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American Dental Association Revised April 2012




              Special Report
   The Dental Profession holds a special position of trust
    within society.

   The profession has certain privileges that are not
    available to the public.

   The profession makes a commitment to the society
    that its members will follow to high ethical standards
    of conduct.
   Principles of Ethics
    › The aspirational goals of the profession.
    › Divided into five fundamental principles that form the foundation
       of the ADA Code:
          Patient Autonomy
          Nonmaleficence
          Beneficence
          Justice
          Veracity


   Code of Professional Conduct
    › What the dental professional should do or should not do.
    › Types of conduct that are either required or prohibited.


   Advisory Opinions
    › Application of Code of Professional Conduct to specific
       situations
SECTION 1 PRINCIPLE:
     Patient Autonomy (Self-governance)

   The dentist has a duty to respect the patient’s rights
    to self-determination and confidentiality.
   Professionals have a duty to treat the patient
    according to the patient’s desires.
   Protect the patient’s confidentiality.
   Include involving patients in treatment decisions
Sec. 1: Patient Autonomy (Self-governance



CODE OF PROFESSIONAL CONDUCT
   Patient involvement
    › The dentist should inform the patient of the treatment, alternatives, in
      manner that allows the patient to become involved in the treatment.

   Patient Records
    › Dentists are obliged to safeguard the confidentiality of patient
      records.
    › Protect the welfare of the patient

   A dentist can request of records in accordance with applicable
    law
   That relevant information in the records should be released to
    another dental practitioner assumes that the dentist requesting
    the information is the patient’s present dentist.
   A dentist should obtain the patient’s written permission before
    forwarding health records
SECTION 2 PRINCIPLE:
   Nonmaleficence (“do no harm”)

 The dentist has a duty to refrain from
  harming the patient.
 Professionals have a duty to protect the
  patient from harm.
 knowing one’s own limitations and when to
  refer to a specialist or other professional
Sec.2: Nonmaleficence (“do no harm”

CODE OF PROFESSIONAL CONDUCT
   Education
    › Dentists have the obligation of keeping their knowledge and skills up
      to date.
   Consultation and Referral
    › Dentists shall be obliged to seek consultation
    › The specialists or consulting dentists upon completion of their care
      shall return the patient, unless the patient expressly reveals a different
      preference to the referring dentist.
   Personal Impairment
    › Unethical for a dentist to practice while abusing controlled
      substances or other chemical agents.
    › All dentists should report to urge chemically impaired colleagues to
      seek treatment
    › A dentist who contracts any disease or becomes impaired should
      limit the activities of practice. Also, the dentist should monitor his
      disease or impairment.
Sec.2: Nonmaleficence (“do no harm”


   Postexposure, Bloodborne pathogens
    › Immediately inform any patients that are exposed to
      blood or other potentially infectious material.
    › If the dentist is the source, the dentist should submit to
      testing that will assist in the evaluation of the patient.
    › If a staff member is the source, the dentist should
      encourage that person to cooperate.
   Patient abandonment
    › The dentist should not discontinue the treatment without
      giving the patient adequate notice and the opportunity
      to obtain the services of another dentist.
   Personal relationships with patients
   Avoid interpersonal relationships that could impair
    their professional judgment or risk the possibility of
    exploiting the confidence placed in them by a
    patient.
SECTION 3 PRINCIPLE:
           Beneficence (“do good”)

 The dentist has a duty to promote the patient’s
  welfare.
 Duty to act for the benefit of others.
 Service to the patient and the public
 Most important aspect of this obligation is the
  competent and timely delivery of dental care
  with consideration of their needs, desires, and
  values.
Sec. 3: Beneficence (“do good”

CODE OF PROFESSIONAL CONDUCT

   Community Service
    › Obligation to use their skills, knowledge and experience
      for the improvement of the dental health of the public
    › Leaders in their community
   Government of a profession
    › Dual obligation of making themselves part of a
      professional society and of observing its rules of ethics.
   Research and Development
    › Results and benefits of their investigative efforts available
      to all.
   Patents and Copyrights
    › Patents and copyrights may be secured by dentists
      provided that such patents and copyrights shall not be
      used to restrict research or practice.
Sec. 3: Beneficence (“do good”

   Abuse and neglect
    › Obliged to become familiar with the signs and neglect
      and to report suspected cases to the proper authorities.
    › Ethically obligated to keep current their knowledge of
      both identifying abuse and neglect and reporting it in the
      jurisdictions.
   Professional demeanor in the workplace
    › Obligation to provide a workplace environment that
      supports respectful and collaborative relationships for all
      those involved in oral health care.
    › Dentists are leader of the healthcare team
    › Dentists should maintain:
        Mutual respect
        Good communication
        High levels of collaboration
    › This is to ensure to optimize the quality in of patient care.
SECTION 4 PRINCIPLE:
                    Justice (“fairness)

   The dentist has a duty to treat people fairly
   Professionals have a duty to be fair in their dealings
    with patients, colleagues and society.
   To deal with people justly and delivering dental care
    without prejudice.
   Dental profession should actively seek allies
    throughout society on specific activities that will help
    improve access to care for all.
Sec. 4: Justice (“fairness)


