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Peer review – Why does it matter
   for your academic career?
                  Dr. Marco Kalz
  Centre for Learning Sciences and Technologies
                    (CELSTEC)
       Open University of the Netherlands
                 marco.kalz@ou.nl
             http://twitter.com/mkalz
Structure
• History of Peer review
• Peer review from 2 perspectives
• How to conduct a peer review?
• Issues with peer review
History of peer review
• Spier (2002) mentions the bible
  as early peer review example
• Royal Society of London created
  peer review in 1665
• First peer-reviewed journal:
  Philosophical Transactions
• Target: Improve papers
Peer-review as quality assurance
Peer-review as quality assurance

 • Submit primarily to peer-reviewed
   (and SSCI/SCI indexed) journals
 • Impact counts (however calculated)
 • Grow your citation networks
Acting as a peer-reviewer
• Part of an academic job
• Service to the academic community
• Staying up-to-date & learning from
  others
• Establishing relations to journal
  editors
How to conduct a peer-review?
Strive for a quality standards
 Do the quality of review
  that you wish others
    would do for you.



            Bieber (1995)
Structure of a review
• Review (sent to authors)
• Remarks for editors (not sent to
  authors)
• Overall evaluation
• Confidence level
• Relevance
• Novelty
• Significance
• Soundness/Technical quality
The review process
• Read a paper 3 times:
 – 1. Getting an impression
 – 2. In depth analysis
 – 3. Judge the paper

 • 3    types of comments:
    •    Review form
    •    Comments
    •    Comments in the paper itself
How to handle paper load?
Faltings (2004) recommends
 – Apply filtering
 – Don’t spend time on
   papers which are not
   acceptable anyway
Paper checklist
Every paper must state (Faltings 2004):
•The problem addressed
•Solution or insight proposed
•An example showing that it works
•An evaluation, ideally in comparison
with existing techniques
Common problems
• Assumptions not explicitly discussed
• Potential bias not identified
• Unrealistic examples
• Treatment & Effect exchanged
• Fuzzy method section
• Paper not well structured
Comment guidelines
Be constructive, honest and neutral
•Find at least one positive comment
•Back up your decision by an explanation
•Keep always a professional style
•Recognize hard work
•Limit harm by lowering your confidence
level
Example comments I
“The paper is building on an outdated
 state-of-the art and its findings are
         therefor not solid”.

  “The state-of-the art covers only
  partially important related work.
Especially the work by X (2004) and Y
  (2009) should be included in the
               analysis”.
Example comments II
“The presented solution is only applicable
in the presented context but I don’t think
      it can work in a different one”.

   “The external validity has not been
 controlled in the method section of the
papers. Therefor the transferability of the
     presented approach is unsure”.
Peer-reviewers as pimps?
                              Frey, B. S. (2003).
                                 Publishing as
                                 prostitution?
                              Choosing between
                             one’s own ideas and
                              academic success.
                                Public Choice,
                               116(1), 205-223.
                                   Springer.



     Photo by technokitten
Peer-reviewers as pimps?
Issues with peer review

Photo by Grevel   Blind review (Reviewer stays
                  anonymous)
                  +++
                  ???
                  ---
                  Potentially open for bias of a reviewer due to
                        – a competetive relation to the authors
                        – personal preferences/problems
                        – Hiding in anonymity
Issues with peer review
Double-blind review (reviewer & author
anonymous)
+++ No direct bias problems
+++ “Objective”


--- No chance for communication
--- Problem of dishonest reviews




                                         Photo by Jess and Colin
Issues with peer review
• Speed of communication
• A new paradigm is ignored (Kuhn,
  1970)
• Reward of peer-reviewers
New approaches for peer review
Open Peer Review
•Introduced by BMJ in 1999, speeding up
review process, no differences in quality
(van Rooyen et al., 1999)
•Other, hybrid models
•Post-publication reviews
•Social Media
New approaches for peer review
Thank you for your attention!
References
•   Bieber, M. (1995). How to review. Available at http://web.njit.edu/~bieber/review.html
•   Faltings, B. (2004). How to write a review. Invited presentation 2nd European Starting AI
    researcher Symposium. In conjunction with the 16th European Conference on Artificial
    Intelligence. Valencia, Spain. August 22 – 27, 2004. Available at
    http://liawww.epfl.ch/~faltings/STAIRS-2004-talk.pdf
•   Frey, B. S. (2003). Publishing as prostitution? Choosing between one’s own ideas and
    academic success. Public Choice, 116(1), 205-223. Springer.
•   van Rooyen, S., Godlee, F., Evans, S., Black, N., & Smith, R. (1999). Effect of open
    peer review on quality of reviews and on reviewers’ recommendations: a randomised
    trial. British Medical Journal, 318(7175), 23-7.
•   Smith, R. (1999). Opening up BMJ peer review. British Medical Journal, 318(7175),
    4-5.
•   Spier, R. (2002). The history of the peer-review process. Trends in Biotechnology,
    20(8), 357-358.

