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(USA)
          The Not So Short
Introduction to Health Care

               By Nainil Chheda
          Health Care Strategist
  Website: http://www.nainil.com
    Email: nainil.c@eliteral.com
    Nainil Chheda (http://www.nainil.com/research)   1
Table of Content
 Health Care Statistics
 Basic Outline of Patient Flow
 Electronic Medical Records
 Personal Health Records
 NHIN / RHIO
 HIPAA
 Standards & Interoperability
 Certification
 Discussion Topics (Consumer Empowerment &
 Population Health)

             Nainil Chheda (http://www.nainil.com/research)   2
President: George W. Bush
 In 2004, US President                        “By computerizing
 George W. Bush                               health records, we
 launched an initiative                       can avoid
 to make electronic
 medical records
                                              dangerous medical
 available to most                            mistakes, reduce
 Americans within the                         costs, and improve
 next 10 years (by                            care.”
 2014).                                                         • President George W.
                                                                  Bush, State of the
                                                                  Union Address,
                                                                  January 20, 2004


               Nainil Chheda (http://www.nainil.com/research)                           3
GDP & Health Care Spending
 “Health spending in                                             “The health share
 2006 is projected at                                            of gross domestic
 $2.1 trillion, which                                            product (GDP) is
 accounts for 16
 percent of the gross
                                                                 expected to hold
 domestic product.”                                              steady in 2006
                                                                 before resuming its
 Cited From:
 John A. Poisal, Christopher Truffer, Sheila Smith,
                                                                 historical upward
 Andrea Sisko, Cathy Cowan, Sean Keehan, Bridget
 Dickensheets, and National Health Expenditures
                                                                 trend, reaching
 Team
 Health Spending Projections Through 2016: Modest
 Changes Obscure Part D's Impact
                                                                 19.6 percent of
 Health Affairs Web Exclusive, February 21, 2007
                                                                 GDP by 2016.”
                                  Nainil Chheda (http://www.nainil.com/research)   4
Define Health Care

 “Health care includes, but is not limited to
 preventive, diagnostic, therapeutic,
 rehabilitative, maintenance, mental health
 or palliative care and sale or dispensing of
 a drug, device, equipment or other item in
 accordance with a prescription.”
     Retrieved from: www.dpw.state.pa.us/General/HIPPAPrivacy/003670787.htm on February 24, 2007
     using Google Definition.




                          Nainil Chheda (http://www.nainil.com/research)                           5
Definitions in Care - 1

 Care Giver: Healthcare professional;
 family member or friend who attends to the
 needs of a patient; who helps in identifying
 or preventing or treating illness or
 disability. (Provider of Care)

 Care Taker: Patient; a person who
 requires medical assistance. (If covered by
 an insurance policy: Insured)
              Nainil Chheda (http://www.nainil.com/research)   6
Definitions in Care - 2
 Health Insurance: “A contractual relationship
 whereby an insurance company (the insurer)
 agrees to reimburse the insured for health care
 costs in exchange for a premium. The contract
 (policy) generally stipulates the type of health
 care benefits covered as well as costs to be
 reimbursed.”
      Retrieved from www.valleyhealth.biz/glossary.html on February 24, 2007 using Google Dictionary.

 Co-pay: “An arrangement where the insured
 pays a specified amount for various services and
 the health carrier (insurance company) pays the
 remaining charges.”
      Retrieved from www.kellerlowry.com/glossary/glossary_c.htm on February 24, 2007 using Google
      Dictionary.


                              Nainil Chheda (http://www.nainil.com/research)                            7
Definitions in Care - 3

 Prescription: “Written instructions (usually
 sent via Fax / Electronically) from a
 physician to a pharmacy / druggist
 concerning the form and dosage of a drug
 to be issued to a given patient.”
     Retrieved from http://wordnet.princeton.edu/perl/webwn on February 24, 2007 using Google
     Dictionary.


 Claim: The formal request by a
 policyholder or claimant for payment of
 loss under an insurance policy.
     Retrieved from www.apmc.us/IndustryGlossary on February 24, 2007 using Google Dictionary.



                           Nainil Chheda (http://www.nainil.com/research)                        8
Definitions in Care - 3

 Clearing House: “A public or private entity
 that processes or facilitates the processing
 of nonstandard data elements of health
 information into standard data elements.
 (HIPAA, Subtitle F, Section 262(a) Section
 1171(2))”
     Retrieved from www.hipaabasics.com/glossary.htm on February 24, 2007 using Google Dictionary.




                          Nainil Chheda (http://www.nainil.com/research)                             9
Start of Transaction

This slide has been intentionally left blank
by the author.




             Nainil Chheda (http://www.nainil.com/research)   10
Patient Flow

                                       * Schedule an Appointment
                                                                                   * Front Office (Collects
                                                                                     Personal & Insurance
    * The Doctor Receives                           1                              Details. Co-pay may be
     the Payment from the                                                              Collected Upfront.)
       Insurance Company                                                         *In Exam Room: Medical
                                   6                                   2          Assistant collects Vitals,
                                                                                      Allergy info., Current
                                                                                               Medications.

                                                Patient Flow


      * Co-pay may be Paid         5                                   3           *Doctor Examines the
             before Leaving.
                                                                                 Patient, Orders Labs, X-
    * Billing Staff Creates a
                                                                                        Rays, Prescribes
       Claim and Sends it to
       Insurance Company.
                                                     4                                        Medication
                                         * Relevant Patient Data
                                              is Recorded in the
                                                  Patient’s Chart.
                                           * Patient Schedules a
                                         Follow-up Appointment.
                                Nainil Chheda (http://www.nainil.com/research)                                 11
Schedule an Appointment

 Patient Calls the practice to schedule an
 appointment.




              Nainil Chheda (http://www.nainil.com/research)   12
Front Office
 Patient arrives at the Doctors practice
 Front Office Staff collects patients information
 including:
   Is this the first visit?
   Personal Information (including Family / Social History)
   Insurance Details
 Front Office Staff may collect Co-payment
 upfront
 Staff verifies patient information and determines:
   If insurance is still active
   The type of insurance coverage

                  Nainil Chheda (http://www.nainil.com/research)   13
Exam Room

 Medical assistant collects:
   Vital information: Blood Pressure, Height,
   Weight etc.
   Current Medications (if any)
   Allergies (if any)
   Brief description of why the patient is here to
   see the doctor.



