg K. Martin, Emergency Management Director




                                 i                                    September 14, 2011
City of Rochester                                   Emergency Operations Plan




                    CONTACT INFORMATION



                    Emergency Management Director
                    Greg K. Martin, Fire Chief
                    201 4th Street SE
                    City Hall Room 10
                    Rochester, Minnesota 55901
                    507-328-2800
                    gmartin@rochestermn.gov


                    Deputy Emergency Management Director
                    Kenneth E. Jones
                    Emergency Management Division
                    201 4th Street SE
                    City Hall Room 10
                    Rochester, Minnesota 55901
                    507-328-2824
                    kjones@rochestermn.gov




                               ii                           September 14, 2011
City of Rochester                                              Emergency Operations Plan




                        EXECUTIVE SUMMARY




City of Rochester developed the Emergency Operations Plan (EOP) to ensure that all
emergency management functions of the City be coordinated to the maximum extent
practicable with the comparable functions of the federal government, or state and local
governments, and of private agencies of every type. Tasks are assigned to the agencies best
suited to performing such tasks.

The EOP describes the City of Rochester authority and approach to a disaster or emergency
situation. It consists of the Basic Plan, Emergency Support Function annexes, Supporting
Annexes, and implementation instructions (emergency policies, procedures, checklists, and
the like). These documents serve to provide general guidance and assign responsibility for
emergency and disaster functions.

The scope of the Emergency Operations Plan spans the entire Cycle of Emergency
Operations – pre-incident through applying lessons learned, and encompasses early disaster
response activation as well as long-term community recovery.

An interim emergency plan document was created in September 2009 to provide measures
for emergency disaster coordination. This EOP was completed in September 2011, and
serves to fulfill requirements as specified by Minnesota Homeland Security and Emergency
Management (HSEM) Local Emergency Operations Plan Crosswalk (MNWALK).




                                  iii                                   September 14, 2011
City of Rochester                                                  Emergency Operations Plan


                 LEGAL AUTHORITY
                        OF
          EMERGENCY MANAGEMENT PROGRAM
Pursuant to Rochester Code of Ordinances Chapter 14A and the Minnesota Emergency
Management Act of 1996, the City of Rochester, Minnesota Emergency Management
Program has been established:

“There is established an Office of Emergency Management within the Rochester Fire
Department for the purpose of coordinating all emergency and disaster mitigation,
preparedness, response and recovery activities within the City. It shall be staffed by a
Deputy Director and other such assistants necessary for the proper functioning of the office.
The Mayor shall appoint an Emergency Management Director who shall have responsibility
for the organization, administration, and operation of the office, subject to the direction
and control of the City Administrator and Council. The Emergency Management Director
shall appoint a Deputy Emergency Management Director.” (Rochester Code of Ordinances
14A.03, Subd. 1)

“Each political subdivision shall establish a local organization for emergency
management…must have a director appointed forthwith…responsible for the organization,
administration, and operation of the local organization for emergency management, subject
to the direction and control of the local governing body.” (Minn. Stat. § 12.25, Subd. 1)

“A county organization for emergency management has jurisdiction throughout the county
outside of a city or town that has a local emergency management organization.” (Minn.
Stat. § 12.25, Subd. 2 (b))

“Each local and county organization for emergency management shall perform emergency
management functions within the territorial limits of the political subdivision within which it
is organized and, in addition, shall conduct these functions outside of its territorial limits as
may be required pursuant to sections 12.23 (Facilities, Utilization), 12.27 (Mutual Aid,
Arrangements), and 12.32 (Governor’s Orders and Rules, Effect), or any other applicable
law” (Minn. Stat. § 12.25, Subd. 3).

This Emergency Operations Plan (EOP) describes how emergency management functions
will be performed in the City of Rochester, and the Minnesota Emergency Operations Plan
states a local emergency operations plan enables city government to continue to operate
and carry out emergency functions, and fulfill the primary responsibility for meeting the
immediate health and safety needs of its citizens in the event of a major
disaster/emergency within the City’s territorial limits. The City of Rochester has elected to
opt-out of the Olmsted County EOP.




                                    iv                                       September 14, 2011
City of Rochester                                                Emergency Operations Plan


                               CERTIFICATION
LINES OF SUCCESSION

CHIEF ELECTED OFFICIAL

The line of succession for the Chief Elected Official during a community wide response to an
emergency or disaster situation is:

                    Agency                  Title of Contact
Mayor’s Office                              Mayor
Common Council                              President
City Administration                         City Administrator



       ___________________________________________               _________________
             Mayor - City of Rochester, Minnesota                 Date

ATTEST: __________________________
                   City Clerk

              APPROVED THIS _____ DAY OF ______________________, 2011.

EMERGENCY MANAGEMENT DIRECTOR

The line of succession for the Emergency Management Director during a response to an
emergency or disaster situation is:

                    Agency                  Title of Contact
Fire Department                             Fire Chief - Emergency Management
                                            Director
Fire Department                             Deputy Emergency Management Director

Police Department                           Sgt., Deputy Emergency Management
                                            Director
Fire Department                             Fire Marshal, Deputy Emergency
                                            Management Director


       ___________________________________________               _________________
       City of Rochester Emergency Management Director            Date




                                  v                                      September 14, 2011
City of Rochester                                                           Emergency Operations Plan


            ESF PRIMARY AGENCY CERTIFICATION

                                   ESF 1 Transportation
Primary Agency: Public Works
Purpose

 The purpose of Emergency Support Function (ESF) 1, Transportation, is to provide organization,
 mobilization, coordination and delivery of transportation support and assistance following an incident.

Scope
   1.   The Public Works Department is designated as lead department for coordinating transportation
        related activities within the City of Rochester.
   2.   The provision of transportation support includes:
        • The coordination of transportation activities to supplement the efforts of City departments with
             each other and other jurisdictions or agencies.
        • The establishment of appropriate incident notification and priority, mobilization, use, and/or
             allocation of transportation resources.
        •   The processing of all transportation requests, including: evacuation routes of affected
            populations, coordination of debris management routes of travel; prioritization of roadway
            restoration and recovery phase repair work; conducting damage assessments of roads; and
            coordination with City departments, local jurisdictions, and State and federal agencies.



Department Head Signature                              Title



                                 ESF 2 Communications
Primary Agency: Police
Purpose

 The Communications Emergency Support Function (ESF) is activated when a significant impact to the
 communications infrastructure is anticipated or has occurred. It is meant to organize, establish and maintain
 communication capabilities necessary to meet operational requirements of the City of Rochester in
 preparing for, responding to, and recovering from an incident.

Scope
   1.   The Rochester Police Department Public Safety Communications Center is designated as the lead
        agency for coordinating communications and warning of events (or pending events).
   2.   The Communications ESF describes the coordination of actions to be taken to establish and maintain
        911 phone systems, computer and information technology infrastructure, ARMER radio system, and
        telecommunications system (not 911 phones) devices, in preparation for, response to, and recovery
        from an incident which effects the population and operation of the City of Rochester.
   3. Support for this ESF includes: communication and telecommunication services provided under the




                                        vi                                             September 14, 2011
City of Rochester                                                            Emergency Operations Plan

        National Security Emergency Preparedness procedures for expediting service requirements covered
        under the Telecommunications Service Priority program (aka GETS).



Department Head Signature         Title



                     ESF 3 Public Works and Engineering
Primary Agency: Public Works
Purpose

 The purpose of Emergency Support Function (ESF) 3, Public Works and Engineering, is to provide guidance
 for the emergency coordination of public works and engineering services for debris removal, inspection of
 public infrastructure for damage and structural safety and for issuing contracts for the demolition of unsafe
 public infrastructure and the temporary repair of essential infrastructure. ESF 3 includes emergency
 activities for solid waste, flood management, and surface water.

Scope
   1.   The City of Rochester’s Public Works Department maintains City roadways and bridges including
        signage and postings, wastewater treatment facilities, public parking ramps and lots, City sanitary
        sewer collection and storm drainage systems, flood management facilities, as well as providing
        inspections and permit functions. Public Works coordinates emergency restoration of critical public
        facilities, including the temporary and permanent restoration of, roads, bridges, wastewater
        collection and treatment systems. Support includes construction management and inspection,
        emergency contracting and technical advice, and evaluations.
   2.   A Public Works representative is sent to the City of Rochester Emergency Operations Center (EOC)
        upon activation. When requested, other City departments are activated to provide support of
        personnel, equipment, and/or technical advice.
   3.   Manage flood control structures



Department Head Signature         Title



                                      ESF 4 Firefighting
Primary Agency: Fire
Purpose
 The purpose of Emergency Support Function 4 is to provide for citywide coordination of fire prevention,
 suppression and control within the City of Rochester. This ESF will also provide for the coordinated use of
 fire department resources in handling urban, rural and wild land fires, which could result from a natural
 disaster, such as flood or tornado.
Scope
   1.   This ESF deals with fighting fires beyond normal field operations in the City of Rochester. This
        includes coordinating resource assistance of other agencies through local mutual aid agreements and



                                          vii                                           September 14, 2011
City of Rochester                                                             Emergency Operations Plan

        the statewide Fire Mobilization Plan.
   2.   The plan establishes a mutual understanding of authority, responsibilities and functions of local
        government, and provides a basis for incorporating non-governmental organizations (NGOs) into the
        response and recovery process. All directions contained herein apply to preparedness measures and
        incident actions undertaken by the City of Rochester and other supporting organizations as may be
        required to minimize the effects of large scale incidents.
   3.   The Fire Department is the primary department for all fire service, emergency medical services (EMS)
        and rescue activities.
   4.   The City of Rochester Fire Department has five Stations.
   5.   Firefighting activities involve the:
             a. Management and coordination of firefighting activities.
             b. Detection and suppression of fires on City and private property.
             c. Providing personnel, equipment, and supplies to support the City and other local
                  jurisdictions involved in urban and urban interface firefighting as well as light urban search
                  and rescue operations.



Department Head Signature          Title



                          ESF 5 Emergency Management
Primary Agency: Emergency Management Division (Fire)
Purpose

 The purpose of Emergency Support Function (ESF) 5 provides guidance in ensuring that the City of Rochester
 is prepared to handle and respond to an emergency, or disaster.

Scope

   1. This ESF establishes practices and procedures to ensure incident preparedness for the City of
      Rochester. By understanding Rochester’s hazards, risks, and vulnerabilities, emergency management
      can prepare a plan that acknowledges them and can train City staff on their roles and responsibilities,
      and communicate mitigation and preparedness strategies to the general community.
   2. The establishment and routine maintenance of the Emergency Operations Center (EOC) is a primary
      responsibility of Emergency Management. Equipping the EOC with reliable communication devices
      and other tools that support incident response are critical in ensuring incidents can be managed and
      responded to in an efficient manner.




Department Head Signature          Title



           ESF 6 Mass Care, Housing, and Human Services
Primary Agency: Emergency Management Division (Fire)



                                           viii                                          September 14, 2011
City of Rochester                                                           Emergency Operations Plan

Purpose

 The purpose of this Emergency Support Function (ESF) is to coordinate efforts to provide emergency shelter,
 sleeping areas, feeding, and other relief supplies following an incident. This ESF also supports a mass care
 shelter system that is responsible for coordinating emergency relief supplies and victim reporting and
 reunification within the City of Rochester.

Scope
   1.   The City of Rochester Emergency Management Division will work with local non-governmental
        organizations (NGOs) to facilitate delivery of mass care services within the City of Rochester.
   2.   The City of Rochester assumes initial coordination of services according to Minnesota Disaster
        Recovery Assistance Framework in order to provide mass care response and the efforts of other
        NGOs, including ARC relief operations. American Red Cross and Salvation Army are primary providers
        of mass care services.
   3.   Mass Care includes:
            a. Dormitory Shelters
            b. Warming/Cooling Centers
            c. Feeding
            d. Emergency First Aid
            e. Bulk Distribution of Emergency Relief Items



Department Head Signature         Title



                                ESF 7 Resource Support
Primary Agency: Finance
Purpose

 The purpose of this Emergency Support Function (ESF) is to provide logistical and resource support during
 and immediately following an incident. This ESF provides for the effective utilization, prioritization and
 conservation of resources within the City of Rochester.

Scope
   1.   Emergency Operations Center resource support involves the provision of services, personnel,
        commodities, and facilities to the City during the response and recovery phases of an incident
        including, but not limited to:
             a. Emergency relief supplies
             b. Office equipment
             c. Office supplies
             d. Contracting services
             e. Incident Facilities
             f. Transportation services
             g. Personnel required for the support of emergency activities
   2.   The Finance/Purchasing Department will manage the identification of outside resources, both
        through the government and through private sectors.
   3.   It may become necessary to reallocate how City personnel, equipment, vehicles, materials, and



                                          ix                                           September 14, 2011
City of Rochester                                                          Emergency Operations Plan

        facilities are utilized.



Department Head Signature           Title



                  ESF 8 Public Health and Medical Services
Primary Agency: Fire
Purpose

 This Emergency Support Function (ESF) provides the City of Rochester coordinated assistance in response to
 public health and medical care needs. It provides a structure to coordinate emergency medical
 services/mass medical activities to ensure the safety of life and property.

Scope

   1. ESF 8 provides assistance in identifying and meeting the health and medical needs of those affected
      by an incident. The primary support agencies are responsible for coordinating the medical needs of
      City as well as responding to those with incident related injuries. Support for these responsibilities
      can be categorized in the following functional areas:
      •    Assessment of health and medical needs
      •    Medical care personnel
      •    Health and medical equipment and supplies
      •    Patient evacuation
      •    Worker health and safety
      •    Public health information
      •    Potable water, wastewater, and solid waste disposal
   2. Mass casualties, fatalities, and public health emergencies can either occur during the disaster or
      following one. The Fire Department will direct and coordinate the provisions of health and medical
      assistance in coordination with support organizations and agencies relating to mass casualties and
      fatalities. This ESF discusses overall public health response and recovery, triage, treatment, and the
      transportation and evacuation of those affected by the incident. Public health functions include
      protecting the safety of water supplies, assuring adequate sanitation is maintained, assuring the
      safety of food supplies, providing mortuary services and preventing or controlling epidemics. This ESF
      outlines the procedures for providing health services.




Department Head Signature           Title



                                   ESF 9 Search and Rescue
Primary Agency: Fire
Purpose



                                            x                                         September 14, 2011
City of Rochester                                                            Emergency Operations Plan



 The purpose of this ESF is to provide for the effective utilization of Urban Search and Rescue resources and
 operations.

