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Transportation Planning 101:
The Role of Resource and Regulatory
 Agencies in Transportation Planning

                 Webinar
                 August 23, 2010
Presenters

 Mary E. Gray                     Theresa Hutchins
 Federal Highway Administration   Federal Highway Administration
 Office of Project Development    Office of Planning
    and Environmental Review




                                                                   2
Purpose of Webinar

 Describe how statewide and
 metropolitan transportation
 planning works:
 • The role that resource and
   regulatory agencies play within
   planning
 • Identify opportunities for
   successful engagement

                                     3
Intended Audience

 •   U.S. Fish & Wildlife
 •   NOAA Fisheries
 •   BLM/ Forest Service
 •   U.S. Environmental
     Protection Agency
 •   Tribes
 •   U.S. Army Corps of Engineers
 •   State Historic Preservation Offices
 •   State DOT(s)/ FHWA
                                           4
Interactive Poll

  How would you
  rate your
  familiarity with the
  transportation
  planning process?




                         5
What is Transportation Planning?

 Transportation planning:
    • Establishing a vision
    • Demonstrating influence
      or impact of demographics
    • Assessing future
      opportunities and
      challenges
    • Identifying short and long-
      term options

                                    6
Transportation Planning Activities

• Monitoring
• Forecasting
• Identification
• Estimating
• Developing Plans



                                     7
Why Do We Plan?




                  8
Laws and Regulations

• 23 USC 134/135 :
  Requires statewide and
  metropolitan
  transportation planning
• 23 CFR 450 :
  Describes the general
  transportation planning
  process
                            9
SAFETEA-LU

• Emphasizes environmental, tribal, and land
  management agency consultation
• Establishes funding levels for each year
• Includes natural and human
  environmental considerations
• Emphasizes security
• Requires states to consult with
  local officials


                                               10
Planning Regulations Pertaining to Agency
Involvement and Collaboration

• Consultation with agencies during development
  of long-range transportation plans
• Consideration of conservation plans, maps, and
  inventories of natural
  or historic resources
• Discussion of potential
  environmental mitigation
  activities


                                                   11
The Transportation Process

                                Visioning &
                                   Goals               Objectives
          Monitoring                                 & Performance
                                  Regional             Measures
                                  Agencies
                                                Tribal
   Project             States
                                              Government
 Development                                                         Need
 & Operation
                   MPO
                                 The               User/
                                              Special Interest
                                                                 Identification

                                Public            Groups

     Program         Federal                   Private
   Development     Government                  Sector
                                                             Alternatives
                                   Legal
                                  System

                  Plan Approval               Analysis &
                                              Evaluation
                                                                                  12
Key Participation Points in the Planning Process:
Vision & Goals

                              Visioning &
                                 Goals               Objectives
          Monitoring                               & Performance
                                                     Measures


   Project
 Development                                                   Need
 & Operation                                               Identification



     Program
   Development                                           Alternatives



                  Plan Approval             Analysis &
                                            Evaluation
                                                                            13
Objectives and Performance Measures

                              Visioning &
                                 Goals               Objectives
          Monitoring                               & Performance
                                                     Measures


   Project
 Development                                                   Need
 & Operation                                               Identification



     Program
   Development                                           Alternatives



                  Plan Approval             Analysis &
                                            Evaluation
                                                                            14
Problem Identification and Alternatives

                              Visioning &
                                 Goals               Objectives
          Monitoring                               & Performance
                                                     Measures


   Project
 Development                                                   Need
 & Operation                                               Identification



     Program
   Development                                           Alternatives



                  Plan Approval             Analysis &
                                            Evaluation
                                                                            15
Selection, Analysis, Evaluation, and Decision-making

                              Visioning &
                                 Goals               Objectives
          Monitoring                               & Performance
                                                     Measures


   Project
 Development                                                   Need
 & Operation                                               Identification



     Program
   Development                                           Alternatives



                  Plan Approval             Analysis &
                                            Evaluation
                                                                            16
Arkansas' Ecoregion-Based Approach to Wetlands
Mitigation