                Nainil Chheda (http://www.nainil.com/research)   14
Doctor

 Doctor examines the patients previous
 records (if any)
 Doctor examines the patient
 Doctor (may) order lab work / diagnostic
 tests (X-Rays, etc) to be performed on the
 patient
 Doctor orders a medication for the patient
 and submits it (electronically or by fax)
              Nainil Chheda (http://www.nainil.com/research)   15
Electronic Prescription Flow
New Prescription:                                Renewal:

   Patient needs prescription                            Patient needs prescription
   Patient meets with Doctor                             Patient requests refill from
   Doctor/Staff enters Rx into                           pharmacy
   their system                                          If needed Pharmacist (from
   Electronic Prescription is                            their system) sends “renewal”
   routed by a third party agent                         request to doctor
   (like SureScripts) to patient’s                       Third party agent (like
   pharmacy of choice.                                   SureScripts) delivers request
   Prescription is received by                           electronically to doctors office
   Pharmacy software and                                 Doctor or office staff approve
   dispensed to the patient.                             request
                                                         Pharmacy software receives
                                                         authorization and dispenses
                                                         the medication to the patient.
                        Nainil Chheda (http://www.nainil.com/research)                  16
Lab or Diagnostic Test

 Lab (e.g. HgA1c).
 Diagnostic Test (e.g. X-Ray)
 Patient often has to go to another facility to
 have the test performed
 Test orders are submitted to and received
 by the lab company
 Electronic communication between the
 doctor’s office and the lab is possible
               Nainil Chheda (http://www.nainil.com/research)   17
Chart
 Doctor / Staff: Relevant Patient Data is Recorded in the
 Patient’s Chart.
 Chart may contain the following but is not limited to:
    Chief Complaint
    History of Present illness (HPI)
    Current Medication
    Past Medical History
    Surgical History
    Allergies
    Hospitalization
    Review of Systems (ROS)
    Vital Signs
    Examination
                      Nainil Chheda (http://www.nainil.com/research)   18
Follow Up Appointment

 Front Office Staff schedules a Follow Up
 Appointment (if needed)
 A patient may or may not have insurance.
     Patient has insurance: Co-payment may be Paid
     before Leaving.
     Patient does not have insurance: Patient usually
     pays the charges before leaving or the billing person
     mails them a statement.
 Patient Leaves the Doctors Office.

                 Nainil Chheda (http://www.nainil.com/research)   19
Billing (If Patient has Insurance)

 Billing Staff Creates a Claim
 Billing Staff reviews the Claim data before
 sending it to the Insurance Company.
 Billing Staff sends the claim (usually
 electronically) to the Insurance Company.




              Nainil Chheda (http://www.nainil.com/research)   20
Insurance

 Often, insurance companies only cover a
 portion of the services provided by the
 doctor to the patient.
 The Insurance company processes the
 claims and renders the necessary Claim
 Amount to the doctor.
 Doctor’s Billing Staff posts the payment
 received to the system to show the
 amount collected.
             Nainil Chheda (http://www.nainil.com/research)   21
Miscellaneous Transactions

 During this whole process there may be
 multiple instances where in:
   the patient calls the doctor;
   doctor receives faxes from pharmacy / patient;
   lab / diagnostic results are received by the
   doctor;
   messages are exchanged by the doctor and the
   patient
 All the (above) transactions are recorded
 and are attached to the patients chart.
               Nainil Chheda (http://www.nainil.com/research)   22
End of Transaction

 This slide has been intentionally left blank
 by the author.




              Nainil Chheda (http://www.nainil.com/research)   23
Electronic Health Records

 “An Electronic Health Record (EHR) is a
 medical record or any other information
 relating to the past, present or future
 physical and mental health, or condition of
 a patient which resides in computers
 which capture, transmit, receive, store,
 retrieve, link, and manipulate multimedia
 data for the primary purpose of providing
 health care and health-related services.”
     Retrieved from: http://en.wikipedia.org/wiki/EHR on February 24, 2007 using Google Definition.



                            Nainil Chheda (http://www.nainil.com/research)                            24
What is the need for EHR?
 quot;Every year 98,000                                       Medical errors may result in:
                                                             A patient inadvertently given the
 patients die due to                                         wrong medicine.
 preventable medical                                         A clinician misreading the results
 errors in the business                                      of a test.
                                                             An elderly woman with ambiguous
 process of care.                                            symptoms (shortness of breath,
                                                             abdominal pain, and dizziness)
                                                             whose heart attack is not
 That’s equivalent to a 747                                  diagnosed by emergency room
 crashing every day, killing                                 staff.
                                                                        Retrieved from:
 all aboard. If hospitals                                               http://www.ahrq.gov/research/errors.htm EHR on
                                                                        February 24, 2007.

 were airlines, would you
 fly?“
       John D. Halamka, MD, CIO, Harvard
       Medical School



                           Nainil Chheda (http://www.nainil.com/research)                                                25
How do errors occur?
Errors can occur at any point in the health care delivery system:
      Medication Errors
          These are preventable mistakes in prescribing and delivering medication to
          patients, such as prescribing two or more drugs whose interaction is known
          to produce side effects or prescribing a drug to which the patient is known to
          be allergic.
      Surgical Errors
      Diagnostic Inaccuracies
          Incorrect diagnoses may lead to incorrect and ineffective treatment or
          unnecessary testing, which is costly and sometimes invasive. Also,
          inexperience with a technically difficult diagnostic procedure can affect the
          accuracy of the results.
      System Failures
          Although errors in medication, surgery, and diagnosis are the easiest to
          detect, medical errors may result more frequently from the organization of
          health care delivery and the way that resources are provided to the delivery
          system.
          Retrieved from: http://www.ahrq.gov/research/errors.htm EHR on February 24, 2007.