Scope
   1.   Urban Search and Rescue (USAR) will be coordinated by the City of Rochester Fire Department.



Department Head Signature          Title



                             ESF 10 Hazardous Materials
Primary Agency: Fire
Purpose

 The purpose of this ESF is to designate the City of Rochester’s responsibilities for managing and minimizing
 exposure to an emergent or potential hazardous material incident, oil spill, or other unanticipated release
 or spill.

Scope

   1. This ESF is intended to provide a coordinated response to an actual or potential release of hazardous
      materials.




Department Head Signature          Title



                ESF 11 Agriculture and Natural Resources
Primary Agency: Public Works
Purpose

 This ESF ensures that animal, veterinary, and wildlife issues in an incident are supported. Response actions
 for the rehabilitation, recovery, and restoration of natural resources are supported by this ESF.

Scope
   1.   ESF-11 includes two primary functions:
            a. Protection of natural resources
                       i. Includes appropriate response actions to:
                      ii. Conserve, rehabilitate, recover, and restore natural resources.
            b. Animal welfare and sheltering, animal and plant disease, and pest response
                       i. Includes implementing an integrated local, State, federal and tribal response to an
                          outbreak of a highly contagious or economically devastating animal/zoonotic




                                           xi                                           September 14, 2011
City of Rochester                                                              Emergency Operations Plan

                           disease, an outbreak of a highly infective exotic plant disease, or an economically
                           devastating plant pest an incident are supported.



Department Head Signature           Title



                                            ESF 12 Energy
Primary Agency: Rochester Public Utilities (RPU)
Purpose

  The primary and support organizations of ESF 12 coordinate with energy and related private and
  governmental organizations to provide information for assessment, response, and recovery operations
  related to natural gas supply, power outages, and capacity shortages that may impact Rochester citizens
  during an event.

Scope
    1.   Depending on the magnitude and extent of the incident, the following may occur:
    2.   Communication and coordination between the City and RPU to assess energy system damage, energy
         supply, and energy demand.
    3.   Determination with businesses that provide/offer such products of fuel needed for emergency
         operations.
    4.   Relaying of information and guidance on energy conservation.



Department Head Signature           Title



           ESF 13 Public Safety, Law Enforcement, Security
Primary Agency: Police
Purpose

  Emergency Support Function 13 is meant to coordinate the use of law enforcement personnel and
  equipment in a large-scale incident.

Scope

    1.   Effective law enforcement is essential during large-scale incidents to insure the protection of lives
         and property. The Rochester Police Department is responsible for the enforcement of laws, traffic
         control, investigation of crimes and other public safety activities within the City. Rochester has the
         capability and resources to meet routine law enforcement needs however, during a large-scale
         incident problems may be multiplied, more complex, and could rapidly tax the capability and




                                            xii                                            September 14, 2011
City of Rochester                                                           Emergency Operations Plan

        resources of the City.




Department Head Signature          Title



                  ESF 14 Long-Term Community Recovery
Primary Agency: City Administration
Purpose

 The purpose of this Emergency Support Function (ESF) is to establish uniform policies for effective
 coordination in accomplishing recovery and restoration tasks resulting from a significant event. The goals of
 recovery efforts are to restore City capabilities while also making it more resilient.

Scope

   1. Recovery and restoration actions begin upon initiation of response actions and will be determined by
      the specific event. Several local, State, and federal jurisdictions may be involved depending on the
      hazard and scope of the situation. The City of Rochester is responsible for leading its own recovery
      efforts.




Department Head Signature          Title



                                  ESF 15 External Affairs
Primary Agency: Emergency Management Division (Fire)
Purpose

  The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information
  and instruction for the public, media, government agencies, and community response partners.

Scope
   1.   Early disaster intervention can lessen the effects of hazards in many situations. Emergency public
        information actions before, during, and following any emergency provides a means to implement
        protective measures.
   2.   Provide early and updated information to Community Notification Partners
   3.   Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass
        notification systems (e.g. Rochester-Alert)
   4. Provide public information management in complex emergencies and disasters at the Emergency
        Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and
        control rumors through reliable and authoritative information




                                           xiii                                         September 14, 2011
City of Rochester                                                            Emergency Operations Plan




Department Head Signature          Title



  Continuity of Government/Continuity of Operations Plan
Primary Agency: City Administration
Purpose

   The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information
   and instruction for the public, media, government agencies, and community response partners.

Scope
   1.   Early disaster intervention can lessen the effects of hazards in many situations. Emergency public
        information actions before, during, and following any emergency provides a means to implement
        protective measures.
   2.   Provide early and updated information to Community Notification Partners
   3.   Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass
        notification systems (e.g. Rochester-Alert)
   4. Provide public information management in complex emergencies and disasters at the Emergency
        Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and
        control rumors through reliable and authoritative information



Department Head Signature          Title



                             Damage Assessment Annex
Primary Agency: Building Safety
Purpose

   The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information
   and instruction for the public, media, government agencies, and community response partners.

Scope
   1.   Early disaster intervention can lessen the effects of hazards in many situations. Emergency public
        information actions before, during, and following any emergency provides a means to implement
        protective measures.
   2.   Provide early and updated information to Community Notification Partners
   3.   Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass
        notification systems (e.g. Rochester-Alert)
   4. Provide public information management in complex emergencies and disasters at the Emergency
        Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and




                                           xiv                                          September 14, 2011
City of Rochester                                                           Emergency Operations Plan

        control rumors through reliable and authoritative information



Department Head Signature          Title



                             Debris Management Annex
Primary Agency: Public Works/Parks and Recreation
Purpose

  The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information
  and instruction for the public, media, government agencies, and community response partners.

Scope
   1.   Early disaster intervention can lessen the effects of hazards in many situations. Emergency public
        information actions before, during, and following any emergency provides a means to implement
        protective measures.
   2.   Provide early and updated information to Community Notification Partners
   3.   Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass
        notification systems (e.g. Rochester-Alert)
   4. Provide public information management in complex emergencies and disasters at the Emergency
        Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and
        control rumors through reliable and authoritative information



Department Head Signature          Title



                                Donations Management
Primary Agency: Finance
Purpose

  The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information
  and instruction for the public, media, government agencies, and community response partners.

Scope
   1.   Early disaster intervention can lessen the effects of hazards in many situations. Emergency public
        information actions before, during, and following any emergency provides a means to implement
        protective measures.
   2.   Provide early and updated information to Community Notification Partners
   3.   Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass
        notification systems (e.g. Rochester-Alert)
   4. Provide public information management in complex emergencies and disasters at the Emergency



                                           xv                                          September 14, 2011
City of Rochester                                                           Emergency Operations Plan

        Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and
        control rumors through reliable and authoritative information



Department Head Signature          Title



                                Volunteer Management
Primary Agency: Human Resources
Purpose

  The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information
  and instruction for the public, media, government agencies, and community response partners.

Scope
   1.   Early disaster intervention can lessen the effects of hazards in many situations. Emergency public
        information actions before, during, and following any emergency provides a means to implement
        protective measures.
   2.   Provide early and updated information to Community Notification Partners
   3.   Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass
        notification systems (e.g. Rochester-Alert)
   4. Provide public information management in complex emergencies and disasters at the Emergency
        Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and
        control rumors through reliable and authoritative information



Department Head Signature          Title




                                           xvi                                         September 14, 2011
City of Rochester                                                   Emergency Operations Plan


     EMERGENCY OPERATIONS PLAN (EOP) COORDINATION
                           Planning Team Membership

Basic Plan                        Emergency Management                 Ken Jones, Deputy Director
                         EMERGENCY SUPPORT FUNCTION (ESF) ANNEXES
ESF 1: Transportation             Public Works Department              Tony Knauer
ESF 2: Communications             PSCC - Police Department             Gary Mulleneaux
ESF 3: Public Works and           Public Works Department              Richard Freese
Engineering
ESF 4: Firefighting               Fire Department                      Brennan Kelly
ESF 5: Emergency                  Emergency Management                 Ken Jones
Management
ESF 6: Mass Care, Emergency       Emergency Management                 Ken Jones
Assistance, Housing, and
Human Services
ESF 7: Resource Support           Emergency Management                 Ken Jones
ESF 8: Public Health and          Emergency Management                 Ken Jones
Medical Services
ESF 9: Search and Rescue          Fire Department                      David Worstman and Chris
                                                                       Bailey
ESF 10: Hazardous Materials       Fire Department                      Kris Jungels and Mike
                                                                       Jacobson
ESF 11: Agriculture and Natural Emergency Management                   Ken Jones
Resources
ESF 12: Energy                    Rochester Public Utilities           Mark Kotschevar
ESF 13: Public Safety             Police Department                    Scott Tulius
ESF 14: Long-Term Community City Administration                        Stevan Kvenvold
Recovery
ESF 15: External Affairs          Emergency Management                 Ken Jones
                                         ANNEXES to EOP
Continuity of                     Emergency Management                 Ken Jones
Government/Continuity of          Human Resources                      Perry Buffington
Operations Plan
Damage Assessment                 Building Safety Department           Tim Saari
Debris Management                 Park and Recreation Department       Dennis Stolz
Donations Management              Finance Department                   Rachel Houdek
Volunteer Management              Human Resources Department           Linda Hillenbrand
City of Rochester Emergency Management Director (or Deputy Director) is ultimately responsible
for coordinating and maintaining ESF/Annexes of the City of Rochester Emergency Operations Plan

                               SIGNATURE                                            DATE




                                     xvii                                     September 14, 2011
City of Rochester                                     Emergency Operations Plan


                                 REVISIONS
          Section             Creation Date    Revision Date      Initials
Introductory/Promulgation     September 2011
Basic Plan                    September 2011
ESF 1: Transportation         September 2011
ESF 2: Communications         September 2011
ESF 3: Public Works and
                              September 2011
Engineering
ESF 4: Firefighting           September 2011
ESF 5: Emergency
                              September 2011
Management
ESF 6: Mass Care, Housing,
                              September 2011
and Human Services
ESF 7: Resource Support       September 2011
ESF 8: Public Health and
                              September 2011
Medical Services
ESF 9: Search and Rescue      September 2011
ESF 10: Hazardous Materials   September 2011
ESF 11: Agriculture and
                              September 2011
Natural Resources
ESF 12: Energy                September 2011
ESF 13: Public Safety         September 2011
ESF 14: Long-Term
                              September 2011
Community Recovery
ESF 15: External Affairs      September 2011
Continuity of Government &
                              September 2011
Operations Plan (COG/COOP)
Damage Assessment Annex       September 2011
Debris Management Annex       September 2011
Donations Management
                              September 2011
Annex
Volunteer Management
                              September 2011
Annex




                                xviii                          September 14, 2011
City of Rochester                            Emergency Operations Plan


                             PLAN DISTRIBUTION
                         Agency            Distribution Date
Building Safety Department                   September 2011

City Administration                          September 2011
City Attorney’s Office                       September 2011
City Clerk’s Office                          September 2011
Finance Department                           September 2011
Fire Department                              September 2011
Human Resources Department                   September 2011
Information Systems Division                 September 2011
Library                                      September 2011
Mayo Civic Center                            September 2011
Mayor and Council                            September 2011
Music                                        September 2011
Park and Recreation                          September 2011
Police Department                            September 2011
Public Works                                 September 2011
Rochester-Olmsted Planning Department        September 2011
Rochester Public Utilities                   September 2011
Rochester International Airport (RST)        September 2011




                                  xix                September 14, 2011
City of Rochester                                                                                                                                                                                                          Emergency Operations Plan


   PRIMARY and SUPPORTING AGENCIES MATRIX
     ESF         1                2                3              4                5          6                7                  8                  9                 10          11             12       13               14         15                                    Annexes




                                                                                                               Resource Support




                                                                                                                                                                                                                                                                                                     Donations Mgmt.

                                                                                                                                                                                                                                                                                                                       Volunteer Mgmt.
                                                                                                                                  Medical Services

                                                                                                                                                     Search & Rescue
                                  Communications




                                                                                                                                                                                                                                                                     Damage Assess.
                                                                                                                                                                                                                                       External Affairs
                                                                                                                                                                                 Nat. Resources
                 Transportation



                                                   Public Works




                                                                                                                                                                                 Agriculture &




                                                                                                                                                                                                                                                                                      Debris Mgmt.
                                                                                                                                                                                                           Public Safety
Department/




                                                                                 Management




                                                                                                                                                                                                                                                          COG/COOP
                                                                  Firefighting




                                                                                                                                                                                                                           Long-Term
                                                                                 Emergency


                                                                                              Mass Care
  Agency




                                                                                                                                                                       Haz-Mat




                                                                                                                                                                                                                           Recover
                                                                                                                                                                                                  Energy
Building
Safety                                                                             S                        S                                        S                                                                                                               P
Department
City
                                                                                   S                        S                                                                                                                P                            P
Administration
City
Attorney’s                                                                         S                        S
Office
City Clerk’s
Office
                                                                                   S                        S                                                                                                                                             S
Finance                                                                            S                       P                                                                                                                 S                                                        S              P
Fire             S                                 S              P                P          P            S                      P                  P                 P            S                      S                 S         P                  S                           S                                S
Human
Resources                                                                          S          S             S                                                                                                                S                            S                                                            P
Department
Information
Systems          S                S                S                               S                        S                                                                                                                S         S
Division
Library                                                                            S                        S                                                                                                                          S
Mayo Civic
Center
                                                                                   S                        S
Mayor and
Council
                                                                                   S                        S
Music                                                                              S                        S
Park and
Recreation
                 S                                 S                               S          S             S                                        S                 S                          S
Police           S                P                S              S                S                        S                                        S                 S            P                      P                           S                                              S
Public Works     P                                 P              S                S                        S                     S                  S                              S             S                                                                                   P
Rochester-
Olmsted
Planning
                                                                                   S                        S                                        S                 S
Department
Rochester
Public
Utilities
                                                                                   S                        S                     S                  S                                            P                                                                                   S
(RPU)
Rochester
International                                                                      S                        S
Airport (RST)
VOAD                                                                               S          S             S                                                                                                                S                                                                                         S


                                                                                                          xx                                                                                                                                               September 14, 2011
City of Rochester, Minnesota

