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application note




Using Differential Scanning Calorimetry
To Optimize Antibody Manufacturing


This application note was adapted from Guziewicz, et. al (2008) Proceedings of the 2007
Current Trends in Microcalorimetry Conference (E. Reese and S. Spotts, eds.), pp. 127 - 153.




Overview
        here are many challenges to overcome when developing         In this application note, based on a recent presentation by

T       manufacturing processes for proteins intended as
        therapeutics. Most notably, project timelines and limited
initial availability of material drive the need for rapid, robust,
                                                                     Genzyme scientists, we report the use of the thermal stability
                                                                     data obtained from DSC to screen conditions for viral
                                                                     inactivation of an antibody1. This information provides a
and sensitive process development tools. Manufacturing steps         quick and easy stability assay during the manufacturing
are routinely evaluated and optimized to improve protein             process. For the antibody studied here, the apparent Tm data
yield, reduce production time, and increase long-term stability      from DSC was key to the recommendation to increase storage
of final drug product. Any improvements in final yield and           pH immediately after viral inactivation, resulting in increased
stability are vastly important in both process and                   structural stability. This example illustrates the crucial role of
manufacturing economics. Conversely, a failure at any step in        DSC and thermodynamic analysis during therapeutic protein
production, resulting in decreased yield and/or stability, will      development.
result in a financial loss.

Thermodynamic analysis has proven to be an invaluable
approach to aid in the characterization of physical protein          Introduction
instabilities. Understanding the factors which affect stability,
such as pH, ionic strength, and excipients, are critical in the      The ultimate goal of the development of proteins as
design and optimization of manufacturing processes.                  therapeutics is the design of dosage forms with sufficient
Differential Scanning Calorimetry (DSC) is a powerful                stability to withstand shipping, processing, and storage
analytical tool to assess these stability parameters. DSC is         stresses. Biopharmaceutical development is complex and
utilized throughout the biotherapeutic development pipeline,         requires expertise and input from multiple functional areas,
since it quickly and easily facilitates the selection of both        such as process development, manufacturing, and formulation
process conditions as well as storage conditions during              development. Usually the allotted time is compressed and
manufacturing. DSC generates thermodynamic parameters,               real-time stability assessments for the shelf-life of the dosage
such as melting temperature (Tm), which are indispensable in         forms are impractical. Therefore, bioanalytical scientists need
rapidly evaluating protein stability.                                to rely on a combination of accelerated and forced degradation
                                                                     studies to probe the likely instabilities that might be
                                                                     encountered for a given protein. Methods that help provide an
                                                                     early assessment of the solution behavior of a protein are very
valuable. Nevertheless, the amount of material available for       valuable information about the relative differences in stability
analysis during early stage evaluations is often a limiting        of a given set of solution conditions. In this application note
factor. Procedures that employ small quantities of protein and     we report the use of the thermal stability data obtained from
provide information regarding structure and stability are          DSC to screen conditions for viral inactivation of an IgG.
essential. An initial thermodynamic evaluation of a protein
resulting from these procedures can provide insight into its
solution behavior under a variety of conditions. A preferred
tool for such analysis is Differential Scanning Calorimetry        Materials and Methods
(DSC). Although information could also be obtained by
alternative methods, DSC has several key advantages: high          Differential Scanning Calorimetry (DSC): DSC was performed
throughput capabilities (using the automated VP- Capillary         using a MicroCal high throughput VP-Capillary-DSC
DSC system), reproducibility, virtually unlimited buffer           (MicroCal, LLC, Northampton, MA). Thermograms for each
compatibility, and most importantly, it is a first-principle       protein (350 µL at 1 mg/mL) were obtained from 25oC to
technique where the enthalpy of a given reaction can be            100oC using a scan rate of 200oC hr-1, unless otherwise noted.
measured directly.2-4                                              Thermograms of the buffer alone were subtracted from each
                                                                   protein prior to analysis using Origin 7.0 graphing software
Instabilities most commonly observed during development of         equipped with the MicroCal VP-Capillary DSC analysis
biotheraputic proteins fall into two categories: biochemical       software add-on.
and structural. Some of the most common chemical
instabilities   include   oxidation,    deamidation,       and
isomerization.5-9 Characterization of chemical instabilities
typically relies on forced degradation studies that utilize        Optimization of Viral Inactivation Hold Step
temperature or biochemical stresses to identify relevant           with DSC
degradation pathways.7, 10, 11 Altering protein chemical
stability is accomplished by changing solution conditions          pH-mediated viral inactivation is a standard industry practice
based on knowledge of the chemistry underlying the                 in which the protein is exposed to a decreased pH.14 In this
instability of interest. Additional degradation pathways           antibody example (antibody-C), increased aggregation rates
observed include: secondary and tertiary structure changes,        after viral inactivation were reported by the purification group
fragmentation, and aggregation/self-association. 7, 12, 13         (data not shown). This observation prompted the use of DSC
                                                                   to characterize the behavior of antibody-C during this
The application of thermodynamics to manufacturing                 processing step, and to subsequently identify an appropriate
development is typically governed by three key stabilization       post viral inactivation storage condition. Samples were
mechanisms: 1) minimization of partially unfolded                  exposed to a simulated viral inactivation step, after which the
intermediates prone to aggregation, 2) stabilization of the        pH was increased in a step-wise manner. The behavior of all
folded state, leading to aggregation prevention, through the       three transitions as a function of pH was found to trend
preferential exclusion mechanism, and 3) structural                consistently. Representative data from a single Tm in Fig. 1
stabilization by maximizing protein-ligand or protein-             shows increased thermal stability with increasing pH. Based
excipient binding interactions. Maximizing thermodynamic           on the apparent Tm data, it was recommended to increase
stability can also indirectly impact biochemical stability by      storage pH immediately after viral inactivation to maximize
changing the solvent exposure of susceptible residues.             structural stability.

