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The National Planning Policy Framework;
Sustainable Development; and,
Heritage Conservation
Mike Harlow, Governance and Legal Director, English Heritage
Sustainable Development - what is it?
 One of the key dimensions of
sustainability is protecting and
enhancing our historic environment.
[p7]
 Economic, social and
environmental improvement should
be sought jointly and
simultaneously [p8]
 Pursuing SD involves seeking
improvements to the quality of the
historic environment etc [p9]
Sustainable Development - what is it?
 P17 sets out 12 principles including to:
 Seek “high quality design”
 Recognise “intrinsic character and beauty of countryside”
 “Conserve heritage assets in a manner appropriate to their
significance so that they can be enjoyed for their contribution to the
quality of life of this and future generations”
Sustainable Development - what is it?
Account should always be taken of:
 the desirability of sustaining and enhancing the significance of heritage
assets and putting them to a viable use consistent with their conservation,
 historic environment potential to contribute to sustainable communities,
including economic vitality, and;
 the desirability of new development making a positive contribution to the
historic environment’s local distinctiveness. [p126 and 131]
 Policies that relate to decision-taking apply to consideration of
neighbourhood development orders (inc community right to build orders),
where relevant. [p202]
Weight to be given to conservation of
heritage assets
 No express presumption in favour of
conservation of designated heritage
assets as in PPS5
 However, presumption in favour of SD
is a presumption in favour of
development that meets the objectives
and policies of the NPPF as a whole. 1
of the 12 principles is that planning
should deliver heritage asset
conservation. [p17]
 More particularly, conserving
designated heritage assets in p132 is
given great weight. This phrase is also
used in connection with conservation of
NPs and AONBs [p115] and elsewhere,
e.g. outstanding design [p63], schools
[p72] and the benefits of mineral
extraction [p144]
Weight to be given to conservation of
heritage assets
 All harm, whether through demolition, alteration or development
within a setting of a designated heritage asset requires ‘clear and
convincing justification’
 Loss of GII should be ‘exceptional’.
 Loss of GI, II* and other highly valued designated heritage assets
should be ‘wholly exceptional’ [p132]
 This is the same formulation as PPS5
 Non-designated archaeological sites of demonstrable equivalence to
scheduled monuments should be treated as designated heritage
assets [p139]
Justification of substantial harm to
designated heritage assets
 Total loss of a designated
heritage asset or substantial
harm to it (direct physical
harm, or harm through
development within its setting)
can be justified on the grounds
that:
 The harm is necessary to
deliver public benefits that
outweigh that harm, or
 Because the asset is
demonstrably non-viable
and it is better to free up
the site than keep the
asset [p133]
Justification of less than substantial harm
to designated heritage assets
 This is the lesser of
the two tests.
 The harm should be
weighed against
public benefits
 Public benefit may
be putting the asset
into its optimum
viable use.
 This is the same
approach as PPS5
Non-designated heritage assets
The effect of an
application on their
significance ‘should be
taken into account’. A
‘balanced judgement will
be required having
regard to scale of any
harm and the
significance of the
heritage asset’ [p135]
Conservation Areas and World Heritage
Sites
 CAs and WHSs are designated heritage assets
 ‘Great weight’ should therefore be given to their conservation and any
harm needs ‘clear and convincing justification’ [p132]
 Loss of a building or other element that makes a positive contribution
(such as a designed square) requires clear and convincing
justification and may amount to substantial or less than substantial
harm depending on the degree of contribution to the significance of
the conservation area overall [p132, 133, 134 and138]
 Positive obligation to look for opportunities to enhance or better reveal
significance [p137 and see also p7, p9, p58, p60 and p61]
The setting of heritage assets
 Harm to a heritage asset through
development within its setting is
assessed against the same policies
as for physical harm to the
significance of designated heritage
assets generally [p132 and definition
of ‘significance’]
 Harm should be judged against the
public benefits delivered by the
proposal [p133 or p134]
 Decision-makers should look for
opportunities to enhance or better
reveal the significance of the asset
through development within its setting
[p137 and see also p7, p9, p58, p60
and p61]
Recording heritage assets that will be
harmed or destroyed
 Similar to PPS5
 Developers are required to
record and advance
understanding of the
significance of any
heritage to be lost, wholly
or in part, as part of any
permitted development.
 The obligation should be
proportionate to the
importance of the asset
and the impact
 Evidence should be made
publicly available [p141]
 Ability to record should not
influence decision
Plan-making
 Local plans should be consistent with the NPPF principles [p151]
 Local plans should include strategic policies to deliver conservation and
enhancement of the historic environment , including landscape [p156]
 Identify where development would be inappropriate, for instance because
of its environmental or historic significance [p157]
 Have a clear strategy for enhancing the natural, built and historic
environment [p157]
 They should set out a positive strategy for the conservation and
enjoyment of the historic environment, recognising their irreplaceable
nature [p126]
Plan-making
 Local Plans should take into account:
 The desirability of putting heritage assets to a viable use consistent
with their conservation
 The contribution conservation makes to wider sustainability aims
 The desirability of new development contributing to local character
[p126]
 Plans should be based on adequate, up-to-date and relevant evidence
about the historic environment [p158]
 Evidence should also be used to predict the likelihood for discovery of
currently unidentified heritage asses – particularly sites of historic and
archaeological interest [p169].