   • Ecological
     connectivity
   • Prevention of
     further
     environmental
     fragmentation




                                                 17
Plan Approval and Programming

                              Visioning &
                                 Goals               Objectives
          Monitoring                               & Performance
                                                     Measures


   Project
 Development                                                   Need
 & Operation                                               Identification



     Program
   Development                                           Alternatives



                  Plan Approval             Analysis &
                                            Evaluation
                                                                            18
Pennsylvania's Ecological Mitigation and
Enhancement Projects

The Bigger Picture:
a way to minimize
road construction
impacts on
ecosystems




                                           19
Project Development, Operation, and Monitoring

                              Visioning &
                                 Goals               Objectives
          Measure &
                                                   & Performance
          Monitoring
                                                     Measures


   Project
 Development                                                   Need
 & Operation                                               Identification



     Program
   Development                                           Alternatives



                  Plan Approval             Analysis &
                                            Evaluation
                                                                            20
Role of Federal Agencies in Transportation
Planning


 • FHWA and FTA
    • Approve the STIP
    • Assist the State DOT with
      planning oversight
 • U.S. Environmental
   Protection Agency
 • Bureau of Indian Affairs

                                             21
Role of State DOTs in Transportation Planning

• Prepare and maintain
  Long-Range Statewide
  Transportation Plan
• Develop Statewide
  Transportation
  Improvement Program
• Involve the public
• Other duties


                                            22
Key Products of Statewide Transportation
Planning Process

 Long-Range Statewide Transportation Plan (LRSTP)
   •   Policy statements
   •   Covers at least 20 years
   •   Developed in consultation with Tribes and local governments
   •   Public involvement
   •   Updated periodically
 Statewide Transportation Improvement Program (STIP)
   •   4-year list of priorities
   •   Fiscally constrained by year
   •   Updated at least every four years
   •   Approved by FHWA and FTA

                                                                     23
Role of the Metropolitan Planning
Organization in Transportation Planning

• An MPO is a decision-
  making body made up of
  representatives from
  local government and
  transportation agencies
  with authority and
  responsibility in
  metropolitan planning
  areas.



                                          24
Typical functions of an MPO

• Establish a setting for
  regional decision-making
• Identify and evaluate
  transportation improvement
  options
• Prepare and maintain a
  Metropolitan Transportation
  Plan
• Develop a Transportation
  Improvement Program
• Involve the public
                                25
Key Products of the Metropolitan
Transportation Planning Process

 • Metropolitan Transportation
   Plan (MTP)
 • Transportation
   Improvement
   Program (TIP)
 • Unified Planning Work Program
   (UPWP)

                                   26
Relationship between State DOT and MPO in
Transportation Planning

• Continuing, cooperative, and
  comprehensive process
• Plans and programs must be
  consistent
• Providing a forum to discuss issues
  and plan transportation
  improvements
• State DOTs have primary oversight
  for MPO planning processes
                                            27
Integrated Planning
                                                  Land Use
                                                   System

                                                Transportation
                                                    System

                                               Water Resources
                                                   System

                                                Other Natural,
                                               Cultural Resource
                                                    Systems

                                        Integrated
                                        Approach
 Opportunities to support multiple community
      goals and improve quality of life                            28
Planning and Environment Linkages




                                    29
Interactive Poll

  Have you been
  involved in
  helping your DOT
  or MPO create a
  transportation
  plan?


                     30
Role of the Resource and Regulatory
Agencies in Transportation Planning

• Provide data and expertise on the
  natural and human environment
• Collaboration and information
  exchange, leading to:
    - Better stewardship of the
      environment
    - Improved project delivery
• Required by law and regulation

                                      31
When should information be provided?

• Early in the planning
  process
• At key decision points
• Whenever your
  expertise is needed
• Through out project
  development process


                                       32
Benefits to Resource Agencies from this
Involvement

• Early involvement can be
  efficient and increase flexibility
• Early consultation can help
  avoid and minimize
  environmental impacts and
  improve advance mitigation
• Balance needs among agencies


