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EU Cohesion Policy
2014 – 2020
Proposals from the
European Commission

Dimitri CORPAKIS
Head of Unit RTD-C5
Regional dimension of innovation
Brussels, 11/11/11
Structure of the presentation




• Structural funds - rationale and link with
  research
• Marine research infrastructures –
  opportunities and challenges




                           │2
Regional disparities in the EU
                                                                                                    
                                                                                        
                                                                                            
GDP/capita*                   < 50             75-90                  100-125                            
                                                                                                
*index EU27=100                         50-75             90-100           > 125

                                                                                                     

                                                                                                   Canarias

                                                                                                   Guyane
Average                                                                                            Réunion

2006 ‒ 2007 ‒ 2008                                                                                 Guadeloupe/
                                                                                                    Martinique
     Closing these gaps                                                                            Madeira
     remains a key objective                                                                       Açores
                                                                                                   Malta


                                                                                                             


    © EuroGeographics Association for the administrative boundaries




                                                                                   │3
•   GERD, 2007 (Source
                 DG REGIO,
                EUROSTAT)




│4
Regional
     Innovation
     Performance
     taxonomy

     Source:
     Regional
     Innovation
     Scoreboard,
     2009




│5
Cohesion
   Policy
  funding
  for R&D
    and
innovation
 2007-2013

 4% in 89’-93’
 7% in 94’-99’
 11% in 00’-06’
 25% in 07’-13’




                   │6
Proposed EU budget 2014-2020 (MFF as
announced by the Commission)

  “Ambitious but realistic” proposals issued by the Commission
in June 2011 for the Multiannual Financial Framework (MFF) 2014-
                               2020

                                              Cohesion
                                               Policy
         Other policies                      33 % (€336
      (agriculture, research,                  billion)
           external etc.)
       63 % (€649 billion)
                                        Connecting
                                       Europe Facility
                                       4 % (€40 billion)




                                  │7
Objectives of the new Cohesion policy
package (2014-20)

• Deliver the Europe 2020
  strategy objectives of smart,
  sustainable and inclusive
  growth
• Focus on results
• Maximise the impact of EU
  funding

                         │8
Legislative architecture




                        GENERAL REGULATION
               Common provisions for structural policies (Part I)
               Common provisions for Cohesion Policy (Part II)




                                                                      European
                                Cohesion        European
                                                                      Grouping
    ERDF           ESF            Fund          territorial
                                                                    for territorial
  regulation    regulation                     cooperation
                                regulation                          cooperation
                                                regulation
                                                                      regulation




                                          │9
General
Which objectives?                                      regulation
                                                         Part II




2007-2013
• Convergence                2014-2020
  (ERDF, ESF, CF)            • Investment for growth and
• Regional competitiveness     jobs
  and employment               (ERDF, ESF, CF)
  (ERDF, ESF)                • European territorial
• European territorial         cooperation
  cooperation                  (ERDF)
  (ERDF)




                              │ 10
General        Fund
                                                                      General
Who is eligible?                                       regulation     specific
                                                                     regulation
                                                         Part II    regulations
                                                                       Part II




 Investment for growth and jobs
 • All EU regions, divided in three categories to reflect their
   GDP compared to the EU average
    – Less developed: <75%
    – Transition:     >75% and <90%
    – More developed: >90%
 • Member States with a GNI below 90% of the EU average


 European territorial cooperation
 • Cross-border regions and transnational areas




                                    │ 11
General
Thematic menu                                                        regulation
                                                                       Part I




1.   Strengthening RTD and
     innovation                       7.  Promoting sustainable
2.   Enhancing accessibility and          transport and removing
     use of ICTs                          bottlenecks in key network
                                          infrastructure
3.   Enhancing SMEs
                                      8. Promoting employment and
     competitiveness                      supporting labour mobility
4.   Supporting shift towards low-    9. Promoting social inclusion and
     carbon economy                       combating poverty
5.   Promoting climate change         10. Investing in education, skills
     adaptation and risk prevention       and lifelong learning
6.   Protecting the environment       11. Enhancing institutional and
     and promoting sustainable use        administrative capacities
     of resources