There are several challenges that may be encountered when          DSC was used not only to improve the process, but also to
applying thermodynamics to process development and                 identify the underlying cause of this instability. Significant
manufacturing issues. First, project timelines often demand        destabilization of the first and loss of the third transition is
the ability to perform high-throughput screening                   seen when the pH 3.8 thermogram in (Fig. 2A) is compared to
characterization. Second, the thermodynamic parameters             the pH 4.5 pre-viral inactivation thermogram. Partial loss of
obtained need not be, nor will they be, absolute; they are         antibody-C structure was confirmed by circular dichroism
apparent parameters, useful for relative comparisons of            (data not shown), supporting the observation of Fc domain
manufacturing conditions. The inability to calculate absolute      unfolding at low pH. Antibody-C showed decreased thermal
thermodynamic parameters is a consequence of the                   stability after viral inactivation (Fig. 2B), providing a potential
irreversible unfolding behavior typically observed in large,       explanation for the increased aggregation rates reported. An
multi-domain proteins which often contain disulfide bonds,         analysis such as this can yield a significant amount of valuable
glycosylation sites, and other post-translational modifications.   information about a protein early in development. It allows
Finally, thermodynamics provides no direct link to kinetics.       for the intelligent design of a viral inactivation strategy and
During development of a drug with an intended shelf-life, it       the associated in-process hold steps that minimize protein
is critical to understand when and how fast a given reaction       instability. Additionally, preliminary information about pH
will take place.          Given those basic precautions,           and unfolding behavior is collected, which is valuable later
thermodynamic analysis can provide a researcher with               informulation development.
Conclusions                                                        Acknowledgements
The preceding case study provides one example of the role that     MicroCal thanks Nicholas Guziewicz, Grant Trierweiler,
thermodynamic characterization and DSC specifically should         Kendra Johnson, Robert Simler, and Bernardo Perez-Ramirez
play in the biopharmaceutical development process. While it        with BioFormulations Development, Genzyme Corporation,
is far from an exhaustive list, some other key applications of     Framingham MA, for contributing their article to the
DSC include: identifying appropriate storage temperatures,         Proceedings of the 2007 Current Trends in Microcalorimetry
characterizing stability as a function of pH and buffer species,   Conference (reference 1). This application note was adapted
enhancing process development activities, and the                  from their article.
characterization of stabilizing excipients and ligands during
late stage formulation development.




                                                                                 Figure 1. Thermal stability of IgG (antibody-C)
                                                                                 as a function of pH after low pH viral
                                                                                 inactivation treatment (Data from Genzyme,
                                                                                 reprinted from reference 1).




