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Managing a Crisis: Ways to
Develop Library Services in
Changing Times
Dr Paul Ayris
Director of UCL Library Services and UCL Copyright Officer
President of LIBER (Association of European Research Libraries)

E-mail: p.ayris@ucl.ac.uk;
Web: UCL; LIBER
Contents
1. Joint Procurement
    Procurement of digital content in the UK
2. Innovation through Collaboration
    DART-Europe for E-Theses
3. Fundraising
    New income sources
4. Evidence-base for decisions
5. Conclusions
1. Joint Procurement

 JISC Collections procures digital content for UK HE
    JISC Electronic Information Resources Working Group acts as
     Steering Group for this activity
       Chaired by Dr Hazel Woodward
 JISC Collections oversees Big Deal purchases for the
  Higher and Further Education communities
    Rationale is that the bigger the consortium which comes to the
     table, the bigger the saving that can be made
    Efficiency gains of £50 million for members in 2009-10
Recent successes

 Hardline negotiation with academic publishers
    One publisher wanted c. 25% increase in one year
    Average price increases being negotiated is c. 2-2.5% a year
    Explicitly because of the economic downturn
 New features to negotiated deals
    Single payment, with JISC Collections paying the invoice to the
     publisher and collecting the dues from participants, who opt in to
     the deal
    Invoices being paid in £ sterling, not € euros
Challenges and Opportunities


 UK model is an opt in model
    Challenge is getting agreement from 170+ universities
    Different Universities want different things – e-only/print; research
     content or teaching and learning materials
 What is the way forward?
 To change the model…
Opportunities and Benefits

 Think of a truly national deal for a European country
    Cross-sectoral
      Higher Education, Further Education, National Health Service,
        Small and Medium-Sized Enterprises (SMEs)
    Centrally funded by Government
      Research funding top-sliced from Higher Education Funding
        bodies
      Other Government Departments top-sliced to provide funding
        for their constituencies
Opportunities and Benefits

 Identify ways to re-balance costs so that research-
  intensive universities and teaching/learning institutions
  each pay an equitable share
    Re-balancing done at top-slice level, not at University level
 Bigger constituencies for content mean that costs per
  subscriber should come down
 More people get access to key content
 Publishers increase their market
 So, will this work……??
Contents
1. Joint Procurement
    Procurement of digital content in the UK
2. Innovation through Collaboration
    DART-Europe for E-Theses
3. Fundraising
    New income sources
4. Evidence-base for decisions
5. Conclusions
2. Innovation through Collaboration

 New developments
   Can provide innovations in service delivery
   Sharing costs
   Collaboration is the key to successful delivery
 DART-Europe E-Theses portal
   www.dart-europe.eu
DART-Europe

               230,973 Open Access
                theses (as of 10.11.11)
               From 20 European countries
               and 362 Universities
               21 of these Universities are
                from Greece aggregated via
                HEDI
               A LIBER service for
                members
Innovation through Collaboration

 Portal run and maintained by UCL (University College
  London) on behalf of LIBER
 Metadata for new research theses aggregated overnight
 How much do members pay for having their metadata
  aggregated
    £0 / €0
 What are extra costs for UCL to run the portal
    £0 / €0
Contents
1. Joint Procurement
    Procurement of digital content in the UK
2. Innovation through Collaboration
    DART-Europe for E-Theses
3. Fundraising
    New income sources
4. Evidence-base for decisions
5. Conclusions
3. Fundraising

 New sources of income to support developments
 Contracts
    UCL Library Services has more than doubled its income from the
     National Health Service in the last 2 years
      Health spending is relatively well protected in the UK
 Project funding from the EU
    A major source for development
      New FP8 Framework Programme, Horizon 2020, has €80
        billion available
Fundraising

