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VOCORD FaceControl 3D
Next generation of biometric identification system based on 3D




                                                                   has no reliable algorithms for «liveness» detection and
Overview                                                           protection against spoofing and identity hiding attacks.
Facial recognition is one of existing biometrics techniques        Our top-grade facial-biometrics system VOCORD FaceControl
(iris, fingerprints, the geometry of human hand etc.) based        3D, which utilize advanced and proprietary 3D-algorithms and
on unique and measurable characteristics of human’s                custom-designed video cameras, gives significant advantages
face. Finger prints have better positive-match ratio than          over current 2D-systems due to high robustness to:
facial identification method. But almost every person is
«photographable», while 5% of the populations due to various          • Pose angles
reasons are able to leave readable fingerprints. Moreover,            • Make-up, “war paint”
there are a lot of different facial databases containing photos
                                                                      • Artifacts - eyeglasses, scarf, moustache, beard, cigarette
of several billion of individuals in contrast with fingerprints         etc.
databases number only several hundred million records.
                                                                      • Variations of lighting conditions (day or night time, sunny
Facial recognition is a very convenient technology to use.              or cloudy weather, deep shadows or backlight)
Unlike iris or finger scans, it does not require physical
                                                                      • Facial expressions (smiling, frowning, yawning, chewing)
contact with the persons and does not disturb traffic flow.
More important, for one-to-many environments like crowded
                                                                   Moreover, VOCORD FaceControl 3D does not require special
facilities, facial identification is the only feasible biometric
                                                                   structured illumination and the system cannot be upset by a
system. After series of terrorist attacks the people have come
                                                                   frontal photo of some stranger.
to accept the protective role of video cameras.
Traditional facial-biometrics system are based on                  Applications
2D-technologies, which has two serious drawbacks: (1)
the effectiveness of 2D-recognition is not perfect because         As other security oriented systems VOCORD FaceControl 3D
it is very sensitive to various factors: pose angles, lighting     could be used in policing and civil areas, including access
conditions, artifacts, facial expressions, and (2) 2D system       control and other applications:




VOCORD FaceControl 3D – is a face recognition system developed on innovative technology: the system
does not just capture facial images, but makes facial pictures under different angles, then reconstructs
facial 3D-model which is used for person recognition. The 3D-approach eliminates a list of issues specific
for traditional biometric identification systems – poor robustness to variations in position and angle of
the face in relation to the camera, lighting conditions and heavy make-up. VOCORD FaceControl 3D
ensures high recognition accuracy anywhere: on the streets, in airports, at railroad or subway terminals
or at stadiums!



                                           Member of:
                                                                                                       +7 (495) 787-26-26
                VIDEO SURVEILLANCE AND
              AUDIO RECORDING SYSTEMS                                                                    www.vocord.com
Preventive identification. Facial recognition can be used          Whenever a person passes through the control zone
for precedents for preventive purposes interactively to detect     the system does series of synchronous photos under
people wanted by police in video footage from video cameras        different angles. Based on these photos, a 3D-facial
deployed in controlled passages – enters/exits of buildings,       model is reconstructed, reflecting both shape and
offices, cinemas, stadiums, traffic terminals or restricted        texture of the original.
security areas in general.                                         The following steps describe the automatic facial
                                                                   recognition process in more details.
Identification and administration of reference
databases. Using facial recognition system police forces           Step 1: Portrait acquisition
could search particular subjects of interest or suspects in        Whenever a person passes through the control zone the
facial databases and watch lists.                                  system captures the face images in each video channel,
Verification (authorization)/border control. In some               creating 4 synchronous photos of the person under different
cases facial recognition is used to check that subject’s photo     angles.
in identity document (passport, driver’s license, IDs) being       Step 2: 3D-facial model reconstruction and 2D-facial
presented matches with individual’s face. This verification        texture construction
can be made by filming the holders when they present their
                                                                   These 4 facial images are processed. Using 2 snapshots
documents.
                                                                   made by two cameras the system reconstructs 3D-cloud
Criminal investigations. In some criminal investigations           of matching points for each pair of cameras. After that
police officers need to search huge volumes of video data          two 3D-clouds are combined into single 3D-facial image
(surveillance video, video from ATMs etc.) for frames in           (3D-surface) and synthetic frontal facial picture. If original
which faces are clearly visible. This labor-consuming and          has some artifacts (glasses, beard, mustaches etc.) they
painstaking portrait extraction task could be easily automated     are eliminated from 3D-surface.
by means of face recognition system. Extracted facial images       Step 3: Face recognition based on 3D-facial model
of good quality could be used for further fraudulent or criminal
                                                                   3D-surface could be characterized by set of parameters
identification.
                                                                   (3D-template). Templates of the same structure are stored
Access control. The function of access control systems is          in reference database together with 2D-photos. To recognize
to check that person attempting to access a secure zone is         the person the system makes matching of 3D-template
entitled to do so. Facial recognition system could easily read     against reference database and scores each compared
individual’s face and match it against images in reference         image. The higher the score, the higher the similarity with
database or/and photo in ID document, smart card or RFID-          the image of wanted face.
badge.                                                             Step 4: Face recognition based on 2D-texture model