                                          33
Important information to Provide

• Resource maps
• Species recovery plans
• State Wildlife action plans
• Environmental Justice
  population data
• Identification of Tribal
  Resources
• Historic Properties Inventories
• Expertise to interpret and use
  data

                                    34
Tools & Methods for Integrating Planning and
the Environment

 • Education and training
 • Formalize interagency
   coordination
 • Fund resource agency
   positions
 • Data and information sharing
 • Analysis and decision support
   tools
 • Joint scenario planning
                                           35
Data and Information Sharing Example

          North Carolina’s
     Conservation Planning Tool




                                       36
Joint Scenario Planning Example

         Sacramento Blueprint




                                  37
Long-Range Transportation Plan
Participation Example

          What Moves You Arizona
Participation Plan:
• Transparency
• Involvement Opportunities
• Meaningful Engagement
• Effective Communication
• Education
• Continuous Evaluation



                                   38
What Types of Agreements are Helpful?


• MOA
• MOU
• Advance Mitigation Site
  Concurrence
• Agency Collaborations



                                        39
Documentation

There are three potential levels of
process/decision documentation:
   • Identification of issues or
     concerns that will need to be
     studied during NEPA
   • Passing data or analyses
     from planning to NEPA
   • Documenting decisions
     made in planning for
     NEPA
                                      40
Role of Other Stakeholders

• General public
• Elected officials
• Advocacy groups
• Tribal governments
• Private sector



                             41
Role of Tribes

• Consultation applies to
  MPOs and State DOTs
• Maintain Sovereignty
• Tribal lands and
  Traditional Tribal
  Lands




                            42
Local preservation commissions, historical
societies, other NGOs

• Inform planners of historic
  places and preservation
  priorities
• Avoid and minimize
  transportation impacts to
  historic districts
• Promote heritage tourism
  and preservation efforts

                                             43
Other Involvement Opportunities

• Planning & Environment
  Linkages training
• Ecological Grants
• STARS Workshops
• SHRP 2 pilots




                                  44
Question and Answer Session




                              45
Federal Resource Agency Liaisons
         Agency                   Contact           Phone                       Email

U.S. Environmental
                        James G. Gavin      (202) 564-7161   Gavin.JamesG@epa.gov
Protection Agency

U.S. Fish & Wildlife
                        Catherine Liller    (303) 236-4318   Catherine_Liller@fws.gov
Service

U.S. Army Corps of
                        Michael Lamprecht   (202) 761-4599   Michael.J.Lamprecht@usace.army.mil
Engineers

Advisory Council on
                        Carol Legard        (202) 606-8522   clegard@achp.gov
Historic Preservation

Advisory Council on
                        Valerie Hauser      (202) 606-8530   vhauser@achp.gov
Historic Preservation

USDA Forest Service     Paul T. Anderson    (703) 605-4617   ptanderson@fs.fed.us
Thank you

 Mary E. Gray                     Spencer Stevens
 Federal Highway Administration   Federal Highway Administration
 Office of Project Development    Office of Planning
    and Environmental Review

 (360) 753-9487                   (202) 366-0149
 mary.gray@dot.gov                spencer.stevens@dot.gov




                                                                   47

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Transportation Planning 101: The Role of Resource and Regulatory Agencies in Transportation Planning