                            BASIC PLAN
 This section describes the basic disaster response plan of the City of Rochester,
 Minnesota. The Basic Plan lays the foundation for legal authority and describes
the general duties and responsibilities of the Mayor and Emergency Management
                      Director, and the disaster relief force.
City of Rochester
                                                                                                                        Emergency Operations Plan


                                                TABLE OF CONTENTS
1 Introductory/Promulgation Documents ......................................................................................................
   Contact Information.................................................................................................................................. ii
   Executive Summary.................................................................................................................................. iii
   Legal Authority ......................................................................................................................................... iv
   Certification............................................................................................................................................... v
   ESF Primary Agency Certification ............................................................................................................. vi
   Emergency Operations Plan Coordination............................................................................................. xvii
   Revisions ............................................................................................................................................... xviii
   Plan Distribution ..................................................................................................................................... xix
   Primary and Supporting Agencies Matrix ................................................................................................xx
Table of Contents .......................................................................................................................................... 2
2 Purpose and Scope of the Emergency Operations Plan (EOP) .................................................................. 5
   2.1 Definition of Disaster .......................................................................................................................... 5
   2.2 Purpose ............................................................................................................................................... 5
   2.3 Scope ................................................................................................................................................... 6
3 Planning Overview ..................................................................................................................................... 6
   3.1 Integrated Approach to Emergency Planning ..................................................................................... 6
   3.2 Comprehensive Approach to Emergency Planning............................................................................. 7
   3.3 Plan Assumptions ................................................................................................................................ 7
   3.4 Organization of Emergency Operations Plan ...................................................................................... 8
   3.5 Primary and Support Departments and Agencies .............................................................................. 8
4 Policies ....................................................................................................................................................... 9
   4.1 Legal References ................................................................................................................................. 9
   4.2 Establishment of Emergency Management Program ....................................................................... 10
   4.3 Local State of Emergency and Limits of Emergency Authority ......................................................... 10
   4.4 Implement the Emergency Operations Plan (EOP) ........................................................................... 10
   4.5 Delegation of Emergency Authority.................................................................................................. 10
   4.6 NIMS Resolution................................................................................................................................ 11
   4.7 Intrastate Mutual Aid ........................................................................................................................ 11
   4.8 Document Preservation and Retention ............................................................................................ 12

                                                                        Basic Plan - 2                                              September 14, 2011
City of Rochester
                                                                                                                       Emergency Operations Plan

5 Situation ................................................................................................................................................... 13
   5.1 Mission .............................................................................................................................................. 13
   5.2 Service Area ...................................................................................................................................... 13
   5.3 Services ............................................................................................................................................. 13
   5.4 Organization ...................................................................................................................................... 13
   5.5 Management ..................................................................................................................................... 13
   5.6 Personnel .......................................................................................................................................... 14
   5.7 Facilities and Equipment ................................................................................................................... 14
   5.8 External Affairs and Relations ........................................................................................................... 14
6 Concept of Operations ............................................................................................................................. 15
   6.1 Early Intervention is Vital to Success ................................................................................................ 15
   6.2 Emergency Management is a Continuous Process: Cycle of Emergency Operations ...................... 15
   6.3 Activities Within the Cycle of Emergency Operations ...................................................................... 16
   6.4 Situational Awareness....................................................................................................................... 17
7 Organization and Assignment of Responsibilities .................................................................................... 17
   7.1 Duties and Powers of the Mayor ...................................................................................................... 17
   7.2 Duties and Authority of Emergency Management Director ............................................................. 18
   7.3 Definition of Relief Force and Duties of City Employees .................................................................. 19
   7.4 Emergency Operations Plan .............................................................................................................. 19
   7.5 Duties of City Department Liaison .................................................................................................... 20
   7.6 City of Rochester Emergency Operations Center Staffing ................................................................ 20
8 Direction and Control ............................................................................................................................... 21
   8.1 Legal Authority .................................................................................................................................. 21
   8.2 Direction and Control of Emergency Operations Center (EOC) ........................................................ 22
   8.3 Direction and Control of Disaster Responders.................................................................................. 22
   8.4 Reassignment of City Employee Duties ............................................................................................ 23
   8.5 Interface with State of Minnesota Homeland Security and Emergency Management .................... 23
   8.6 Role of Public Health ......................................................................................................................... 24
   8.7 Volunteers and agencies ................................................................................................................... 25
   8.8 Private sector .................................................................................................................................... 25
   8.9 Liability .............................................................................................................................................. 25


                                                                       Basic Plan - 3                                              September 14, 2011
City of Rochester
                                                                                                                      Emergency Operations Plan

9 Checking and Corrective Action ............................................................................................................... 26
   9.1 After Action Review .......................................................................................................................... 26
10 Plan Development and Maintenance .................................................................................................... 26
   10.1 Assignments and Responsibilities ................................................................................................... 26
   10.2 Capability Assessment .................................................................................................................... 26
   10.3 State of Minnesota Planning Requirements ................................................................................... 27
11 References ............................................................................................................................................. 28
   11.1 Attachments and Supporting Documents....................................................................................... 28
   11.2 Plan Writing References.................................................................................................................. 28
12 Appendix A - Emergency Management Program................................................................................... 30
   12.1 Community Profile .......................................................................................................................... 30
   12.2 Hazard Profile.................................................................................................................................. 32
   12.3 Characteristics of Effective Emergency Management Organizational Structures .......................... 33
   12.4 Strategy, Goals, Objectives ............................................................................................................. 34
   12.5 Public Education.............................................................................................................................. 34
13 Appendix B - Training, Awareness and Competence ............................................................................. 35
   13.1 City of Rochester Training Requirements ....................................................................................... 35
   13.2 State of Minnesota Training Requirements .................................................................................... 35
   13.3 National Incident Management System Training ........................................................................... 36
14 Appendix C – Exercise Program ............................................................................................................. 38
   14.1 Purpose ........................................................................................................................................... 38
   14.2 Policy ............................................................................................................................................... 38
   14.3 State of MN requirements .............................................................................................................. 38
   14.4 Capability Based Exercises .............................................................................................................. 39
   14.5 Type of Exercises ............................................................................................................................. 40
   14.6 HSEEP Exercise Program Management........................................................................................... 41
   14.7 Required Exercises .......................................................................................................................... 42
15 Appendix D - State of Minnesota Emergency Management Act ........................................................... 43
   15.1 State of Minnesota Emergency Management Act of 1996 (excerpts)............................................ 43




                                                                      Basic Plan - 4                                              September 14, 2011
City of Rochester
                                                                          Emergency Operations Plan

1 Introductory/Promulgation Documents

 The documents on the pages preceding the Table of Contents declare official statements as
 required by HSEM Local Emergency Operations Plan Crosswalk (MNWALK) Version 3.3,
 and/or as suggested by FEMA Comprehensive Preparedness Guide (CPG) 101 Version 2.


2 Purpose and Scope of the Emergency Operations Plan (EOP)

 2.1 Definition of Disaster

 As defined by Ordinance Chapter 14A of the Rochester Code of Ordinances: Disaster
 means an occurrence or threat of widespread or severe damage, injury or loss of life or
 property resulting from any natural or human-made cause, including but not limited to, fire,
 flood, snowstorm, ice storm, tornado, windstorm, oil spill, water contamination, utility failure,
 hazardous peacetime radiological incident, major transportation accident, hazardous materials
 incident, epidemic, pandemic, air contamination, blight, drought, infestation, explosion, or
 hostile military or paramilitary action, or similar occurrences resulting form terrorist activities,
 riots, or civil disorders.

 Disasters v Emergency Response: A disaster is a crisis event that transcends the normal
 emergency response. Disasters are different in four unique ways: 1) Coordination of many
 emergency responders and extra “outside” agencies; 2) Responders perform limited, specific
 tasks or assume non-traditional roles; 3) Different performance standards are applied; 4)
 Public/private interface is highly interactive and absolutely vital to a successful disaster
 response (Quarantelli, 2006).

 2.2 Purpose

 The Emergency Operations Plan (EOP) seeks to prepare the City of Rochester for a disaster.

 The purpose of the Emergency Operations Plan (EOP) is to ensure that all emergency
 management functions of the City be coordinated to the maximum extent practicable with the
 comparable functions of the federal government, of state and local governments, and of
 private agencies of every type. It accomplishes this by:

    •   Describing how the City will respond to disasters
    •   Outlines actions to prevent, prepare, and recover from disasters
    •   Uses Emergency Support Functions (ESF), Annexes, and implementation instructions
        to convert this plan into action steps
    •   Enables the City to be eligible for Emergency Management Program Grant (EMPG)
        assistance and other non-disaster funding




                                            Basic Plan - 5                       September 14, 2011
City of Rochester
                                                                         Emergency Operations Plan

 2.3 Scope

 The scope of the Emergency Operations Plan spans the Cycle of Emergency Operations –
 pre-incident through applying lessons learned, and encompasses early disaster response
 activation into long-term community recovery.

        Why is early disaster response desired? Routine (minor) emergencies are handled
        every day by City departments and response organizations, and these functions are
        managed independently of other emergency management coordination. When complex
        (major) emergencies occur, emergency management operations may be needed to
        assist in coordination and support. Disasters require an integration of departments and
        response organizations for effective disaster response, and are different from simple
        emergencies. While disasters may start as a sudden, devastating event, they may begin
        as a smaller incident and continue to grow beyond the scope of normal emergency
        response. The EOP considers both sudden and slow-onset disasters. Early disaster
        activation enables the City to get ahead of the event to improve disaster management.
        And, continuing emergency management operations beyond the crisis phase of the
        event enables the City to recover, prevent/mitigate future crises, and prepare for the next
        event.


3 Planning Overview
 3.1 Integrated Approach to Emergency Planning

 All disasters are local and should be managed at the lowest jurisdictional level, and at the
 lowest level within the jurisdiction, in accordance with Minnesota State law and Homeland
 Security and Emergency Management (HSEM) policy:

    •    Minnesota Statutes Chapter 12 defines the local jurisdiction authority, mission, and
         roles performed by local jurisdictions
    •    As defined by Minnesota State Statutes Chapter 12, City of Rochester is the local
         government emergency management jurisdiction responsible for prevention/mitigation
         activities, preparedness, response coordination, and recovery operations within the
         city limits
    •    City of Rochester Ordinance Chapter 14A defines the scope of emergency
         management authorities, roles and responsibilities
    •    City of Rochester develops collaborative partnerships with agencies and groups who
         provide disaster-related services and utilizes these services to accomplish the
         emergency management mission defined by state and local statutes
    •    City of Rochester will use City resources available before seeking mutual aid
    •    City of Rochester will seek mutual aid from partners before seeking additional
         resources from the State of Minnesota


                                            Basic Plan - 6                      September 14, 2011
City of Rochester
                                                                   Emergency Operations Plan

   •   City of Rochester plays a regional role in providing emergency resources in both
       response and recovery missions, and will provide mutual aid per signed agreements or
       as requested by the State Emergency Operations Center (EOC) via Mn Duty Officer

3.2 Comprehensive Approach to Emergency Planning

All disasters are local and require a comprehensive approach to emergency management:

   •   Seek the involvement of all who are engaged in disaster management and develop
       effective partnerships so all can achieve our mission
   •   Understand true disasters are few and far between and seek to hone disaster skills by
       frequent Emergency Operations Center (EOC) activation to emergency responses -
       small and large
   •   Maintain awareness of hazards and seek to prevent and mitigate (minimize) effects of
       recognized hazards
   •   It is crucial to leave room for emergence as new hazards may become evident and
       require an unanticipated response
   •   Develop a culture of preparedness for our responders, our citizens, and our community
   •   Build the capability to respond to any emergency, including the ability to warn the
       public of impending harm
   •   Aim to match actions during emergency response to words used in emergency
       planning
   •   Learning is a continuous process and seek continuous improvement through lessons
       learned and application of best practices

3.3 Plan Assumptions

   •   People desire to be self-sufficient - emergency management efforts are directed
       toward enabling and empowering individuals and groups to take care of themselves by
       providing or restoring essential services
   •   People who are prepared for emergencies and disasters will be able to take care of
       themselves
   •   Special population may need extra help
   •   Community emergency response organizations exist to help those affected by the
       disaster or emergency
   •   Shelters, mass feeding, and other disaster services will be pre-planned and available
   •   The Emergency Operations Center (EOC) will coordinate services by working with
       response agencies/organizations to provide services effectively
   •   Resources for first responders and other providers will be coordinated through the
       EOC
   •   Public warning systems will be working and available
   •   Adequate budgetary funding will exist to support the emergency management program



                                       Basic Plan - 7                     September 14, 2011
City of Rochester
                                                                   Emergency Operations Plan

3.4 Organization of Emergency Operations Plan

Basic Plan. The Basic Plan describes the planning environment, authority for emergency
actions, purpose and scope, concept of operations, assignments, and method of managing
the disaster. Appendices to the Basic Plan provides information to explain the overall
emergency management program.

Emergency Support Function (ESF) Annexes. The Emergency Support Functions identify
the primary and support agencies who provide vital emergency actions, discusses the full
range of actions in each phase of emergency management, identifies policies and logistical
support, and establishes a means of communication between disaster responders. The
federal emergency support function model is used for ESF 1 - 15.

Annexes are used to supplement the Basic Plan and ESF Annexes, and describe essential
functions provided in disaster response.

List of Annexes

   1.    ESF 1: Transportation
   2.    ESF 2: Communications
   3.    ESF 3: Public Works and Engineering
   4.    ESF 4: Firefighting
   5.    ESF 5: Emergency Management
   6.    ESF 6: Mass Care, Housing, and Human Services
   7.    ESF 7: Resource Support
   8.    ESF 8: Public Health and Medical Services
   9.    ESF 9: Search and Rescue
   10.   ESF 10: Hazardous Materials
   11.   ESF 11: Agriculture and Natural Resources
   12.   ESF 12: Energy
   13.   ESF 13: Public Safety
   14.   ESF 14: Long-Term Community Recovery
   15.   ESF 15: External Affairs
   16.   Continuity of Government (COG)/Continuity of Operations Plan (COOP)
   17.   Damage Assessment Annex
   18.   Debris Management Annex
   19.   Donations Management Annex
   20.   Volunteer Management Annex

3.5 Primary and Support Departments and Agencies

See Foreword for overview of ESF, primary and supporting agencies responsibilities



                                        Basic Plan - 8                    September 14, 2011
City of Rochester
                                                                         Emergency Operations Plan

4 Policies

 4.1 Legal References

 City of Rochester Ordinance Chapter 14A Emergency Management provides the
 statement of legislative purpose and intent, and is the basis for the Emergency Operations
 Plan.