 EU projects require partners from across Europe
 LIBER has 420 members from across Europe
    A source for network building and collaboration
 LIBER has a full-time EU Projects Officer and, from
  January 2012, an EU Projects Communication Officer
 Current LIBER EU Projects portfolio has grown from zero
  in the last 3 years
LIBER’s EU Project portfolio

 Europeana Travel
    Finished May 2011 with 1,000,000 digital objects added into the
     Europeana portal
 Europeana Libraries
    €4,000,000
    Output will be a new aggregator to aggregate metadata and full-
     text from Europe’s research libraries into Europeana
    5,000,000 new digital objects from research libraries to be made
     available in Europeana by 2012
LIBER’s EU Project portfolio

 APARSEN
   Looking at the start of preparation of stakeholders across Europe
    for digital curation. Builds on LIBER’s input into the US Blue
    Ribbon Taskforce on Economically-Sustainable Digital Curation
      See http://brtf.sdsc.edu/
 ODE
   Opportunities for Data Exchange. Looking at the level of
    preparation in Europe for research data curation and re-use.
    LIBER will manage the input of European research libraries
LIBER’s EU Project portfolio

 Newspapers Online
   Starts January 2012
   29 million pages of European newspaper content to be added to
    Europeana
 MEDOANET
   Starts December 2011
   To facilitate Open Access policies and strategies in
    Mediterranean and neighbouring countries
   Kick-off meeting in Athens in January 2012
LIBER’s EU Project portfolio

 For all LIBER’s confirmed projects, and projects under
  consideration
    Income is €521,597
 Issue is always the % of total costs to be paid for by the
  Commission
    LIBER will only bid for projects which are 75% - 100% funded
 All LIBER members can become partners in LIBER
  projects
    Membership fee is €425 per year
Fundraising

 Philanthropic giving
    Major activity in North American libraries and in the UK
    Less developed on the continent of Europe
 Targets
    Alumni
    Philanthropic givers who share the vision and the ideals of the
     University
      Individuals, Corporations, Trusts
Fundraising

 Keys are:
    Relationship building
    Shared vision
 How long does it take to build and nurture this
  relationship?
    Possibly 20 meetings over a prolonged period
    With an ‘ask’ at the end, only when you are sure you know what
     the answer will be
    Giving should be in line with University’s ethical policy on giving
Fundraising

 Popular targets for fundraising
    New or refurbished buildings, especially when donor can name
     the building
    Digital library developments, perhaps a digitised collection in a
     subject area which is of interest to the donor
    Naming opportunities for staff posts
       Common development in North America
 Targets of fundraising activity
    Need to be visible, in line with University strategy and sustainable
Contents
1. Joint Procurement
    Procurement of digital content in the UK
2. Innovation through Collaboration
    DART-Europe for E-Theses
3. Fundraising
    New income sources
4. Evidence-base for decisions
5. Conclusions
4. Evidence-base for decisions

 Cuts are inevitable in a time of economic turmoil
 Decisions for cuts needs to be anchored in a firm
  evidence base
 Make sure that your Management Information is robust
  and that you can use it to ask and answer difficult
  questions
 Example from UCL (University College London)
    Opening Times in UCL Main and Science Libraries
Evidence-base for decisions

 What does the graph show?
    That use of Science Library in 2010 was bigger than in 2011
    Is it safe to reduce opening times in the Science Library and so
     save money?
 No
    Number of places available in 2011 increased over 2010
    Figures in the graph are %, not raw totals
 Decision
    Not to reduce library opening times
Contents
1. Joint Procurement
    Procurement of digital content in the UK
2. Innovation through Collaboration
    DART-Europe for E-Theses
3. Fundraising
    New income sources
4. Evidence-base for decisions
5. Conclusions
Conclusions
 Joint procurement can deliver savings
    Different models can deliver different levels of savings
    The bigger the model, the more difficult it is to manage
 It is possible to do more with the same level of resource
    DART-Europe shows that, but it is not a common model
 There are several news sources of income
    But this may well require a change of culture in your organisation
 If you have to cut, make sure your decision is based on
  evidence
If you have been…