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Peer review - Why does it matter for your academic career?

  • 1. Peer review – Why does it matter for your academic career? Dr. Marco Kalz Centre for Learning Sciences and Technologies (CELSTEC) Open University of the Netherlands marco.kalz@ou.nl http://twitter.com/mkalz
  • 2. Structure • History of Peer review • Peer review from 2 perspectives • How to conduct a peer review? • Issues with peer review
  • 3. History of peer review • Spier (2002) mentions the bible as early peer review example • Royal Society of London created peer review in 1665 • First peer-reviewed journal: Philosophical Transactions • Target: Improve papers
  • 5. Peer-review as quality assurance • Submit primarily to peer-reviewed (and SSCI/SCI indexed) journals • Impact counts (however calculated) • Grow your citation networks
  • 6. Acting as a peer-reviewer • Part of an academic job • Service to the academic community • Staying up-to-date & learning from others • Establishing relations to journal editors
  • 7. How to conduct a peer-review?
  • 8. Strive for a quality standards Do the quality of review that you wish others would do for you. Bieber (1995)
  • 9. Structure of a review • Review (sent to authors) • Remarks for editors (not sent to authors) • Overall evaluation • Confidence level • Relevance • Novelty • Significance • Soundness/Technical quality
  • 10. The review process • Read a paper 3 times: – 1. Getting an impression – 2. In depth analysis – 3. Judge the paper • 3 types of comments: • Review form • Comments • Comments in the paper itself
  • 11. How to handle paper load? Faltings (2004) recommends – Apply filtering – Don’t spend time on papers which are not acceptable anyway
  • 12. Paper checklist Every paper must state (Faltings 2004): •The problem addressed •Solution or insight proposed •An example showing that it works •An evaluation, ideally in comparison with existing techniques
  • 13. Common problems • Assumptions not explicitly discussed • Potential bias not identified • Unrealistic examples • Treatment & Effect exchanged • Fuzzy method section • Paper not well structured
  • 14. Comment guidelines Be constructive, honest and neutral •Find at least one positive comment •Back up your decision by an explanation •Keep always a professional style •Recognize hard work •Limit harm by lowering your confidence level
  • 15. Example comments I “The paper is building on an outdated state-of-the art and its findings are therefor not solid”. “The state-of-the art covers only partially important related work. Especially the work by X (2004) and Y (2009) should be included in the analysis”.
  • 16. Example comments II “The presented solution is only applicable in the presented context but I don’t think it can work in a different one”. “The external validity has not been controlled in the method section of the papers. Therefor the transferability of the presented approach is unsure”.
  • 17. Peer-reviewers as pimps? Frey, B. S. (2003). Publishing as prostitution? Choosing between one’s own ideas and academic success. Public Choice, 116(1), 205-223. Springer. Photo by technokitten
  • 19. Issues with peer review Photo by Grevel Blind review (Reviewer stays anonymous) +++ ??? --- Potentially open for bias of a reviewer due to – a competetive relation to the authors – personal preferences/problems – Hiding in anonymity
  • 20. Issues with peer review Double-blind review (reviewer & author anonymous) +++ No direct bias problems +++ “Objective” --- No chance for communication --- Problem of dishonest reviews Photo by Jess and Colin
  • 21. Issues with peer review • Speed of communication • A new paradigm is ignored (Kuhn, 1970) • Reward of peer-reviewers
  • 22. New approaches for peer review Open Peer Review •Introduced by BMJ in 1999, speeding up review process, no differences in quality (van Rooyen et al., 1999) •Other, hybrid models •Post-publication reviews •Social Media
  • 23. New approaches for peer review
  • 24. Thank you for your attention!
  • 25. References • Bieber, M. (1995). How to review. Available at http://web.njit.edu/~bieber/review.html • Faltings, B. (2004). How to write a review. Invited presentation 2nd European Starting AI researcher Symposium. In conjunction with the 16th European Conference on Artificial Intelligence. Valencia, Spain. August 22 – 27, 2004. Available at http://liawww.epfl.ch/~faltings/STAIRS-2004-talk.pdf • Frey, B. S. (2003). Publishing as prostitution? Choosing between one’s own ideas and academic success. Public Choice, 116(1), 205-223. Springer. • van Rooyen, S., Godlee, F., Evans, S., Black, N., & Smith, R. (1999). Effect of open peer review on quality of reviews and on reviewers’ recommendations: a randomised trial. British Medical Journal, 318(7175), 23-7. • Smith, R. (1999). Opening up BMJ peer review. British Medical Journal, 318(7175), 4-5. • Spier, R. (2002). The history of the peer-review process. Trends in Biotechnology, 20(8), 357-358.