 Minnesota Statutes, Chapter 12, as amended (“The Minnesota Emergency Management
 Act of 1996”) stipulate that HSEM “...shall coordinate the development and maintenance of
 emergency operations plans and emergency management programs by the political
 subdivisions of this state, with the plans and programs integrated into and coordinated with
 the emergency operations plan and emergency management program of this state to the
 fullest possible extent.” Also, see section 11.2 for additional excerpts.

 Minnesota Statutes, Section 299J, as amended. (The Minnesota Pipeline Safety Act):
 Minnesota State Fire Marshal, Office of Pipeline Safety, Section 299J.10, requires a county or
 home rule charter city having a pipeline (as defined in the statute) within its jurisdiction to
 prepare an emergency operations plan and supporting documentation that will include
 appropriate pipeline safety information. “The format and content of the plan... must be in
 agreement with the guidance and prototype planning documents provided by HSEM.”

 Minnesota Statutes, Section 299K.01 (The Minnesota Emergency Planning and
 Community Right-to-Know Act), Section 299K.05, stipulates that “Political subdivisions
 should prepare emergency plans that adequately address the requirements contained in ...
 the federal act.” The “federal act” is the Emergency Planning and Community Right to Know
 Act, otherwise known as Title III of the Superfund Amendments and Reauthorization Act
 (SARA) of 1986. SARA Title III includes several requirements regarding the development,
 exercising, and updating of a local emergency plan.

 Minnesota Statutes, Section 103F, Subdivision 3. (Emergency Flood Protection
 Measures): Minnesota Department of Natural Resources: Minnesota Statutes, Section
 103F.155, requires communities having emergency flood measures (levees) to develop a plan
 adequate to provide protection in the event of levee failure (See ESF 11 Natural Resources).

 Robert T. Stafford Disaster Relief and Emergency Assistance Act, Public Law 93-288,
 as amended, 42 U.S.C. 5121-5207, and Related Authorities FEMA 592, June 2007, relates
 the ability for local jurisdictions to receive Hazard Mitigation funds, receive federal resources,
 and outlines eligibility for disaster relief assistance.




                                           Basic Plan - 9                       September 14, 2011
City of Rochester
                                                                       Emergency Operations Plan

4.2 Establishment of Emergency Management Program

City of Rochester is recognized as an emergency management program under the Minnesota
Chapter 12 as amended and augmented by City of Rochester Ordinance 3956, Chapter
14A:

     There is established a department of Emergency Management within the Rochester Fire
     Department for the purpose of coordinating all emergency and disaster mitigation,
     preparedness, response and recovery activities within the City. The Director and Deputy
     Director of Emergency Management shall have responsibility for the organization,
     administration, and operation of the office, subject to the direction and control of the City
     Administrator and Common Council.

4.3 Local State of Emergency and Limits of Emergency Authority

City of Rochester Emergency Management Ordinance Chapter 14A

     When circumstances within the property governed by City of Rochester indicate that the
     occurrence or threat of occurrence of widespread or severe damage, injury or loss of life
     or property exists, the Mayor, or designee, may declare a local state of emergency. Such
     a declaration shall be forwarded to Common Council, and be promptly filed with the City
     Clerk, and given prompt general publicity. This declaration shall not be continued or
     renewed for a period in excess of 3 days except with the consent of the Common
     Council.

     If the Mayor, or designee, invokes such power and authority, he/she shall, as soon as
     reasonably expedient, convene the Common Council for one or more emergency
     meetings in accordance with the open meetings act to perform its normal governing
     duties as the situation demands, and will report to that body relative to emergency
     activeness. Nothing in this policy shall be construed as abridging or curtailing the powers
     of the Common Council unless specifically provided herein.

4.4 Implement the Emergency Operations Plan (EOP)

14A.05, Subd. 3.

     Mayor may do one or more of the following powers under a local state of emergency:
     Direct the Emergency Management Director or Deputy Director to implement the
     Emergency Operations Plan.

4.5 Delegation of Emergency Authority

City of Rochester Emergency Management Ordinance Chapter 14A


                                         Basic Plan - 10                       September 14, 2011
City of Rochester
                                                                          Emergency Operations Plan

        During the temporary absence of the Mayor from the City or the inability of the Mayor to
        perform the duties of the office, the designee shall act in his/her place for the purpose of
        performing emergency duties of the Mayor. The designee shall be the President of
        Common Council.

        The Mayor shall designate, in writing, the name(s) and title(s) of the designee(s). This
        designation shall be considered permanent, unless rescinded by letter to the designee(s)
        and the Emergency Management Director.

Line of Succession for Emergency Management Director

   1.    Deputy Emergency Management Director
   2.    Acting Deputy Emergency Management Directors

Line of Succession for Mayor

   1.    President of Common Council
   2.    City Administrator

4.6 NIMS Resolution

As approved by Common Council on October 3, 2005, the City of Rochester will utilize the
National Incident Management System (NIMS) as the standard for all incident management.

4.7 Intrastate Mutual Aid

As approved by Common Council on October 3, 2005, the City of Rochester promotes the
efficiency and effectiveness of intrastate mutual aid by designating the City Administrator,
Chief of Police, Fire Chief, Public Works Director, and other officer who, exercising discretion
and considering the needs of the political subdivision and its inhabitants, to dispatch
equipment and personnel as considered necessary if a danger of fire, hazard, casualty, and
another similar occurrence exists outside the political subdivision and by its suddenness it
would be impractical for the governing body of the City of Rochester itself to authorize the
dispatch of equipment and personnel to combat that emergency or disaster.

Further, Chapter 14A authorizes the Emergency Management Director, assisted by the
Deputy Emergency Management Director shall accomplish the standards of emergency
management and assist in the development of mutual aid agreements, which may be
reviewed by Common Council.

See Minnesota Emergency Management Act of 1996, Chapter 12.27 and 12.33 (References
section) for additional guidance.




                                            Basic Plan - 11                      September 14, 2011
City of Rochester
                                                                   Emergency Operations Plan

4.8 Document Preservation and Retention
Vital Files, Records, and Databases: Vital records are documents, references, and records,
regardless of media type, that are needed to support essential functions of government. All
vital records must be protected from damage or destruction based.
Vital records are either permanent or possess an expiration date based on the General
Records Retention Schedule for Minnesota Cities (March 2008). Records are kept in paper
copy and stored in each respective department. City of Rochester maintains databases and
other references supporting the essential functions are available through a backup process
using the AS 400 system. Excess storage is handled using per the City of Rochester
Procedures for Storage & Retention of Hard Copy Records (June 2011). Paper records
possessing an expiration date are destroyed by incineration after the expiration date.
Electronic records are stored in perpetuity on CD.




                                       Basic Plan - 12                    September 14, 2011
City of Rochester
                                                                      Emergency Operations Plan

5 Situation

 5.1 Mission

     City of Rochester has the primary responsibility for meeting the immediate health and
     safety needs of its citizens in the event of a major emergency/disaster (MEOP, BP-11),
     and will provide initial emergency response and coordination for citizens when a
     complex emergency/disaster occurs.

 5.2 Service Area

     City of Rochester city limits and boundaries, and will provide assistance to SE Minnesota
     as requested

 5.3 Services

     City of Rochester will provide functions outlined in the Basic Plan and Annexes, and
     "include... without limitation, firefighting services, police services, medical and health
     services, rescue, engineering, communications and warning services,
     radiological/chemical and other special weapons defense, evacuation of persons from
     stricken areas, emergency human services, emergency transportation, existing or
     properly assigned functions of plant protection, temporary restoration of public utility
     services, implementation of energy supply, emergency conservation and allocation
     measures, and other functions related to civilian protection, together with all other
     activities necessary or incidental to preparing for and carrying out these functions" (Minn.
     Stat. § 12.03, Subd. 4)

 5.4 Organization

     All city departments have a role in emergency planning and preparedness efforts, as
     well as emergency planners across all disciplines.

     Organization of emergency field response will follow agency lines, and when needed will
     organize under the Incident Management System model.

     Organization of the City Emergency Operations Center (EOC) will follow the Incident
     Management System model.

 5.5 Management

     It is essential to assure leadership continuity in elected officials and within emergency
     management, and the Basic Plan addresses this need.



                                        Basic Plan - 13                      September 14, 2011
City of Rochester
                                                                      Emergency Operations Plan

    Management of emergency field responders (police, fire, medical, public works, parks,
    energy, volunteers, and the like) will align with principles of the National Incident
    Management System

    Management of the Emergency Operations Center will align with principles of the
    National Incident Management System

    A mechanism for feedback is provided by the After Action Review (AAR) process, and is
    viewed as a critical component to assure continuous learning

    It is important to maintain emergency work satisfaction and the AAR process, incident
    management process, and "servant leadership" engagement process of emergency
    response management and planning seeks to achieve work satisfaction

5.6 Personnel

    Emergency field response personnel will continue to function as assigned, and will
    operate as one unit when required (under Incident Management System). Emergency
    Operations Center will be staffed with city employees and key external staff members
    (medical, volunteer, and the like) to accomplish the mission required by the complex
    emergency/disaster. Rather than seeking only executive staff, it is vital to assign the
    right people for right jobs, regardless of rank or status during routine operations. These
    personnel will be provided training to develop skills in emergency management tools &
    practices.

5.7 Facilities and Equipment

    Facilities, equipment, tools and supplies will be utilized for disaster response

    The primary Emergency Operations Center is located at City Hall, and the secondary
    facility is located at Public Works Street Maintenance Garage located on East River
    Parkway

5.8 External Affairs and Relations

    Speak as one in times of disaster – joint public information component between all
    organizations, institutions, and agencies

    Develop not just cooperative partnerships, but also collaborative relationships, and treat
    partners with mutual respect

    Strive to ensure entire system working together



                                        Basic Plan - 14                      September 14, 2011
City of Rochester
                                                                        Emergency Operations Plan

6 Concept of Operations

 6.1 Early Intervention is Vital to Success

 Emergency management is a continuous process. Some disasters are immediate and others
 start as a series of small emergencies and build to full response activity. Early intervention is
 a useful means to get ahead of many disasters. The City of Rochester emergency
 management Concept of Operations puts the principle of early intervention into practice.
 Minor emergencies are handled daily by response organizations. When many emergencies
 overwhelm the system, emergency operations coordination provides support and resources,
 and other items. The EOC Duty Officer maintains situational awareness 24/7 to promote early
 EOC activation and emergency management intervention.

 6.2 Emergency Management is a Continuous Process: Cycle of Emergency
 Operations




                                          Basic Plan - 15                      September 14, 2011
City of Rochester
                                                          Emergency Operations Plan

6.3 Activities Within the Cycle of Emergency Operations




                                Basic Plan - 16                  September 14, 2011
City of Rochester
                                                                           Emergency Operations Plan

 6.4 Situational Awareness

 The success of early intervention hinges on good information collection (situational
 awareness) and dissemination to key groups for their awareness. The emergency
 management EOC Duty Officer position provides 24/7 situational awareness of hazardous
 conditions (natural hazards, such as weather; technological hazards, such as chemical
 release; and civil disturbances, such as terrorism related information).

 Methods of Receiving Situational Awareness

    •    Word of mouth from reliable sources
    •    National Weather Service information feeds
    •    911 Dispatch (Public Safety Answering Point - PSAP)
    •    Deliberate reconnaissance
    •    Information vetting and confirmation
    •    Information flow from emergency management partners
    •    During events, information from Incident Command flows to Operations and is relayed
         to EOC Command Team. DLAN provides a Situation Status Board to keep all EOC
         Sections aware of current events. DLAN Watch Command is the entry portal for
         incident messages


7 Organization and Assignment of Responsibilities
 7.1 Duties and Powers of the Mayor

 Local State of Emergency. Ordinance Chapter 14A:

        When circumstances with the City indicate that the occurrence or threat of occurrence of
        widespread or severe damage, injury or loss of life or property exists, the Mayor may
        declare a local state of emergency.

 Powers under Local State of Emergency. Ordinance Chapter 14A:

 The Mayor may do one or more of the following under a City state of emergency:

    •    Direct the Emergency Management Director to implement the Emergency Operations
         Plan.
    •    Relieve City employees of normal duties and temporarily reassign them to other
         duties.
    •    Direct the overall disaster relief effort, including the disaster relief force, in accordance
         with the Emergency Operations Plan.
    •    Notify employees, students, and the public to recommend in-place shelter or
         evacuation protective measures.

                                            Basic Plan - 17                        September 14, 2011
City of Rochester
                                                                     Emergency Operations Plan

   •    Request a state of disaster or emergency declaration from the governor.

When obtaining normal approvals would result in further injury or damage, the Mayor may,
until the City Council convenes, waive procedures and formalities otherwise required
pertaining to the following:

   •    For a period of up to 3 days appropriate and expend funds.
   •    For a period of up to 3 days make contracts, obtain and distribute equipment,
        materials, and supplies for disaster purposes
   •    Employ temporary workers.
   •    Purchase and distribute supplies, materials, and equipment.

7.2 Duties and Authority of Emergency Management Director

Authority. As outlined in Ordinance Chapter 14A:

       “The Emergency Management Director shall act for and at the direction of the City
       Administrator and Mayor in the Operations of activities during times of major
       emergencies and disasters.”

Emergency Management Division. The administrative offices for the Emergency
Management are in Rochester Fire Department (RFD) Administration, 201 4th Street SE #10,
Rochester, Minnesota 55904.

Duties. Ordinance 3956, Chapter 14 A addresses direction and control duties:

       “Oversee the implementation of all functions necessary during an emergency or disaster
       in accordance with the Emergency Operations Plan.

       “Coordinate city emergency management activities with those of the county, state and
       adjacent jurisdictions.”

The Emergency Management Director and Deputy Director will act at the direction of the
Mayor in the coordination of activities during times of major emergencies and disasters.

The Emergency Management Director shall comply with the standards and requirements as
established by the MN Homeland Security and Emergency Management Division, under the
authority of the act in accomplishing the following:

   •    Direct and coordinate the development of City of Rochester Emergency Operations
        Plan, which shall be consistent in content with the Minnesota Emergency Management
        Plan.
   •    Specify divisions or departments which must provide an annex to the plan or otherwise
        cooperate in its development.