                                           │ 12
General
How is programming organised?                                   regulation
                                                                  Part I




                 Europe 2020, integrated guidelines, flagship


                               Thematic menu

                       Common Strategic Framework
  EU level
                          27 Negotiation mandates

National level            27 Partnership Contracts

  National /
regional level         [xxx] Operational Programmes

                                     │ 13
A fair system for all EU regions
(eligibility simulation)                                                                       
                                                                                   
                                                                                       
GDP/capita*             < 75 % of EU average                    75-90 %   > 90 %                    
                                                                                           
*index EU27=100

                                                                                                

                                                                                              Canarias

    3 categories                                                                              Guyane

    of regions                                                                                Réunion

                                                                                              Guadeloupe/
                                                                                               Martinique
         Less developed regions
                                                                                              Madeira
         Transition regions
                                                                                              Açores
         More developed regions                                                               Malta


                                                                                                        


    © EuroGeographics Association for the administrative boundaries




                                                                            │ 14
How will funding be allocated?

 Less developed regions/MS                                 Transition regions          More developed regions


                                                          100                          500
Cohesion Fund¹                                     68.7                 15,8
Less developed regions                         162.6
                                                           90            %             450
Transition regions                                 38.9 80              11,6           400
                                                                         %
More developed regions                             53.1 70                             350           307.1
European Territorial                               11.7
Cooperation                                             60                             300
Outermost regions and                               0.9 50                             250
sparsely populated areas
                                                           40           68,7           200
Total                                        336.0
                                                                         %                           72.4
                                                           30                          150
                                                           20                          100
                                                                                        50           119.2
                                                           10

                                                            0                             0
                                                                 Budget allocation             Population covered
    ¹ €10 billion from the Cohesion Fund will be
    allocated to the Connecting Europe Facility                      (in %)                       (in millions)



                                                                                │ 15
Concentrating resources to maximise
impact

                          Concentration of ERDF investments

 Energy efficiency & renewable energy       Research & innovation              Competitiveness of SMEs



                                                                    6%


             60%                20%
                                                              44%




              More developed &
                                                             Less developed regions
              transitional regions
                        Flexibility – different regions have different needs
                        Special arrangements for ex-convergence regions



                                                      │ 16
Timeline for the new Cohesion policy


             5th Report
           on Economic,
             Social and            Proposals                        Public
             Territorial          for Cohesion                   Consultation                   Entry into
           Cohesion &                                            on Common                     force and
               public                 Policy                      Strategic                    adoption of
            consultation            2014-2020                    Framework                    programmes



   March       Nov.        June             Oct.         Dec.        Jan.       2012 – 2013      2014
   2010        2010        2011             2011         2011        2012


Adoption of           Proposal by the                Communication           Agreement
Europe 2020           Commission for                    from the             on MFF and
  Strategy             a Multiannual                  Commission:            adoption of
                         Financial                      Common              new legislative
                        Framework                       Strategic              package
                          (MFF)                        Framework



                                  European Union
                                   Cohesion Policy        │ 17
How Joint Programming could be linked
with Cohesion policy



• Joint Programming in Research and Innovation can
  be linked with Cohesion policy
      • following the eligibility rules of each of the Structural
        Funds and thus also be funded at the available rates
• However the specific goal of Cohesion policy is to
  reduce economic disparities between regions
• Need to reconcile the European dimension of JPI
  research with the regional dimension of structural
  funds



                                     │ 18
What can be financed by Structural
funds?




•   Research infrastructures
•   Researchers’ training
•   Demonstration projects
•   Innovation schemes…




                        │ 19
Marine research infrastructures and
structural funds (2010 Commission study)
Infrastructures         Country - Budget             Use
Poseidon – Network of   Greece – 24 M€               Marine safety, fight
observation buoys       ~ 6M€ from SF                against pollution, support
                                                     to aquaculture…
CREST-Argo              Fr – Bretagne – 3 M€         ARGO programme –
                        ~ 1 M€ from SF               monitoring of the sea
European Centre for     Fr – PACA – 5M€              Underwater observation
Underwater              ~ 1,4 M€ from SF             and exploration
Technologies
Argo Floats, Glider,    Ireland – Marine Institute   Infrastructures
Acoustic Monitoring     ~6 M€ - 40% from SF          requirements identified in
System, ROV, Met                                     the "Sea Change"
Ocean Buoys, Water                                   strategy.
Quality Monitoring...