How it works                                                       To perform 2D-face recognition the systems forms a
                                                                   synthetic facial image – facial texture is projected on
Two pairs of synchronized VOCORD NetCam4 cameras                   3D-surface and then the face is rotated to frontal view of
are mounted in the monitored area. Cameras are                     the face. This synthesized 2D-picture, or «face texture»
grouped in two vertical pairs, which makes it possible to          the system uses for 2D-face recognition against reference
place them on both sides of checkpoint system.                     database.
                                                                   Step 5: Fusion of results of 3D & 2D face recognition
                                                                   The results of recognition received independently by 3D
                                                                   and 2D methods are processed by neural network, which
                                                                   calculates probability that two images (2D and 3D) belong
                                                                   to the same individual.
                                                                   When making final decision the system uses information
                                                                   both on a shape of a surface and its texture.
                                                                   Thus if the texture is distorted, for example by a heavy
                                              VOCORD NetCam4
                                              stereo cameras       make-up, the 3D-facial model gives the main contribution
                                                                   to recognition process. Such approach allows to receive
                                                                   result the best, than comparison of a surface and texture
                                                                   comparison made separately.

                                                                   There is an optional mode – «2.5D-facial recognition». In
                                                                   this way the system creates standard 3D-facial image, then
                                              Turnstile            makes corrective turn of the 3D-model to the frontal pose
                                                                   and synthesizes frontal 2D-image after all. Now the system
                                              Metal detector       is ready to match synthesized 2D-image with real 2D-portrait
                                                                   in the database. In many cases this 3D-2D matching works
                                                                   more effectively than simple 2D-2D comparison.
• Control of max/min exposure time
Features
                                                                        • 14-to-8-bit image conversion with automatic
   • Enrollment (various image sources can be used as input
                                                                        • Adjustment for varying lighting conditions and dynamic
     for the enrollment process, including still photos, photos
                                                                          range stabilization
     from documents (IDs, passports, driver licenses) and
     video stream, external facial databases                            • Automatic control over DC drive aperture
   • Automatic capturing and tracking of the faces in the field         • Black balance
     of view
                                                                    Specialized software and servers
   • Automatic face recognition based on real time matching
                                                                    VOCORD FaceControl          incorporates      five    software
     against watch list
                                                                    modules:
   • Two modes of operation: Identification and Verification
                                                                        • FC Catcher – captures 4 synchronous facial images
   • Time attendance                                                      from stereo-cameras and transfers them to module FC
                                                                          Grinder for further processing and FC Archive for images
   • Event Viewer
                                                                          storing.
   • Automatic operator alerting upon successful face
                                                                        • FC Grinder - defining biometric parameters of captured
     recognition
                                                                          face images and calculating the biometric templates.
   • Viewing video data in a real time                                    Further these patterns will be used for matching against
   • Searching the data archive for entries with given                    the watch list
     parameters                                                         • FC Matcher - this module compares biometric patterns
   • Network video broadcasting                                           with images in watch list database and solves whether
                                                                          two images coincided and what is recognition accuracy