                                         Basic Plan - 18                    September 14, 2011
City of Rochester
                                                                        Emergency Operations Plan

   •   Identify departments and personnel to be included in the emergency operations plan
       as the disaster relief force.
   •   Coordinate the development and maintenance of a City resource manual.
   •   Coordinate the recruitment and utilization of volunteer personnel to augment City
       resources for emergency management purposes.
   •   Assure the Emergency Management Program meets eligibility requirements for state
       and federal aid.
   •   Coordinate and/or conduct training and exercise programs for the disaster relief force
       within the City and to test the adequacy of the Emergency Operations Plan.
   •   Through public information programs, educate the employees and students as to
       actions necessary for the protection of life and property in an emergency or disaster.
   •   Oversee the implementation of all functions necessary during an emergency or
       disaster in accordance with the Emergency Operations Plan.
   •   Coordinate the City emergency management activities with those of the township,
       county, state and adjacent jurisdictions, as applicable to the circumstances.
   •   Coordinate all emergency preparedness activities, including maintaining primary and
       alternate emergency operations centers.
   •   Identify mitigation opportunities within the City and encourage departments/divisions to
       implement mitigation measures.

The Emergency Management Director and Deputy Director shall supervise the activities and
plan of the Emergency Management function on a continuous basis. With the advice and
consent of the City Administrator, he/she shall formulate, review and approve policy and
operational guidelines for this department as needed.

7.3 Definition of Relief Force and Duties of City Employees

City of Rochester Emergency Management Ordinance 3956, Chapter 14A

Disaster relief force means all departments of City of Rochester, volunteer personnel and
equipment, police officers and employees, and all other persons or groups of persons or
equipment identified in the City of Rochester Emergency Operations Plan as having duties to
perform or those called into duty or working at the direction of a party identified in the plan to
perform a specific disaster or emergency related task during a City state of emergency or
disaster.

7.4 Emergency Operations Plan

The Emergency Operations Plan is coordinated by the Director and Deputy Director of
Emergency Management. Assistance in development of the Annexes is provided by
department liaisons. Additional assistance is provided by other City departments as needed.




                                          Basic Plan - 19                       September 14, 2011
City of Rochester
                                                                     Emergency Operations Plan

7.5 Duties of City Department Liaison

The Emergency Management Director and Deputy Director identify departments with a role in
emergency management. Each identified department provides a liaison who:

   •   prepares and updates Annexes to the Emergency Operations Plan
   •   prepares supporting plans and implementation instructions (maps, spreadsheets,
       checklists, and the like)
   •   recruits, appoints, and organizes City staff and other volunteer personnel to be part of
       the disaster relief force
   •   works in collaboration with other departments and agencies on emergency
       management activities
   •   attends training courses on emergency management related subjects
   •   participates in periodic exercises
   •   develops resource lists for use in emergency management activities
   •   identify and provide for the protection of vital records
   •   implements the directives of the Mayor under a Local State of Emergency

7.6 City of Rochester Emergency Operations Center Staffing




                                        Basic Plan - 20                      September 14, 2011
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City of Rochester emergency operations plan