                                Nainil Chheda (http://www.nainil.com/research)                26
Key Attributes of an EHR
 Workflow automation                           Error prevention
 Rapid and organized                           Reporting capability
 access to clinical data                       Compliance with
 Multi-user concurrent                         regulations and laws
 access                                        Robust architecture
 Flexibility in data                           Technically sound
 entry                                         platform
 Decision support
 capability
                Nainil Chheda (http://www.nainil.com/research)        27
Perceived Benefits Of Electronic Health
Records (EHRs) To The Practice, 2005




   Cited From: Gans D, Kralewski J, Hammons T and Dowd B.
   Medical Groups’ Adoption Of Electronic Health Records And Information Systems
   Health Affairs, Vol 24, Issue 5, 1323-1333
                                Nainil Chheda (http://www.nainil.com/research)     28
Percentage Of Office-Based Physicians
Using EHR, By Specialty




  Cited From: Catharine W. Burt and Jane E. Sisk,
  Which Physicians And Practices Are Using Electronic Medical Records?,
                                    Nainil Chheda (http://www.nainil.com/research)   29
  Health Affairs, Vol 24, Issue 5, 1334-1343
Barriers To Implementing Electronic
Health Records (EHRs), 2005




  Cited From: Gans D, Kralewski J, Hammons T and Dowd B.
  Medical Groups’ Adoption Of Electronic Health Records And Information Systems
  Health Affairs, Vol 24, Issue 5, 1323-1333 (http://www.nainil.com/research)
                                    Nainil Chheda                                 30
Personal Health Record

 “Personal health records are electronic
 summaries of a patient's medical record
 that are often portable and easily
 accessed by the patient.”



     Retrieved from http://www.aafp.org/fpm/20060500/57anin.html on February 24, 2007.




                           Nainil Chheda (http://www.nainil.com/research)                31
Various Models of PHR
 One version of personal health records is a
 provider-owned digital summary that patients
 can access but cannot change.
 A second model is a patient-owned program
 patients can use to enter and organize their
 health information.
 The third model is a portable digital file that can
 be transferred between computers and that
 corresponds closely to the Continuity of Care
 Record standard.
   Retrieved from http://www.aafp.org/fpm/20060500/57anin.html on February 24, 2007.

                               Nainil Chheda (http://www.nainil.com/research)          32
PHR Uses
 Personal health                                              Personal health
 records empower                                              records have the
 patients by allowing                                         potential to improve
 them to monitor their                                        patient-provider
 health data.                                                 relationships, patient
                                                              safety and quality of
                                                              care.



   Retrieved from http://www.aafp.org/fpm/20060500/57anin.html on February 24, 2007.

                               Nainil Chheda (http://www.nainil.com/research)          33
NHIN
 Nationwide Health Information Network (NHIN)
 “National Health Information Network describes
 the technologies, standards, laws, policies,
 programs and practices that enable health
 information to be shared among health decision
 makers, including consumers and patients, to
 promote improvements in health and
 healthcare.”
     The path to a national network of healthcare information
     is through the successful establishment of Regional
     Health Information Organizations (RHIO).
 Retrieved from http://www.himss.org/ASP/topics_FocusDynamic.asp?faid=143 on
 February 24, 2007.

                          Nainil Chheda (http://www.nainil.com/research)       34
RHIO – Regional Health Information
Organization
 Regional Health                                          U.S. Department of
 Information Organization                                 Health see RHIOs as the
 (RHIO) is a multi-                                       building blocks for the
 stakeholder organization                                 national health
 that enables the                                         information network
 exchange and use of                                      (NHIN). When complete
 health information, in a                                 the NHIN will provide
 secure manner, for the                                   universal access to
 purpose of promoting the                                 electronic health records.
 improvement of health
 quality, safety and
 efficiency.
  Retrieved from http://www.himss.org/ASP/topics_FocusDynamic.asp?faid=143 on February 24, 2007.
                                  Nainil Chheda (http://www.nainil.com/research)                   35
Goal of NHIN and RHIO’s
 Interconnect clinicians so that they can
 exchange health information using advanced
 and secure electronic communication.
 Personalize care with consumer-based health
 records and better information for consumers.
 Improve population health through advanced
 bio-surveillance methods and streamlined
 collection of data for quality measurement and
 research.
 Retrieved from http://www.hhs.gov/asl/testify/t060622a.html on February 24, 2007.



                                   Nainil Chheda (http://www.nainil.com/research)    36
NHIN Sustainability Factor

 A true market can't be made from the top-
 down approach.

 Widespread electronic medical records
 use quot;is really fundamental to making this
 thing (NHIN) work,quot; said Micky Tripathi,
 president and CEO of the Massachusetts
 eHealth Collaborative.
              Nainil Chheda (http://www.nainil.com/research)   37
HIPAA
 Health Insurance Portability and Accountability
 Act of 1996 (HIPAA), also known as the
 Kennedy/Kassebaum Act
 Primary purpose was to improve health
 insurance accessibility for people changing
 employers or leaving the workforce
 HIPAA also included quot;Administrative
 Simplificationquot; provisions to encourage and
 protect the electronic transmission of health-
 related data

                Nainil Chheda (http://www.nainil.com/research)   38
What are the HIPAA Administrative
Simplification Provisions?
 National standards for electronic data
 transmission
 Unique health identifiers for providers,
 employers, plans, and individuals
 Security standards to protect electronically
 maintained health information
 Privacy and confidentiality provisions for
 individually identifiable health care data
              Nainil Chheda (http://www.nainil.com/research)   39
HIPAA Compliance
 “Software and                                                 “HIPAA compliance”
 hardware, in and of                                           is an organizational
 themselves, cannot                                            obligation, not a
 be HIPAA compliant.”                                          technical
          They can only aid an                                 specification.
          organization become
          HIPAA compliant.

 Cited From:
 http://www.hipaadvisory.com/action/Compliance/compliant.htm
 Contracting for quot;HIPAA Compliantquot; Software and Devices
 by John R. Christiansen - Stoel Rives LLP




                                Nainil Chheda (http://www.nainil.com/research)        40
Who must comply with HIPAA?

 Health care providers or any other person
 or organization that furnishes, bills, or is
 paid for health care in its normal course of
 business
 Health plans that provide or pay the cost
 of medical care, including Medicare and
 Medicaid
 Health care clearinghouses that process
 data elements or transactions
              Nainil Chheda (http://www.nainil.com/research)   41
Standardization & Interoperability
 Standardization                                  Interoperability
   “The process of                                       The ability of two or
   establishing standards                                more systems, or
   that are documented                                   components to
   agreements containing                                 exchange information,
   technical specifications                              and to use the
   or other precise criteria                             information that has
   to be used consistently                               been exchanged.
   as rules, guidelines, or
                                                  Retrieved from www.globalvoice.com/index.asp
   definitions of                                 on February 24, 2007.
   characteristics.”