  • 1. Transportation Planning 101: The Role of Resource and Regulatory Agencies in Transportation Planning Webinar August 23, 2010
  • 2. Presenters Mary E. Gray Theresa Hutchins Federal Highway Administration Federal Highway Administration Office of Project Development Office of Planning and Environmental Review 2
  • 3. Purpose of Webinar Describe how statewide and metropolitan transportation planning works: • The role that resource and regulatory agencies play within planning • Identify opportunities for successful engagement 3
  • 4. Intended Audience • U.S. Fish & Wildlife • NOAA Fisheries • BLM/ Forest Service • U.S. Environmental Protection Agency • Tribes • U.S. Army Corps of Engineers • State Historic Preservation Offices • State DOT(s)/ FHWA 4
  • 5. Interactive Poll How would you rate your familiarity with the transportation planning process? 5
  • 6. What is Transportation Planning? Transportation planning: • Establishing a vision • Demonstrating influence or impact of demographics • Assessing future opportunities and challenges • Identifying short and long- term options 6
  • 7. Transportation Planning Activities • Monitoring • Forecasting • Identification • Estimating • Developing Plans 7
  • 8. Why Do We Plan? 8
  • 9. Laws and Regulations • 23 USC 134/135 : Requires statewide and metropolitan transportation planning • 23 CFR 450 : Describes the general transportation planning process 9
  • 10. SAFETEA-LU • Emphasizes environmental, tribal, and land management agency consultation • Establishes funding levels for each year • Includes natural and human environmental considerations • Emphasizes security • Requires states to consult with local officials 10
  • 11. Planning Regulations Pertaining to Agency Involvement and Collaboration • Consultation with agencies during development of long-range transportation plans • Consideration of conservation plans, maps, and inventories of natural or historic resources • Discussion of potential environmental mitigation activities 11
  • 12. The Transportation Process Visioning & Goals Objectives Monitoring & Performance Regional Measures Agencies Tribal Project States Government Development Need & Operation MPO The User/ Special Interest Identification Public Groups Program Federal Private Development Government Sector Alternatives Legal System Plan Approval Analysis & Evaluation 12
  • 13. Key Participation Points in the Planning Process: Vision & Goals Visioning & Goals Objectives Monitoring & Performance Measures Project Development Need & Operation Identification Program Development Alternatives Plan Approval Analysis & Evaluation 13
  • 14. Objectives and Performance Measures Visioning & Goals Objectives Monitoring & Performance Measures Project Development Need & Operation Identification Program Development Alternatives Plan Approval Analysis & Evaluation 14
  • 15. Problem Identification and Alternatives Visioning & Goals Objectives Monitoring & Performance Measures Project Development Need & Operation Identification Program Development Alternatives Plan Approval Analysis & Evaluation 15
  • 16. Selection, Analysis, Evaluation, and Decision-making Visioning & Goals Objectives Monitoring & Performance Measures Project Development Need & Operation Identification Program Development Alternatives Plan Approval Analysis & Evaluation 16
  • 17. Arkansas' Ecoregion-Based Approach to Wetlands Mitigation • Ecological connectivity • Prevention of further environmental fragmentation 17
  • 18. Plan Approval and Programming Visioning & Goals Objectives Monitoring & Performance Measures Project Development Need & Operation Identification Program Development Alternatives Plan Approval Analysis & Evaluation 18
  • 19. Pennsylvania's Ecological Mitigation and Enhancement Projects The Bigger Picture: a way to minimize road construction impacts on ecosystems 19
  • 20. Project Development, Operation, and Monitoring Visioning & Goals Objectives Measure & & Performance Monitoring Measures Project Development Need & Operation Identification Program Development Alternatives Plan Approval Analysis & Evaluation 20
  • 21. Role of Federal Agencies in Transportation Planning • FHWA and FTA • Approve the STIP • Assist the State DOT with planning oversight • U.S. Environmental Protection Agency • Bureau of Indian Affairs 21
  • 22. Role of State DOTs in Transportation Planning • Prepare and maintain Long-Range Statewide Transportation Plan • Develop Statewide Transportation Improvement Program • Involve the public • Other duties 22
  • 23. Key Products of Statewide Transportation Planning Process Long-Range Statewide Transportation Plan (LRSTP) • Policy statements • Covers at least 20 years • Developed in consultation with Tribes and local governments • Public involvement • Updated periodically Statewide Transportation Improvement Program (STIP) • 4-year list of priorities • Fiscally constrained by year • Updated at least every four years • Approved by FHWA and FTA 23