  • 1. City of Rochester, Minnesota Emergency Operations Plan ft ra D September 14, 2011 Fire Department - Emergency Management Division
  • 2. City of Rochester Emergency Operations Plan City of Rochester, Minnesota EMERGENCY OPERATIONS PLAN The Emergency Operations Plan, consisting of a Basic Plan, Emergency Support Functions, Annexes, and various implementation instructions are an all- hazards approach for use in the event of disaster or severe emergency of natural or human-made cause, hostile military or paramilitary action, or similar occurrences resulting from terrorist activities, riots, or civil disorders. Direct questions regarding this document to Greg K. Martin, Emergency Management Director i September 14, 2011
  • 3. City of Rochester Emergency Operations Plan CONTACT INFORMATION Emergency Management Director Greg K. Martin, Fire Chief 201 4th Street SE City Hall Room 10 Rochester, Minnesota 55901 507-328-2800 gmartin@rochestermn.gov Deputy Emergency Management Director Kenneth E. Jones Emergency Management Division 201 4th Street SE City Hall Room 10 Rochester, Minnesota 55901 507-328-2824 kjones@rochestermn.gov ii September 14, 2011
  • 4. City of Rochester Emergency Operations Plan EXECUTIVE SUMMARY City of Rochester developed the Emergency Operations Plan (EOP) to ensure that all emergency management functions of the City be coordinated to the maximum extent practicable with the comparable functions of the federal government, or state and local governments, and of private agencies of every type. Tasks are assigned to the agencies best suited to performing such tasks. The EOP describes the City of Rochester authority and approach to a disaster or emergency situation. It consists of the Basic Plan, Emergency Support Function annexes, Supporting Annexes, and implementation instructions (emergency policies, procedures, checklists, and the like). These documents serve to provide general guidance and assign responsibility for emergency and disaster functions. The scope of the Emergency Operations Plan spans the entire Cycle of Emergency Operations – pre-incident through applying lessons learned, and encompasses early disaster response activation as well as long-term community recovery. An interim emergency plan document was created in September 2009 to provide measures for emergency disaster coordination. This EOP was completed in September 2011, and serves to fulfill requirements as specified by Minnesota Homeland Security and Emergency Management (HSEM) Local Emergency Operations Plan Crosswalk (MNWALK). iii September 14, 2011
  • 5. City of Rochester Emergency Operations Plan LEGAL AUTHORITY OF EMERGENCY MANAGEMENT PROGRAM Pursuant to Rochester Code of Ordinances Chapter 14A and the Minnesota Emergency Management Act of 1996, the City of Rochester, Minnesota Emergency Management Program has been established: “There is established an Office of Emergency Management within the Rochester Fire Department for the purpose of coordinating all emergency and disaster mitigation, preparedness, response and recovery activities within the City. It shall be staffed by a Deputy Director and other such assistants necessary for the proper functioning of the office. The Mayor shall appoint an Emergency Management Director who shall have responsibility for the organization, administration, and operation of the office, subject to the direction and control of the City Administrator and Council. The Emergency Management Director shall appoint a Deputy Emergency Management Director.” (Rochester Code of Ordinances 14A.03, Subd. 1) “Each political subdivision shall establish a local organization for emergency management…must have a director appointed forthwith…responsible for the organization, administration, and operation of the local organization for emergency management, subject to the direction and control of the local governing body.” (Minn. Stat. § 12.25, Subd. 1) “A county organization for emergency management has jurisdiction throughout the county outside of a city or town that has a local emergency management organization.” (Minn. Stat. § 12.25, Subd. 2 (b)) “Each local and county organization for emergency management shall perform emergency management functions within the territorial limits of the political subdivision within which it is organized and, in addition, shall conduct these functions outside of its territorial limits as may be required pursuant to sections 12.23 (Facilities, Utilization), 12.27 (Mutual Aid, Arrangements), and 12.32 (Governor’s Orders and Rules, Effect), or any other applicable law” (Minn. Stat. § 12.25, Subd. 3). This Emergency Operations Plan (EOP) describes how emergency management functions will be performed in the City of Rochester, and the Minnesota Emergency Operations Plan states a local emergency operations plan enables city government to continue to operate and carry out emergency functions, and fulfill the primary responsibility for meeting the immediate health and safety needs of its citizens in the event of a major disaster/emergency within the City’s territorial limits. The City of Rochester has elected to opt-out of the Olmsted County EOP. iv September 14, 2011
  • 6. City of Rochester Emergency Operations Plan CERTIFICATION LINES OF SUCCESSION CHIEF ELECTED OFFICIAL The line of succession for the Chief Elected Official during a community wide response to an emergency or disaster situation is: Agency Title of Contact Mayor’s Office Mayor Common Council President City Administration City Administrator ___________________________________________ _________________ Mayor - City of Rochester, Minnesota Date ATTEST: __________________________ City Clerk APPROVED THIS _____ DAY OF ______________________, 2011. EMERGENCY MANAGEMENT DIRECTOR The line of succession for the Emergency Management Director during a response to an emergency or disaster situation is: Agency Title of Contact Fire Department Fire Chief - Emergency Management Director Fire Department Deputy Emergency Management Director Police Department Sgt., Deputy Emergency Management Director Fire Department Fire Marshal, Deputy Emergency Management Director ___________________________________________ _________________ City of Rochester Emergency Management Director Date v September 14, 2011
  • 7. City of Rochester Emergency Operations Plan ESF PRIMARY AGENCY CERTIFICATION ESF 1 Transportation Primary Agency: Public Works Purpose The purpose of Emergency Support Function (ESF) 1, Transportation, is to provide organization, mobilization, coordination and delivery of transportation support and assistance following an incident. Scope 1. The Public Works Department is designated as lead department for coordinating transportation related activities within the City of Rochester. 2. The provision of transportation support includes: • The coordination of transportation activities to supplement the efforts of City departments with each other and other jurisdictions or agencies. • The establishment of appropriate incident notification and priority, mobilization, use, and/or allocation of transportation resources. • The processing of all transportation requests, including: evacuation routes of affected populations, coordination of debris management routes of travel; prioritization of roadway restoration and recovery phase repair work; conducting damage assessments of roads; and coordination with City departments, local jurisdictions, and State and federal agencies. Department Head Signature Title ESF 2 Communications Primary Agency: Police Purpose The Communications Emergency Support Function (ESF) is activated when a significant impact to the communications infrastructure is anticipated or has occurred. It is meant to organize, establish and maintain communication capabilities necessary to meet operational requirements of the City of Rochester in preparing for, responding to, and recovering from an incident. Scope 1. The Rochester Police Department Public Safety Communications Center is designated as the lead agency for coordinating communications and warning of events (or pending events). 2. The Communications ESF describes the coordination of actions to be taken to establish and maintain 911 phone systems, computer and information technology infrastructure, ARMER radio system, and telecommunications system (not 911 phones) devices, in preparation for, response to, and recovery from an incident which effects the population and operation of the City of Rochester. 3. Support for this ESF includes: communication and telecommunication services provided under the vi September 14, 2011
  • 8. City of Rochester Emergency Operations Plan National Security Emergency Preparedness procedures for expediting service requirements covered under the Telecommunications Service Priority program (aka GETS). Department Head Signature Title ESF 3 Public Works and Engineering Primary Agency: Public Works Purpose The purpose of Emergency Support Function (ESF) 3, Public Works and Engineering, is to provide guidance for the emergency coordination of public works and engineering services for debris removal, inspection of public infrastructure for damage and structural safety and for issuing contracts for the demolition of unsafe public infrastructure and the temporary repair of essential infrastructure. ESF 3 includes emergency activities for solid waste, flood management, and surface water. Scope 1. The City of Rochester’s Public Works Department maintains City roadways and bridges including signage and postings, wastewater treatment facilities, public parking ramps and lots, City sanitary sewer collection and storm drainage systems, flood management facilities, as well as providing inspections and permit functions. Public Works coordinates emergency restoration of critical public facilities, including the temporary and permanent restoration of, roads, bridges, wastewater collection and treatment systems. Support includes construction management and inspection, emergency contracting and technical advice, and evaluations. 2. A Public Works representative is sent to the City of Rochester Emergency Operations Center (EOC) upon activation. When requested, other City departments are activated to provide support of personnel, equipment, and/or technical advice. 3. Manage flood control structures Department Head Signature Title ESF 4 Firefighting Primary Agency: Fire Purpose The purpose of Emergency Support Function 4 is to provide for citywide coordination of fire prevention, suppression and control within the City of Rochester. This ESF will also provide for the coordinated use of fire department resources in handling urban, rural and wild land fires, which could result from a natural disaster, such as flood or tornado. Scope 1. This ESF deals with fighting fires beyond normal field operations in the City of Rochester. This includes coordinating resource assistance of other agencies through local mutual aid agreements and vii September 14, 2011
  • 9. City of Rochester Emergency Operations Plan the statewide Fire Mobilization Plan. 2. The plan establishes a mutual understanding of authority, responsibilities and functions of local government, and provides a basis for incorporating non-governmental organizations (NGOs) into the response and recovery process. All directions contained herein apply to preparedness measures and incident actions undertaken by the City of Rochester and other supporting organizations as may be required to minimize the effects of large scale incidents. 3. The Fire Department is the primary department for all fire service, emergency medical services (EMS) and rescue activities. 4. The City of Rochester Fire Department has five Stations. 5. Firefighting activities involve the: a. Management and coordination of firefighting activities. b. Detection and suppression of fires on City and private property. c. Providing personnel, equipment, and supplies to support the City and other local jurisdictions involved in urban and urban interface firefighting as well as light urban search and rescue operations. Department Head Signature Title ESF 5 Emergency Management Primary Agency: Emergency Management Division (Fire) Purpose The purpose of Emergency Support Function (ESF) 5 provides guidance in ensuring that the City of Rochester is prepared to handle and respond to an emergency, or disaster. Scope 1. This ESF establishes practices and procedures to ensure incident preparedness for the City of Rochester. By understanding Rochester’s hazards, risks, and vulnerabilities, emergency management can prepare a plan that acknowledges them and can train City staff on their roles and responsibilities, and communicate mitigation and preparedness strategies to the general community. 2. The establishment and routine maintenance of the Emergency Operations Center (EOC) is a primary responsibility of Emergency Management. Equipping the EOC with reliable communication devices and other tools that support incident response are critical in ensuring incidents can be managed and responded to in an efficient manner. Department Head Signature Title ESF 6 Mass Care, Housing, and Human Services Primary Agency: Emergency Management Division (Fire) viii September 14, 2011
  • 10. City of Rochester Emergency Operations Plan Purpose The purpose of this Emergency Support Function (ESF) is to coordinate efforts to provide emergency shelter, sleeping areas, feeding, and other relief supplies following an incident. This ESF also supports a mass care shelter system that is responsible for coordinating emergency relief supplies and victim reporting and reunification within the City of Rochester. Scope 1. The City of Rochester Emergency Management Division will work with local non-governmental organizations (NGOs) to facilitate delivery of mass care services within the City of Rochester. 2. The City of Rochester assumes initial coordination of services according to Minnesota Disaster Recovery Assistance Framework in order to provide mass care response and the efforts of other NGOs, including ARC relief operations. American Red Cross and Salvation Army are primary providers of mass care services. 3. Mass Care includes: a. Dormitory Shelters b. Warming/Cooling Centers c. Feeding d. Emergency First Aid e. Bulk Distribution of Emergency Relief Items Department Head Signature Title ESF 7 Resource Support Primary Agency: Finance Purpose The purpose of this Emergency Support Function (ESF) is to provide logistical and resource support during and immediately following an incident. This ESF provides for the effective utilization, prioritization and conservation of resources within the City of Rochester. Scope 1. Emergency Operations Center resource support involves the provision of services, personnel, commodities, and facilities to the City during the response and recovery phases of an incident including, but not limited to: a. Emergency relief supplies b. Office equipment c. Office supplies d. Contracting services e. Incident Facilities f. Transportation services g. Personnel required for the support of emergency activities 2. The Finance/Purchasing Department will manage the identification of outside resources, both through the government and through private sectors. 3. It may become necessary to reallocate how City personnel, equipment, vehicles, materials, and ix September 14, 2011
  • 11. City of Rochester Emergency Operations Plan facilities are utilized. Department Head Signature Title ESF 8 Public Health and Medical Services Primary Agency: Fire Purpose This Emergency Support Function (ESF) provides the City of Rochester coordinated assistance in response to public health and medical care needs. It provides a structure to coordinate emergency medical services/mass medical activities to ensure the safety of life and property. Scope 1. ESF 8 provides assistance in identifying and meeting the health and medical needs of those affected by an incident. The primary support agencies are responsible for coordinating the medical needs of City as well as responding to those with incident related injuries. Support for these responsibilities can be categorized in the following functional areas: • Assessment of health and medical needs • Medical care personnel • Health and medical equipment and supplies • Patient evacuation • Worker health and safety • Public health information • Potable water, wastewater, and solid waste disposal 2. Mass casualties, fatalities, and public health emergencies can either occur during the disaster or following one. The Fire Department will direct and coordinate the provisions of health and medical assistance in coordination with support organizations and agencies relating to mass casualties and fatalities. This ESF discusses overall public health response and recovery, triage, treatment, and the transportation and evacuation of those affected by the incident. Public health functions include protecting the safety of water supplies, assuring adequate sanitation is maintained, assuring the safety of food supplies, providing mortuary services and preventing or controlling epidemics. This ESF outlines the procedures for providing health services. Department Head Signature Title ESF 9 Search and Rescue Primary Agency: Fire Purpose x September 14, 2011
  • 12. City of Rochester Emergency Operations Plan The purpose of this ESF is to provide for the effective utilization of Urban Search and Rescue resources and operations. Scope 1. Urban Search and Rescue (USAR) will be coordinated by the City of Rochester Fire Department. Department Head Signature Title ESF 10 Hazardous Materials Primary Agency: Fire Purpose The purpose of this ESF is to designate the City of Rochester’s responsibilities for managing and minimizing exposure to an emergent or potential hazardous material incident, oil spill, or other unanticipated release or spill. Scope 1. This ESF is intended to provide a coordinated response to an actual or potential release of hazardous materials. Department Head Signature Title ESF 11 Agriculture and Natural Resources Primary Agency: Public Works Purpose This ESF ensures that animal, veterinary, and wildlife issues in an incident are supported. Response actions for the rehabilitation, recovery, and restoration of natural resources are supported by this ESF. Scope 1. ESF-11 includes two primary functions: a. Protection of natural resources i. Includes appropriate response actions to: ii. Conserve, rehabilitate, recover, and restore natural resources. b. Animal welfare and sheltering, animal and plant disease, and pest response i. Includes implementing an integrated local, State, federal and tribal response to an outbreak of a highly contagious or economically devastating animal/zoonotic xi September 14, 2011
  • 13. City of Rochester Emergency Operations Plan disease, an outbreak of a highly infective exotic plant disease, or an economically devastating plant pest an incident are supported. Department Head Signature Title ESF 12 Energy Primary Agency: Rochester Public Utilities (RPU) Purpose The primary and support organizations of ESF 12 coordinate with energy and related private and governmental organizations to provide information for assessment, response, and recovery operations related to natural gas supply, power outages, and capacity shortages that may impact Rochester citizens during an event. Scope 1. Depending on the magnitude and extent of the incident, the following may occur: 2. Communication and coordination between the City and RPU to assess energy system damage, energy supply, and energy demand. 3. Determination with businesses that provide/offer such products of fuel needed for emergency operations. 4. Relaying of information and guidance on energy conservation. Department Head Signature Title ESF 13 Public Safety, Law Enforcement, Security Primary Agency: Police Purpose Emergency Support Function 13 is meant to coordinate the use of law enforcement personnel and equipment in a large-scale incident. Scope 1. Effective law enforcement is essential during large-scale incidents to insure the protection of lives and property. The Rochester Police Department is responsible for the enforcement of laws, traffic control, investigation of crimes and other public safety activities within the City. Rochester has the capability and resources to meet routine law enforcement needs however, during a large-scale incident problems may be multiplied, more complex, and could rapidly tax the capability and xii September 14, 2011
  • 14. City of Rochester Emergency Operations Plan resources of the City. Department Head Signature Title ESF 14 Long-Term Community Recovery Primary Agency: City Administration Purpose The purpose of this Emergency Support Function (ESF) is to establish uniform policies for effective coordination in accomplishing recovery and restoration tasks resulting from a significant event. The goals of recovery efforts are to restore City capabilities while also making it more resilient. Scope 1. Recovery and restoration actions begin upon initiation of response actions and will be determined by the specific event. Several local, State, and federal jurisdictions may be involved depending on the hazard and scope of the situation. The City of Rochester is responsible for leading its own recovery efforts. Department Head Signature Title ESF 15 External Affairs Primary Agency: Emergency Management Division (Fire) Purpose The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information and instruction for the public, media, government agencies, and community response partners. Scope 1. Early disaster intervention can lessen the effects of hazards in many situations. Emergency public information actions before, during, and following any emergency provides a means to implement protective measures. 2. Provide early and updated information to Community Notification Partners 3. Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass notification systems (e.g. Rochester-Alert) 4. Provide public information management in complex emergencies and disasters at the Emergency Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and control rumors through reliable and authoritative information xiii September 14, 2011
  • 15. City of Rochester Emergency Operations Plan Department Head Signature Title Continuity of Government/Continuity of Operations Plan Primary Agency: City Administration Purpose The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information and instruction for the public, media, government agencies, and community response partners. Scope 1. Early disaster intervention can lessen the effects of hazards in many situations. Emergency public information actions before, during, and following any emergency provides a means to implement protective measures. 2. Provide early and updated information to Community Notification Partners 3. Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass notification systems (e.g. Rochester-Alert) 4. Provide public information management in complex emergencies and disasters at the Emergency Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and control rumors through reliable and authoritative information Department Head Signature Title Damage Assessment Annex Primary Agency: Building Safety Purpose The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information and instruction for the public, media, government agencies, and community response partners. Scope 1. Early disaster intervention can lessen the effects of hazards in many situations. Emergency public information actions before, during, and following any emergency provides a means to implement protective measures. 2. Provide early and updated information to Community Notification Partners 3. Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass notification systems (e.g. Rochester-Alert) 4. Provide public information management in complex emergencies and disasters at the Emergency Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and xiv September 14, 2011
  • 16. City of Rochester Emergency Operations Plan control rumors through reliable and authoritative information Department Head Signature Title Debris Management Annex Primary Agency: Public Works/Parks and Recreation Purpose The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information and instruction for the public, media, government agencies, and community response partners. Scope 1. Early disaster intervention can lessen the effects of hazards in many situations. Emergency public information actions before, during, and following any emergency provides a means to implement protective measures. 2. Provide early and updated information to Community Notification Partners 3. Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass notification systems (e.g. Rochester-Alert) 4. Provide public information management in complex emergencies and disasters at the Emergency Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and control rumors through reliable and authoritative information Department Head Signature Title Donations Management Primary Agency: Finance Purpose The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information and instruction for the public, media, government agencies, and community response partners. Scope 1. Early disaster intervention can lessen the effects of hazards in many situations. Emergency public information actions before, during, and following any emergency provides a means to implement protective measures. 2. Provide early and updated information to Community Notification Partners 3. Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass notification systems (e.g. Rochester-Alert) 4. Provide public information management in complex emergencies and disasters at the Emergency xv September 14, 2011
