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Serials – 23(3), November 2010 Lisa Colledge, Félix de Moya-Anegón et al SJR and SNIP: two new journal metrics 
Clockwise: Lisa Colledge, Félix de Moya-Anegón,Vicente P Guerrero-Bote, 
Henk F Moed, M’hamed El Aisati and Carmen López-Illescas 
Introduction 
Journal citation measures were originally devel-oped 
as tools in the study of the scientific-scholarly 
communication system1,2. But soon they found their 
way into journal management by publishers and 
editors, and into library collection management, 
and then into broader use in research management 
and the assessment of research performance. 
Typical questions addressed with journal citation 
LISA COLLEDGE 
SciVal Product Manager 
Elsevier,The Netherlands 
FÉLIX DE MOYA-ANEGÓN 
CSIS Research Professor 
CCHS Institute, CSIC, Spain 
(SCImago Group) 
VICENTE P GUERRERO-BOTE 
Professor 
University of Extremadura, Spain 
(SCImago Group) 
CARMEN LÓPEZ-ILLESCAS 
CSIC Postdoctoral Researcher 
CCHS Institute, CSIC, Spain 
(SCImago Group) 
M’HAMED EL AISATI 
Head of New Technology 
Elsevier,The Netherlands 
HENK F MOED 
Senior Scientific Advisor, Elsevier, 
and 
CWTS, Leiden University, 
The Netherlands 
measures in all these domains are listed in Table 1. 
Table 1 also presents important points that users 
of journal citation measures should take into 
account. 
Many authors have underlined the need to 
correct for differences in citation characteristics 
between subject fields, so that users can be sure 
that differences are due only to citation impact and 
215 
SJR and SNIP: two new journal 
metrics in Elsevier’s Scopus 
This paper introduces two journal metrics recently endorsed by Elsevier’s Scopus: SCImago Journal 
Rank (SJR) and Source Normalized Impact per Paper (SNIP). SJR weights citations according to the 
status of the citing journal and aims to measure journal prestige rather than popularity. SNIP 
compensates for disparities in citation potential and aims to account for differences in topicality across 
research fields.The paper underlines important points to keep in mind when using journal metrics in 
general; it presents the main features of the two indicators, comparing them one with another, and 
with a journal impact measure similar to Thomson Reuters’ journal impact factor; and it discusses their 
potentialities in regard to specific interests of a user and theoretical beliefs about the nature of the 
concept of journal performance.
SJR and SNIP: two new journal metrics Lisa Colledge, Félix de Moya-Anegón et al Serials – 23(3), November 2010 
Domain Typical questions Points to keep in mind 
Journal publishers What is the status of my journal? Differences in citation frequencies not only occur 
and editors Has the ranking of my journal increased? between journal subject categories, but also between 
How can I increase the ranking of my journal? subfields within a journal subject category. 
How does my journal compare with its Are different rankings really only due to status, or just 
competitors? to the citation frequencies that are characteristic of 
not to the fact that journals sit in different subject 
fields that happen to have distinct citation charac-teristics3. 
216 
Much has been published on the various 
approaches to journal ranking: Pinski and Narin4 
were the first to develop a journal citation measure 
(influence weight) that weights citations with the 
prestige of the citing journal. Recent studies 
explored usage-based journal impact metrics as 
additional indicators of journal performance5. 
Moed6 underlined the importance to prolific 
authors of specialist journals often with relatively 
low journal impact factors. Finally, Garfield7, 
Seglen8 and many others have underlined that 
journal impact factors should never be used as 
surrogates of measures of actual citation impact of 
individuals and research groups. 
The journal impact factor, developed by Eugene 
Garfield as a tool to monitor the adequacy of 
coverage of the Science Citation Index, is probably 
the most widely used bibliometric indicator in the 
scientific, scholarly and publishing community. It 
is published in Thomson-Reuters’ Journal Citation 
Reports (JCR) and will be labelled as ‘JIF’ in this 
paper. However, its extensive use for purposes for 
which it was not designed has raised a series of 
criticisms, all aiming to adapt the measure to the 
new user needs or to propose new types of 
indicators. (For reviews, the reader is referred to 
Glänzel and Moed 9,10.) 
In January 2010, Scopus endorsed two such 
measures that had been developed by their partners 
and bibliometric experts SCImago Research Group, 
based in Spain and headed by Professor Felix de 
Moya, and the Centre for Science and Technology 
Studies (CWTS), based in Leiden, Netherlands, and 
headed until recently by Professor Anthony van 
Raan. The two metrics that were endorsed are 
SCImago Journal Rank (SJR) and Source Normalized 
Impact per Paper (SNIP). The aim of this paper is 
to provide an introduction to these two indicators. 
The following section gives a concise description 
of the methodologies underlying their calculation, 
and highlights their characteristics, comparing one 
with the other, and each of them with JIF. (For 
technical details about SJR and SNIP, the reader is 
referred to González-Pereira et al11 and Moed12.) 
Two newly endorsed journal metrics 
Elsevier partners with several expert bibliometric 
groups around the world to ensure that their 
approach and developments are valuable and 
accurate. The following metrics have been developed 
Table 1. Questions addressed with journal citation measures 
my field? 
Not all citations are ‘equal’: citations from high quality 
sources tend to have more visibility than those from 
low quality journals 
Librarians Which journals are likely to be the most useful Level of a journal’s citation impact is only one of 
for the researchers in my institution? several criteria for utility. 
Other useful indicators are number of document 
downloads from publisher platforms, inter-library loan 
requests, requests from faculty, for example. 
Research performance What has been the research performance of a Although journal quality is an aspect of research 
assessors; research particular researcher, group, network, project team, performance in its own right, it should never be 
managers department, etc? assumed that the actual citation impact of a single 
publication equated to the journal average. 
Is a strong research performance due to strong 
research capability, or to strong networking skills? 
Do I care? 
Researchers How can I ensure that the papers written in my Specialist journals may reach a maximal audience of 
group gain the widest attention and visibility? interested readers worldwide, but they may not be 
among the top in terms of ranking; how do I balance 
this with needs of performance assessment? 
Prolific authors publish both in high impact and in 
lower impact journals.
