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Data management planning
       at the DCC




          Martin Donnelly
       Digital Curation Centre
       University of Edinburgh
       APA CONFERENCE, FRASCATI
            6 November 2012
What is a DMP?
In general, funders tend to ask:
- What kinds of data will be created and how?
- How will the data be documented and described?
- Are there ethical or Intellectual Property issues?
- What are the plans for data sharing and third-
  party access?
- What is the strategy for longer-term
  preservation?
                     However, different funders ask these
                     questions in different ways…
A Generic and Comprehensive Checklist
§1: Introduction and Context
§2: Data Types, Formats, Standards and Capture
  Methods
§3: Ethics and Intellectual Property
§4: Access, Data Sharing and Re-use
§5: Short-Term Storage and Data Management
§6: Deposit and Long-Term Preservation
§7: Resourcing
                                               Checklist for a Data Management
§8: Adherence and Review                        Plan v3.0 (Donnelly and Jones,
                                                          March 2011)
§9: Agreement/Ratification by Stakeholders
§10: Annexes
      http://www.dcc.ac.uk/resources/data-management-plans
Printed DMP resources
– “Dealing with Data” (Lyon, 2008)
– Analysis of Funder Policies (Jones, 2009)
– Checklist for a Data Management Plan
  (Donnelly and Jones, 2009)
– “How to Develop a Data Management and
  Sharing Plan” (Jones, 2011)
– “Data Management Plans and Planning”
  (Donnelly, 2012) in Pryor (ed.) Managing
  Research Data, London: Facet
– DMP Online briefing paper (Donnelly and
  Richardson, forthcoming 2012)

Links to all DCC resources via http://www.dcc.ac.uk/resources/data-management-plans
What does                         do?
A free and Open web-based tool enabling users to...

i.   Create, store and update multiple versions of Data
     Management Plans across the research lifecycle
ii. Meet a variety of specific data-related
     requirements (from funders, institutions, publishers,
     etc.) in a single place
iii. Get tailored guidance on best practice and helpful
     contacts, at the point of need
iv. Customise, export and share DMPs in a variety of
     formats in order to facilitate communication within
     and beyond research projects
New features in v3.0 (May 2012)
- Improved user interface, inc. customisable
  institutional versions
- New features
  - Overlaying multiple templates for ‘hybrid’ DMPs
  - Multiple template phases (e.g. pre- / during / post-
    project)
  - Granular read / write / share permissions
  - Multilingual support / boilerplate text
  - API for systems interoperability
- Endorsement from funders
Institutional workflows
DMP Online can also be used in conjunction
with other tools that support the data
management/curation lifecycle, e.g.…

   - DAF (Data Asset Framework)
   - DRAMBORA (Digital Repository Audit Method
     Based On Risk Assessment)
   - CARDIO (Collaborative Assessment of
     Research Data Infrastructure and Objectives)


Also non-DCC tools:
   -   LIFE
   -   Planets tools
   -   CRIS systems
   -   and more
Research
                     Support Office         Data Library / Repository
   Researcher




DATA
MANAGEMENT
…PLAN?



                                 UNRULY
                                  DATA


         Computing         Faculty Ethics
          Support                            Etc...
                            Committee
DMP Collaborations
- Guidance
   - Generic data management guidance (in conjunction with
     UK Data Archive)
   - Tailored guidance developed in collaboration with funders
     themselves (ESRC, MRC, Wellcome Trust)
   - Institution-specific guidance developed with key contacts in
     universities
   - Disciplinary guidance developed and deployed through JISC
     MRD projects (e.g. DMT Psych at York, DATUM for Health at
     Northumbria)
- Templates developed with funders and institutions
- Joint training events organised and delivered by DCC
  and
DMP International
- DCC is a founder member of the US
  DMPTool consortium, and we continue
  to work together. Joint workshops at
  IDCC in Amsterdam (Jan 2013) and
  iSchools Conference in Texas (Feb 2013)
- We’re working with ANDS in Australia
  to deploy DMP Online on the NECTAR
  academic cloud
- European Commission has encouraged
  DCC to propose a pilot DMP tool for
  Horizon 2020. Expecting a DMP
  requirement/recommendation in the
  next funding programme
Grazie!
                                                       Martin Donnelly
                                                    Digital Curation Centre
                                                    University of Edinburgh