 Thanks for listening
 Happy to answer questions

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Managing a crisis: ways to develop library services in changing times

  • 1. Managing a Crisis: Ways to Develop Library Services in Changing Times Dr Paul Ayris Director of UCL Library Services and UCL Copyright Officer President of LIBER (Association of European Research Libraries) E-mail: p.ayris@ucl.ac.uk; Web: UCL; LIBER
  • 2. Contents 1. Joint Procurement  Procurement of digital content in the UK 2. Innovation through Collaboration  DART-Europe for E-Theses 3. Fundraising  New income sources 4. Evidence-base for decisions 5. Conclusions
  • 3. 1. Joint Procurement  JISC Collections procures digital content for UK HE  JISC Electronic Information Resources Working Group acts as Steering Group for this activity Chaired by Dr Hazel Woodward  JISC Collections oversees Big Deal purchases for the Higher and Further Education communities  Rationale is that the bigger the consortium which comes to the table, the bigger the saving that can be made  Efficiency gains of £50 million for members in 2009-10
  • 4. Recent successes  Hardline negotiation with academic publishers  One publisher wanted c. 25% increase in one year  Average price increases being negotiated is c. 2-2.5% a year  Explicitly because of the economic downturn  New features to negotiated deals  Single payment, with JISC Collections paying the invoice to the publisher and collecting the dues from participants, who opt in to the deal  Invoices being paid in £ sterling, not € euros
  • 5. Challenges and Opportunities  UK model is an opt in model  Challenge is getting agreement from 170+ universities  Different Universities want different things – e-only/print; research content or teaching and learning materials  What is the way forward?  To change the model…
  • 6. Opportunities and Benefits  Think of a truly national deal for a European country  Cross-sectoral Higher Education, Further Education, National Health Service, Small and Medium-Sized Enterprises (SMEs)  Centrally funded by Government Research funding top-sliced from Higher Education Funding bodies Other Government Departments top-sliced to provide funding for their constituencies
  • 7. Opportunities and Benefits  Identify ways to re-balance costs so that research- intensive universities and teaching/learning institutions each pay an equitable share  Re-balancing done at top-slice level, not at University level  Bigger constituencies for content mean that costs per subscriber should come down  More people get access to key content  Publishers increase their market  So, will this work……??
  • 8. Contents 1. Joint Procurement  Procurement of digital content in the UK 2. Innovation through Collaboration  DART-Europe for E-Theses 3. Fundraising  New income sources 4. Evidence-base for decisions 5. Conclusions
  • 9. 2. Innovation through Collaboration  New developments  Can provide innovations in service delivery  Sharing costs  Collaboration is the key to successful delivery  DART-Europe E-Theses portal  www.dart-europe.eu
  • 10. DART-Europe  230,973 Open Access theses (as of 10.11.11)  From 20 European countries  and 362 Universities  21 of these Universities are from Greece aggregated via HEDI  A LIBER service for members
  • 11.
  • 12. Innovation through Collaboration  Portal run and maintained by UCL (University College London) on behalf of LIBER  Metadata for new research theses aggregated overnight  How much do members pay for having their metadata aggregated  £0 / €0  What are extra costs for UCL to run the portal  £0 / €0
  • 13. Contents 1. Joint Procurement  Procurement of digital content in the UK 2. Innovation through Collaboration  DART-Europe for E-Theses 3. Fundraising  New income sources 4. Evidence-base for decisions 5. Conclusions
  • 14. 3. Fundraising  New sources of income to support developments  Contracts  UCL Library Services has more than doubled its income from the National Health Service in the last 2 years Health spending is relatively well protected in the UK  Project funding from the EU  A major source for development New FP8 Framework Programme, Horizon 2020, has €80 billion available
  • 15. Fundraising  EU projects require partners from across Europe  LIBER has 420 members from across Europe  A source for network building and collaboration  LIBER has a full-time EU Projects Officer and, from January 2012, an EU Projects Communication Officer  Current LIBER EU Projects portfolio has grown from zero in the last 3 years