Serials – 23(3), November 2010 Lisa Colledge, Félix de Moya-Anegón et al SJR and SNIP: two new journal metrics 
for Elsevier by the SCImago Research Group 
and CWTS. The metrics are calculated by the 
bibliometric teams externally from Elsevier, using 
Scopus raw data supplied by Elsevier, and the 
values supplied are displayed in Scopus and other 
locations. Apart from customer demand, an 
important incentive for Elsevier to include journal 
metrics in Scopus is to stimulate more discussion 
on appropriate journal metrics and appropriate use 
amongst the people who use them in evaluations, 
and whose careers are affected by said evaluations. 
SJR 
One of the limitations of traditional citation 
analysis is that all citations are considered ‘equal’. 
A citation from a widely-read, multidisciplinary 
journal counts as strongly as one from a more 
focused or local-interest source. SJR is a prestige 
metric inspired by Google’s PageRank™, whereby 
a journal’s subject field, quality and reputation 
have a direct effect upon the value of the citations 
it gives to other journals. 
The basic idea is that when a journal Ais cited, say, 
100 times by the most highly ranked journals in the 
field, it receives more prestige than a journal B that 
also receives 100 citations, but from less prestigious 
periodicals with a low visibility at the international 
research front. SJR makes a distinction between 
journal popularity and journal prestige. One could say 
that journals Aand B have the same popularity, but 
A has a larger prestige than B. A and B would have 
the same JIF, but Awould have a higher SJR than B. 
Generalizing, JIF can be considered as a measure 
of popularity, as it sums up all citations a journal 
receives, regardless of the status of the citing 
journals, whereas SJR measures prestige. The idea 
of recursion, or iterative calculation, is essential. 
Step by step, SJR weights citations in the current 
step according to the SJR of the citing journal in 
the previous step. Under certain conditions this 
process converges so that the SJR values do not 
change significantly any more with additional 
steps, and in the end a citation from a source with 
a relatively high SJR is worth more than a citation 
from a source with a relatively low SJR. 
SJR also aims to limit excessive benefits derived 
from journal self-citation. When calculating SJR, 
the SCImago Research Group discount journal 
self-citations once they exceed one-third of the 
total citations received by a journal. In this way, the 
value of journal self-citations is still recognized, 
but SJR attempts to limit what are often seen as 
manipulative citation practices. 
SNIP 
SNIP corrects for differences in topicality between 
subject fields. It is a ratio of a journal’s citation 
impact and the degree of topicality of its subject 
field. SNIP’s numerator gives a journal’s raw 
impact per paper (RIP), which is very similar to the 
JIF. Its denominator is the citation potential in a 
journal’s subject field, a measure of the citation 
characteristics of the field the journal sits in, 
determined by how often and how rapidly authors 
cite other works, and how well their field is 
covered by the database (in this case, Scopus). 
Citation potential can be conceived as a measure 
of the field’s topicality. Fields with a high topicality 
tend to attract many authors who share an intel-lectual 
interest, and in this sense can be qualified 
as ‘popular’. Developments in the field go quickly. 
Papers are written in a limited number of highly 
visible periodicals, and authors tend to cite – apart 
from the common intellectual base – the most 
recent papers of their colleagues. These popular 
fields will tend to have higher JIFs. 
A journal’s subject field is defined as the 
collection of articles citing the journal. Citation 
potential is calculated for this set of citing articles. 
This ‘tailor-made’ subject field delimitation takes 
into account a journal’s current focus, and is 
independent of pre-defined and possibly out-of-date 
field classifications. SNIP takes into account 
differences not only between, but also within 
journal subject categories. 
Table 2 shows a typical example illustrating the 
SNIP methodology. The mathematical and the 
molecular biological journal have very different 
raw impacts per paper (1.5 versus 13.0), but the 
citation potential in the former journal’s subject 
field is much smaller than for the latter (0.4 versus 
3.2). Compensating for this difference by dividing 
RIP by citation potential, the SNIP values of the 
two journals are almost identical. 
Journal RIP Citation potential SNIP (2008) SJR (2008) 
Inventiones Mathematicae 1.5 0.4 3.8 0.075 
Molecular Cell 13.0 3.2 4.0 6.073 
217 
Table 2. An illustrative example of the SNIP methodology
SJR and SNIP: two new journal metrics Lisa Colledge, Félix de Moya-Anegón et al Serials – 23(3), November 2010 
SJR and SNIP 
In fields in which practitioners publish mainly in 
journals that are covered by the citation database 
they use, there is a high immediacy of citation, and 
a clear structure in terms of core journals and more 
peripheral ones. SJR tends to indicate a journal’s 
membership of this core more clearly than SNIP does. 
On the other hand, in fields that are heterogeneous 
in terms of subject coverage and citation practices, 
and fields in which journals are not the dominant 
publication channels, SNIP tends to evaluate a jour-nal’s 
citation impact more in context than SJR does. 
SJR, SNIP and JIF calculations give different 
ranges of values. In the analysis presented in Table 3, 
Main subject field # journals Mean P10 P25 P50 P75 P90 Skew- Std Std/Mean 
SJR 
Social Sciences 4,256 0.045 0.027 0.028 0.032 0.042 0.068 13.59 0.05 1.17 
Engineering & 2,175 0.070 0.028 0.031 0.040 0.062 0.108 12.07 0.15 2.12 
Computer Science 
Physical Sciences 2,784 0.098 0.029 0.033 0.047 0.090 0.192 12.82 0.21 2.15 
Health Sciences 5,167 0.161 0.028 0.033 0.060 0.156 0.320 17.43 0.45 2.81 
Life Sciences 3,214 0.305 0.030 0.040 0.097 0.274 0.628 8.97 0.81 2.66 
SNIP 
Health Sciences 5,167 0.68 0.04 0.14 0.48 0.98 1.48 13.35 0.91 1.35 
Social Sciences 4,256 0.84 0.08 0.24 0.59 1.15 1.87 2.95 0.88 1.06 
Physical Sciences 2,784 0.9 0.12 0.31 0.69 1.22 1.76 7.21 1.03 1.14 
Life Sciences 3,214 0.94 0.12 0.34 0.77 1.2 1.73 10.32 1.12 1.19 
Engineering & 2,175 1.3 0.13 0.34 0.82 1.66 2.84 3.82 1.6 1.23 
Computer Science 
RIP 
Social Sciences 4,256 0.74 0.03 0.12 0.42 1.03 1.82 4.01 0.98 1.32 
Engineering & 2,175 1.08 0.07 0.21 0.64 1.45 2.43 4.34 1.42 1.32 
Computer Science 
Physical Sciences 2,784 1.22 0.1 0.29 0.72 1.54 2.67 6.78 1.82 1.5 
Health Sciences 5,167 1.32 0.04 0.17 0.75 1.81 3.04 11.65 2.16 1.64 
Life Sciences 3,214 2.00 0.14 0.43 1.35 2.56 4.11 5.14 2.75 1.37 
218 
we have used RIP as a proxy for JIF, so that all 
journals in Scopus can be included in the 
information for each of these metrics, and not only 
for SJR and SNIP. For each indicator and main 
field, Table 3 gives the 10th, 25th (first or bottom 
quartile), 50th (median), 75th (third or top quartile) 
and 90th percentile of the distribution of indicator 
values among journals. Journals have been grouped 
into five main fields. Interesting observations from 
Table 3 are as follows: 
■ Overall, indicator values (for instance, their 
means or medians) tend to be highest for RIP, 
followed by SNIP; SJR tends to have the lowest 
values across all fields. 