                                                    martin.donnelly@ed.ac.uk
                                                       Twitter: @mkdDCC

                                     www.dcc.ac.uk/resources/data-management-plans




For other DCC services see www.dcc.ac.uk or follow us on twitter @digitalcuration and #ukdcc



                                                    Image credits:
 This work is licensed under the Creative Commons   Slide 1 - http://upload.wikimedia.org/wikipedia/commons/8/88/LernaeanHydraRephael.jpg
       Attribution 2.5 UK: Scotland License.        Slide 9 - http://en.wikipedia.org/wiki/File:Hercules_slaying_the_Hydra.jpg

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DMP in 5 minutes

  • 1. Data management planning at the DCC Martin Donnelly Digital Curation Centre University of Edinburgh APA CONFERENCE, FRASCATI 6 November 2012
  • 2. What is a DMP? In general, funders tend to ask: - What kinds of data will be created and how? - How will the data be documented and described? - Are there ethical or Intellectual Property issues? - What are the plans for data sharing and third- party access? - What is the strategy for longer-term preservation? However, different funders ask these questions in different ways…
  • 3. A Generic and Comprehensive Checklist §1: Introduction and Context §2: Data Types, Formats, Standards and Capture Methods §3: Ethics and Intellectual Property §4: Access, Data Sharing and Re-use §5: Short-Term Storage and Data Management §6: Deposit and Long-Term Preservation §7: Resourcing Checklist for a Data Management §8: Adherence and Review Plan v3.0 (Donnelly and Jones, March 2011) §9: Agreement/Ratification by Stakeholders §10: Annexes http://www.dcc.ac.uk/resources/data-management-plans
  • 4. Printed DMP resources – “Dealing with Data” (Lyon, 2008) – Analysis of Funder Policies (Jones, 2009) – Checklist for a Data Management Plan (Donnelly and Jones, 2009) – “How to Develop a Data Management and Sharing Plan” (Jones, 2011) – “Data Management Plans and Planning” (Donnelly, 2012) in Pryor (ed.) Managing Research Data, London: Facet – DMP Online briefing paper (Donnelly and Richardson, forthcoming 2012) Links to all DCC resources via http://www.dcc.ac.uk/resources/data-management-plans
  • 5.
  • 6. What does do? A free and Open web-based tool enabling users to... i. Create, store and update multiple versions of Data Management Plans across the research lifecycle ii. Meet a variety of specific data-related requirements (from funders, institutions, publishers, etc.) in a single place iii. Get tailored guidance on best practice and helpful contacts, at the point of need iv. Customise, export and share DMPs in a variety of formats in order to facilitate communication within and beyond research projects
  • 7. New features in v3.0 (May 2012) - Improved user interface, inc. customisable institutional versions - New features - Overlaying multiple templates for ‘hybrid’ DMPs - Multiple template phases (e.g. pre- / during / post- project) - Granular read / write / share permissions - Multilingual support / boilerplate text - API for systems interoperability - Endorsement from funders
  • 8. Institutional workflows DMP Online can also be used in conjunction with other tools that support the data management/curation lifecycle, e.g.… - DAF (Data Asset Framework) - DRAMBORA (Digital Repository Audit Method Based On Risk Assessment) - CARDIO (Collaborative Assessment of Research Data Infrastructure and Objectives) Also non-DCC tools: - LIFE - Planets tools - CRIS systems - and more
  • 9. Research Support Office Data Library / Repository Researcher DATA MANAGEMENT …PLAN? UNRULY DATA Computing Faculty Ethics Support Etc... Committee
  • 10. DMP Collaborations - Guidance - Generic data management guidance (in conjunction with UK Data Archive) - Tailored guidance developed in collaboration with funders themselves (ESRC, MRC, Wellcome Trust) - Institution-specific guidance developed with key contacts in universities - Disciplinary guidance developed and deployed through JISC MRD projects (e.g. DMT Psych at York, DATUM for Health at Northumbria) - Templates developed with funders and institutions - Joint training events organised and delivered by DCC and
  • 11. DMP International - DCC is a founder member of the US DMPTool consortium, and we continue to work together. Joint workshops at IDCC in Amsterdam (Jan 2013) and iSchools Conference in Texas (Feb 2013) - We’re working with ANDS in Australia to deploy DMP Online on the NECTAR academic cloud - European Commission has encouraged DCC to propose a pilot DMP tool for Horizon 2020. Expecting a DMP requirement/recommendation in the next funding programme
  • 12. Grazie! Martin Donnelly Digital Curation Centre University of Edinburgh martin.donnelly@ed.ac.uk Twitter: @mkdDCC www.dcc.ac.uk/resources/data-management-plans For other DCC services see www.dcc.ac.uk or follow us on twitter @digitalcuration and #ukdcc Image credits: This work is licensed under the Creative Commons Slide 1 - http://upload.wikimedia.org/wikipedia/commons/8/88/LernaeanHydraRephael.jpg Attribution 2.5 UK: Scotland License. Slide 9 - http://en.wikipedia.org/wiki/File:Hercules_slaying_the_Hydra.jpg