                                            Tm2




                                Tm1
                                                                                 Figure 2. Apparent loss of Fc domain structure
                                                                                 (Tm1 and Tm3) in antibody-C during low pH
                                                                                 viral inactivation.

                                                                                 A. Thermograms of antibody-C at pH 4.5 prior
                                                      Tm3                        to viral inactivation and pH 3.8.

                                                                                 B. Thermal stability as a function of pH before
                                                                                 (black) and after (white) low pH viral
                                                                                 inactivation showing decreased stability after
                                                                                 treatment (Data from Genzyme, reprinted from
                                                                                 reference 1).
References
1.    Guziewicz, N., Trierweiler, G., Johnson, K., Simler, R., and            8.   Fransson, J., Florin-Robertsson, E., Axelsson, K., and
      Perez-Ramirez, B. (2008) Probing the solution behavior of                    Nyhlen, C.(1996) Oxidation of human insulin-like growth
      proteins by Differential Scanning Calorimetry: Applications                  factor I in formulation studies: kinetics of methionine
      to pre-formulation and formulation development, in                           oxidation in aqueous solution and in solid state. Pharm Res
      Proceedings of the 2007 Current Trends In Microcalorimetry                   13, 1252-7.
      Conference (E. Reese and S. Spotts, eds. MicroCal,
                                                                              9.   Wakankar, A. A., Borchardt, R. T., Eigenbrot, C., Shia, S.,
      Northampton, MA), pp 127-153.
                                                                                   Wang, Y. J., Shire, S. J., and Liu, J. L.(2007) Aspartate
2.    Sinha, A., Yadav, S., Ahmad, R., and Ahmad, F. (2000) A                      isomerization in the complementarity-determining regions
      possible origin of differences between calorimetric and                      of two closely related monoclonal antibodies. Biochemistry
      equilibrium estimates of stability parameters of proteins.                   46, 1534-1544.
      Biochem J. 345, 711-717.
                                                                              10. Kirkwood, T. B. (1984) Design and analysis of accelerated
3.    Yadav, S., and Ahmad, F. (2000) A new method for the                        degradation tests for the stability of biological standards
      determination of stability parameters of proteins from their                III. Principles of design. J Biol Stand 12, 215-24.
      heat-induced denaturation curves. Anal Biochem 283, 207-13.
                                                                              11. Franks, F. (1994) Accelerated stability testing of
4.    Cao, A., Wang, G., Tang, Y., and Lai, L. (2002) Linear                      bioproducts: attractions and pitfalls. Trends in Biotechnology
      correlation between thermal stability and folding kinetics of               12, 114-117.
      lysozyme.      Biochemical   and     Biophysical    Research
                                                                              12. Cordoba, A. J., Shyong, B.-J., Breen, D., and Harris, R. J.
      Communications 291, 795-797.
                                                                                  (2005) Non-enzymatic hinge region fragmentation of
5.    Geiger, T., and Clarke, S. (1987) Deamidation, isomerization,               antibodies in solution. Journal of Chromatography B 818, 115-
      and racemization at asparaginyl and aspartyl residues in                    121.
      peptides. Succinimide-linked reactions that contribute to
                                                                              13. Chi, E. Y., Krishnana, S., Randolph, T. W., and Carpenter, J.
      protein degradation. J. Biol. Chem. 262, 785-794.
                                                                                  F. (2003) Physical stability of proteins in aqueous solutions:
6.    Manning, M. C., Patel, K., and Borchardt, R. T. (1989)                      mechanism and driving forces in nonnative protein
      Stability of protein pharmaceuticals. Pharmaceutical Research               aggregation. Pharmaceutical Research 20, 1325-1336.
      6, 903-917.
                                                                              14. Brorson, K., Krejci, S., Lee, K., Hamilton, E., Stein, K., Xu, Y.
7.    Cleland, J. L., Powell, M. F., and Shire, S. J. (1993) The                  (2003) Bracketed generic inactivation of rodent retroviruses
      development of stable protein formulations: a close                         by low pH treatment for monoclonal antibodies and
      look at protein aggregation, deamidation, and                               recombinant proteins. Biotechnol Bioeng 82, 321-9.
      oxidation. Crit Rev Ther Drug Carrier Syst 10, 307-77.