                                         │ 20
Marine research infrastructures and
structural funds (2010 Commission study)

• Ad-hoc approach (regional project) vs. National strategic
  approach (IE / Sea change, LI / maritime valley)
• Regional / national projects vs. European/global projects (Argo)
       • Argo floats procured regionally are part of a global array of floats, how
         do we link regional value and global objectives?
       • Argo floats have a 3-4 years lifetime, how are they sustained after that
         period?
• Probably more opportunities to finance MRI with SF,
  particularly in some new member states
• But obstacles as well:
       • Research organisations not aware of opportunities
       • Difficult for Research organisations to present projects in a way that
         meets SF requirements & rationale (socio-economic impact)
       • SF managers "unaware" of socio-economic value of marine research
         infrastructures
       • MRI which lack visibility can be of lesser interest to policy makers


                                            │ 21
A distributed research infrastructure




12 Marine institutes and EMBL,
8 Countries, 300 Scientists
Associated partners: SP, IE, IL, LI, TK
Access to a wide range of European
coastal marine biota and their
ecosystems
Integrated supply of marine
organisms for interdisciplinary
research
Coordinated services including state-
of-the-art biobanks and dedicated
platforms for genomics, structural and
functional biology…


                                                      •02 of 29
EMBRC and structural funds



• Can EMBRC be supported with structural
  funds?
• What part(s) of EMBRC?
• How? At what stage of development?
• « Brokerage event » on 29 March between
  EMBRC (aspiring) partners and regional
  funds managers



                        │ 23
Another model for SF use: Domestication of
bluefin tuna

• Commission financed two projects (pre-
  competitive research):
     • Reprodott in FP6
     • Selfdott in FP7
• Then move to demonstration stage
     • Country X used structural funds to support
       building of pilot infrastructure
     • Partners from Country Y follow another path
       towards commercialisation…
• This example illustrates SF as innovation
  instrument, taking place in a territory

                            │ 24
Conclusion

• More than 25% of 336 b€ of structural funds dedicated to
  research related actions / infrastructures
• Can finance research infrastructures, training, demonstration
  projects, innovation schemes…
• Marine research infrastructures can be of regional / national
  dimension or European / global dimension
• Some MRI are "enabling infrastructures" (ARGO, EMBRC…)
• Demonstration projects with infrastructure components bring
  research closer to market
• Challenge for JPI is to link the European dimension of its
  initiatives with the regional rationale of structural funds
• Another challenge is the timetable for programming of SF
  (2012-2013)



                                   │ 25
More information?




       http://ec.europa.eu/inforegio




                       │ 26

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Presentation Structural Funds for marine research infrastructure

