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Chapter 3: Federalism

 A More Perfect Union 1/e
Federalism
• An Overview of the U.S. Federal System
  – Unitary System
  – Confederal System
  – Federal System
    • Intergovernmental Relations
    • What a Federal System Means for Citizens




          ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   2
©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   3
©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   4
Federalism
• Constitutional Distribution of Authority
  – Concurrent Sovereign Authority
  – National Sovereignty
     • Supremacy Clause
     • National Treaties with Indian Nations
  – State Sovereignty
     • Powers Delegated to the States
     • Powers Reserved to the States


            ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   5
©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   6
©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   7
Federalism
• Constitutional Distribution of Authority (continued)
  – The Supreme Court’s Interpretation of
    Enumerated, Implied, and Reserved Powers
     • The Power to Regulate Commerce
     • The Power to Provide for the General Welfare
  – National Obligations to the States
  – State-to-State Obligations: Horizontal
    Federalism
  – The New Judicial Federalism
            ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   8
©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   9
Federalism
• Evolution of the Federal System
  – Dual Federalism
  – Cooperative Federalism
  – Centralized Federalism
  – Conflicted Federalism
  – Landmarks in the Evolution of Federalism
    • The Civil War and the Postwar Amendments
    • The Sixteenth Amendment
    • The Seventeenth Amendment
          ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   10
Federalism
• Evolution of the Federal System                                        (continued)

  – Further Evolutionary Landmarks
    • Categorical Grants
    • Block Grants
    • State Attempts to Influence Grant-in-Aid
      Conditions
  – Federalism’s Continuing Evolution: Mandates
    • Preemption
    • Partial Preemption

           ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.                 11
Federalism
• Today’s Federalism: The Good, the Bad,
  and the Inevitable
  – Public policy experimentation
  – Redundant and overlapping protection of civil
    rights and civil liberties




           ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved.   12

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Chapter 3

  • 1. Chapter 3: Federalism A More Perfect Union 1/e
  • 2. Federalism • An Overview of the U.S. Federal System – Unitary System – Confederal System – Federal System • Intergovernmental Relations • What a Federal System Means for Citizens ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 2
  • 3. ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 3
  • 4. ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 4
  • 5. Federalism • Constitutional Distribution of Authority – Concurrent Sovereign Authority – National Sovereignty • Supremacy Clause • National Treaties with Indian Nations – State Sovereignty • Powers Delegated to the States • Powers Reserved to the States ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 5
  • 6. ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 6
  • 7. ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 7
  • 8. Federalism • Constitutional Distribution of Authority (continued) – The Supreme Court’s Interpretation of Enumerated, Implied, and Reserved Powers • The Power to Regulate Commerce • The Power to Provide for the General Welfare – National Obligations to the States – State-to-State Obligations: Horizontal Federalism – The New Judicial Federalism ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 8
  • 9. ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 9
  • 10. Federalism • Evolution of the Federal System – Dual Federalism – Cooperative Federalism – Centralized Federalism – Conflicted Federalism – Landmarks in the Evolution of Federalism • The Civil War and the Postwar Amendments • The Sixteenth Amendment • The Seventeenth Amendment ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 10
  • 11. Federalism • Evolution of the Federal System (continued) – Further Evolutionary Landmarks • Categorical Grants • Block Grants • State Attempts to Influence Grant-in-Aid Conditions – Federalism’s Continuing Evolution: Mandates • Preemption • Partial Preemption ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 11
  • 12. Federalism • Today’s Federalism: The Good, the Bad, and the Inevitable – Public policy experimentation – Redundant and overlapping protection of civil rights and civil liberties ©2011, The McGraw-Hill Companies, Inc. All Rights Reserved. 12