     MicroCal                         MicroCal Europe
     22 Industrial Drive East         2 Warren Yard, Warren Farm Office Village
     Northampton, MA 01060            Wolverton Mill, Milton Keynes MK12 5NW
     USA                              United Kingdom
     Tel: 413.586.7720/800.633.3115   Tel: +44 (0) 1908 576330
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     www.microcal.com                                                                         Ultrasensitive Calorimetry for the Life Science TM

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                                                                                                                                       Printed In USA

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  • 1. application note Using Differential Scanning Calorimetry To Optimize Antibody Manufacturing This application note was adapted from Guziewicz, et. al (2008) Proceedings of the 2007 Current Trends in Microcalorimetry Conference (E. Reese and S. Spotts, eds.), pp. 127 - 153. Overview here are many challenges to overcome when developing In this application note, based on a recent presentation by T manufacturing processes for proteins intended as therapeutics. Most notably, project timelines and limited initial availability of material drive the need for rapid, robust, Genzyme scientists, we report the use of the thermal stability data obtained from DSC to screen conditions for viral inactivation of an antibody1. This information provides a and sensitive process development tools. Manufacturing steps quick and easy stability assay during the manufacturing are routinely evaluated and optimized to improve protein process. For the antibody studied here, the apparent Tm data yield, reduce production time, and increase long-term stability from DSC was key to the recommendation to increase storage of final drug product. Any improvements in final yield and pH immediately after viral inactivation, resulting in increased stability are vastly important in both process and structural stability. This example illustrates the crucial role of manufacturing economics. Conversely, a failure at any step in DSC and thermodynamic analysis during therapeutic protein production, resulting in decreased yield and/or stability, will development. result in a financial loss. Thermodynamic analysis has proven to be an invaluable approach to aid in the characterization of physical protein Introduction instabilities. Understanding the factors which affect stability, such as pH, ionic strength, and excipients, are critical in the The ultimate goal of the development of proteins as design and optimization of manufacturing processes. therapeutics is the design of dosage forms with sufficient Differential Scanning Calorimetry (DSC) is a powerful stability to withstand shipping, processing, and storage analytical tool to assess these stability parameters. DSC is stresses. Biopharmaceutical development is complex and utilized throughout the biotherapeutic development pipeline, requires expertise and input from multiple functional areas, since it quickly and easily facilitates the selection of both such as process development, manufacturing, and formulation process conditions as well as storage conditions during development. Usually the allotted time is compressed and manufacturing. DSC generates thermodynamic parameters, real-time stability assessments for the shelf-life of the dosage such as melting temperature (Tm), which are indispensable in forms are impractical. Therefore, bioanalytical scientists need rapidly evaluating protein stability. to rely on a combination of accelerated and forced degradation studies to probe the likely instabilities that might be encountered for a given protein. Methods that help provide an early assessment of the solution behavior of a protein are very
  • 2. valuable. Nevertheless, the amount of material available for valuable information about the relative differences in stability analysis during early stage evaluations is often a limiting of a given set of solution conditions. In this application note factor. Procedures that employ small quantities of protein and we report the use of the thermal stability data obtained from provide information regarding structure and stability are DSC to screen conditions for viral inactivation of an IgG. essential. An initial thermodynamic evaluation of a protein resulting from these procedures can provide insight into its solution behavior under a variety of conditions. A preferred tool for such analysis is Differential Scanning Calorimetry Materials and Methods (DSC). Although information could also be obtained by alternative methods, DSC has several key advantages: high Differential Scanning Calorimetry (DSC): DSC was performed throughput capabilities (using the automated