                   Nainil Chheda (http://www.nainil.com/research)                                42
Need for Standardization

 To create trust and confidence in the
 health care services
 Increase market relevance
 To facilitate exchange of information
 Help prevent duplication of effort and
 ensure interoperability between the
 various technical solutions in health care

              Nainil Chheda (http://www.nainil.com/research)   43
Need for Interoperability
 There is a need for transportability that will
 enable the next provider easy access to the
 latest patient records.
 There is a need for personal health record
 (PHR) which contains the patient-entered
 information.
 There is a need for containment of cost by
 developing a more systematic approach to
 healthcare information transportability whereby
 all disciplines work together towards a
 documented, integral approach to the individual
 patient.
               Nainil Chheda (http://www.nainil.com/research)   44
Example of Health Care Standards
facilitating Interoperability
 CCR – Continuity of Care Records
   http://www.centerforhit.org/x201.xml


 CDA – Clinical Document Architecture
   http://www.hl7.org/Library/standards_non1.htm


 CCD – Continuity of Care Document
   http://en.wikipedia.org/wiki/Continuity_of_Care_Record


 PDF/H – Portable Document Format -
 Healthcare
   http://www.aiim.org/article-pr.asp?ID=32097




                                Nainil Chheda (http://www.nainil.com/research)   45
CCR (Standard)

 The CCR may be used as a vehicle to
 exchange clinical information among
 providers, institutions, or other entities.
 It may also be used by the patient as a
 brief summary of recent care.




               Nainil Chheda (http://www.nainil.com/research)   46
CCR Benefits
 The next healthcare provider will not have to search for or guess about a
 patient's allergies, medications, or current and recent past diagnoses and
 other pertinent information.
 The next healthcare provider will be informed about the patient's most
 recent healthcare assessment and services.
 The next healthcare provider will be informed about recommendations of
 the caregiver who last treated the patient.
 As patient demographics will be provided, time and effort will be saved by
 not having to repeatedly ask a patient for demographic information in detail.
 Rather, this information can be more quickly and easily verified.
 A patient's insurance status will be more easily established. Over time, this
 can be expanded within the system.
 Costs associated with the patient's care will be reduced, for example
 through avoiding repetitive tests and basic information gathering.
 The effort required to update the patient's most essential and relevant
 information will be minimized

 Retrieved from http://www.medrecinst.com/press/news/info.asp?id=217 on February 24, 2007.


                                  Nainil Chheda (http://www.nainil.com/research)             47
Certification

 Certification - A certificate is an official
 document affirming some fact. Certification
 is the process of obtaining a certificate
 through a certifying authority.




                Nainil Chheda (http://www.nainil.com/research)   48
CCHIT

 CCHIT – Certificate Commission for
 Health Information Technology

 CCHIT’s mission:
 To accelerate the adoption of health
 information technology by creating an
 efficient, credible and sustainable product
 certification program
              Nainil Chheda (http://www.nainil.com/research)   49
CCHIT’s Goal
 Reduce the risk of HIT investment by physicians
 and other providers
 Ensure interoperability (compatibility) of HIT
 products
 Assure the participants that the ROI will be
 improved quality
 Protect the privacy of patients' personal health
 information

 Retrieved from http://www.cchit.org

                                   Nainil Chheda (http://www.nainil.com/research)   50
Who would benefit from CCHIT

 Physicians & Hospitals
 Health Systems
 Vendors
 Healthcare consumers (accurate & secure
 record of health)
 Standards development experts
 Quality Improvement Organizations

             Nainil Chheda (http://www.nainil.com/research)   51
Consumer Empowerment
 Consumer Empowerment: The biggest question
 of the health care industry currently is quot;Who
 owns the Patients Data?quot; The answer to it is not
 quite simple. Realistically the patient should be
 the owner of his/her data. How would the
 current/future health care applications support
 the question of quot;Ownership of data?quot; Will the
 patient be able to control who is allowed to see
 his/her medical record?

                Nainil Chheda (http://www.nainil.com/research)   52
Population Health
 Biosurveillance (Population Health): Currently there is no
 real time surveillance for any diseases. Hence
 Biosurveillance is required. For example: If there is an
 influenza attack on a particular state/region, the health
 care communities can submit (real-time) patient data to
 the state health registry and the state health department
 would run various algorithms to trigger quot;Alertsquot; to the
 health care officials declaring a state/region wide
 quot;Influenza Alertquot;. This will help in early detection of a
 deadly disease wide spread in a Geographic area. Also,
 bio-terrorism can be detected in its early stages with the
 help of Biosurveillance.

                  Nainil Chheda (http://www.nainil.com/research)   53
Nainil Chheda (About)
 Nainil Chheda, (http://www.nainil.com) MS (MIS) is a Knowledge Research Specialist at
 eClinicalWorks LLC MA (USA), providing technical coordination services in a web application
 development environment. In addition, he is responsible for ensuring the overall development of
 the product in compliance with the various healthcare standards (CCR, CDA) and certifications
 (CCHIT).

 He specializes in Section 508 Compliance for website usability and design. In addition he
 specializes in change management, task co-ordination, process improvement and identifying and
 addressing organizational concerns. He also consults to firms in the healthcare industry, as well
 as the web hosting industry.

 He is a frequent attendant at the nationwide healthcare conferences and various standards and
 interoperability committee meetings. His most recent research concentrates on the aspects of the
 game theory in application towards finding equilibrium in the healthcare industry. His research
 concerns reaction from electronic health record (EHR) vendors, healthcare providers, end-user
 issues in medical informatics.

 Nainil has written a variety of healthcare and information system research papers and
 presentations.

 He holds a Masters (in MIS) from the Temple University (PA, USA) and a B.Com from Mumbai
 University (Maharashtra, INDIA). He has research interest in the Game Theory and the Governing
 Dynamics of the Internet.