ness 
Table 3. Distribution of indicator values between journals per main field 
Mean, P10, P25, P50, P75, P90, Skewness, Std, Std/Mean indicate the mean, 10th, 25th (first or bottom quartile), 50th (median), 75th (third 
or top quartile) and 90th percentiles, skewness, standard deviation, and the ratio of standard deviation and mean of the distribution of 
indicator values among journals in Scopus, respectively. For instance, the Table shows that 3,214 journals are allocated to the Scopus 
main field Life Sciences.The mean value of RIP (presented as a proxy for JIF that can be calculated for all journals in Scopus) of these 
3,214 journals is 2.00.The 10th percentile (P10) is 0.14, meaning that 10 per cent of the 3,214 journals in this main field has value of RIP 
below 0.14.The median (Q2) is 1.35, meaning that 50 per cent of journals have an RIP value up to or below 1.35, and another 50 per 
cent above 1.35. For each indicator main fields are ordered by descending median (column P50). 
Data relate to the citing year 2008, and to all journals in the Scopus source list created in April 2010 that satisfy the following three 
criteria: they are active; both SNIP and SJR values are available for the year 2008 at the website www.journalmetrics.com, hosted by and 
freely available from Elsevier; and they have published more than ten peer-reviewed papers (articles, reviews or conference papers in 
Scopus classification) during the time period 2005–2007. Detailed data on SJR are freely available at the SCImago website 
(www.scimagojr.com)13. Data on SNIP components (RIP, citation potential) were extracted from the freely available website 
www.journalindicators.com, hosted by the Centre for Science and Technology Studies at Leiden University,The Netherlands14.
Serials – 23(3), November 2010 Lisa Colledge, Félix de Moya-Anegón et al SJR and SNIP: two new journal metrics 
■ Focusing on skewness and especially the ratio 
of standard deviation and mean, SJR reveals 
the largest variability among journals in a main 
field, and SNIP the lowest. In other words, 
compared to RIP, SNIP tends to make differences 
between journals smaller, and SJR emphasizes 
the differences. 
■ Differences between main fields are largest for 
RIP (range in median values across main fields 
is 0.42-1.35) and SJR (range is 0.032-0.097) and 
smallest for SNIP (range is 0.49-0.82). 
■ Compared to other main fields, life sciences 
and health sciences tend to reveal the highest 
SJR and RIP values. But the highest SNIP 
values are in engineering & computer science 
and in social sciences, especially the scores 
related to the top of the distribution. 
For the reader interested in more technical details 
about the indicators, we refer to Table 4 and its 
legend, presenting an overview of the main 
differences between SJR, SNIP and the ‘classical’ 
JCR journal impact factor. 
Table 4. Comparison of the three journal metrics discussed in this paper 
The choice for a publication window in SNIP and SJR of three years rather than two or five is based on the observation that in many 
fields citations have not yet peaked after two years, and in other fields citations have peaked too long before five years.Application of a 
window of three years is the optimal compromise to give fields in which impact matures slowly to reach its maximum while not penalising 
fields in which impact matures rapidly15. SJR and SNIP are not affected by ‘free’ citations to documents that are categorized as ‘uncitable’ 
and that, even when they are cited, are not counted in the measurement of a journal’s number of published articles (e.g., Moed, 2005). 
Eigenfactor16, not included in Table 4, is a journal impact measure to some extent similar to SJR, but showing the following main 
differences: a) SJR is based on a publication window of three years against five years for Eigenfactor; b) SJR normalizes prestige by the 
total number of cited references in a journal, whereas Eigenfactor applies this normalization based on the number of cited references 
within the (five-year) publication window; c) SJR limits the percentage of journal self-citations to a maximum of 33 per cent (while 
Eigenfactor does not include journal self-citations at all; 
219 
Aspect SJR SNIP JIF 
Publication window 3 years 3 years 2 and 5 years 
Citation window 1 1 1 
Inclusion of journal self-citations Percentage of journal self- Yes Yes 
citations limited to a 
maximum of 33% 
Subject field normalization Yes, prestige is distributed over Yes, relative to set of articles No 
all references, accounting for citing a journal, and based 
different citation frequencies on the length of reference lists 
between fields and database coverage 
Subject field delimitation Not needed by methodology, The collection of articles No 
inherent within calculation citing a particular target journal, 
independent of database 
categorization 
Document types used in Peer reviewed only: articles, Peer reviewed only: articles, All 
numerator conference papers and reviews conference papers and reviews 
Document types used in Peer reviewed only: articles, Peer reviewed only: articles, ‘Source items’ only: articles, 
denominator conference papers and reviews conference papers and reviews conference papers and reviews 
Status of citing source Weights citations on the basis No role No role 
of the prestige (SJR) of the 
journal issuing them 
Effect of including more reviews Depends on the prestige (SJR) Reviews tend to be more cited Reviews tend to be more cited 
of the journals that cite the than original research articles, than original research articles, 
reviews so increasing the number of so increasing the number of 
reviews tends to increase reviews tends to increase 
indicators’ value indicators’ value 
Underlying database Scopus Scopus Web of Science/ Journal 
Citation Reports 
Effect of increasing extent of Database has a fixed prestige. No effect. SNIP corrects for Overall increase JIF because 
database coverage Prestige is shared between differences in database coverage more citations are present in 
more journals, and is also across subject fields database. JIF does not correct 
redistributed so that more for differences in database 
prestige is represented in coverage between subject 
fields where the database fields 
coverage is more complete
SJR and SNIP: two new journal metrics Lisa Colledge, Félix de Moya-Anegón et al Serials – 23(3), November 2010 
Concluding remarks, and which metric should 
I use? 