Architecture                                                            • FC Client - Client applications VOCORD FaceControlClient
                                                                          are installed on the operator (End-User) workstations.
VOCORD NetCam4 stereo cameras (stereo modules)                            The operator can view real time video streams as well
                                                                          as saved facial snapshots. The system alerts operator
These VOCORD NetCam4 cameras support video                                upon successful face recognition
broadcasting (total throughputs up 2 Gbit/s): one video
stream (RAW) transfers to the system, while the second –                • FC Archive - long-term video data and templates,
compressed video (MJPEG) for live video monitoring.                       archiving, storing system logs and other accompanying
VOCORD NetCam4 cameras have inbuilt video adaptation                      data
algorithms for face recognition purposes:                           When deploying large-scale distributed face recognition
   • Automatic exposure adjustment with precise manual              systems, multi-tier architecture is preferred. The multi-tier



                                                                                     Pair of




                                                                  RAW



                                                    Face
                                                capturing
          FC Client                             FC Catcher                                                  calculation
                                                                                                            FC Grinder




                                                                                                      1 2
                                                                                                      3 4



                                                 FC Archive

                                                                                                            FC Matcher


          FC Client
architecture is optimal for flexible system scaling
and minimizes data network loading.
When deploying small-scale systems (1 check
point with 4 cameras) all modules could be
installed on the same server.

Benefits
   • Increased security level at facilities and
     sites
   • Faster violation response time and violator
     apprehension
   • Reduced number of violations
   • Minimized unauthorized access risk
   • Increased efficiency of security staff




Specifications
 Architecture                                             Multi-tiered, standalone

 Operation mode                                           3D, 2D

 Communication interface                                  TCP/IP

 Video cameras                                            Proprietary VOCORD NetCam4

 Resolution                                               1408 х 1056 pixels

 Frame rate                                               10 frames per sec.

 Frame rate                                               At 1.5-2.0m is 1.6-2.0m vertical х 0.6-0,8m horizontal

 Type of identification                                    Facial recognition

 User’s interface                                         English, Russian

 Methods of enrollment                                    Still photos, photos from IDs, video streams, facial databases, watch lists, ets.

 Identification mode                                       1:1, 1:N

 Number of faces in the frame which could be recognized   1

 Maximum speed portrait acquisition                       < 1 sec

 3D-facial image reconstruction                           0.5 – 0.7 sec.

 Face rotation (horizontal)                               +50°/-30°

 Face rotation (vertical)                                 +30°/-30°

 Recognition accuracy (at point where FAR = FRR)          99,88%

 Face Template Size                                       200 KB per face

 Alarm management                                         Via End-user application, SMS, e-mail
                                                          Access control systems, alternative biometric systems (finger prints, iris), video
 Integration with (using C++ API)
                                                          surveillance systems (VOCORD Tahion and Traffic)




                                            Contact VOCORD experts for more information!

General issues: info@vocord.com                                                                      Phone/fax: +7 (495) 787 2626
Partnerships: partnership@vocord.com                                           100, Novaya st., Skolkovo village, Odintsovsky district,
Product availability: sales@vocord.com                                                              Moscow region, Russia, 143025
Press office: pr@vocord.com                                                                                          www.vocord.com

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Vocord face control 3d facial-biometric system based on 3d