                               Nainil Chheda (http://www.nainil.com/research)                      54
Nainil Chheda (Professional Affiliation)
 Member of AMIA (American Medical Informatics Association) - (2007 to present)

 Member of AIIM (Association for Information and Image Management) - (2007 to present)

 Member of Technical Work Group (Marketing) for PDF-H (Portable Document Format - Healthcare) - (2006 to present)

 Member of PHR SIG (Patient Health Record Special Interest Group) - (2006 to present)

 Member of CEND (Consumer Empowerment National Demonstration) - (2006 to present)

 Member of Technical Work Group for ASTM (American Society for Testing and Materials) - Subcommittee E31 - CCR
 (Continuity of Care Records) - (2005 to present)

 Member of EHRVA (Electronic Health Records Vendor Association) - (2005 to present)

 Member of ANSI (American National Standards Institute) HITSP (Health Information Technology Standards Panel) - (2005 to
 present)

 Member of AIS (Association for Information Systems) - (2004 to present)

 Member of ACM (Association of Computer Machinery) - (2004,2006 - present)

 Member of Kshana (Social Organization) - (2002 to present)

 Former member of InterGov (Internet Government)



                                      Nainil Chheda (http://www.nainil.com/research)                                 55
Nainil Chheda (Contact)

 Email: nainil.c@eliteral.com
 Direct Line: +1 (267) 241 3796
 Website: http://www.nainil.com




             Nainil Chheda (http://www.nainil.com/research)   56
Copyright Information
 No part of this publication may be reproduced or transmitted in any
 form or for any purpose without the express permission of Nainil
 Chheda (nainil@eliteral.com). The information contained herein may
 be changed without prior notice.

 Data contained in this document serves informational purposes only.

 The information in this document is proprietary to Nainil Chheda.
 This document is a preliminary version and not subject to other
 agreement with Nainil Chheda. Nainil assumes no responsibility for
 errors or omissions in this document. Nainil does not warrant the
 accuracy or completeness of the information, text, graphics, links, or
 other items contained within this material. Nainil shall have no
 liability for damages of any kind including without limitation direct,
 special, indirect, or consequential damages that may result from the
 use of these materials.

                      Nainil Chheda (http://www.nainil.com/research)   57

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Introduction To Health Care in Usa