  • 24. Role of the Metropolitan Planning Organization in Transportation Planning • An MPO is a decision- making body made up of representatives from local government and transportation agencies with authority and responsibility in metropolitan planning areas. 24
  • 25. Typical functions of an MPO • Establish a setting for regional decision-making • Identify and evaluate transportation improvement options • Prepare and maintain a Metropolitan Transportation Plan • Develop a Transportation Improvement Program • Involve the public 25
  • 26. Key Products of the Metropolitan Transportation Planning Process • Metropolitan Transportation Plan (MTP) • Transportation Improvement Program (TIP) • Unified Planning Work Program (UPWP) 26
  • 27. Relationship between State DOT and MPO in Transportation Planning • Continuing, cooperative, and comprehensive process • Plans and programs must be consistent • Providing a forum to discuss issues and plan transportation improvements • State DOTs have primary oversight for MPO planning processes 27
  • 28. Integrated Planning Land Use System Transportation System Water Resources System Other Natural, Cultural Resource Systems Integrated Approach Opportunities to support multiple community goals and improve quality of life 28
  • 30. Interactive Poll Have you been involved in helping your DOT or MPO create a transportation plan? 30
  • 31. Role of the Resource and Regulatory Agencies in Transportation Planning • Provide data and expertise on the natural and human environment • Collaboration and information exchange, leading to: - Better stewardship of the environment - Improved project delivery • Required by law and regulation 31
  • 32. When should information be provided? • Early in the planning process • At key decision points • Whenever your expertise is needed • Through out project development process 32
  • 33. Benefits to Resource Agencies from this Involvement • Early involvement can be efficient and increase flexibility • Early consultation can help avoid and minimize environmental impacts and improve advance mitigation • Balance needs among agencies 33
  • 34. Important information to Provide • Resource maps • Species recovery plans • State Wildlife action plans • Environmental Justice population data • Identification of Tribal Resources • Historic Properties Inventories • Expertise to interpret and use data 34
  • 35. Tools & Methods for Integrating Planning and the Environment • Education and training • Formalize interagency coordination • Fund resource agency positions • Data and information sharing • Analysis and decision support tools • Joint scenario planning 35
  • 36. Data and Information Sharing Example North Carolina’s Conservation Planning Tool 36
  • 37. Joint Scenario Planning Example Sacramento Blueprint 37
  • 38. Long-Range Transportation Plan Participation Example What Moves You Arizona Participation Plan: • Transparency • Involvement Opportunities • Meaningful Engagement • Effective Communication • Education • Continuous Evaluation 38
  • 39. What Types of Agreements are Helpful? • MOA • MOU • Advance Mitigation Site Concurrence • Agency Collaborations 39
  • 40. Documentation There are three potential levels of process/decision documentation: • Identification of issues or concerns that will need to be studied during NEPA • Passing data or analyses from planning to NEPA • Documenting decisions made in planning for NEPA 40
  • 41. Role of Other Stakeholders • General public • Elected officials • Advocacy groups • Tribal governments • Private sector 41
  • 42. Role of Tribes • Consultation applies to MPOs and State DOTs • Maintain Sovereignty • Tribal lands and Traditional Tribal Lands 42
  • 43. Local preservation commissions, historical societies, other NGOs • Inform planners of historic places and preservation priorities • Avoid and minimize transportation impacts to historic districts • Promote heritage tourism and preservation efforts 43
  • 44. Other Involvement Opportunities • Planning & Environment Linkages training • Ecological Grants • STARS Workshops • SHRP 2 pilots 44
  • 45. Question and Answer Session 45
  • 46. Federal Resource Agency Liaisons Agency Contact Phone Email U.S. Environmental James G. Gavin (202) 564-7161 Gavin.JamesG@epa.gov Protection Agency U.S. Fish & Wildlife Catherine Liller (303) 236-4318 Catherine_Liller@fws.gov Service U.S. Army Corps of Michael Lamprecht (202) 761-4599 Michael.J.Lamprecht@usace.army.mil Engineers Advisory Council on Carol Legard (202) 606-8522 clegard@achp.gov Historic Preservation Advisory Council on Valerie Hauser (202) 606-8530 vhauser@achp.gov Historic Preservation USDA Forest Service Paul T. Anderson (703) 605-4617 ptanderson@fs.fed.us
  • 47. Thank you Mary E. Gray Spencer Stevens Federal Highway Administration Federal Highway Administration Office of Project Development Office of Planning and Environmental Review (360) 753-9487 (202) 366-0149 mary.gray@dot.gov spencer.stevens@dot.gov 47