CODE OF PROFESSIONAL CONDUCT

   Patient Selection
    > May exercise reasonable discretion in selecting
    patients for their practices, but shall not refuse to
    accept patients due to their:
              Race, Creed, Color, Sex, National origin
    › General obligation to provide care to those in
      need whether the individual is infected with a
      Bloodborne pathogen.
    › Decisions to refer these individuals should be made
      on the same basis as they are made with other
      patients.
    › Should consult with the patient’s physician.
Sec. 4: Justice (“fairness)



   Emergency Service
    › Obliged when consulted in an emergency by patients not
      of record to make reasonable arrangements for
      emergency care.
    › After the treatment is provided, the dentist is obliged to
      return the patient to his regular dentist unless the patient
      expressly reveals a different preference.

   Justifiable criticism
   Patients should be informed of their present oral
    health status without disparaging comment about
    prior services.
   A difference of opinion as to preferred treatment
    should not be communicated to the patient in a
    manner which would unjustly imply mistreatment.
Section 5 PRINCIPLE:
            VERACITY (“truthfulness”)

   The dentist has a duty to communicate truthfully.
   the concept that professionals have a duty to be
    honest and trustworthy in their dealings with people.
   Respecting the position of trust inherent in the
    dentist-patient relationship, communicating truthfully
    and without deception, and maintaining intellectual
    integrity.
Sec. 5: VERACITY (“truthfulness”)



CODE OF PROFESSIONAL CONDUCT

o   Representation of Care
    Dentists shall not represent the care being rendered to
    their patients in a false or misleading manner.

    Removal of amalgam restorations from the non-allergic
    patient for the alleged purpose of removing toxic
    substances from the body, is improper and unethical.
    The same principle of veracity applies to the dentist’s
    recommendation concerning removal of any dental
    restorative material.

    Recommend or perform the capacity to diagnose,
    cure, alleviated diseases infections or other conditions
    which are not based upon accepted scientific
    knowledge or research is unethical.
Sec. 5: VERACITY (“truthfulness”)


   o        Repr es ent at i on of f ees .
           - Unethical to increase a fee because the patient is
       covered under a dental benefits plan.
           - Recommends and performs unnecessary dental
       services or procedures is engaged in unethical
       conduct.
  o          Unear ned, Nonheal t h Degr ees .
         - A dentist may use the title Doctor or Dentist, D.D.S.,
                   D.M.D. or any additional earned,
  academic                       degrees in health service
n announcement                          to the public.
         - The announcement of an unearned academic
                   may be misleadingbecause of the
 hat it                  will indicate to the public the
t of specialty                   or diplomate status.
http://www.ada.org/sections/about/pdfs/
         code_of_ethics_2012.pdf

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Principles of ethics and code of professional conduct