  • 1. VOCORD FaceControl 3D Next generation of biometric identification system based on 3D has no reliable algorithms for «liveness» detection and Overview protection against spoofing and identity hiding attacks. Facial recognition is one of existing biometrics techniques Our top-grade facial-biometrics system VOCORD FaceControl (iris, fingerprints, the geometry of human hand etc.) based 3D, which utilize advanced and proprietary 3D-algorithms and on unique and measurable characteristics of human’s custom-designed video cameras, gives significant advantages face. Finger prints have better positive-match ratio than over current 2D-systems due to high robustness to: facial identification method. But almost every person is «photographable», while 5% of the populations due to various • Pose angles reasons are able to leave readable fingerprints. Moreover, • Make-up, “war paint” there are a lot of different facial databases containing photos • Artifacts - eyeglasses, scarf, moustache, beard, cigarette of several billion of individuals in contrast with fingerprints etc. databases number only several hundred million records. • Variations of lighting conditions (day or night time, sunny Facial recognition is a very convenient technology to use. or cloudy weather, deep shadows or backlight) Unlike iris or finger scans, it does not require physical • Facial expressions (smiling, frowning, yawning, chewing) contact with the persons and does not disturb traffic flow. More important, for one-to-many environments like crowded Moreover, VOCORD FaceControl 3D does not require special facilities, facial identification is the only feasible biometric structured illumination and the system cannot be upset by a system. After series of terrorist attacks the people have come frontal photo of some stranger. to accept the protective role of video cameras. Traditional facial-biometrics system are based on Applications 2D-technologies, which has two serious drawbacks: (1) the effectiveness of 2D-recognition is not perfect because As other security oriented systems VOCORD FaceControl 3D it is very sensitive to various factors: pose angles, lighting could be used in policing and civil areas, including access conditions, artifacts, facial expressions, and (2) 2D system control and other applications: VOCORD FaceControl 3D – is a face recognition system developed on innovative technology: the system does not just capture facial images, but makes facial pictures under different angles, then reconstructs facial 3D-model which is used for person recognition. The 3D-approach eliminates a list of issues specific for traditional biometric identification systems – poor robustness to variations in position and angle of the face in relation to the camera, lighting conditions and heavy make-up. VOCORD FaceControl 3D ensures high recognition accuracy anywhere: on the streets, in airports, at railroad or subway terminals or at stadiums! Member of: +7 (495) 787-26-26 VIDEO SURVEILLANCE AND AUDIO RECORDING SYSTEMS www.vocord.com
  • 2. Preventive identification. Facial recognition can be used Whenever a person passes through the control zone for precedents for preventive purposes interactively to detect the system does series of synchronous photos under people wanted by police in video footage from video cameras different angles. Based on these photos, a 3D-facial deployed in controlled passages – enters/exits of buildings, model is reconstructed, reflecting both shape and offices, cinemas, stadiums, traffic terminals or restricted texture of the original. security areas in general. The following steps describe the automatic facial recognition process in more details. Identification and administration of reference databases. Using facial recognition system police forces Step 1: Portrait acquisition could search particular subjects of interest or suspects in Whenever a person passes through the control zone the facial databases and watch lists. system captures the face images in each video channel, Verification (authorization)/border control. In some creating 4 synchronous photos of the person under different cases facial recognition is used to check that subject’s photo angles. in identity document (passport, driver’s license, IDs) being Step 2: 3D-facial model reconstruction and 2D-facial presented matches with individual’s face. This verification texture construction can be made by filming the holders when they present their These 4 facial images are processed. Using 2 snapshots documents. made by two cameras the system reconstructs 3D-cloud Criminal investigations. In some criminal investigations of matching points for each pair of cameras. After that police officers need to search huge volumes of video data two 3D-clouds are combined into single 3D-facial image (surveillance video, video from ATMs etc.) for frames in (3D-surface) and synthetic frontal facial picture. If original which faces are clearly visible. This labor-consuming and has some artifacts (glasses, beard, mustaches etc.) they painstaking portrait extraction task could be easily automated are eliminated from 3D-surface. by means of face recognition system. Extracted facial images Step 3: Face recognition based on 3D-facial model of good quality could be used for further fraudulent or criminal 3D-surface could be characterized by set of parameters identification. (3D-template). Templates of the same structure are stored Access control. The function of access control systems is in reference database together with 2D-photos. To recognize to check that person attempting to access a secure zone is the person the system makes matching of 3D-template entitled to do so. Facial recognition system could easily read against reference database and scores each compared individual’s face and match it against images in reference image. The higher the score, the higher the similarity with database or/and