Hinweis der Redaktion

  1. Checklist and other DCC resources have been utilised in a number of research-intensive universities, including Columbia, Swinburne, MIT and Heidelberg.
  2. So in summary, these are some of the key DMP-related resources.
  3. The DCC Checklist is by nature very long, and its length was felt to be off-putting to researchers. Most of them don’t want to deal with this stuff even at a basic level, and a long Checklist with over 100 questions was not going to enjoy a large takeup.No matter how many times we said “you don’t need to fill it all in, just the bits that are relevant to you at this time” the message wasn’t going to sink in, so we developed a fairly basic wizard style tool which asked a few questions about what stage your research was at, who your funder was, etc, and then pulled out only the most relevant questions from the Checklist to help you meet the pertinent requirements. So instead of seeing 115 questions, you might be presented with only 15 or 20. Much better.We then added functionalities like export and customisation, and some generic guidance to help with some of the more esoteric sections such as file format selection and metadata.
  4. As I mentioned earlier, version 3 launched very recently, and has a number of great new features.The user interface has been tweaked to allow easier (one-click) access to most of the screens, and we’re investigating customised institutional versions with, among others, the University of Oxford.The tool now enables the application of multiple templates, so you can create a single DMP that satisfies your institution, your funder and your publisher at the same time. These templates can be phased more elegantly, so that you can ask (for example) a few questions at the application stage, more during the project’s lifetime, and then add even more detail when you’re close to completion.Users now have the option to make their plans more widely available. Authentication can be managed via the UK Federated Access Shibboleth mechanism, and we have coded the new system to enable easy translation into other languages, and to handle boilerplate text where this is thought to be beneficial.We have also been working behind the scenes to gain more official endorsement from some of the big funding councils, and this is starting to bear fruit.
  5. Similarly, DMP Online can also be used in conjunction with other tools that support the data management/curation lifecycle, be these DCC tools or tools from other sources.
  6. So, in addition to the liaison with the funders, we’ve developed relationships with a variety of others. Our closest working relationship has probably been with the UK Data Archive, which is the designated place of long term deposit for the Economic and Social Research Council. Working with UKDA we have developed a data management planning template and guidance for ESRC applicants, and we also point to some UKDA guidance in the generic Checklist. We have also liaised with Wellcome Trust, the Medical Research Council and various other funders to develop dedicated DMP templates for them. Continuing in this vein, we’ve worked with disciplinary specialists and key institutional contacts to develop further DMP templates, and through the JISC Managing Research Data programmes we’ve contributed to a number of projects creating training materials around this area.
  7. As Carlos mentioned earlier…
  8. Thank you.