 LPA should either maintain or have access to a historic environment
record [p169]
Design Policies
 Policies and decisions should aim to ensure that
developments….respond to local character and history and reflect the
identity of local surroundings and materials while not preventing or
discouraging appropriate innovation. [p58]
 Policies and decisions should not attempt to impose architectural
styles or particular tastes…..it is, however, proper to seek to promote
or reinforce local distinctiveness. [p60]
 Policies and decisions should address the integration of new
development into the historic environment. [p61]
 LPAs should have local design review arrangements in place [p62]
Design policies
 Great weight given to outstanding
or innovative designs [p63]
 Permission refused for
development of poor design [p64]
 Only those adverts which clearly
have an appreciable impact on a
building or their surroundings
should be subject of detailed
assessment. Cumulative impacts
can be taken into account. [67]
FINALLY: The Presumption in Favour of SD
 ‘The policies in paragraphs 18 to 219 [of the NPPF], taken as a
whole, constitute the Government’s view of what sustainable
development in England means in practice for the planning system’
 The presumption means that Local Plans should meet
objectively assessed needs, with sufficient flexibility to adapt to
rapid change, unless:
 any adverse impacts of doing so would significantly and demonstrably
outweigh the benefits, when assessed against the policies in this
Framework taken as a whole; or
 specific policies in this Framework indicate development should be
restricted.
FINALLY: The Presumption in Favour of SD
 For decision-taking this means approving development
proposals that accord with the development plan without
delay; and
 where the development plan is absent, silent or relevant
policies are out-of-date, granting permission unless:
 any adverse impacts of doing so would significantly and demonstrably
outweigh the benefits, when assessed against the policies in this
Framework taken as a whole; or
 specific policies in this Framework indicate development should be
restricted.
Guidance
 The Historic Environment
Planning Practice Guide,
produced in March 2010 to
support PPS5 is still a relevant
consideration. It was produced by
EH with endorsement from DCLG
and DCMS.
 It has not been cancelled and is
still of use in helping to
understand concepts and
acceptable approaches.
 Government review of all
guidance is underway….
Further Guidance
Keep up to date

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NPPF and Heritage Conservation

  • 1. The National Planning Policy Framework; Sustainable Development; and, Heritage Conservation Mike Harlow, Governance and Legal Director, English Heritage
  • 2. Sustainable Development - what is it?  One of the key dimensions of sustainability is protecting and enhancing our historic environment. [p7]  Economic, social and environmental improvement should be sought jointly and simultaneously [p8]  Pursuing SD involves seeking improvements to the quality of the historic environment etc [p9]
  • 3. Sustainable Development - what is it?  P17 sets out 12 principles including to:  Seek “high quality design”  Recognise “intrinsic character and beauty of countryside”  “Conserve heritage assets in a manner appropriate to their significance so that they can be enjoyed for their contribution to the quality of life of this and future generations”
  • 4. Sustainable Development - what is it? Account should always be taken of:  the desirability of sustaining and enhancing the significance of heritage assets and putting them to a viable use consistent with their conservation,  historic environment potential to contribute to sustainable communities, including economic vitality, and;  the desirability of new development making a positive contribution to the historic environment’s local distinctiveness. [p126 and 131]  Policies that relate to decision-taking apply to consideration of neighbourhood development orders (inc community right to build orders), where relevant. [p202]
  • 5. Weight to be given to conservation of heritage assets  No express presumption in favour of conservation of designated heritage assets as in PPS5  However, presumption in favour of SD is a presumption in favour of development that meets the objectives and policies of the NPPF as a whole. 1 of the 12 principles is that planning should deliver heritage asset conservation. [p17]  More particularly, conserving designated heritage assets in p132 is given great weight. This phrase is also used in connection with conservation of NPs and AONBs [p115] and elsewhere, e.g. outstanding design [p63], schools [p72] and the benefits of mineral extraction [p144]
  • 6. Weight to be given to conservation of heritage assets  All harm, whether through demolition, alteration or development within a setting of a designated heritage asset requires ‘clear and convincing justification’  Loss of GII should be ‘exceptional’.  Loss of GI, II* and other highly valued designated heritage assets should be ‘wholly exceptional’ [p132]  This is the same formulation as PPS5  Non-designated archaeological sites of demonstrable equivalence to scheduled monuments should be treated as designated heritage assets [p139]
  • 7. Justification of substantial harm to designated heritage assets  Total loss of a designated heritage asset or substantial harm to it (direct physical harm, or harm through development within its setting) can be justified on the grounds that:  The harm is necessary to deliver public benefits that outweigh that harm, or  Because the asset is demonstrably non-viable and it is better to free up the site than keep the asset [p133]