VP- Capillary using a MicroCal high throughput VP-Capillary-DSC DSC system), reproducibility, virtually unlimited buffer (MicroCal, LLC, Northampton, MA). Thermograms for each compatibility, and most importantly, it is a first-principle protein (350 µL at 1 mg/mL) were obtained from 25oC to technique where the enthalpy of a given reaction can be 100oC using a scan rate of 200oC hr-1, unless otherwise noted. measured directly.2-4 Thermograms of the buffer alone were subtracted from each protein prior to analysis using Origin 7.0 graphing software Instabilities most commonly observed during development of equipped with the MicroCal VP-Capillary DSC analysis biotheraputic proteins fall into two categories: biochemical software add-on. and structural. Some of the most common chemical instabilities include oxidation, deamidation, and isomerization.5-9 Characterization of chemical instabilities typically relies on forced degradation studies that utilize Optimization of Viral Inactivation Hold Step temperature or biochemical stresses to identify relevant with DSC degradation pathways.7, 10, 11 Altering protein chemical stability is accomplished by changing solution conditions pH-mediated viral inactivation is a standard industry practice based on knowledge of the chemistry underlying the in which the protein is exposed to a decreased pH.14 In this instability of interest. Additional degradation pathways antibody example (antibody-C), increased aggregation rates observed include: secondary and tertiary structure changes, after viral inactivation were reported by the purification group fragmentation, and aggregation/self-association. 7, 12, 13 (data not shown). This observation prompted the use of DSC to characterize the behavior of antibody-C during this The application of thermodynamics to manufacturing processing step, and to subsequently identify an appropriate development is typically governed by three key stabilization post viral inactivation storage condition. Samples were mechanisms: 1) minimization of partially unfolded exposed to a simulated viral inactivation step, after which the intermediates prone to aggregation, 2) stabilization of the pH was increased in a step-wise manner. The behavior of all folded state, leading to aggregation prevention, through the three transitions as a function of pH was found to trend preferential exclusion mechanism, and 3) structural consistently. Representative data from a single Tm in Fig. 1 stabilization by maximizing protein-ligand or protein- shows increased thermal stability with increasing pH. Based excipient binding interactions. Maximizing thermodynamic on the apparent Tm data, it was recommended to increase stability can also indirectly impact biochemical stability by storage pH immediately after viral inactivation to maximize changing the solvent exposure of susceptible residues. structural stability. There are several challenges that may be encountered when DSC was used not only to improve the process, but also to applying thermodynamics to process development and identify the underlying cause of this instability. Significant manufacturing issues. First, project timelines often demand destabilization of the first and loss of the third transition is the ability to perform high-throughput screening seen when the pH 3.8 thermogram in (Fig. 2A) is compared to characterization. Second, the thermodynamic parameters the pH 4.5 pre-viral inactivation thermogram. Partial loss of obtained need not be, nor will they be, absolute; they are antibody-C structure was confirmed by circular dichroism apparent parameters, useful for relative comparisons of (data not shown), supporting the observation of Fc domain manufacturing conditions. The inability to calculate absolute unfolding at low pH. Antibody-C showed decreased thermal thermodynamic parameters is a consequence of the stability after viral inactivation (Fig. 2B), providing a potential irreversible unfolding behavior typically observed in large, explanation for the increased aggregation rates reported. An multi-domain proteins which often contain disulfide bonds, analysis such as this can yield a significant amount of valuable glycosylation sites, and other post-translational modifications. information about a protein early in development. It allows Finally, thermodynamics provides no direct link to kinetics. for the intelligent design of a viral inactivation strategy and During development of a drug with an intended shelf-life, it the associated in-process hold steps that minimize protein is critical to understand when and how fast a given reaction instability. Additionally, preliminary information about pH will take place. Given those basic precautions, and unfolding behavior is collected, which is valuable later thermodynamic analysis can provide a researcher with informulation development.