  • 1. (USA) The Not So Short Introduction to Health Care By Nainil Chheda Health Care Strategist Website: http://www.nainil.com Email: nainil.c@eliteral.com Nainil Chheda (http://www.nainil.com/research) 1
  • 2. Table of Content Health Care Statistics Basic Outline of Patient Flow Electronic Medical Records Personal Health Records NHIN / RHIO HIPAA Standards & Interoperability Certification Discussion Topics (Consumer Empowerment & Population Health) Nainil Chheda (http://www.nainil.com/research) 2
  • 3. President: George W. Bush In 2004, US President “By computerizing George W. Bush health records, we launched an initiative can avoid to make electronic medical records dangerous medical available to most mistakes, reduce Americans within the costs, and improve next 10 years (by care.” 2014). • President George W. Bush, State of the Union Address, January 20, 2004 Nainil Chheda (http://www.nainil.com/research) 3
  • 4. GDP & Health Care Spending “Health spending in “The health share 2006 is projected at of gross domestic $2.1 trillion, which product (GDP) is accounts for 16 percent of the gross expected to hold domestic product.” steady in 2006 before resuming its Cited From: John A. Poisal, Christopher Truffer, Sheila Smith, historical upward Andrea Sisko, Cathy Cowan, Sean Keehan, Bridget Dickensheets, and National Health Expenditures trend, reaching Team Health Spending Projections Through 2016: Modest Changes Obscure Part D's Impact 19.6 percent of Health Affairs Web Exclusive, February 21, 2007 GDP by 2016.” Nainil Chheda (http://www.nainil.com/research) 4
  • 5. Define Health Care “Health care includes, but is not limited to preventive, diagnostic, therapeutic, rehabilitative, maintenance, mental health or palliative care and sale or dispensing of a drug, device, equipment or other item in accordance with a prescription.” Retrieved from: www.dpw.state.pa.us/General/HIPPAPrivacy/003670787.htm on February 24, 2007 using Google Definition. Nainil Chheda (http://www.nainil.com/research) 5
  • 6. Definitions in Care - 1 Care Giver: Healthcare professional; family member or friend who attends to the needs of a patient; who helps in identifying or preventing or treating illness or disability. (Provider of Care) Care Taker: Patient; a person who requires medical assistance. (If covered by an insurance policy: Insured) Nainil Chheda (http://www.nainil.com/research) 6
  • 7. Definitions in Care - 2 Health Insurance: “A contractual relationship whereby an insurance company (the insurer) agrees to reimburse the insured for health care costs in exchange for a premium. The contract (policy) generally stipulates the type of health care benefits covered as well as costs to be reimbursed.” Retrieved from www.valleyhealth.biz/glossary.html on February 24, 2007 using Google Dictionary. Co-pay: “An arrangement where the insured pays a specified amount for various services and the health carrier (insurance company) pays the remaining charges.” Retrieved from www.kellerlowry.com/glossary/glossary_c.htm on February 24, 2007 using Google Dictionary. Nainil Chheda (http://www.nainil.com/research) 7
  • 8. Definitions in Care - 3 Prescription: “Written instructions (usually sent via Fax / Electronically) from a physician to a pharmacy / druggist concerning the form and dosage of a drug to be issued to a given patient.” Retrieved from http://wordnet.princeton.edu/perl/webwn on February 24, 2007 using Google Dictionary. Claim: The formal request by a policyholder or claimant for payment of loss under an insurance policy. Retrieved from www.apmc.us/IndustryGlossary on February 24, 2007 using Google Dictionary. Nainil Chheda (http://www.nainil.com/research) 8
  • 9. Definitions in Care - 3 Clearing House: “A public or private entity that processes or facilitates the processing of nonstandard data elements of health information into standard data elements. (HIPAA, Subtitle F, Section 262(a) Section 1171(2))” Retrieved from www.hipaabasics.com/glossary.htm on February 24, 2007 using Google Dictionary. Nainil Chheda (http://www.nainil.com/research) 9
  • 10. Start of Transaction This slide has been intentionally left blank by the author. Nainil Chheda (http://www.nainil.com/research) 10
  • 11. Patient Flow * Schedule an Appointment * Front Office (Collects Personal & Insurance * The Doctor Receives 1 Details. Co-pay may be the Payment from the Collected Upfront.) Insurance Company *In Exam Room: Medical 6 2 Assistant collects Vitals, Allergy info., Current Medications. Patient Flow * Co-pay may be Paid 5 3 *Doctor Examines the before Leaving. Patient, Orders Labs, X- * Billing Staff Creates a Rays, Prescribes Claim and Sends it to Insurance Company. 4 Medication * Relevant Patient Data is Recorded in the Patient’s Chart. * Patient Schedules a Follow-up Appointment. Nainil Chheda (http://www.nainil.com/research) 11
  • 12. Schedule an Appointment Patient Calls the practice to schedule an appointment. Nainil Chheda (http://www.nainil.com/research) 12
  • 13. Front Office Patient arrives at the Doctors practice Front Office Staff collects patients information including: Is this the first visit? Personal Information (including Family / Social History) Insurance Details Front Office Staff may collect Co-payment upfront Staff verifies patient information and determines: If insurance is still active The type of insurance coverage Nainil Chheda (http://www.nainil.com/research) 13
  • 14. Exam Room Medical assistant collects: Vital information: Blood Pressure, Height, Weight etc. Current Medications (if any) Allergies (if any) Brief description of why the patient is here to see the doctor. Nainil Chheda (http://www.nainil.com/research) 14
  • 15. Doctor Doctor examines the patients previous records (if any) Doctor examines the patient Doctor (may) order lab work / diagnostic tests (X-Rays, etc) to be performed on the patient Doctor orders a medication for the patient and submits it (electronically or by fax) Nainil Chheda (http://www.nainil.com/research) 15
  • 16. Electronic Prescription Flow New Prescription: Renewal: Patient needs prescription Patient needs prescription Patient meets with Doctor Patient requests refill from Doctor/Staff enters Rx into pharmacy their system If needed Pharmacist (from Electronic Prescription is their system) sends “renewal” routed by a third party agent request to doctor (like SureScripts) to patient’s Third party agent (like pharmacy of choice. SureScripts) delivers request Prescription is received by electronically to doctors office Pharmacy software and Doctor or office staff approve dispensed to the patient. request Pharmacy software receives authorization and dispenses the medication to the patient. Nainil Chheda (http://www.nainil.com/research) 16
  • 17. Lab or Diagnostic Test Lab (e.g. HgA1c). Diagnostic Test (e.g. X-Ray) Patient often has to go to another facility to have the test performed Test orders are submitted to and received by the lab company Electronic communication between the doctor’s office and the lab is possible Nainil Chheda (http://www.nainil.com/research) 17
  • 18. Chart Doctor / Staff: Relevant Patient Data is Recorded in the Patient’s Chart. Chart may contain the following but is not limited to: Chief Complaint History of Present illness (HPI) Current Medication Past Medical History Surgical History Allergies Hospitalization Review of Systems (ROS) Vital Signs Examination Nainil Chheda (http://www.nainil.com/research) 18
  • 19. Follow Up Appointment Front Office Staff schedules a Follow Up Appointment (if needed) A patient may or may not have insurance. Patient has insurance: Co-payment may be Paid before Leaving. Patient does not have insurance: Patient usually pays the charges before leaving or the billing person mails them a statement. Patient Leaves the Doctors Office. Nainil Chheda (http://www.nainil.com/research) 19
  • 20. Billing (If Patient has Insurance) Billing Staff Creates a Claim Billing Staff reviews the Claim data before sending it to the Insurance Company. Billing Staff sends the claim (usually electronically) to the Insurance Company. Nainil Chheda (http://www.nainil.com/research) 20
  • 21. Insurance Often, insurance companies only cover a portion of the services provided by the doctor to the patient. The Insurance company processes the claims and renders the necessary Claim Amount to the doctor. Doctor’s Billing Staff posts the payment received to the system to show the amount collected. Nainil Chheda (http://www.nainil.com/research) 21
  • 22. Miscellaneous Transactions During this whole process there may be multiple instances where in: the patient calls the doctor; doctor receives faxes from pharmacy / patient; lab / diagnostic results are received by the doctor; messages are exchanged by the doctor and the patient All the (above) transactions are recorded and are attached to the patients chart. Nainil Chheda (http://www.nainil.com/research) 22