Tables 3 and 4 illustrate that the two indicators SJR 
and SNIP are to a certain extent complementary. 
Compared to the basic, JIF-like RIP, SJR tends to 
make the differences between journals larger, and 
enhances the position of the most prestigious 
journals, especially – though not exclusively – in 
life and health sciences. SNIP makes differences 
among journals smaller in all main fields, and 
is highest amongst journals in engineering & 
computer science. 
In view of the heterogeneity of engineering & 
computer science and social sciences in terms of 
citation characteristics, citation potential and 
database coverage, for users interested in assessing 
journals in these fields, SNIP is probably more 
informative than SJR. On the other hand, if one 
considers that the heterogeneity in quality among 
journals due to Scopus’ broad coverage heightens 
the need to account for the prestige of citing 
journals, SJR is more appropriate than SNIP. 
If one considers that topicality is important in 
journal performance, in the sense that the best 
journals cover the most topical research themes, it 
is appropriate to focus on SJR rather than on SNIP. 
Moreover, if one considers that it is appropriate to 
weight citations on the basis of the status of the 
citing journal, SJR is a better indicator than SNIP. 
On the other hand, if one considers that journal 
impact and topicality or citation potential are two 
distinct concepts that should be measured and 
assessed separately, SNIP and its components, 
especially raw impact per paper and citation 
potential, are more informative. 
The fact that Scopus introduced these two 
complementary measures reflects the notion that 
journal performance is a multi-dimensional 
concept, and that there is no single ‘perfect’ 
indicator of journal performance. 
References 
1. Garfield, E, Citation Analysis as a tool in journal 
evaluation, Science, 1972, 178, 471–479. 
2. Garfield, E, The agony and the ecstasy: the history 
and meaning of the Journal Impact Factor. 
International Congress on Peer Review and 
Biomedical Publication, Chicago, September 16, 
2005: 
www.garfield.library.upenn.edu/papers/jifchicago 
2005.pdf (accessed 21 September 2010). 
3. Garfield, E, Citation Indexing. Its theory and 
application in science, technology and humanities, 1979, 
New York, Wiley. 
4. Pinski, G and Narin, F, Citation influence for journal 
aggregates of scientific publications: theory, with 
application to the literature of physics, Information 
Processing and Management, 1976, 12, 297–312. 
5. Bollen J and Van de Sompel, H, Usage impact factor: 
the effects of sample characteristics on usage-based 
impact metrics, Journal of the American Society for 
Information Science and technology, 2008, 59, 1 14. 
6. Moed, H F, Citation Analysis in Research Evaluation, 
2005, Dordrecht (Netherlands), Springer, ISBN 
1-4020-3713-9, 346 pp. 
7. Garfield, E, How can impact factors be improved? 
British Medical Journal, 1996, 313, 411–413. 
8. Seglen, P O, Why the impact factor of journals 
should not be used for evaluating research, British 
Medical Journal, 1997, 314, 498–502. 
9. Glänzel, W and Moed, H F, Journal impact measures 
in bibliometric research, Scientometrics, 2002, 53, 2, 
171–194. 
10. Glänzel, W, The multi-dimensionality of journal 
impact, Scientometrics, 2009, 78, 355–374. 
11. González-Pereira, B, Guerrero-Bote, V P and Moya- 
Anegón, F, The SJR indicator: A new indicator of 
journals’ scientific prestige. 
arxiv.org/pdf/0912.4141, 2005 (accessed 
26 May 2010). 
12. Moed, H F, Measuring contextual citation impact of 
scientific journals, Journal of Informetrics, 2010, 
doi:10.1016/j.joi.2010.01.002 (accessed 21 September 
2010). 
13. SCImago, Scimago Journal Rank Website: 
http://www.scimagojr.com (accessed 17 June 2010). 
14. CWTS, CWTS Journal Indicators Website: 
www.journalindicators.com (accessed 
17 June 2010). 
15. Lancho-Barrantes, B S, Guerrero-Bote, V P , Moya- 
Anegón F, What lies behind the averages and 
significance of citation indicators in different 
disciplines? Journal of Information Science, 2010, 36, 
371–382. 
Bergstrom, C, Eigenfactor: Measuring the value and 
prestige of scholarly journals, College & Research 
Libraries News, 2007, 68(5), 314–316. 