  • 1. EU Cohesion Policy 2014 – 2020 Proposals from the European Commission Dimitri CORPAKIS Head of Unit RTD-C5 Regional dimension of innovation Brussels, 11/11/11
  • 2. Structure of the presentation • Structural funds - rationale and link with research • Marine research infrastructures – opportunities and challenges │2
  • 3. Regional disparities in the EU    GDP/capita* < 50 75-90 100-125   *index EU27=100 50-75 90-100 > 125   Canarias  Guyane Average  Réunion 2006 ‒ 2007 ‒ 2008  Guadeloupe/ Martinique Closing these gaps  Madeira remains a key objective  Açores  Malta  © EuroGeographics Association for the administrative boundaries │3
  • 4. GERD, 2007 (Source DG REGIO, EUROSTAT) │4
  • 5. Regional Innovation Performance taxonomy Source: Regional Innovation Scoreboard, 2009 │5
  • 6. Cohesion Policy funding for R&D and innovation 2007-2013  4% in 89’-93’  7% in 94’-99’  11% in 00’-06’  25% in 07’-13’ │6
  • 7. Proposed EU budget 2014-2020 (MFF as announced by the Commission) “Ambitious but realistic” proposals issued by the Commission in June 2011 for the Multiannual Financial Framework (MFF) 2014- 2020 Cohesion Policy Other policies 33 % (€336 (agriculture, research, billion) external etc.) 63 % (€649 billion) Connecting Europe Facility 4 % (€40 billion) │7
  • 8. Objectives of the new Cohesion policy package (2014-20) • Deliver the Europe 2020 strategy objectives of smart, sustainable and inclusive growth • Focus on results • Maximise the impact of EU funding │8
  • 9. Legislative architecture GENERAL REGULATION Common provisions for structural policies (Part I) Common provisions for Cohesion Policy (Part II) European Cohesion European Grouping ERDF ESF Fund territorial for territorial regulation regulation cooperation regulation cooperation regulation regulation │9
  • 10. General Which objectives? regulation Part II 2007-2013 • Convergence 2014-2020 (ERDF, ESF, CF) • Investment for growth and • Regional competitiveness jobs and employment (ERDF, ESF, CF) (ERDF, ESF) • European territorial • European territorial cooperation cooperation (ERDF) (ERDF) │ 10
  • 11. General Fund General Who is eligible? regulation specific regulation Part II regulations Part II Investment for growth and jobs • All EU regions, divided in three categories to reflect their GDP compared to the EU average – Less developed: <75% – Transition: >75% and <90% – More developed: >90% • Member States with a GNI below 90% of the EU average European territorial cooperation • Cross-border regions and transnational areas │ 11
  • 12. General Thematic menu regulation Part I 1. Strengthening RTD and innovation 7. Promoting sustainable 2. Enhancing accessibility and transport and removing use of ICTs bottlenecks in key network infrastructure 3. Enhancing SMEs 8. Promoting employment and competitiveness supporting labour mobility 4. Supporting shift towards low- 9. Promoting social inclusion and carbon economy combating poverty 5. Promoting climate change 10. Investing in education, skills adaptation and risk prevention and lifelong learning 6. Protecting the environment 11. Enhancing institutional and and promoting sustainable use administrative capacities of resources │ 12
  • 13. General How is programming organised? regulation Part I Europe 2020, integrated guidelines, flagship Thematic menu Common Strategic Framework EU level 27 Negotiation mandates National level 27 Partnership Contracts National / regional level [xxx] Operational Programmes │ 13
  • 14. A fair system for all EU regions (eligibility simulation)    GDP/capita* < 75 % of EU average 75-90 % > 90 %   *index EU27=100   Canarias 3 categories  Guyane of regions  Réunion  Guadeloupe/ Martinique Less developed regions  Madeira Transition regions  Açores More developed regions  Malta  © EuroGeographics Association for the administrative boundaries │ 14
  • 15. How will funding be allocated? Less developed regions/MS Transition regions More developed regions 100 500 Cohesion Fund¹ 68.7 15,8 Less developed regions 162.6 90 % 450 Transition regions 38.9 80 11,6 400 % More developed regions 53.1 70 350 307.1 European Territorial 11.7 Cooperation 60 300 Outermost regions and 0.9 50 250 sparsely populated areas 40 68,7 200 Total 336.0 % 72.4 30 150 20 100 50 119.2 10 0 0 Budget allocation Population covered ¹ €10 billion from the Cohesion Fund will be allocated to the Connecting Europe Facility (in %) (in millions) │ 15
  • 16. Concentrating resources to maximise impact Concentration of ERDF investments Energy efficiency & renewable energy Research & innovation Competitiveness of SMEs 6% 60% 20% 44% More developed & Less developed regions transitional regions Flexibility – different regions have different needs Special arrangements for ex-convergence regions │ 16