  • 23. End of Transaction This slide has been intentionally left blank by the author. Nainil Chheda (http://www.nainil.com/research) 23
  • 24. Electronic Health Records “An Electronic Health Record (EHR) is a medical record or any other information relating to the past, present or future physical and mental health, or condition of a patient which resides in computers which capture, transmit, receive, store, retrieve, link, and manipulate multimedia data for the primary purpose of providing health care and health-related services.” Retrieved from: http://en.wikipedia.org/wiki/EHR on February 24, 2007 using Google Definition. Nainil Chheda (http://www.nainil.com/research) 24
  • 25. What is the need for EHR? quot;Every year 98,000 Medical errors may result in: A patient inadvertently given the patients die due to wrong medicine. preventable medical A clinician misreading the results errors in the business of a test. An elderly woman with ambiguous process of care. symptoms (shortness of breath, abdominal pain, and dizziness) whose heart attack is not That’s equivalent to a 747 diagnosed by emergency room crashing every day, killing staff. Retrieved from: all aboard. If hospitals http://www.ahrq.gov/research/errors.htm EHR on February 24, 2007. were airlines, would you fly?“ John D. Halamka, MD, CIO, Harvard Medical School Nainil Chheda (http://www.nainil.com/research) 25
  • 26. How do errors occur? Errors can occur at any point in the health care delivery system: Medication Errors These are preventable mistakes in prescribing and delivering medication to patients, such as prescribing two or more drugs whose interaction is known to produce side effects or prescribing a drug to which the patient is known to be allergic. Surgical Errors Diagnostic Inaccuracies Incorrect diagnoses may lead to incorrect and ineffective treatment or unnecessary testing, which is costly and sometimes invasive. Also, inexperience with a technically difficult diagnostic procedure can affect the accuracy of the results. System Failures Although errors in medication, surgery, and diagnosis are the easiest to detect, medical errors may result more frequently from the organization of health care delivery and the way that resources are provided to the delivery system. Retrieved from: http://www.ahrq.gov/research/errors.htm EHR on February 24, 2007. Nainil Chheda (http://www.nainil.com/research) 26
  • 27. Key Attributes of an EHR Workflow automation Error prevention Rapid and organized Reporting capability access to clinical data Compliance with Multi-user concurrent regulations and laws access Robust architecture Flexibility in data Technically sound entry platform Decision support capability Nainil Chheda (http://www.nainil.com/research) 27
  • 28. Perceived Benefits Of Electronic Health Records (EHRs) To The Practice, 2005 Cited From: Gans D, Kralewski J, Hammons T and Dowd B. Medical Groups’ Adoption Of Electronic Health Records And Information Systems Health Affairs, Vol 24, Issue 5, 1323-1333 Nainil Chheda (http://www.nainil.com/research) 28
  • 29. Percentage Of Office-Based Physicians Using EHR, By Specialty Cited From: Catharine W. Burt and Jane E. Sisk, Which Physicians And Practices Are Using Electronic Medical Records?, Nainil Chheda (http://www.nainil.com/research) 29 Health Affairs, Vol 24, Issue 5, 1334-1343
  • 30. Barriers To Implementing Electronic Health Records (EHRs), 2005 Cited From: Gans D, Kralewski J, Hammons T and Dowd B. Medical Groups’ Adoption Of Electronic Health Records And Information Systems Health Affairs, Vol 24, Issue 5, 1323-1333 (http://www.nainil.com/research) Nainil Chheda 30
  • 31. Personal Health Record “Personal health records are electronic summaries of a patient's medical record that are often portable and easily accessed by the patient.” Retrieved from http://www.aafp.org/fpm/20060500/57anin.html on February 24, 2007. Nainil Chheda (http://www.nainil.com/research) 31
  • 32. Various Models of PHR One version of personal health records is a provider-owned digital summary that patients can access but cannot change. A second model is a patient-owned program patients can use to enter and organize their health information. The third model is a portable digital file that can be transferred between computers and that corresponds closely to the Continuity of Care Record standard. Retrieved from http://www.aafp.org/fpm/20060500/57anin.html on February 24, 2007. Nainil Chheda (http://www.nainil.com/research) 32
  • 33. PHR Uses Personal health Personal health records empower records have the patients by allowing potential to improve them to monitor their patient-provider health data. relationships, patient safety and quality of care. Retrieved from http://www.aafp.org/fpm/20060500/57anin.html on February 24, 2007. Nainil Chheda (http://www.nainil.com/research) 33
  • 34. NHIN Nationwide Health Information Network (NHIN) “National Health Information Network describes the technologies, standards, laws, policies, programs and practices that enable health information to be shared among health decision makers, including consumers and patients, to promote improvements in health and healthcare.” The path to a national network of healthcare information is through the successful establishment of Regional Health Information Organizations (RHIO). Retrieved from http://www.himss.org/ASP/topics_FocusDynamic.asp?faid=143 on February 24, 2007. Nainil Chheda (http://www.nainil.com/research) 34
  • 35. RHIO – Regional Health Information Organization Regional Health U.S. Department of Information Organization Health see RHIOs as the (RHIO) is a multi- building blocks for the stakeholder organization national health that enables the information network exchange and use of (NHIN). When complete health information, in a the NHIN will provide secure manner, for the universal access to purpose of promoting the electronic health records. improvement of health quality, safety and efficiency. Retrieved from http://www.himss.org/ASP/topics_FocusDynamic.asp?faid=143 on February 24, 2007. Nainil Chheda (http://www.nainil.com/research) 35
  • 36. Goal of NHIN and RHIO’s Interconnect clinicians so that they can exchange health information using advanced and secure electronic communication. Personalize care with consumer-based health records and better information for consumers. Improve population health through advanced bio-surveillance methods and streamlined collection of data for quality measurement and research. Retrieved from http://www.hhs.gov/asl/testify/t060622a.html on February 24, 2007. Nainil Chheda (http://www.nainil.com/research) 36
  • 37. NHIN Sustainability Factor A true market can't be made from the top- down approach. Widespread electronic medical records use quot;is really fundamental to making this thing (NHIN) work,quot; said Micky Tripathi, president and CEO of the Massachusetts eHealth Collaborative. Nainil Chheda (http://www.nainil.com/research) 37
  • 38. HIPAA Health Insurance Portability and Accountability Act of 1996 (HIPAA), also known as the Kennedy/Kassebaum Act Primary purpose was to improve health insurance accessibility for people changing employers or leaving the workforce HIPAA also included quot;Administrative Simplificationquot; provisions to encourage and protect the electronic transmission of health- related data Nainil Chheda (http://www.nainil.com/research) 38
  • 39. What are the HIPAA Administrative Simplification Provisions? National standards for electronic data transmission Unique health identifiers for providers, employers, plans, and individuals Security standards to protect electronically maintained health information Privacy and confidentiality provisions for individually identifiable health care data Nainil Chheda (http://www.nainil.com/research) 39
  • 40. HIPAA Compliance “Software and “HIPAA compliance” hardware, in and of is an organizational themselves, cannot obligation, not a be HIPAA compliant.” technical They can only aid an specification. organization become HIPAA compliant. Cited From: http://www.hipaadvisory.com/action/Compliance/compliant.htm Contracting for quot;HIPAA Compliantquot; Software and Devices by John R. Christiansen - Stoel Rives LLP Nainil Chheda (http://www.nainil.com/research) 40
  • 41. Who must comply with HIPAA? Health care providers or any other person or organization that furnishes, bills, or is paid for health care in its normal course of business Health plans that provide or pay the cost of medical care, including Medicare and Medicaid Health care clearinghouses that process data elements or transactions Nainil Chheda (http://www.nainil.com/research) 41
  • 42. Standardization & Interoperability Standardization Interoperability “The process of The ability of two or establishing standards more systems, or that are documented components to agreements containing exchange information, technical specifications and to use the or other precise criteria information that has to be used consistently been exchanged. as rules, guidelines, or Retrieved from www.globalvoice.com/index.asp definitions of on February 24, 2007. characteristics.” Nainil Chheda (http://www.nainil.com/research) 42