220
Serials – 23(3), November 2010 Lisa Colledge, Félix de Moya-Anegón et al SJR and SNIP: two new journal metrics 
Article © Lisa Colledge, Félix de Moya Anegón, 
M’hamed el Aisati, Vicente P Guerrero-Bote, Carmen 
López-Illescas and Henk F Moed 
■ Lisa Colledge 
SciVal Product Manager,Academic and Government 
Products Group 
Elsevier 
Amsterdam,The Netherlands 
E-mail: L.Colledge@elsevier.com 
■ Félix de Moya-Anegón 
CSIS Research Professor 
SCImago Group 
CCHS Institute, CSIC, Madrid, Spain 
Associated Research Unit SCImago: 
http://www.scimago.es 
http://www.atlasofscience.net 
http://www.scimagojr.com 
■ M’hamed El Aisati 
Head of New Technology 
Academic and Government Products Group 
Elsevier 
E-mail: M.Aisati@elsevier.com 
■ Vicente P Guerrero-Bote 
Professor, University of Extremadura 
SCImago Group, Spain 
E-mail: vicente.p.guerrero.bote@gmail.com 
■ Carmen López-Illescas 
CSIC Postdoctoral Researcher 
SCImago Group 
CSIC Institute of Public Goods and Policies (IPP) 
Centre of Human and Social Sciences (CCHS) 
C/ Albasanz 26-28 3D23 
E-28037 Madrid, Spain 
Tel: (+34) 610698442 (+34) 91602.2352 
Fax: (+34) 91.602.2971 
E-mail: carmen.lillescas@cchs.csic.es 
http://www.ipp.csic.es/ 
■ Henk F Moed 
Senior Scientific Advisor,Academic and Government 
Products Group 
Elsevier and 
Centre for Science and Technology Studies (CWTS) 
Leiden University,The Netherlands 
E-mail: H.Moed@elsevier.com 
221 
To view the original copy of this article, published in Serials, click here: 
http://serials.uksg.org/openurl.asp?genre=article&issn=0953-0460&volume=23&issue=3&spage=215 
The DOI for this article is 10.1629/23126. Click here to access via DOI: 
http://dx.doi.org/10.1629/23215 
For a link to the full table of contents for the issue of Serials in which this article first appeared, click here: 
http://serials.uksg.org/openurl.asp?genre=issue&issn=0953-0460&volume=23&issue=3

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kajaja

  • 1. Serials – 23(3), November 2010 Lisa Colledge, Félix de Moya-Anegón et al SJR and SNIP: two new journal metrics Clockwise: Lisa Colledge, Félix de Moya-Anegón,Vicente P Guerrero-Bote, Henk F Moed, M’hamed El Aisati and Carmen López-Illescas Introduction Journal citation measures were originally devel-oped as tools in the study of the scientific-scholarly communication system1,2. But soon they found their way into journal management by publishers and editors, and into library collection management, and then into broader use in research management and the assessment of research performance. Typical questions addressed with journal citation LISA COLLEDGE SciVal Product Manager Elsevier,The Netherlands FÉLIX DE MOYA-ANEGÓN CSIS Research Professor CCHS Institute, CSIC, Spain (SCImago Group) VICENTE P GUERRERO-BOTE Professor University of Extremadura, Spain (SCImago Group) CARMEN LÓPEZ-ILLESCAS CSIC Postdoctoral Researcher CCHS Institute, CSIC, Spain (SCImago Group) M’HAMED EL AISATI Head of New Technology Elsevier,The Netherlands HENK F MOED Senior Scientific Advisor, Elsevier, and CWTS, Leiden University, The Netherlands measures in all these domains are listed in Table 1. Table 1 also presents important points that users of journal citation measures should take into account. Many authors have underlined the need to correct for differences in citation characteristics between subject fields, so that users can be sure that differences are due only to citation impact and 215 SJR and SNIP: two new journal metrics in Elsevier’s Scopus This paper introduces two journal metrics recently endorsed by Elsevier’s Scopus: SCImago Journal Rank (SJR) and Source Normalized Impact per Paper (SNIP). SJR weights citations according to the status of the citing journal and aims to measure journal prestige rather than popularity. SNIP compensates for disparities in citation potential and aims to account for differences in topicality across research fields.The paper underlines important points to keep in mind when using journal metrics in general; it presents the main features of the two indicators, comparing them one with another, and with a journal impact measure similar to Thomson Reuters’ journal impact factor; and it discusses their potentialities in regard to specific interests of a user and theoretical beliefs about the nature of the concept of journal performance.
  • 2. SJR and SNIP: two new journal metrics Lisa Colledge, Félix de Moya-Anegón et al Serials – 23(3), November 2010 Domain Typical questions Points to keep in mind Journal publishers What is the status of my journal? Differences in citation frequencies not only occur and editors Has the ranking of my journal increased? between journal subject categories, but also between How can I increase the ranking of my journal? subfields within a journal subject category. How does my journal compare with its Are different rankings really only due to status, or just competitors? to the citation frequencies that are characteristic of not to the fact that journals sit in different subject fields that happen to have distinct citation charac-teristics3. 216 Much has been published on the various approaches to journal ranking: Pinski and Narin4 were the first to develop a journal citation measure (influence weight) that weights citations with the prestige of the citing journal. Recent studies explored usage-based journal impact metrics as additional indicators of journal performance5. Moed6 underlined the importance to prolific authors of specialist journals often with relatively low journal impact factors. Finally, Garfield7, Seglen8 and many others have underlined that journal impact factors should never be used as surrogates of measures of actual citation impact of individuals and research groups. The journal impact factor, developed by Eugene Garfield as a tool to monitor the adequacy of coverage of the Science Citation Index, is probably the most widely used bibliometric indicator in the scientific, scholarly and publishing community. It is published in Thomson-Reuters’ Journal Citation Reports (JCR) and will be labelled as ‘JIF’ in this paper. However, its extensive use for purposes for which it was not designed has raised a series of criticisms, all aiming to adapt the measure to the new user needs or to propose new types of indicators. (For reviews, the reader is referred to Glänzel and Moed 9,10.) In January 2010, Scopus endorsed two such measures that had been developed by their partners and bibliometric experts SCImago Research Group, based in Spain and headed by Professor Felix de Moya, and the Centre for Science and Technology Studies (CWTS), based in Leiden, Netherlands, and headed until recently by Professor Anthony van Raan. The two metrics that were endorsed are SCImago Journal Rank (SJR) and Source Normalized Impact per Paper (SNIP). The aim of this paper is to provide an introduction to these two indicators. The following section gives a concise description of the methodologies underlying their calculation, and highlights their characteristics, comparing one with the other, and each of them with JIF. (For technical details about SJR and SNIP, the reader is referred to González-Pereira et al11 and Moed12.) Two newly endorsed journal metrics Elsevier partners with several expert bibliometric groups around the world to ensure that their approach and developments are valuable and accurate. The following metrics have been developed Table 1. Questions addressed with journal citation measures my field? Not all citations are ‘equal’: citations from high quality sources tend to have more visibility than those from low quality journals Librarians Which journals are likely to be the most useful Level of a journal’s citation impact is only one of for the researchers in my institution? several criteria for utility. Other useful indicators are number of document downloads from publisher platforms, inter-library loan requests, requests from faculty, for example. Research performance What has been the research performance of a Although journal quality is an aspect of research assessors; research particular researcher, group, network, project team, performance in its own right, it should never be managers department, etc? assumed that the actual citation impact of a single publication equated to the journal average. Is a strong research performance due to strong research capability, or to strong networking skills? Do I care? Researchers How can I ensure that the papers written in my Specialist journals may reach a maximal audience of group gain the widest attention and visibility? interested readers worldwide, but they may not be among the top in terms of ranking; how do I balance this with needs of performance assessment? Prolific authors publish both in high impact and in lower impact journals.
