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How to Rig an Election A Study of Electoral Manipulation in Afghanistan Stephane Amoyel, Alexander Buchvald, Michael Donnelly,  Jonathon Flegg, Shakira Mustapha, Alessio Terzi
Outline ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Schedler’s “elections without democracy”* All are necessary but not sufficient for democracy. # Elections can be a means to either democracy or authoritarianism. * Schedler 2002a;  #   Dahl 1971 Response to citizens’ preferences Opportunities to  formulate preferences Signify preferences  to each other and to the government Equally weighted  preferences in  decision-making
Defining Electoral Manipulation Clandestine and illegal efforts to shape election results that can occur at different stages of electoral process, from the passage of the favourable electoral legislation to the adjudication of complaints lodged against the election commission.   violation of the law to effect electoral outcomes Lehoucq (2003)   introduction of bias into the administration of elections  Schedler (2002b)
Engineering Elections*  Restricting  Choice Influencing Preferences Weighting of Preferences Legitimisation * Schedler 2002a; Lehoucq 2003  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Incentives for Electoral Manipulation Office-seeking Minimise uncertainty of outcomes  Satisfy international pressures for democratisation Policy-seeking Strong mandate to implement preferred policy
Succeeding in Manipulating Elections Strength of democratic history and societal norms Level of civil society development Degree of international monitoring Vulnerability to  clientelist  or machine politics ,[object Object],[object Object],High social disparities Loss of traditional authority mechanisms Social and political fragmentation
Outline ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Ukraine: 2004 Presidential Election Electoral System: 2 Round Run-off Ukraine characterised by ‘machine politics’ and  de facto  authoritarianism. Types of Electoral Manipulation: (i) Gain control of the Media through intimidation (ii) Patronage through exchange of public jobs for votes (iii) Selective law enforcement threats of firms (iv) Soldiers bussed to vote in swing districts (v) Presenting dummy candidates to dilute the representation of the real opposition party on the election committee  Why it was not successful: The candidate was too unpopular Fraud was carried out in a transparent way moving from ‘machine politics’ to full authoritarianism Emergence of civil society Division among elite Army maintained neutrality
Venezuela: 2006 Presidential Election Electoral System: FPTP “ Free, if not entirely fair.” Types of Electoral Manipulation: (i) Biased media coverage. State-owned television awarded 86% of its coverage to Chavez, while Rosales, his main opponent, received only 14%.  (ii) Coercion of public officials. (iii) ‘In kind’ resources distributed for electoral patronage in the poorest areas. (iv) Constitutional Amendment. For example, in 1999 extending presidential terms from 5 to 6 years and subject to a limit of two terms. [?] How it was successful: “ Independent” National Electoral Council still under government influence. Public perceptions (that is, disillusionment with traditionally dominant parties and democracy of the past). Widespread poverty in urban areas. Balanced by attempts to make the electoral process appear more transparent. For example, election of polling station staff through a public lottery.
Mexico: Presidential Elections 1930-90  Electoral System: FPTP and no reelection PRI, Mexico's preeminent political organization from 1929 until the early 1990s, second only to the President. Types of Electoral Manipulation: Patronage through attempts to: (i) Integrate large sections of the population into the party (middle class, peasants and workers)  (ii) Discourage the formation of opposition parties. “  For nearly five decades, there were few episodes of large-scale organized violence and no revolutionary movements that enjoyed widespread support...”* How it was successful: Vote buying is socially-acceptable. Rule of no reelection weakened accountability.  Traditional horizontal class- or interest-based political alliances actively discouraged. * Miró 1996
Outline ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
2009 Afghan Presidential Elections ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Key Actors: Candidates ,[object Object],[object Object],[object Object],Abdullah Abdullah Tajik Foreign Minister 2001- Ramazan Bashardost Hazara National Assembly 2006- Pre-Election Poll: 44% -Karzai 26%-Abdullah 10%-Bashardost
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Key Actors: Candidates
Abdullah Abdullah Tajik Foreign Minister 2001- ,[object Object],[object Object],[object Object],[object Object],Key Actors: Candidates
Ramazan Bashardost Hazara National Assembly 2006- ,[object Object],[object Object],[object Object],[object Object],[object Object],Key Actors: Candidates
Key Actors: Ethnic Groups ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Ethnic groups in Afghanistan largely act like voting blocs. In free and fair elections, we would expect rent-seeking behavior of these groups. Deviation from past uniform behavior may be evidence for vote manipulation. Modelled as rent-seeking, unitary actors.
2009 Election Results Maps compiled using data from National Democratic Institute (http://afghanistanelectiondata.org/)
2009 Election Results with Ethnicity Maps compiled using data from National Democratic Institute (http://afghanistanelectiondata.org/)
Key Actors: External Bodies United Nations NATO  ie. US and allies Ascribed Preferences: 1. Independent, self-administered Afghanistan 2. Democratic government in Afghanistan
Key Actors: Bureaucracy Independent Election  Commission Karzai US & Allies Electoral Complaints Commission Structure of bureaucracy was determined through negotiation between Karzai and external actors. Green: aligned with Karzai Blue: altruistic, aligned with external actors
Key Actors: Bureaucracy ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Key Actors: Analysis ,[object Object],[object Object],[object Object]
So How was the August 2009 Afghan Presidential Election Rigged?