  • 1. American Dental Association Revised April 2012 Special Report
  • 2. The Dental Profession holds a special position of trust within society.  The profession has certain privileges that are not available to the public.  The profession makes a commitment to the society that its members will follow to high ethical standards of conduct.
  • 3. Principles of Ethics › The aspirational goals of the profession. › Divided into five fundamental principles that form the foundation of the ADA Code:  Patient Autonomy  Nonmaleficence  Beneficence  Justice  Veracity  Code of Professional Conduct › What the dental professional should do or should not do. › Types of conduct that are either required or prohibited.  Advisory Opinions › Application of Code of Professional Conduct to specific situations
  • 4. SECTION 1 PRINCIPLE: Patient Autonomy (Self-governance)  The dentist has a duty to respect the patient’s rights to self-determination and confidentiality.  Professionals have a duty to treat the patient according to the patient’s desires.  Protect the patient’s confidentiality.  Include involving patients in treatment decisions
  • 5. Sec. 1: Patient Autonomy (Self-governance CODE OF PROFESSIONAL CONDUCT  Patient involvement › The dentist should inform the patient of the treatment, alternatives, in manner that allows the patient to become involved in the treatment.  Patient Records › Dentists are obliged to safeguard the confidentiality of patient records. › Protect the welfare of the patient  A dentist can request of records in accordance with applicable law  That relevant information in the records should be released to another dental practitioner assumes that the dentist requesting the information is the patient’s present dentist.  A dentist should obtain the patient’s written permission before forwarding health records
  • 6. SECTION 2 PRINCIPLE: Nonmaleficence (“do no harm”)  The dentist has a duty to refrain from harming the patient.  Professionals have a duty to protect the patient from harm.  knowing one’s own limitations and when to refer to a specialist or other professional
  • 7. Sec.2: Nonmaleficence (“do no harm” CODE OF PROFESSIONAL CONDUCT  Education › Dentists have the obligation of keeping their knowledge and skills up to date.  Consultation and Referral › Dentists shall be obliged to seek consultation › The specialists or consulting dentists upon completion of their care shall return the patient, unless the patient expressly reveals a different preference to the referring dentist.  Personal Impairment › Unethical for a dentist to practice while abusing controlled substances or other chemical agents. › All dentists should report to urge chemically impaired colleagues to seek treatment › A dentist who contracts any disease or becomes impaired should limit the activities of practice. Also, the dentist should monitor his disease or impairment.
  • 8. Sec.2: Nonmaleficence (“do no harm”  Postexposure, Bloodborne pathogens › Immediately inform any patients that are exposed to blood or other potentially infectious material. › If the dentist is the source, the dentist should submit to testing that will assist in the evaluation of the patient. › If a staff member is the source, the dentist should encourage that person to cooperate.  Patient abandonment › The dentist should not discontinue the treatment without giving the patient adequate notice and the opportunity to obtain the services of another dentist.  Personal relationships with patients  Avoid interpersonal relationships that could impair their professional judgment or risk the possibility of exploiting the confidence placed in them by a patient.
  • 9. SECTION 3 PRINCIPLE: Beneficence (“do good”)  The dentist has a duty to promote the patient’s welfare.  Duty to act for the benefit of others.  Service to the patient and the public  Most important aspect of this obligation is the competent and timely delivery of dental care with consideration of their needs, desires, and values.
  • 10. Sec. 3: Beneficence (“do good” CODE OF PROFESSIONAL CONDUCT  Community Service › Obligation to use their skills, knowledge and experience for the improvement of the dental health of the public › Leaders in their community  Government of a profession › Dual obligation of making themselves part of a professional society and of observing its rules of ethics.  Research and Development › Results and benefits of their investigative efforts available to all.  Patents and Copyrights › Patents and copyrights may be secured by dentists provided that such patents and copyrights shall not be used to restrict research or practice.
  • 11. Sec. 3: Beneficence (“do good”  Abuse and neglect › Obliged to become familiar with the signs and neglect and to report suspected cases to the proper authorities. › Ethically obligated to keep current their knowledge of both identifying abuse and neglect and reporting it in the jurisdictions.  Professional demeanor in the workplace › Obligation to provide a workplace environment that supports respectful and collaborative relationships for all those involved in oral health care. › Dentists are leader of the healthcare team › Dentists should maintain:  Mutual respect  Good communication  High levels of collaboration › This is to ensure to optimize the quality in of patient care.
  • 12. SECTION 4 PRINCIPLE: Justice (“fairness)  The dentist has a duty to treat people fairly  Professionals have a duty to be fair in their dealings with patients, colleagues and society.  To deal with people justly and delivering dental care without prejudice.  Dental profession should actively seek allies throughout society on specific activities that will help improve access to care for all.
  • 13. Sec. 4: Justice (“fairness) CODE OF PROFESSIONAL CONDUCT  Patient Selection > May exercise reasonable discretion in selecting patients for their practices, but shall not refuse to accept patients due to their: Race, Creed, Color, Sex, National origin › General obligation to provide care to those in need whether the individual is infected with a Bloodborne pathogen. › Decisions to refer these individuals should be made on the same basis as they are made with other patients. › Should consult with the patient’s physician.
  • 14. Sec. 4: Justice (“fairness)  Emergency Service › Obliged when consulted in an emergency by patients not of record to make reasonable arrangements for emergency care. › After the treatment is provided, the dentist is obliged to return the patient to his regular dentist unless the patient expressly reveals a different preference.  Justifiable criticism  Patients should be informed of their present oral health status without disparaging comment about prior services.  A difference of opinion as to preferred treatment should not be communicated to the patient in a manner which would unjustly imply mistreatment.
  • 15. Section 5 PRINCIPLE: VERACITY (“truthfulness”)  The dentist has a duty to communicate truthfully.  the concept that professionals have a duty to be honest and trustworthy in their dealings with people.  Respecting the position of trust inherent in the dentist-patient relationship, communicating truthfully and without deception, and maintaining intellectual integrity.
  • 16. Sec. 5: VERACITY (“truthfulness”) CODE OF PROFESSIONAL CONDUCT o Representation of Care Dentists shall not represent the care being rendered to their patients in a false or misleading manner. Removal of amalgam restorations from the non-allergic patient for the alleged purpose of removing toxic substances from the body, is improper and unethical. The same principle of veracity applies to the dentist’s recommendation concerning removal of any dental restorative material. Recommend or perform the capacity to diagnose, cure, alleviated diseases infections or other conditions which are not based upon accepted scientific knowledge or research is unethical.
  • 17. Sec. 5: VERACITY (“truthfulness”) o Repr es ent at i on of f ees . - Unethical to increase a fee because the patient is covered under a dental benefits plan. - Recommends and performs unnecessary dental services or procedures is engaged in unethical conduct. o Unear ned, Nonheal t h Degr ees . - A dentist may use the title Doctor or Dentist, D.D.S., D.M.D. or any additional earned, academic degrees in health service n announcement to the public. - The announcement of an unearned academic may be misleadingbecause of the hat it will indicate to the public the t of specialty or diplomate status.
  • 18. http://www.ada.org/sections/about/pdfs/ code_of_ethics_2012.pdf