  • 3. Serials – 23(3), November 2010 Lisa Colledge, Félix de Moya-Anegón et al SJR and SNIP: two new journal metrics for Elsevier by the SCImago Research Group and CWTS. The metrics are calculated by the bibliometric teams externally from Elsevier, using Scopus raw data supplied by Elsevier, and the values supplied are displayed in Scopus and other locations. Apart from customer demand, an important incentive for Elsevier to include journal metrics in Scopus is to stimulate more discussion on appropriate journal metrics and appropriate use amongst the people who use them in evaluations, and whose careers are affected by said evaluations. SJR One of the limitations of traditional citation analysis is that all citations are considered ‘equal’. A citation from a widely-read, multidisciplinary journal counts as strongly as one from a more focused or local-interest source. SJR is a prestige metric inspired by Google’s PageRank™, whereby a journal’s subject field, quality and reputation have a direct effect upon the value of the citations it gives to other journals. The basic idea is that when a journal Ais cited, say, 100 times by the most highly ranked journals in the field, it receives more prestige than a journal B that also receives 100 citations, but from less prestigious periodicals with a low visibility at the international research front. SJR makes a distinction between journal popularity and journal prestige. One could say that journals Aand B have the same popularity, but A has a larger prestige than B. A and B would have the same JIF, but Awould have a higher SJR than B. Generalizing, JIF can be considered as a measure of popularity, as it sums up all citations a journal receives, regardless of the status of the citing journals, whereas SJR measures prestige. The idea of recursion, or iterative calculation, is essential. Step by step, SJR weights citations in the current step according to the SJR of the citing journal in the previous step. Under certain conditions this process converges so that the SJR values do not change significantly any more with additional steps, and in the end a citation from a source with a relatively high SJR is worth more than a citation from a source with a relatively low SJR. SJR also aims to limit excessive benefits derived from journal self-citation. When calculating SJR, the SCImago Research Group discount journal self-citations once they exceed one-third of the total citations received by a journal. In this way, the value of journal self-citations is still recognized, but SJR attempts to limit what are often seen as manipulative citation practices. SNIP SNIP corrects for differences in topicality between subject fields. It is a ratio of a journal’s citation impact and the degree of topicality of its subject field. SNIP’s numerator gives a journal’s raw impact per paper (RIP), which is very similar to the JIF. Its denominator is the citation potential in a journal’s subject field, a measure of the citation characteristics of the field the journal sits in, determined by how often and how rapidly authors cite other works, and how well their field is covered by the database (in this case, Scopus). Citation potential can be conceived as a measure of the field’s topicality. Fields with a high topicality tend to attract many authors who share an intel-lectual interest, and in this sense can be qualified as ‘popular’. Developments in the field go quickly. Papers are written in a limited number of highly visible periodicals, and authors tend to cite – apart from the common intellectual base – the most recent papers of their colleagues. These popular fields will tend to have higher JIFs. A journal’s subject field is defined as the collection of articles citing the journal. Citation potential is calculated for this set of citing articles. This ‘tailor-made’ subject field delimitation takes into account a journal’s current focus, and is independent of pre-defined and possibly out-of-date field classifications. SNIP takes into account differences not only between, but also within journal subject categories. Table 2 shows a typical example illustrating the SNIP methodology. The mathematical and the molecular biological journal have very different raw impacts per paper (1.5 versus 13.0), but the citation potential in the former journal’s subject field is much smaller than for the latter (0.4 versus 3.2). Compensating for this difference by dividing RIP by citation potential, the SNIP values of the two journals are almost identical. Journal RIP Citation potential SNIP (2008) SJR (2008) Inventiones Mathematicae 1.5 0.4 3.8 0.075 Molecular Cell 13.0 3.2 4.0 6.073 217 Table 2. An illustrative example of the SNIP methodology
  • 4. SJR and SNIP: two new journal metrics Lisa Colledge, Félix de Moya-Anegón et al Serials – 23(3), November 2010 SJR and SNIP In fields in which practitioners publish mainly in journals that are covered by the citation database they use, there is a high immediacy of citation, and a clear structure in terms of core journals and more peripheral ones. SJR tends to indicate a journal’s membership of this core more clearly than SNIP does. On the other hand, in fields that are heterogeneous in terms of subject coverage and citation practices, and fields in which journals are not the dominant publication channels, SNIP tends to evaluate a jour-nal’s citation impact more in context than SJR does. SJR, SNIP and JIF calculations give different ranges of values. In the analysis presented in Table 3, Main subject field # journals Mean P10 P25 P50 P75 P90 Skew- Std Std/Mean SJR Social Sciences 4,256 0.045 0.027 0.028 0.032 0.042 0.068 13.59 0.05 1.17 Engineering & 2,175 0.070 0.028 0.031 0.040 0.062 0.108 12.07 0.15 2.12 Computer Science Physical Sciences 2,784 0.098 0.029 0.033 0.047 0.090 0.192 12.82 0.21 2.15 Health Sciences 5,167 0.161 0.028 0.033 0.060 0.156 0.320 17.43 0.45 2.81 Life Sciences 3,214 0.305 0.030 0.040 0.097 0.274 0.628 8.97 0.81 2.66 SNIP Health Sciences 5,167 0.68 0.04 0.14 0.48 0.98 1.48 13.35 0.91 1.35 Social Sciences 4,256 0.84 0.08 0.24 0.59 1.15 1.87 2.95 0.88 1.06 Physical Sciences 2,784 0.9 0.12 0.31 0.69 1.22 1.76 7.21 1.03 1.14 Life Sciences 3,214 0.94 0.12 0.34 0.77 1.2 1.73 10.32 1.12 1.19 Engineering & 2,175 1.3 0.13 0.34 0.82 1.66 2.84 3.82 1.6 1.23 Computer Science RIP Social Sciences 4,256 0.74 0.03 0.12 0.42 1.03 1.82 4.01 0.98 1.32 Engineering & 2,175 1.08 0.07 0.21 0.64 1.45 2.43 4.34 1.42 1.32 Computer Science Physical Sciences 2,784 1.22 0.1 0.29 0.72 1.54 2.67 6.78 1.82 1.5 Health Sciences 5,167 1.32 0.04 0.17 0.75 