Engineering Elections*  Restricting  Choice Influencing Preferences Weighting of Preferences Legitimisation * Schedler 2002a; Lehoucq 2003  In Afghanistan, August 2009 c ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
What Happened? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Election Manipulation: Ballot Box Stuffing                                                                                                                                                          SOURCE: United Nations Assistance Mission in Afghanistan; Independent Election Commission of Afghanistan | The Washington Post - October 7, 2009
2009 First Round Election Results Karzai  3,093,256  54.6% Abdullah  1,571,581  27.8% Bashardost  520,627 9.2% Others 477,294 8.4% Total 5,662,758 Western Powers heavily pressure the ECC to investigate and overturn these results.
2009 First Round of Voting after ECC Statistical Audit ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Data ,[object Object],[object Object],[object Object],[object Object]
Econometric specification ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Null Hypothesis:  β 1   =  0  -> no systematic differences between Karzai districts and other districts
Results
Analysis ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],In comparison with other districts, Karzai districts have: support  rigging in Karzai’s  favour  support  rigging in Karzai’s disfavour
Conclusion: How to better rig the Afghan Elections  Recommendations to Karzai ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Conclusion: How to better rig the Afghan Elections  Recommendations to Karzai
Bibliography ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Lehoucq, F. E. 2003. “Electoral Fraud: Causes, Types and Consequences”. Annual Review of Political Science 6: 233-56. Merrill T. L. & Miró, R. (eds.)  1996  Mexico: A Country Study . Washington: GPO for the Library of Congress. Schedler, A. 2002a. “Elections Without Democracy: The Menu of Manipulation”  Journal of Democracy  13(2). 2002b. “The Nested Game of Democratization by Elections”.  International Political Science Review  23: 103-123. Scott, J. C. 1969. “Corruption, Machine Politics and Political Change”,  American Political Science Review , 63: 1142–58. Tisdall, S. 1 Nov 2009, “The Afghan Election: A five-star Debacle.”  Guardian.  http://www.guardian.co.uk/commentisfree/2009/nov/01/abdullah-withdrawal-afghanistan-election-clinton UN Assistance Mission  in Afghanistan 2009.  AIHRC-UNAMA Joint Monitoring of Political Rights Presidential and Provincial Council Elections Third Report.  http://www.reliefweb.int/rw/RWFiles2009.nsf/ FilesByRWDocUnidFilename/EGUA-7X3PBQfull_report.pdf/$File/full_report.pdf . Washington Post 7 Oct 2009.  Discrepancies in Afghan Vote.  http://www.washingtonpost.com/wp-dyn/content/graphic/2009/10/07/GR2009100700038.html?sid=ST2009100603839 Wikipedia 2009. ‘Afghan Presidential Election, 2009’ http://en.wikipedia.org/wiki/Afghan_presidential _election,_2009

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How to Rig an Election: A Study of Electoral Manipulation in Afghanistan

  • 1. How to Rig an Election A Study of Electoral Manipulation in Afghanistan Stephane Amoyel, Alexander Buchvald, Michael Donnelly, Jonathon Flegg, Shakira Mustapha, Alessio Terzi
  • 2.
  • 3. Schedler’s “elections without democracy”* All are necessary but not sufficient for democracy. # Elections can be a means to either democracy or authoritarianism. * Schedler 2002a; # Dahl 1971 Response to citizens’ preferences Opportunities to formulate preferences Signify preferences to each other and to the government Equally weighted preferences in decision-making
  • 4. Defining Electoral Manipulation Clandestine and illegal efforts to shape election results that can occur at different stages of electoral process, from the passage of the favourable electoral legislation to the adjudication of complaints lodged against the election commission. violation of the law to effect electoral outcomes Lehoucq (2003) introduction of bias into the administration of elections Schedler (2002b)
  • 5.
  • 6. Incentives for Electoral Manipulation Office-seeking Minimise uncertainty of outcomes Satisfy international pressures for democratisation Policy-seeking Strong mandate to implement preferred policy
  • 7.
  • 8.
  • 9. Ukraine: 2004 Presidential Election Electoral System: 2 Round Run-off Ukraine characterised by ‘machine politics’ and de facto authoritarianism. Types of Electoral Manipulation: (i) Gain control of the Media through intimidation (ii) Patronage through exchange of public jobs for votes (iii) Selective law enforcement threats of firms (iv) Soldiers bussed to vote in swing districts (v) Presenting dummy candidates to dilute the representation of the real opposition party on the election committee Why it was not successful: The candidate was too unpopular Fraud was carried out in a transparent way moving from ‘machine politics’ to full authoritarianism Emergence of civil society Division among elite Army maintained neutrality
  • 10. Venezuela: 2006 Presidential Election Electoral System: FPTP “ Free, if not entirely fair.” Types of Electoral Manipulation: (i) Biased media coverage. State-owned television awarded 86% of its coverage to Chavez, while Rosales, his main opponent, received only 14%. (ii) Coercion of public officials. (iii) ‘In kind’ resources distributed for electoral patronage in the poorest areas. (iv) Constitutional Amendment. For example, in 1999 extending presidential terms from 5 to 6 years and subject to a limit of two terms. [?] How it was successful: “ Independent” National Electoral Council still under government influence. Public perceptions (that is, disillusionment with traditionally dominant parties and democracy of the past). Widespread poverty in urban areas. Balanced by attempts to make the electoral process appear more transparent. For example, election of polling station staff through a public lottery.