  • 8. Justification of less than substantial harm to designated heritage assets  This is the lesser of the two tests.  The harm should be weighed against public benefits  Public benefit may be putting the asset into its optimum viable use.  This is the same approach as PPS5
  • 9. Non-designated heritage assets The effect of an application on their significance ‘should be taken into account’. A ‘balanced judgement will be required having regard to scale of any harm and the significance of the heritage asset’ [p135]
  • 10. Conservation Areas and World Heritage Sites  CAs and WHSs are designated heritage assets  ‘Great weight’ should therefore be given to their conservation and any harm needs ‘clear and convincing justification’ [p132]  Loss of a building or other element that makes a positive contribution (such as a designed square) requires clear and convincing justification and may amount to substantial or less than substantial harm depending on the degree of contribution to the significance of the conservation area overall [p132, 133, 134 and138]  Positive obligation to look for opportunities to enhance or better reveal significance [p137 and see also p7, p9, p58, p60 and p61]
  • 11. The setting of heritage assets  Harm to a heritage asset through development within its setting is assessed against the same policies as for physical harm to the significance of designated heritage assets generally [p132 and definition of ‘significance’]  Harm should be judged against the public benefits delivered by the proposal [p133 or p134]  Decision-makers should look for opportunities to enhance or better reveal the significance of the asset through development within its setting [p137 and see also p7, p9, p58, p60 and p61]
  • 12. Recording heritage assets that will be harmed or destroyed  Similar to PPS5  Developers are required to record and advance understanding of the significance of any heritage to be lost, wholly or in part, as part of any permitted development.  The obligation should be proportionate to the importance of the asset and the impact  Evidence should be made publicly available [p141]  Ability to record should not influence decision
  • 13. Plan-making  Local plans should be consistent with the NPPF principles [p151]  Local plans should include strategic policies to deliver conservation and enhancement of the historic environment , including landscape [p156]  Identify where development would be inappropriate, for instance because of its environmental or historic significance [p157]  Have a clear strategy for enhancing the natural, built and historic environment [p157]  They should set out a positive strategy for the conservation and enjoyment of the historic environment, recognising their irreplaceable nature [p126]
  • 14. Plan-making  Local Plans should take into account:  The desirability of putting heritage assets to a viable use consistent with their conservation  The contribution conservation makes to wider sustainability aims  The desirability of new development contributing to local character [p126]  Plans should be based on adequate, up-to-date and relevant evidence about the historic environment [p158]  Evidence should also be used to predict the likelihood for discovery of currently unidentified heritage asses – particularly sites of historic and archaeological interest [p169].  LPA should either maintain or have access to a historic environment record [p169]
  • 15. Design Policies  Policies and decisions should aim to ensure that developments….respond to local character and history and reflect the identity of local surroundings and materials while not preventing or discouraging appropriate innovation. [p58]  Policies and decisions should not attempt to impose architectural styles or particular tastes…..it is, however, proper to seek to promote or reinforce local distinctiveness. [p60]  Policies and decisions should address the integration of new development into the historic environment. [p61]  LPAs should have local design review arrangements in place [p62]
  • 16. Design policies  Great weight given to outstanding or innovative designs [p63]  Permission refused for development of poor design [p64]  Only those adverts which clearly have an appreciable impact on a building or their surroundings should be subject of detailed assessment. Cumulative impacts can be taken into account. [67]
  • 17. FINALLY: The Presumption in Favour of SD  ‘The policies in paragraphs 18 to 219 [of the NPPF], taken as a whole, constitute the Government’s view of what sustainable development in England means in practice for the planning system’  The presumption means that Local Plans should meet objectively assessed needs, with sufficient flexibility to adapt to rapid change, unless:  any adverse impacts of doing so would significantly and demonstrably outweigh the benefits, when assessed against the policies in this Framework taken as a whole; or  specific policies in this Framework indicate development should be restricted.
  • 18. FINALLY: The Presumption in Favour of SD  For decision-taking this means approving development proposals that accord with the development plan without delay; and  where the development plan is absent, silent or relevant policies are out-of-date, granting permission unless:  any adverse impacts of doing so would significantly and demonstrably outweigh the benefits, when assessed against the policies in this Framework taken as a whole; or  specific policies in this Framework indicate development should be restricted.
  • 19. Guidance  The Historic Environment Planning Practice Guide, produced in March 2010 to support PPS5 is still a relevant consideration. It was produced by EH with endorsement from DCLG and DCMS.  It has not been cancelled and is still of use in helping to understand concepts and acceptable approaches.  Government review of all guidance is underway….
  • 21. Keep up to date