1.81 3.04 11.65 2.16 1.64 Life Sciences 3,214 2.00 0.14 0.43 1.35 2.56 4.11 5.14 2.75 1.37 218 we have used RIP as a proxy for JIF, so that all journals in Scopus can be included in the information for each of these metrics, and not only for SJR and SNIP. For each indicator and main field, Table 3 gives the 10th, 25th (first or bottom quartile), 50th (median), 75th (third or top quartile) and 90th percentile of the distribution of indicator values among journals. Journals have been grouped into five main fields. Interesting observations from Table 3 are as follows: ■ Overall, indicator values (for instance, their means or medians) tend to be highest for RIP, followed by SNIP; SJR tends to have the lowest values across all fields. ness Table 3. Distribution of indicator values between journals per main field Mean, P10, P25, P50, P75, P90, Skewness, Std, Std/Mean indicate the mean, 10th, 25th (first or bottom quartile), 50th (median), 75th (third or top quartile) and 90th percentiles, skewness, standard deviation, and the ratio of standard deviation and mean of the distribution of indicator values among journals in Scopus, respectively. For instance, the Table shows that 3,214 journals are allocated to the Scopus main field Life Sciences.The mean value of RIP (presented as a proxy for JIF that can be calculated for all journals in Scopus) of these 3,214 journals is 2.00.The 10th percentile (P10) is 0.14, meaning that 10 per cent of the 3,214 journals in this main field has value of RIP below 0.14.The median (Q2) is 1.35, meaning that 50 per cent of journals have an RIP value up to or below 1.35, and another 50 per cent above 1.35. For each indicator main fields are ordered by descending median (column P50). Data relate to the citing year 2008, and to all journals in the Scopus source list created in April 2010 that satisfy the following three criteria: they are active; both SNIP and SJR values are available for the year 2008 at the website www.journalmetrics.com, hosted by and freely available from Elsevier; and they have published more than ten peer-reviewed papers (articles, reviews or conference papers in Scopus classification) during the time period 2005–2007. Detailed data on SJR are freely available at the SCImago website (www.scimagojr.com)13. Data on SNIP components (RIP, citation potential) were extracted from the freely available website www.journalindicators.com, hosted by the Centre for Science and Technology Studies at Leiden University,The Netherlands14.
  • 5. Serials – 23(3), November 2010 Lisa Colledge, Félix de Moya-Anegón et al SJR and SNIP: two new journal metrics ■ Focusing on skewness and especially the ratio of standard deviation and mean, SJR reveals the largest variability among journals in a main field, and SNIP the lowest. In other words, compared to RIP, SNIP tends to make differences between journals smaller, and SJR emphasizes the differences. ■ Differences between main fields are largest for RIP (range in median values across main fields is 0.42-1.35) and SJR (range is 0.032-0.097) and smallest for SNIP (range is 0.49-0.82). ■ Compared to other main fields, life sciences and health sciences tend to reveal the highest SJR and RIP values. But the highest SNIP values are in engineering & computer science and in social sciences, especially the scores related to the top of the distribution. For the reader interested in more technical details about the indicators, we refer to Table 4 and its legend, presenting an overview of the main differences between SJR, SNIP and the ‘classical’ JCR journal impact factor. Table 4. Comparison of the three journal metrics discussed in this paper The choice for a publication window in SNIP and SJR of three years rather than two or five is based on the observation that in many fields citations have not yet peaked after two years, and in other fields citations have peaked too long before five years.Application of a window of three years is the optimal compromise to give fields in which impact matures slowly to reach its maximum while not penalising fields in which impact matures rapidly15. SJR and SNIP are not affected by ‘free’ citations to documents that are categorized as ‘uncitable’ and that, even when they are cited, are not counted in the measurement of a journal’s number of published articles (e.g., Moed, 2005). Eigenfactor16, not included in Table 4, is a journal impact measure to some extent similar to SJR, but showing the following main differences: a) SJR is based on a publication window of three years against five years for Eigenfactor; b) SJR normalizes prestige by the total number of cited references in a journal, whereas Eigenfactor applies this normalization based on the number of cited references within the (five-year) publication window; c) SJR limits the percentage of journal self-citations to a maximum of 33 per cent (while Eigenfactor does not include journal self-citations at all; 219 Aspect SJR SNIP JIF Publication window 3 years 3 years 2 and 5 years Citation window 1 1 1 Inclusion of journal self-citations Percentage of journal self- Yes Yes citations limited to a maximum of 33% Subject field normalization Yes, prestige is distributed over Yes, relative to set of articles No all references, accounting for citing a journal, and based different citation frequencies on the length of reference lists between fields and database coverage Subject field delimitation Not needed by methodology, The collection of articles No inherent within calculation citing a particular target journal, independent of database categorization Document types used in Peer reviewed only: articles, Peer reviewed only: articles, All numerator conference papers and reviews conference papers and reviews Document types used in Peer reviewed only: articles, Peer reviewed only: articles, ‘Source items’ only: articles, denominator conference papers and reviews conference papers and reviews conference papers and reviews Status of citing source Weights citations on the basis No role No role of the prestige (SJR) of the journal issuing them Effect of including more reviews Depends on the prestige (SJR) Reviews tend to be more cited Reviews tend to be more cited of the journals that cite the than original research articles, than original research articles, reviews so increasing the number of so increasing the number of reviews tends to increase reviews tends to increase indicators’ value indicators’ value Underlying database Scopus Scopus Web of Science/ Journal Citation Reports Effect of increasing extent of Database has a fixed prestige. No effect. SNIP corrects for Overall increase JIF because database coverage Prestige is shared between differences in database coverage more citations are present in more journals, and is also across subject fields database. JIF does not correct redistributed so that more for differences in database prestige is represented in coverage between subject fields where the database fields coverage is more complete