  • 16. LIBER’s EU Project portfolio  Europeana Travel  Finished May 2011 with 1,000,000 digital objects added into the Europeana portal  Europeana Libraries  €4,000,000  Output will be a new aggregator to aggregate metadata and full- text from Europe’s research libraries into Europeana  5,000,000 new digital objects from research libraries to be made available in Europeana by 2012
  • 17. LIBER’s EU Project portfolio  APARSEN  Looking at the start of preparation of stakeholders across Europe for digital curation. Builds on LIBER’s input into the US Blue Ribbon Taskforce on Economically-Sustainable Digital Curation See http://brtf.sdsc.edu/  ODE  Opportunities for Data Exchange. Looking at the level of preparation in Europe for research data curation and re-use. LIBER will manage the input of European research libraries
  • 18. LIBER’s EU Project portfolio  Newspapers Online  Starts January 2012  29 million pages of European newspaper content to be added to Europeana  MEDOANET  Starts December 2011  To facilitate Open Access policies and strategies in Mediterranean and neighbouring countries  Kick-off meeting in Athens in January 2012
  • 19. LIBER’s EU Project portfolio  For all LIBER’s confirmed projects, and projects under consideration  Income is €521,597  Issue is always the % of total costs to be paid for by the Commission  LIBER will only bid for projects which are 75% - 100% funded  All LIBER members can become partners in LIBER projects  Membership fee is €425 per year
  • 20. Fundraising  Philanthropic giving  Major activity in North American libraries and in the UK  Less developed on the continent of Europe  Targets  Alumni  Philanthropic givers who share the vision and the ideals of the University Individuals, Corporations, Trusts
  • 21. Fundraising  Keys are:  Relationship building  Shared vision  How long does it take to build and nurture this relationship?  Possibly 20 meetings over a prolonged period  With an ‘ask’ at the end, only when you are sure you know what the answer will be  Giving should be in line with University’s ethical policy on giving
  • 22. Fundraising  Popular targets for fundraising  New or refurbished buildings, especially when donor can name the building  Digital library developments, perhaps a digitised collection in a subject area which is of interest to the donor  Naming opportunities for staff posts Common development in North America  Targets of fundraising activity  Need to be visible, in line with University strategy and sustainable
  • 23. Contents 1. Joint Procurement  Procurement of digital content in the UK 2. Innovation through Collaboration  DART-Europe for E-Theses 3. Fundraising  New income sources 4. Evidence-base for decisions 5. Conclusions
  • 24. 4. Evidence-base for decisions  Cuts are inevitable in a time of economic turmoil  Decisions for cuts needs to be anchored in a firm evidence base  Make sure that your Management Information is robust and that you can use it to ask and answer difficult questions  Example from UCL (University College London)  Opening Times in UCL Main and Science Libraries
  • 25.
  • 26. Evidence-base for decisions  What does the graph show?  That use of Science Library in 2010 was bigger than in 2011  Is it safe to reduce opening times in the Science Library and so save money?  No  Number of places available in 2011 increased over 2010  Figures in the graph are %, not raw totals  Decision  Not to reduce library opening times
  • 27. Contents 1. Joint Procurement  Procurement of digital content in the UK 2. Innovation through Collaboration  DART-Europe for E-Theses 3. Fundraising  New income sources 4. Evidence-base for decisions 5. Conclusions
  • 28. Conclusions  Joint procurement can deliver savings  Different models can deliver different levels of savings  The bigger the model, the more difficult it is to manage  It is possible to do more with the same level of resource  DART-Europe shows that, but it is not a common model  There are several news sources of income  But this may well require a change of culture in your organisation  If you have to cut, make sure your decision is based on evidence
  • 29. If you have been…  Thanks for listening  Happy to answer questions