  • 3. Conclusions Acknowledgements The preceding case study provides one example of the role that MicroCal thanks Nicholas Guziewicz, Grant Trierweiler, thermodynamic characterization and DSC specifically should Kendra Johnson, Robert Simler, and Bernardo Perez-Ramirez play in the biopharmaceutical development process. While it with BioFormulations Development, Genzyme Corporation, is far from an exhaustive list, some other key applications of Framingham MA, for contributing their article to the DSC include: identifying appropriate storage temperatures, Proceedings of the 2007 Current Trends in Microcalorimetry characterizing stability as a function of pH and buffer species, Conference (reference 1). This application note was adapted enhancing process development activities, and the from their article. characterization of stabilizing excipients and ligands during late stage formulation development. Figure 1. Thermal stability of IgG (antibody-C) as a function of pH after low pH viral inactivation treatment (Data from Genzyme, reprinted from reference 1). Tm2 Tm1 Figure 2. Apparent loss of Fc domain structure (Tm1 and Tm3) in antibody-C during low pH viral inactivation. A. Thermograms of antibody-C at pH 4.5 prior Tm3 to viral inactivation and pH 3.8. B. Thermal stability as a function of pH before (black) and after (white) low pH viral inactivation showing decreased stability after treatment (Data from Genzyme, reprinted from reference 1).
  • 4. References 1. Guziewicz, N., Trierweiler, G., Johnson, K., Simler, R., and 8. Fransson, J., Florin-Robertsson, E., Axelsson, K., and Perez-Ramirez, B. (2008) Probing the solution behavior of Nyhlen, C.(1996) Oxidation of human insulin-like growth proteins by Differential Scanning Calorimetry: Applications factor I in formulation studies: kinetics of methionine to pre-formulation and formulation development, in oxidation in aqueous solution and in solid state. Pharm Res Proceedings of the 2007 Current Trends In Microcalorimetry 13, 1252-7. Conference (E. Reese and S. Spotts, eds. MicroCal, 9. Wakankar, A. A., Borchardt, R. T., Eigenbrot, C., Shia, S., Northampton, MA), pp 127-153. Wang, Y. J., Shire, S. J., and Liu, J. L.(2007) Aspartate 2. Sinha, A., Yadav, S., Ahmad, R., and Ahmad, F. (2000) A isomerization in the complementarity-determining regions possible origin of differences between calorimetric and of two closely related monoclonal antibodies. Biochemistry equilibrium estimates of stability parameters of proteins. 46, 1534-1544. Biochem J. 345, 711-717. 10. Kirkwood, T. B. (1984) Design and analysis of accelerated 3. Yadav, S., and Ahmad, F. (2000) A new method for the degradation tests for the stability of biological standards determination of stability parameters of proteins from their III. Principles of design. J Biol Stand 12, 215-24. heat-induced denaturation curves. Anal Biochem 283, 207-13. 11. Franks, F. (1994) Accelerated stability testing of 4. Cao, A., Wang, G., Tang, Y., and Lai, L. (2002) Linear bioproducts: attractions and pitfalls. Trends in Biotechnology correlation between thermal stability and folding kinetics of 12, 114-117. lysozyme. Biochemical and Biophysical Research 12. Cordoba, A. J., Shyong, B.-J., Breen, D., and Harris, R. J. Communications 291, 795-797. (2005) Non-enzymatic hinge region fragmentation of 5. Geiger, T., and Clarke, S. (1987) Deamidation, isomerization, antibodies in solution. Journal of Chromatography B 818, 115- and racemization at asparaginyl and aspartyl residues in 121. peptides. Succinimide-linked reactions that contribute to 13. Chi, E. Y., Krishnana, S., Randolph, T. W., and Carpenter, J. protein degradation. J. Biol. Chem. 262, 785-794. F. (2003) Physical stability of proteins in aqueous solutions: 6. Manning, M. C., Patel, K., and Borchardt, R. T. (1989) mechanism and driving forces in nonnative protein Stability of protein pharmaceuticals. Pharmaceutical Research aggregation. Pharmaceutical Research 20, 1325-1336. 6, 903-917. 14. Brorson, K., Krejci, S., Lee, K., Hamilton, E., Stein, K., Xu, Y. 7. Cleland, J. L., Powell, M. F., and Shire, S. J. (1993) The (2003) Bracketed generic inactivation of rodent retroviruses development of stable protein formulations: a close by low pH treatment for monoclonal antibodies and look at protein aggregation, deamidation, and recombinant proteins. Biotechnol Bioeng 82, 321-9. oxidation. Crit Rev Ther Drug Carrier Syst 10, 307-77. MicroCal MicroCal Europe 22 Industrial Drive East 2 Warren Yard, Warren Farm Office Village Northampton, MA 01060 Wolverton Mill, Milton Keynes MK12 5NW USA United Kingdom Tel: 413.586.7720/800.633.3115 Tel: +44 (0) 1908 576330 Fax: 413.586.0149 Fax: +44 (0) 1908 576339 info@microcal.com info@microcal.eu.com www.microcal.com Ultrasensitive Calorimetry for the Life Science TM DSC380 0908 © 2008 MicroCal, LLC. Printed In USA