  • 6. SJR and SNIP: two new journal metrics Lisa Colledge, Félix de Moya-Anegón et al Serials – 23(3), November 2010 Concluding remarks, and which metric should I use? Tables 3 and 4 illustrate that the two indicators SJR and SNIP are to a certain extent complementary. Compared to the basic, JIF-like RIP, SJR tends to make the differences between journals larger, and enhances the position of the most prestigious journals, especially – though not exclusively – in life and health sciences. SNIP makes differences among journals smaller in all main fields, and is highest amongst journals in engineering & computer science. In view of the heterogeneity of engineering & computer science and social sciences in terms of citation characteristics, citation potential and database coverage, for users interested in assessing journals in these fields, SNIP is probably more informative than SJR. On the other hand, if one considers that the heterogeneity in quality among journals due to Scopus’ broad coverage heightens the need to account for the prestige of citing journals, SJR is more appropriate than SNIP. If one considers that topicality is important in journal performance, in the sense that the best journals cover the most topical research themes, it is appropriate to focus on SJR rather than on SNIP. Moreover, if one considers that it is appropriate to weight citations on the basis of the status of the citing journal, SJR is a better indicator than SNIP. On the other hand, if one considers that journal impact and topicality or citation potential are two distinct concepts that should be measured and assessed separately, SNIP and its components, especially raw impact per paper and citation potential, are more informative. The fact that Scopus introduced these two complementary measures reflects the notion that journal performance is a multi-dimensional concept, and that there is no single ‘perfect’ indicator of journal performance. References 1. Garfield, E, Citation Analysis as a tool in journal evaluation, Science, 1972, 178, 471–479. 2. Garfield, E, The agony and the ecstasy: the history and meaning of the Journal Impact Factor. International Congress on Peer Review and Biomedical Publication, Chicago, September 16, 2005: www.garfield.library.upenn.edu/papers/jifchicago 2005.pdf (accessed 21 September 2010). 3. Garfield, E, Citation Indexing. Its theory and application in science, technology and humanities, 1979, New York, Wiley. 4. Pinski, G and Narin, F, Citation influence for journal aggregates of scientific publications: theory, with application to the literature of physics, Information Processing and Management, 1976, 12, 297–312. 5. Bollen J and Van de Sompel, H, Usage impact factor: the effects of sample characteristics on usage-based impact metrics, Journal of the American Society for Information Science and technology, 2008, 59, 1 14. 6. Moed, H F, Citation Analysis in Research Evaluation, 2005, Dordrecht (Netherlands), Springer, ISBN 1-4020-3713-9, 346 pp. 7. Garfield, E, How can impact factors be improved? British Medical Journal, 1996, 313, 411–413. 8. Seglen, P O, Why the impact factor of journals should not be used for evaluating research, British Medical Journal, 1997, 314, 498–502. 9. Glänzel, W and Moed, H F, Journal impact measures in bibliometric research, Scientometrics, 2002, 53, 2, 171–194. 10. Glänzel, W, The multi-dimensionality of journal impact, Scientometrics, 2009, 78, 355–374. 11. González-Pereira, B, Guerrero-Bote, V P and Moya- Anegón, F, The SJR indicator: A new indicator of journals’ scientific prestige. arxiv.org/pdf/0912.4141, 2005 (accessed 26 May 2010). 12. Moed, H F, Measuring contextual citation impact of scientific journals, Journal of Informetrics, 2010, doi:10.1016/j.joi.2010.01.002 (accessed 21 September 2010). 13. SCImago, Scimago Journal Rank Website: http://www.scimagojr.com (accessed 17 June 2010). 14. CWTS, CWTS Journal Indicators Website: www.journalindicators.com (accessed 17 June 2010). 15. Lancho-Barrantes, B S, Guerrero-Bote, V P , Moya- Anegón F, What lies behind the averages and significance of citation indicators in different disciplines? Journal of Information Science, 2010, 36, 371–382. Bergstrom, C, Eigenfactor: Measuring the value and prestige of scholarly journals, College & Research Libraries News, 2007, 68(5), 314–316. 220
  • 7. Serials – 23(3), November 2010 Lisa Colledge, Félix de Moya-Anegón et al SJR and SNIP: two new journal metrics Article © Lisa Colledge, Félix de Moya Anegón, M’hamed el Aisati, Vicente P Guerrero-Bote, Carmen López-Illescas and Henk F Moed ■ Lisa Colledge SciVal Product Manager,Academic and Government Products Group Elsevier Amsterdam,The Netherlands E-mail: L.Colledge@elsevier.com ■ Félix de Moya-Anegón CSIS Research Professor SCImago Group CCHS Institute, CSIC, Madrid, Spain Associated Research Unit SCImago: http://www.scimago.es http://www.atlasofscience.net http://www.scimagojr.com ■ M’hamed El Aisati Head of New Technology Academic and Government Products Group Elsevier E-mail: M.Aisati@elsevier.com ■ Vicente P Guerrero-Bote Professor, University of Extremadura SCImago Group, Spain E-mail: vicente.p.guerrero.bote@gmail.com ■ Carmen López-Illescas CSIC Postdoctoral Researcher SCImago Group CSIC Institute of Public Goods and Policies (IPP) Centre of Human and Social Sciences (CCHS) C/ Albasanz 26-28 3D23 E-28037 Madrid, Spain Tel: (+34) 610698442 (+34) 91602.2352 Fax: (+34) 91.602.2971 E-mail: carmen.lillescas@cchs.csic.es http://www.ipp.csic.es/ ■ Henk F Moed Senior Scientific Advisor,Academic and Government Products Group Elsevier and Centre for Science and Technology Studies (CWTS) Leiden University,The Netherlands E-mail: H.Moed@elsevier.com 221 To view the original copy of this article, published in Serials, click here: http://serials.uksg.org/openurl.asp?genre=article&issn=0953-0460&volume=23&issue=3&spage=215 The DOI for this article is 10.1629/23126. Click here to access via DOI: http://dx.doi.org/10.1629/23215 For a link to the full table of contents for the issue of Serials in which this article first appeared, click here: http://serials.uksg.org/openurl.asp?genre=issue&issn=0953-0460&volume=23&issue=3