  • 43. Need for Standardization To create trust and confidence in the health care services Increase market relevance To facilitate exchange of information Help prevent duplication of effort and ensure interoperability between the various technical solutions in health care Nainil Chheda (http://www.nainil.com/research) 43
  • 44. Need for Interoperability There is a need for transportability that will enable the next provider easy access to the latest patient records. There is a need for personal health record (PHR) which contains the patient-entered information. There is a need for containment of cost by developing a more systematic approach to healthcare information transportability whereby all disciplines work together towards a documented, integral approach to the individual patient. Nainil Chheda (http://www.nainil.com/research) 44
  • 45. Example of Health Care Standards facilitating Interoperability CCR – Continuity of Care Records http://www.centerforhit.org/x201.xml CDA – Clinical Document Architecture http://www.hl7.org/Library/standards_non1.htm CCD – Continuity of Care Document http://en.wikipedia.org/wiki/Continuity_of_Care_Record PDF/H – Portable Document Format - Healthcare http://www.aiim.org/article-pr.asp?ID=32097 Nainil Chheda (http://www.nainil.com/research) 45
  • 46. CCR (Standard) The CCR may be used as a vehicle to exchange clinical information among providers, institutions, or other entities. It may also be used by the patient as a brief summary of recent care. Nainil Chheda (http://www.nainil.com/research) 46
  • 47. CCR Benefits The next healthcare provider will not have to search for or guess about a patient's allergies, medications, or current and recent past diagnoses and other pertinent information. The next healthcare provider will be informed about the patient's most recent healthcare assessment and services. The next healthcare provider will be informed about recommendations of the caregiver who last treated the patient. As patient demographics will be provided, time and effort will be saved by not having to repeatedly ask a patient for demographic information in detail. Rather, this information can be more quickly and easily verified. A patient's insurance status will be more easily established. Over time, this can be expanded within the system. Costs associated with the patient's care will be reduced, for example through avoiding repetitive tests and basic information gathering. The effort required to update the patient's most essential and relevant information will be minimized Retrieved from http://www.medrecinst.com/press/news/info.asp?id=217 on February 24, 2007. Nainil Chheda (http://www.nainil.com/research) 47
  • 48. Certification Certification - A certificate is an official document affirming some fact. Certification is the process of obtaining a certificate through a certifying authority. Nainil Chheda (http://www.nainil.com/research) 48
  • 49. CCHIT CCHIT – Certificate Commission for Health Information Technology CCHIT’s mission: To accelerate the adoption of health information technology by creating an efficient, credible and sustainable product certification program Nainil Chheda (http://www.nainil.com/research) 49
  • 50. CCHIT’s Goal Reduce the risk of HIT investment by physicians and other providers Ensure interoperability (compatibility) of HIT products Assure the participants that the ROI will be improved quality Protect the privacy of patients' personal health information Retrieved from http://www.cchit.org Nainil Chheda (http://www.nainil.com/research) 50
  • 51. Who would benefit from CCHIT Physicians & Hospitals Health Systems Vendors Healthcare consumers (accurate & secure record of health) Standards development experts Quality Improvement Organizations Nainil Chheda (http://www.nainil.com/research) 51
  • 52. Consumer Empowerment Consumer Empowerment: The biggest question of the health care industry currently is quot;Who owns the Patients Data?quot; The answer to it is not quite simple. Realistically the patient should be the owner of his/her data. How would the current/future health care applications support the question of quot;Ownership of data?quot; Will the patient be able to control who is allowed to see his/her medical record? Nainil Chheda (http://www.nainil.com/research) 52
  • 53. Population Health Biosurveillance (Population Health): Currently there is no real time surveillance for any diseases. Hence Biosurveillance is required. For example: If there is an influenza attack on a particular state/region, the health care communities can submit (real-time) patient data to the state health registry and the state health department would run various algorithms to trigger quot;Alertsquot; to the health care officials declaring a state/region wide quot;Influenza Alertquot;. This will help in early detection of a deadly disease wide spread in a Geographic area. Also, bio-terrorism can be detected in its early stages with the help of Biosurveillance. Nainil Chheda (http://www.nainil.com/research) 53
  • 54. Nainil Chheda (About) Nainil Chheda, (http://www.nainil.com) MS (MIS) is a Knowledge Research Specialist at eClinicalWorks LLC MA (USA), providing technical coordination services in a web application development environment. In addition, he is responsible for ensuring the overall development of the product in compliance with the various healthcare standards (CCR, CDA) and certifications (CCHIT). He specializes in Section 508 Compliance for website usability and design. In addition he specializes in change management, task co-ordination, process improvement and identifying and addressing organizational concerns. He also consults to firms in the healthcare industry, as well as the web hosting industry. He is a frequent attendant at the nationwide healthcare conferences and various standards and interoperability committee meetings. His most recent research concentrates on the aspects of the game theory in application towards finding equilibrium in the healthcare industry. His research concerns reaction from electronic health record (EHR) vendors, healthcare providers, end-user issues in medical informatics. Nainil has written a variety of healthcare and information system research papers and presentations. He holds a Masters (in MIS) from the Temple University (PA, USA) and a B.Com from Mumbai University (Maharashtra, INDIA). He has research interest in the Game Theory and the Governing Dynamics of the Internet. Nainil Chheda (http://www.nainil.com/research) 54
  • 55. Nainil Chheda (Professional Affiliation) Member of AMIA (American Medical Informatics Association) - (2007 to present) Member of AIIM (Association for Information and Image Management) - (2007 to present) Member of Technical Work Group (Marketing) for PDF-H (Portable Document Format - Healthcare) - (2006 to present) Member of PHR SIG (Patient Health Record Special Interest Group) - (2006 to present) Member of CEND (Consumer Empowerment National Demonstration) - (2006 to present) Member of Technical Work Group for ASTM (American Society for Testing and Materials) - Subcommittee E31 - CCR (Continuity of Care Records) - (2005 to present) Member of EHRVA (Electronic Health Records Vendor Association) - (2005 to present) Member of ANSI (American National Standards Institute) HITSP (Health Information Technology Standards Panel) - (2005 to present) Member of AIS (Association for Information Systems) - (2004 to present) Member of ACM (Association of Computer Machinery) - (2004,2006 - present) Member of Kshana (Social Organization) - (2002 to present) Former member of InterGov (Internet Government) Nainil Chheda (http://www.nainil.com/research) 55
  • 56. Nainil Chheda (Contact) Email: nainil.c@eliteral.com Direct Line: +1 (267) 241 3796 Website: http://www.nainil.com Nainil Chheda (http://www.nainil.com/research) 56
  • 57. Copyright Information No part of this publication may be reproduced or transmitted in any form or for any purpose without the express permission of Nainil Chheda (nainil@eliteral.com). The information contained herein may be changed without prior notice. Data contained in this document serves informational purposes only. The information in this document is proprietary to Nainil Chheda. This document is a preliminary version and not subject to other agreement with Nainil Chheda. Nainil assumes no responsibility for errors or omissions in this document. Nainil does not warrant the accuracy or completeness of the information, text, graphics, links, or other items contained within this material. Nainil shall have no liability for damages of any kind including without limitation direct, special, indirect, or consequential damages that may result from the use of these materials. Nainil Chheda (http://www.nainil.com/research) 57