  • 11. Mexico: Presidential Elections 1930-90 Electoral System: FPTP and no reelection PRI, Mexico's preeminent political organization from 1929 until the early 1990s, second only to the President. Types of Electoral Manipulation: Patronage through attempts to: (i) Integrate large sections of the population into the party (middle class, peasants and workers) (ii) Discourage the formation of opposition parties. “ For nearly five decades, there were few episodes of large-scale organized violence and no revolutionary movements that enjoyed widespread support...”* How it was successful: Vote buying is socially-acceptable. Rule of no reelection weakened accountability. Traditional horizontal class- or interest-based political alliances actively discouraged. * Miró 1996
  • 12.
  • 13.
  • 14.
  • 15.
  • 16.
  • 17.
  • 18.
  • 19. 2009 Election Results Maps compiled using data from National Democratic Institute (http://afghanistanelectiondata.org/)
  • 20. 2009 Election Results with Ethnicity Maps compiled using data from National Democratic Institute (http://afghanistanelectiondata.org/)
  • 21. Key Actors: External Bodies United Nations NATO ie. US and allies Ascribed Preferences: 1. Independent, self-administered Afghanistan 2. Democratic government in Afghanistan
  • 22. Key Actors: Bureaucracy Independent Election Commission Karzai US & Allies Electoral Complaints Commission Structure of bureaucracy was determined through negotiation between Karzai and external actors. Green: aligned with Karzai Blue: altruistic, aligned with external actors
  • 23.
  • 24.
  • 25. So How was the August 2009 Afghan Presidential Election Rigged?
  • 26.
  • 27.
  • 28. Election Manipulation: Ballot Box Stuffing                                                                                                                                                          SOURCE: United Nations Assistance Mission in Afghanistan; Independent Election Commission of Afghanistan | The Washington Post - October 7, 2009
  • 29. 2009 First Round Election Results Karzai 3,093,256 54.6% Abdullah 1,571,581 27.8% Bashardost 520,627 9.2% Others 477,294 8.4% Total 5,662,758 Western Powers heavily pressure the ECC to investigate and overturn these results.
  • 30.
  • 31.
  • 32.
  • 34.
  • 35.
  • 36.
  • 37.
  • 38. Lehoucq, F. E. 2003. “Electoral Fraud: Causes, Types and Consequences”. Annual Review of Political Science 6: 233-56. Merrill T. L. & Miró, R. (eds.) 1996 Mexico: A Country Study . Washington: GPO for the Library of Congress. Schedler, A. 2002a. “Elections Without Democracy: The Menu of Manipulation” Journal of Democracy 13(2). 2002b. “The Nested Game of Democratization by Elections”. International Political Science Review 23: 103-123. Scott, J. C. 1969. “Corruption, Machine Politics and Political Change”, American Political Science Review , 63: 1142–58. Tisdall, S. 1 Nov 2009, “The Afghan Election: A five-star Debacle.” Guardian. http://www.guardian.co.uk/commentisfree/2009/nov/01/abdullah-withdrawal-afghanistan-election-clinton UN Assistance Mission in Afghanistan 2009. AIHRC-UNAMA Joint Monitoring of Political Rights Presidential and Provincial Council Elections Third Report. http://www.reliefweb.int/rw/RWFiles2009.nsf/ FilesByRWDocUnidFilename/EGUA-7X3PBQfull_report.pdf/$File/full_report.pdf . Washington Post 7 Oct 2009. Discrepancies in Afghan Vote. http://www.washingtonpost.com/wp-dyn/content/graphic/2009/10/07/GR2009100700038.html?sid=ST2009100603839 Wikipedia 2009. ‘Afghan Presidential Election, 2009’ http://en.wikipedia.org/wiki/Afghan_presidential _election,_2009

Hinweis der Redaktion

  1. Machine politics in the sense that “From 1994-2004 the Kuchma administration in the Ukraine was the dominant party thanks to a combination of patronage, favoritism, and intimidation which skew elections in its favor. Concerning point b): how to then monitor individuals’ vote? One way was to force many to use the “absentee ballot” and perhaps have their employer hand it in and collect it. Concerning c): Tax inspectors of fire inspectors or other executive branch authorities can inspect a firm and shut it down as they wish with almost no possibility to appeal. The complex Ukrainian Law makes perfect compliance impossible.