  • 17. Timeline for the new Cohesion policy 5th Report on Economic, Social and Proposals Public Territorial for Cohesion Consultation Entry into Cohesion & on Common force and public Policy Strategic adoption of consultation 2014-2020 Framework programmes March Nov. June Oct. Dec. Jan. 2012 – 2013 2014 2010 2010 2011 2011 2011 2012 Adoption of Proposal by the Communication Agreement Europe 2020 Commission for from the on MFF and Strategy a Multiannual Commission: adoption of Financial Common new legislative Framework Strategic package (MFF) Framework European Union Cohesion Policy │ 17
  • 18. How Joint Programming could be linked with Cohesion policy • Joint Programming in Research and Innovation can be linked with Cohesion policy • following the eligibility rules of each of the Structural Funds and thus also be funded at the available rates • However the specific goal of Cohesion policy is to reduce economic disparities between regions • Need to reconcile the European dimension of JPI research with the regional dimension of structural funds │ 18
  • 19. What can be financed by Structural funds? • Research infrastructures • Researchers’ training • Demonstration projects • Innovation schemes… │ 19
  • 20. Marine research infrastructures and structural funds (2010 Commission study) Infrastructures Country - Budget Use Poseidon – Network of Greece – 24 M€ Marine safety, fight observation buoys ~ 6M€ from SF against pollution, support to aquaculture… CREST-Argo Fr – Bretagne – 3 M€ ARGO programme – ~ 1 M€ from SF monitoring of the sea European Centre for Fr – PACA – 5M€ Underwater observation Underwater ~ 1,4 M€ from SF and exploration Technologies Argo Floats, Glider, Ireland – Marine Institute Infrastructures Acoustic Monitoring ~6 M€ - 40% from SF requirements identified in System, ROV, Met the "Sea Change" Ocean Buoys, Water strategy. Quality Monitoring... │ 20
  • 21. Marine research infrastructures and structural funds (2010 Commission study) • Ad-hoc approach (regional project) vs. National strategic approach (IE / Sea change, LI / maritime valley) • Regional / national projects vs. European/global projects (Argo) • Argo floats procured regionally are part of a global array of floats, how do we link regional value and global objectives? • Argo floats have a 3-4 years lifetime, how are they sustained after that period? • Probably more opportunities to finance MRI with SF, particularly in some new member states • But obstacles as well: • Research organisations not aware of opportunities • Difficult for Research organisations to present projects in a way that meets SF requirements & rationale (socio-economic impact) • SF managers "unaware" of socio-economic value of marine research infrastructures • MRI which lack visibility can be of lesser interest to policy makers │ 21
  • 22. A distributed research infrastructure 12 Marine institutes and EMBL, 8 Countries, 300 Scientists Associated partners: SP, IE, IL, LI, TK Access to a wide range of European coastal marine biota and their ecosystems Integrated supply of marine organisms for interdisciplinary research Coordinated services including state- of-the-art biobanks and dedicated platforms for genomics, structural and functional biology… •02 of 29
  • 23. EMBRC and structural funds • Can EMBRC be supported with structural funds? • What part(s) of EMBRC? • How? At what stage of development? • « Brokerage event » on 29 March between EMBRC (aspiring) partners and regional funds managers │ 23
  • 24. Another model for SF use: Domestication of bluefin tuna • Commission financed two projects (pre- competitive research): • Reprodott in FP6 • Selfdott in FP7 • Then move to demonstration stage • Country X used structural funds to support building of pilot infrastructure • Partners from Country Y follow another path towards commercialisation… • This example illustrates SF as innovation instrument, taking place in a territory │ 24
  • 25. Conclusion • More than 25% of 336 b€ of structural funds dedicated to research related actions / infrastructures • Can finance research infrastructures, training, demonstration projects, innovation schemes… • Marine research infrastructures can be of regional / national dimension or European / global dimension • Some MRI are "enabling infrastructures" (ARGO, EMBRC…) • Demonstration projects with infrastructure components bring research closer to market • Challenge for JPI is to link the European dimension of its initiatives with the regional rationale of structural funds • Another challenge is the timetable for programming of SF (2012-2013) │ 25
  • 26. More information? http://ec.europa.eu/inforegio │ 26