  • 17. City of Rochester Emergency Operations Plan Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and control rumors through reliable and authoritative information Department Head Signature Title Volunteer Management Primary Agency: Human Resources Purpose The purpose ESF 15 External Affairs is to provide timely, accurate, coordinated, and accessible information and instruction for the public, media, government agencies, and community response partners. Scope 1. Early disaster intervention can lessen the effects of hazards in many situations. Emergency public information actions before, during, and following any emergency provides a means to implement protective measures. 2. Provide early and updated information to Community Notification Partners 3. Provide citizen alert and notification via early hazard warning systems (e.g. sirens) and mass notification systems (e.g. Rochester-Alert) 4. Provide public information management in complex emergencies and disasters at the Emergency Operations Center (EOC), in order to coordinate the delivery of disaster response messages, and control rumors through reliable and authoritative information Department Head Signature Title xvi September 14, 2011
  • 18. City of Rochester Emergency Operations Plan EMERGENCY OPERATIONS PLAN (EOP) COORDINATION Planning Team Membership Basic Plan Emergency Management Ken Jones, Deputy Director EMERGENCY SUPPORT FUNCTION (ESF) ANNEXES ESF 1: Transportation Public Works Department Tony Knauer ESF 2: Communications PSCC - Police Department Gary Mulleneaux ESF 3: Public Works and Public Works Department Richard Freese Engineering ESF 4: Firefighting Fire Department Brennan Kelly ESF 5: Emergency Emergency Management Ken Jones Management ESF 6: Mass Care, Emergency Emergency Management Ken Jones Assistance, Housing, and Human Services ESF 7: Resource Support Emergency Management Ken Jones ESF 8: Public Health and Emergency Management Ken Jones Medical Services ESF 9: Search and Rescue Fire Department David Worstman and Chris Bailey ESF 10: Hazardous Materials Fire Department Kris Jungels and Mike Jacobson ESF 11: Agriculture and Natural Emergency Management Ken Jones Resources ESF 12: Energy Rochester Public Utilities Mark Kotschevar ESF 13: Public Safety Police Department Scott Tulius ESF 14: Long-Term Community City Administration Stevan Kvenvold Recovery ESF 15: External Affairs Emergency Management Ken Jones ANNEXES to EOP Continuity of Emergency Management Ken Jones Government/Continuity of Human Resources Perry Buffington Operations Plan Damage Assessment Building Safety Department Tim Saari Debris Management Park and Recreation Department Dennis Stolz Donations Management Finance Department Rachel Houdek Volunteer Management Human Resources Department Linda Hillenbrand City of Rochester Emergency Management Director (or Deputy Director) is ultimately responsible for coordinating and maintaining ESF/Annexes of the City of Rochester Emergency Operations Plan SIGNATURE DATE xvii September 14, 2011
  • 19. City of Rochester Emergency Operations Plan REVISIONS Section Creation Date Revision Date Initials Introductory/Promulgation September 2011 Basic Plan September 2011 ESF 1: Transportation September 2011 ESF 2: Communications September 2011 ESF 3: Public Works and September 2011 Engineering ESF 4: Firefighting September 2011 ESF 5: Emergency September 2011 Management ESF 6: Mass Care, Housing, September 2011 and Human Services ESF 7: Resource Support September 2011 ESF 8: Public Health and September 2011 Medical Services ESF 9: Search and Rescue September 2011 ESF 10: Hazardous Materials September 2011 ESF 11: Agriculture and September 2011 Natural Resources ESF 12: Energy September 2011 ESF 13: Public Safety September 2011 ESF 14: Long-Term September 2011 Community Recovery ESF 15: External Affairs September 2011 Continuity of Government & September 2011 Operations Plan (COG/COOP) Damage Assessment Annex September 2011 Debris Management Annex September 2011 Donations Management September 2011 Annex Volunteer Management September 2011 Annex xviii September 14, 2011
  • 20. City of Rochester Emergency Operations Plan PLAN DISTRIBUTION Agency Distribution Date Building Safety Department September 2011 City Administration September 2011 City Attorney’s Office September 2011 City Clerk’s Office September 2011 Finance Department September 2011 Fire Department September 2011 Human Resources Department September 2011 Information Systems Division September 2011 Library September 2011 Mayo Civic Center September 2011 Mayor and Council September 2011 Music September 2011 Park and Recreation September 2011 Police Department September 2011 Public Works September 2011 Rochester-Olmsted Planning Department September 2011 Rochester Public Utilities September 2011 Rochester International Airport (RST) September 2011 xix September 14, 2011
  • 21. City of Rochester Emergency Operations Plan PRIMARY and SUPPORTING AGENCIES MATRIX ESF 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Annexes Resource Support Donations Mgmt. Volunteer Mgmt. Medical Services Search & Rescue Communications Damage Assess. External Affairs Nat. Resources Transportation Public Works Agriculture & Debris Mgmt. Public Safety Department/ Management COG/COOP Firefighting Long-Term Emergency Mass Care Agency Haz-Mat Recover Energy Building Safety S S S P Department City S S P P Administration City Attorney’s S S Office City Clerk’s Office S S S Finance S P S S P Fire S S P P P S P P P S S S P S S S Human Resources S S S S S P Department Information Systems S S S S S S S Division Library S S S Mayo Civic Center S S Mayor and Council S S Music S S Park and Recreation S S S S S S S S Police S P S S S S S S P P S S Public Works P P S S S S S S S P Rochester- Olmsted Planning S S S S Department Rochester Public Utilities S S S S P S (RPU) Rochester International S S Airport (RST) VOAD S S S S S xx September 14, 2011
  • 22. City of Rochester, Minnesota BASIC PLAN This section describes the basic disaster response plan of the City of Rochester, Minnesota. The Basic Plan lays the foundation for legal authority and describes the general duties and responsibilities of the Mayor and Emergency Management Director, and the disaster relief force.
  • 23. City of Rochester Emergency Operations Plan TABLE OF CONTENTS 1 Introductory/Promulgation Documents ...................................................................................................... Contact Information.................................................................................................................................. ii Executive Summary.................................................................................................................................. iii Legal Authority ......................................................................................................................................... iv Certification............................................................................................................................................... v ESF Primary Agency Certification ............................................................................................................. vi Emergency Operations Plan Coordination............................................................................................. xvii Revisions ............................................................................................................................................... xviii Plan Distribution ..................................................................................................................................... xix Primary and Supporting Agencies Matrix ................................................................................................xx Table of Contents .......................................................................................................................................... 2 2 Purpose and Scope of the Emergency Operations Plan (EOP) .................................................................. 5 2.1 Definition of Disaster .......................................................................................................................... 5 2.2 Purpose ............................................................................................................................................... 5 2.3 Scope ................................................................................................................................................... 6 3 Planning Overview ..................................................................................................................................... 6 3.1 Integrated Approach to Emergency Planning ..................................................................................... 6 3.2 Comprehensive Approach to Emergency Planning............................................................................. 7 3.3 Plan Assumptions ................................................................................................................................ 7 3.4 Organization of Emergency Operations Plan ...................................................................................... 8 3.5 Primary and Support Departments and Agencies .............................................................................. 8 4 Policies ....................................................................................................................................................... 9 4.1 Legal References ................................................................................................................................. 9 4.2 Establishment of Emergency Management Program ....................................................................... 10 4.3 Local State of Emergency and Limits of Emergency Authority ......................................................... 10 4.4 Implement the Emergency Operations Plan (EOP) ........................................................................... 10 4.5 Delegation of Emergency Authority.................................................................................................. 10 4.6 NIMS Resolution................................................................................................................................ 11 4.7 Intrastate Mutual Aid ........................................................................................................................ 11 4.8 Document Preservation and Retention ............................................................................................ 12 Basic Plan - 2 September 14, 2011
  • 24. City of Rochester Emergency Operations Plan 5 Situation ................................................................................................................................................... 13 5.1 Mission .............................................................................................................................................. 13 5.2 Service Area ...................................................................................................................................... 13 5.3 Services ............................................................................................................................................. 13 5.4 Organization ...................................................................................................................................... 13 5.5 Management ..................................................................................................................................... 13 5.6 Personnel .......................................................................................................................................... 14 5.7 Facilities and Equipment ................................................................................................................... 14 5.8 External Affairs and Relations ........................................................................................................... 14 6 Concept of Operations ............................................................................................................................. 15 6.1 Early Intervention is Vital to Success ................................................................................................ 15 6.2 Emergency Management is a Continuous Process: Cycle of Emergency Operations ...................... 15 6.3 Activities Within the Cycle of Emergency Operations ...................................................................... 16 6.4 Situational Awareness....................................................................................................................... 17 7 Organization and Assignment of Responsibilities .................................................................................... 17 7.1 Duties and Powers of the Mayor ...................................................................................................... 17 7.2 Duties and Authority of Emergency Management Director ............................................................. 18 7.3 Definition of Relief Force and Duties of City Employees .................................................................. 19 7.4 Emergency Operations Plan .............................................................................................................. 19 7.5 Duties of City Department Liaison .................................................................................................... 20 7.6 City of Rochester Emergency Operations Center Staffing ................................................................ 20 8 Direction and Control ............................................................................................................................... 21 8.1 Legal Authority .................................................................................................................................. 21 8.2 Direction and Control of Emergency Operations Center (EOC) ........................................................ 22 8.3 Direction and Control of Disaster Responders.................................................................................. 22 8.4 Reassignment of City Employee Duties ............................................................................................ 23 8.5 Interface with State of Minnesota Homeland Security and Emergency Management .................... 23 8.6 Role of Public Health ......................................................................................................................... 24 8.7 Volunteers and agencies ................................................................................................................... 25 8.8 Private sector .................................................................................................................................... 25 8.9 Liability .............................................................................................................................................. 25 Basic Plan - 3 September 14, 2011
  • 25. City of Rochester Emergency Operations Plan 9 Checking and Corrective Action ............................................................................................................... 26 9.1 After Action Review .......................................................................................................................... 26 10 Plan Development and Maintenance .................................................................................................... 26 10.1 Assignments and Responsibilities ................................................................................................... 26 10.2 Capability Assessment .................................................................................................................... 26 10.3 State of Minnesota Planning Requirements ................................................................................... 27 11 References ............................................................................................................................................. 28 11.1 Attachments and Supporting Documents....................................................................................... 28 11.2 Plan Writing References.................................................................................................................. 28 12 Appendix A - Emergency Management Program................................................................................... 30 12.1 Community Profile .......................................................................................................................... 30 12.2 Hazard Profile.................................................................................................................................. 32 12.3 Characteristics of Effective Emergency Management Organizational Structures .......................... 33 12.4 Strategy, Goals, Objectives ............................................................................................................. 34 12.5 Public Education.............................................................................................................................. 34 13 Appendix B - Training, Awareness and Competence ............................................................................. 35 13.1 City of Rochester Training Requirements ....................................................................................... 35 13.2 State of Minnesota Training Requirements .................................................................................... 35 13.3 National Incident Management System Training ........................................................................... 36 14 Appendix C – Exercise Program ............................................................................................................. 38 14.1 Purpose ........................................................................................................................................... 38 14.2 Policy ............................................................................................................................................... 38 14.3 State of MN requirements .............................................................................................................. 38 14.4 Capability Based Exercises .............................................................................................................. 39 14.5 Type of Exercises ............................................................................................................................. 40 14.6 HSEEP Exercise Program Management........................................................................................... 41 14.7 Required Exercises .......................................................................................................................... 42 15 Appendix D - State of Minnesota Emergency Management Act ........................................................... 43 15.1 State of Minnesota Emergency Management Act of 1996 (excerpts)............................................ 43 Basic Plan - 4 September 14, 2011
  • 26. City of Rochester Emergency Operations Plan 1 Introductory/Promulgation Documents The documents on the pages preceding the Table of Contents declare official statements as required by HSEM Local Emergency Operations Plan Crosswalk (MNWALK) Version 3.3, and/or as suggested by FEMA Comprehensive Preparedness Guide (CPG) 101 Version 2. 2 Purpose and Scope of the Emergency Operations Plan (EOP) 2.1 Definition of Disaster As defined by Ordinance Chapter 14A of the Rochester Code of Ordinances: Disaster means an occurrence or threat of widespread or severe damage, injury or loss of life or property resulting from any natural or human-made cause, including but not limited to, fire, flood, snowstorm, ice storm, tornado, windstorm, oil spill, water contamination, utility failure, hazardous peacetime radiological incident, major transportation accident, hazardous materials incident, epidemic, pandemic, air contamination, blight, drought, infestation, explosion, or hostile military or paramilitary action, or similar occurrences resulting form terrorist activities, riots, or civil disorders. Disasters v Emergency Response: A disaster is a crisis event that transcends the normal emergency response. Disasters are different in four unique ways: 1) Coordination of many emergency responders and extra “outside” agencies; 2) Responders perform limited, specific tasks or assume non-traditional roles; 3) Different performance standards are applied; 4) Public/private interface is highly interactive and absolutely vital to a successful disaster response (Quarantelli, 2006). 2.2 Purpose The Emergency Operations Plan (EOP) seeks to prepare the City of Rochester for a disaster. The purpose of the Emergency Operations Plan (EOP) is to ensure that all emergency management functions of the City be coordinated to the maximum extent practicable with the comparable functions of the federal government, of state and local governments, and of private agencies of every type. It accomplishes this by: • Describing how the City will respond to disasters • Outlines actions to prevent, prepare, and recover from disasters • Uses Emergency Support Functions (ESF), Annexes, and implementation instructions to convert this plan into action steps • Enables the City to be eligible for Emergency Management Program Grant (EMPG) assistance and other non-disaster funding Basic Plan - 5 September 14, 2011
  • 27. City of Rochester Emergency Operations Plan 2.3 Scope The scope of the Emergency Operations Plan spans the Cycle of Emergency Operations – pre-incident through applying lessons learned, and encompasses early disaster response activation into long-term community recovery. Why is early disaster response desired? Routine (minor) emergencies are handled every day by City departments and response organizations, and these functions are managed independently of other emergency management coordination. When complex (major) emergencies occur, emergency management operations may be needed to assist in coordination and support. Disasters require an integration of departments and response organizations for effective disaster response, and are different from simple emergencies. While disasters may start as a sudden, devastating event, they may begin as a smaller incident and continue to grow beyond the scope of normal emergency response. The EOP considers both sudden and slow-onset disasters. Early disaster activation enables the City to get ahead of the event to improve disaster management. And, continuing emergency management operations beyond the crisis phase of the event enables the City to recover, prevent/mitigate future crises, and prepare for the next event. 3 Planning Overview 3.1 Integrated Approach to Emergency Planning All disasters are local and should be managed at the lowest jurisdictional level, and at the lowest level within the jurisdiction, in accordance with Minnesota State law and Homeland Security and Emergency Management (HSEM) policy: • Minnesota Statutes Chapter 12 defines the local jurisdiction authority, mission, and roles performed by local jurisdictions • As defined by Minnesota State Statutes Chapter 12, City of Rochester is the local government emergency management jurisdiction responsible for prevention/mitigation activities, preparedness, response coordination, and recovery operations within the city limits • City of Rochester Ordinance Chapter 14A defines the scope of emergency management authorities, roles and responsibilities • City of Rochester develops collaborative partnerships with agencies and groups who provide disaster-related services and utilizes these services to accomplish the emergency management mission defined by state and local statutes • City of Rochester will use City resources available before seeking mutual aid • City of Rochester will seek mutual aid from partners before seeking additional resources from the State of Minnesota Basic Plan - 6 September 14, 2011