photo in ID document, smart card or RFID- the image of wanted face. badge. Step 4: Face recognition based on 2D-texture model How it works To perform 2D-face recognition the systems forms a synthetic facial image – facial texture is projected on Two pairs of synchronized VOCORD NetCam4 cameras 3D-surface and then the face is rotated to frontal view of are mounted in the monitored area. Cameras are the face. This synthesized 2D-picture, or «face texture» grouped in two vertical pairs, which makes it possible to the system uses for 2D-face recognition against reference place them on both sides of checkpoint system. database. Step 5: Fusion of results of 3D & 2D face recognition The results of recognition received independently by 3D and 2D methods are processed by neural network, which calculates probability that two images (2D and 3D) belong to the same individual. When making final decision the system uses information both on a shape of a surface and its texture. Thus if the texture is distorted, for example by a heavy VOCORD NetCam4 stereo cameras make-up, the 3D-facial model gives the main contribution to recognition process. Such approach allows to receive result the best, than comparison of a surface and texture comparison made separately. There is an optional mode – «2.5D-facial recognition». In this way the system creates standard 3D-facial image, then Turnstile makes corrective turn of the 3D-model to the frontal pose and synthesizes frontal 2D-image after all. Now the system Metal detector is ready to match synthesized 2D-image with real 2D-portrait in the database. In many cases this 3D-2D matching works more effectively than simple 2D-2D comparison.
  • 3. • Control of max/min exposure time Features • 14-to-8-bit image conversion with automatic • Enrollment (various image sources can be used as input • Adjustment for varying lighting conditions and dynamic for the enrollment process, including still photos, photos range stabilization from documents (IDs, passports, driver licenses) and video stream, external facial databases • Automatic control over DC drive aperture • Automatic capturing and tracking of the faces in the field • Black balance of view Specialized software and servers • Automatic face recognition based on real time matching VOCORD FaceControl incorporates five software against watch list modules: • Two modes of operation: Identification and Verification • FC Catcher – captures 4 synchronous facial images • Time attendance from stereo-cameras and transfers them to module FC Grinder for further processing and FC Archive for images • Event Viewer storing. • Automatic operator alerting upon successful face • FC Grinder - defining biometric parameters of captured recognition face images and calculating the biometric templates. • Viewing video data in a real time Further these patterns will be used for matching against • Searching the data archive for entries with given the watch list parameters • FC Matcher - this module compares biometric patterns • Network video broadcasting with images in watch list database and solves whether two images coincided and what is recognition accuracy Architecture • FC Client - Client applications VOCORD FaceControlClient are installed on the operator (End-User) workstations. VOCORD NetCam4 stereo cameras (stereo modules) The operator can view real time video streams as well as saved facial snapshots. The system alerts operator These VOCORD NetCam4 cameras support video upon successful face recognition broadcasting (total throughputs up 2 Gbit/s): one video stream (RAW) transfers to the system, while the second – • FC Archive - long-term video data and templates, compressed video (MJPEG) for live video monitoring. archiving, storing system logs and other accompanying VOCORD NetCam4 cameras have inbuilt video adaptation data algorithms for face recognition purposes: When deploying large-scale distributed face recognition • Automatic exposure adjustment with precise manual systems, multi-tier architecture is preferred. The multi-tier Pair of RAW Face capturing FC Client FC Catcher calculation FC Grinder 1 2 3 4 FC Archive FC Matcher FC Client
  • 4. architecture is optimal for flexible system scaling and minimizes data network loading. When deploying small-scale systems (1 check point with 4 cameras) all modules could be installed on the same server. Benefits • Increased security level at facilities and sites • Faster violation response time and violator apprehension • Reduced number of violations • Minimized unauthorized access risk • Increased efficiency of security staff Specifications Architecture Multi-tiered, standalone Operation mode 3D, 2D Communication interface TCP/IP Video cameras Proprietary VOCORD NetCam4 Resolution 1408 х 1056 pixels Frame rate 10 frames per sec. Frame rate At 1.5-2.0m is 1.6-2.0m vertical х 0.6-0,8m horizontal Type of identification Facial recognition User’s interface English, Russian Methods of enrollment Still photos, photos from IDs, video streams, facial databases, watch lists, ets. Identification mode 1:1, 1:N Number of faces in the frame which could be recognized 1 Maximum speed portrait acquisition < 1 sec 3D-facial image reconstruction 0.5 – 0.7 sec. Face rotation (horizontal) +50°/-30° Face rotation (vertical) +30°/-30° Recognition accuracy (at point where FAR = FRR) 99,88% Face Template Size 200 KB per face Alarm management Via End-user application, SMS, e-mail Access control systems, alternative biometric systems (finger prints, iris), video Integration with (using C++ API) surveillance systems (VOCORD Tahion and Traffic) Contact VOCORD experts for more information! General issues: info@vocord.com Phone/fax: +7 (495) 787 2626 Partnerships: partnership@vocord.com 100, Novaya st., Skolkovo village, Odintsovsky district, Product availability: sales@vocord.com Moscow region, Russia, 143025 Press office: pr@vocord.com www.vocord.com