  • 28. City of Rochester Emergency Operations Plan • City of Rochester plays a regional role in providing emergency resources in both response and recovery missions, and will provide mutual aid per signed agreements or as requested by the State Emergency Operations Center (EOC) via Mn Duty Officer 3.2 Comprehensive Approach to Emergency Planning All disasters are local and require a comprehensive approach to emergency management: • Seek the involvement of all who are engaged in disaster management and develop effective partnerships so all can achieve our mission • Understand true disasters are few and far between and seek to hone disaster skills by frequent Emergency Operations Center (EOC) activation to emergency responses - small and large • Maintain awareness of hazards and seek to prevent and mitigate (minimize) effects of recognized hazards • It is crucial to leave room for emergence as new hazards may become evident and require an unanticipated response • Develop a culture of preparedness for our responders, our citizens, and our community • Build the capability to respond to any emergency, including the ability to warn the public of impending harm • Aim to match actions during emergency response to words used in emergency planning • Learning is a continuous process and seek continuous improvement through lessons learned and application of best practices 3.3 Plan Assumptions • People desire to be self-sufficient - emergency management efforts are directed toward enabling and empowering individuals and groups to take care of themselves by providing or restoring essential services • People who are prepared for emergencies and disasters will be able to take care of themselves • Special population may need extra help • Community emergency response organizations exist to help those affected by the disaster or emergency • Shelters, mass feeding, and other disaster services will be pre-planned and available • The Emergency Operations Center (EOC) will coordinate services by working with response agencies/organizations to provide services effectively • Resources for first responders and other providers will be coordinated through the EOC • Public warning systems will be working and available • Adequate budgetary funding will exist to support the emergency management program Basic Plan - 7 September 14, 2011
  • 29. City of Rochester Emergency Operations Plan 3.4 Organization of Emergency Operations Plan Basic Plan. The Basic Plan describes the planning environment, authority for emergency actions, purpose and scope, concept of operations, assignments, and method of managing the disaster. Appendices to the Basic Plan provides information to explain the overall emergency management program. Emergency Support Function (ESF) Annexes. The Emergency Support Functions identify the primary and support agencies who provide vital emergency actions, discusses the full range of actions in each phase of emergency management, identifies policies and logistical support, and establishes a means of communication between disaster responders. The federal emergency support function model is used for ESF 1 - 15. Annexes are used to supplement the Basic Plan and ESF Annexes, and describe essential functions provided in disaster response. List of Annexes 1. ESF 1: Transportation 2. ESF 2: Communications 3. ESF 3: Public Works and Engineering 4. ESF 4: Firefighting 5. ESF 5: Emergency Management 6. ESF 6: Mass Care, Housing, and Human Services 7. ESF 7: Resource Support 8. ESF 8: Public Health and Medical Services 9. ESF 9: Search and Rescue 10. ESF 10: Hazardous Materials 11. ESF 11: Agriculture and Natural Resources 12. ESF 12: Energy 13. ESF 13: Public Safety 14. ESF 14: Long-Term Community Recovery 15. ESF 15: External Affairs 16. Continuity of Government (COG)/Continuity of Operations Plan (COOP) 17. Damage Assessment Annex 18. Debris Management Annex 19. Donations Management Annex 20. Volunteer Management Annex 3.5 Primary and Support Departments and Agencies See Foreword for overview of ESF, primary and supporting agencies responsibilities Basic Plan - 8 September 14, 2011
  • 30. City of Rochester Emergency Operations Plan 4 Policies 4.1 Legal References City of Rochester Ordinance Chapter 14A Emergency Management provides the statement of legislative purpose and intent, and is the basis for the Emergency Operations Plan. Minnesota Statutes, Chapter 12, as amended (“The Minnesota Emergency Management Act of 1996”) stipulate that HSEM “...shall coordinate the development and maintenance of emergency operations plans and emergency management programs by the political subdivisions of this state, with the plans and programs integrated into and coordinated with the emergency operations plan and emergency management program of this state to the fullest possible extent.” Also, see section 11.2 for additional excerpts. Minnesota Statutes, Section 299J, as amended. (The Minnesota Pipeline Safety Act): Minnesota State Fire Marshal, Office of Pipeline Safety, Section 299J.10, requires a county or home rule charter city having a pipeline (as defined in the statute) within its jurisdiction to prepare an emergency operations plan and supporting documentation that will include appropriate pipeline safety information. “The format and content of the plan... must be in agreement with the guidance and prototype planning documents provided by HSEM.” Minnesota Statutes, Section 299K.01 (The Minnesota Emergency Planning and Community Right-to-Know Act), Section 299K.05, stipulates that “Political subdivisions should prepare emergency plans that adequately address the requirements contained in ... the federal act.” The “federal act” is the Emergency Planning and Community Right to Know Act, otherwise known as Title III of the Superfund Amendments and Reauthorization Act (SARA) of 1986. SARA Title III includes several requirements regarding the development, exercising, and updating of a local emergency plan. Minnesota Statutes, Section 103F, Subdivision 3. (Emergency Flood Protection Measures): Minnesota Department of Natural Resources: Minnesota Statutes, Section 103F.155, requires communities having emergency flood measures (levees) to develop a plan adequate to provide protection in the event of levee failure (See ESF 11 Natural Resources). Robert T. Stafford Disaster Relief and Emergency Assistance Act, Public Law 93-288, as amended, 42 U.S.C. 5121-5207, and Related Authorities FEMA 592, June 2007, relates the ability for local jurisdictions to receive Hazard Mitigation funds, receive federal resources, and outlines eligibility for disaster relief assistance. Basic Plan - 9 September 14, 2011
  • 31. City of Rochester Emergency Operations Plan 4.2 Establishment of Emergency Management Program City of Rochester is recognized as an emergency management program under the Minnesota Chapter 12 as amended and augmented by City of Rochester Ordinance 3956, Chapter 14A: There is established a department of Emergency Management within the Rochester Fire Department for the purpose of coordinating all emergency and disaster mitigation, preparedness, response and recovery activities within the City. The Director and Deputy Director of Emergency Management shall have responsibility for the organization, administration, and operation of the office, subject to the direction and control of the City Administrator and Common Council. 4.3 Local State of Emergency and Limits of Emergency Authority City of Rochester Emergency Management Ordinance Chapter 14A When circumstances within the property governed by City of Rochester indicate that the occurrence or threat of occurrence of widespread or severe damage, injury or loss of life or property exists, the Mayor, or designee, may declare a local state of emergency. Such a declaration shall be forwarded to Common Council, and be promptly filed with the City Clerk, and given prompt general publicity. This declaration shall not be continued or renewed for a period in excess of 3 days except with the consent of the Common Council. If the Mayor, or designee, invokes such power and authority, he/she shall, as soon as reasonably expedient, convene the Common Council for one or more emergency meetings in accordance with the open meetings act to perform its normal governing duties as the situation demands, and will report to that body relative to emergency activeness. Nothing in this policy shall be construed as abridging or curtailing the powers of the Common Council unless specifically provided herein. 4.4 Implement the Emergency Operations Plan (EOP) 14A.05, Subd. 3. Mayor may do one or more of the following powers under a local state of emergency: Direct the Emergency Management Director or Deputy Director to implement the Emergency Operations Plan. 4.5 Delegation of Emergency Authority City of Rochester Emergency Management Ordinance Chapter 14A Basic Plan - 10 September 14, 2011
  • 32. City of Rochester Emergency Operations Plan During the temporary absence of the Mayor from the City or the inability of the Mayor to perform the duties of the office, the designee shall act in his/her place for the purpose of performing emergency duties of the Mayor. The designee shall be the President of Common Council. The Mayor shall designate, in writing, the name(s) and title(s) of the designee(s). This designation shall be considered permanent, unless rescinded by letter to the designee(s) and the Emergency Management Director. Line of Succession for Emergency Management Director 1. Deputy Emergency Management Director 2. Acting Deputy Emergency Management Directors Line of Succession for Mayor 1. President of Common Council 2. City Administrator 4.6 NIMS Resolution As approved by Common Council on October 3, 2005, the City of Rochester will utilize the National Incident Management System (NIMS) as the standard for all incident management. 4.7 Intrastate Mutual Aid As approved by Common Council on October 3, 2005, the City of Rochester promotes the efficiency and effectiveness of intrastate mutual aid by designating the City Administrator, Chief of Police, Fire Chief, Public Works Director, and other officer who, exercising discretion and considering the needs of the political subdivision and its inhabitants, to dispatch equipment and personnel as considered necessary if a danger of fire, hazard, casualty, and another similar occurrence exists outside the political subdivision and by its suddenness it would be impractical for the governing body of the City of Rochester itself to authorize the dispatch of equipment and personnel to combat that emergency or disaster. Further, Chapter 14A authorizes the Emergency Management Director, assisted by the Deputy Emergency Management Director shall accomplish the standards of emergency management and assist in the development of mutual aid agreements, which may be reviewed by Common Council. See Minnesota Emergency Management Act of 1996, Chapter 12.27 and 12.33 (References section) for additional guidance. Basic Plan - 11 September 14, 2011
  • 33. City of Rochester Emergency Operations Plan 4.8 Document Preservation and Retention Vital Files, Records, and Databases: Vital records are documents, references, and records, regardless of media type, that are needed to support essential functions of government. All vital records must be protected from damage or destruction based. Vital records are either permanent or possess an expiration date based on the General Records Retention Schedule for Minnesota Cities (March 2008). Records are kept in paper copy and stored in each respective department. City of Rochester maintains databases and other references supporting the essential functions are available through a backup process using the AS 400 system. Excess storage is handled using per the City of Rochester Procedures for Storage & Retention of Hard Copy Records (June 2011). Paper records possessing an expiration date are destroyed by incineration after the expiration date. Electronic records are stored in perpetuity on CD. Basic Plan - 12 September 14, 2011
  • 34. City of Rochester Emergency Operations Plan 5 Situation 5.1 Mission City of Rochester has the primary responsibility for meeting the immediate health and safety needs of its citizens in the event of a major emergency/disaster (MEOP, BP-11), and will provide initial emergency response and coordination for citizens when a complex emergency/disaster occurs. 5.2 Service Area City of Rochester city limits and boundaries, and will provide assistance to SE Minnesota as requested 5.3 Services City of Rochester will provide functions outlined in the Basic Plan and Annexes, and "include... without limitation, firefighting services, police services, medical and health services, rescue, engineering, communications and warning services, radiological/chemical and other special weapons defense, evacuation of persons from stricken areas, emergency human services, emergency transportation, existing or properly assigned functions of plant protection, temporary restoration of public utility services, implementation of energy supply, emergency conservation and allocation measures, and other functions related to civilian protection, together with all other activities necessary or incidental to preparing for and carrying out these functions" (Minn. Stat. § 12.03, Subd. 4) 5.4 Organization All city departments have a role in emergency planning and preparedness efforts, as well as emergency planners across all disciplines. Organization of emergency field response will follow agency lines, and when needed will organize under the Incident Management System model. Organization of the City Emergency Operations Center (EOC) will follow the Incident Management System model. 5.5 Management It is essential to assure leadership continuity in elected officials and within emergency management, and the Basic Plan addresses this need. Basic Plan - 13 September 14, 2011
  • 35. City of Rochester Emergency Operations Plan Management of emergency field responders (police, fire, medical, public works, parks, energy, volunteers, and the like) will align with principles of the National Incident Management System Management of the Emergency Operations Center will align with principles of the National Incident Management System A mechanism for feedback is provided by the After Action Review (AAR) process, and is viewed as a critical component to assure continuous learning It is important to maintain emergency work satisfaction and the AAR process, incident management process, and "servant leadership" engagement process of emergency response management and planning seeks to achieve work satisfaction 5.6 Personnel Emergency field response personnel will continue to function as assigned, and will operate as one unit when required (under Incident Management System). Emergency Operations Center will be staffed with city employees and key external staff members (medical, volunteer, and the like) to accomplish the mission required by the complex emergency/disaster. Rather than seeking only executive staff, it is vital to assign the right people for right jobs, regardless of rank or status during routine operations. These personnel will be provided training to develop skills in emergency management tools & practices. 5.7 Facilities and Equipment Facilities, equipment, tools and supplies will be utilized for disaster response The primary Emergency Operations Center is located at City Hall, and the secondary facility is located at Public Works Street Maintenance Garage located on East River Parkway 5.8 External Affairs and Relations Speak as one in times of disaster – joint public information component between all organizations, institutions, and agencies Develop not just cooperative partnerships, but also collaborative relationships, and treat partners with mutual respect Strive to ensure entire system working together Basic Plan - 14 September 14, 2011
  • 36. City of Rochester Emergency Operations Plan 6 Concept of Operations 6.1 Early Intervention is Vital to Success Emergency management is a continuous process. Some disasters are immediate and others start as a series of small emergencies and build to full response activity. Early intervention is a useful means to get ahead of many disasters. The City of Rochester emergency management Concept of Operations puts the principle of early intervention into practice. Minor emergencies are handled daily by response organizations. When many emergencies overwhelm the system, emergency operations coordination provides support and resources, and other items. The EOC Duty Officer maintains situational awareness 24/7 to promote early EOC activation and emergency management intervention. 6.2 Emergency Management is a Continuous Process: Cycle of Emergency Operations Basic Plan - 15 September 14, 2011
  • 37. City of Rochester Emergency Operations Plan 6.3 Activities Within the Cycle of Emergency Operations Basic Plan - 16 September 14, 2011
  • 38. City of Rochester Emergency Operations Plan 6.4 Situational Awareness The success of early intervention hinges on good information collection (situational awareness) and dissemination to key groups for their awareness. The emergency management EOC Duty Officer position provides 24/7 situational awareness of hazardous conditions (natural hazards, such as weather; technological hazards, such as chemical release; and civil disturbances, such as terrorism related information). Methods of Receiving Situational Awareness • Word of mouth from reliable sources • National Weather Service information feeds • 911 Dispatch (Public Safety Answering Point - PSAP) • Deliberate reconnaissance • Information vetting and confirmation • Information flow from emergency management partners • During events, information from Incident Command flows to Operations and is relayed to EOC Command Team. DLAN provides a Situation Status Board to keep all EOC Sections aware of current events. DLAN Watch Command is the entry portal for incident messages 7 Organization and Assignment of Responsibilities 7.1 Duties and Powers of the Mayor Local State of Emergency. Ordinance Chapter 14A: When circumstances with the City indicate that the occurrence or threat of occurrence of widespread or severe damage, injury or loss of life or property exists, the Mayor may declare a local state of emergency. Powers under Local State of Emergency. Ordinance Chapter 14A: The Mayor may do one or more of the following under a City state of emergency: • Direct the Emergency Management Director to implement the Emergency Operations Plan. • Relieve City employees of normal duties and temporarily reassign them to other duties. • Direct the overall disaster relief effort, including the disaster relief force, in accordance with the Emergency Operations Plan. • Notify employees, students, and the public to recommend in-place shelter or evacuation protective measures. Basic Plan - 17 September 14, 2011
  • 39. City of Rochester Emergency Operations Plan • Request a state of disaster or emergency declaration from the governor. When obtaining normal approvals would result in further injury or damage, the Mayor may, until the City Council convenes, waive procedures and formalities otherwise required pertaining to the following: • For a period of up to 3 days appropriate and expend funds. • For a period of up to 3 days make contracts, obtain and distribute equipment, materials, and supplies for disaster purposes • Employ temporary workers. • Purchase and distribute supplies, materials, and equipment. 7.2 Duties and Authority of Emergency Management Director Authority. As outlined in Ordinance Chapter 14A: “The Emergency Management Director shall act for and at the direction of the City Administrator and Mayor in the Operations of activities during times of major emergencies and disasters.” Emergency Management Division. The administrative offices for the Emergency Management are in Rochester Fire Department (RFD) Administration, 201 4th Street SE #10, Rochester, Minnesota 55904. Duties. Ordinance 3956, Chapter 14 A addresses direction and control duties: “Oversee the implementation of all functions necessary during an emergency or disaster in accordance with the Emergency Operations Plan. “Coordinate city emergency management activities with those of the county, state and adjacent jurisdictions.” The Emergency Management Director and Deputy Director will act at the direction of the Mayor in the coordination of activities during times of major emergencies and disasters. The Emergency Management Director shall comply with the standards and requirements as established by the MN Homeland Security and Emergency Management Division, under the authority of the act in accomplishing the following: • Direct and coordinate the development of City of Rochester Emergency Operations Plan, which shall be consistent in content with the Minnesota Emergency Management Plan. • Specify divisions or departments which must provide an annex to the plan or otherwise cooperate in its development. Basic Plan - 18 September 14, 2011
  • 40. City of Rochester Emergency Operations Plan • Identify departments and personnel to be included in the emergency operations plan as the disaster relief force. • Coordinate the development and maintenance of a City resource manual. • Coordinate the recruitment and utilization of volunteer personnel to augment City resources for emergency management purposes. • Assure the Emergency Management Program meets eligibility requirements for state and federal aid. • Coordinate and/or conduct training and exercise programs for the disaster relief force within the City and to test the adequacy of the Emergency Operations Plan. • Through public information programs, educate the employees and students as to actions necessary for the protection of life and property in an emergency or disaster. • Oversee the implementation of all functions necessary during an emergency or disaster in accordance with the Emergency Operations Plan. • Coordinate the City emergency management activities with those of the township, county, state and adjacent jurisdictions, as applicable to the circumstances. • Coordinate all emergency preparedness activities, including maintaining primary and alternate emergency operations centers. • Identify mitigation opportunities within the City and encourage departments/divisions to implement mitigation measures. The Emergency Management Director and Deputy Director shall supervise the activities and plan of the Emergency Management function on a continuous basis. With the advice and consent of the City Administrator, he/she shall formulate, review and approve policy and operational guidelines for this department as needed. 7.3 Definition of Relief Force and Duties of City Employees City of Rochester Emergency Management Ordinance 3956, Chapter 14A Disaster relief force means all departments of City of Rochester, volunteer personnel and equipment, police officers and employees, and all other persons or groups of persons or equipment identified in the City of Rochester Emergency Operations Plan as having duties to perform or those called into duty or working at the direction of a party identified in the plan to perform a specific disaster or emergency related task during a City state of emergency or disaster. 7.4 Emergency Operations Plan The Emergency Operations Plan is coordinated by the Director and Deputy Director of Emergency Management. Assistance in development of the Annexes is provided by department liaisons. Additional assistance is provided by other City departments as needed. Basic Plan - 19 September 14, 2011
  • 41. City of Rochester Emergency Operations Plan 7.5 Duties of City Department Liaison The Emergency Management Director and Deputy Director identify departments with a role in emergency management. Each identified department provides a liaison who: • prepares and updates Annexes to the Emergency Operations Plan • prepares supporting plans and implementation instructions (maps, spreadsheets, checklists, and the like) • recruits, appoints, and organizes City staff and other volunteer personnel to be part of the disaster relief force • works in collaboration with other departments and agencies on emergency management activities • attends training courses on emergency management related subjects • participates in periodic exercises • develops resource lists for use in emergency management activities • identify and provide for the protection of vital records • implements the directives of the Mayor under a Local State of Emergency 7.6 City of Rochester Emergency Operations Center Staffing Basic Plan - 20 September 14, 2011