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Open access for
researchers, research
managers and libraries

Iryna Kuchma
Open Access Programme Manager
Open Access and the Evolving Scholarly Communication
Environment workshop, July 9 2012, Makerere University

www.eifl.net                             Attribution 3.0 Unported
Open access (OA) is free,
    immediate, online
 access to the results of
 research, coupled with
  the right to use those
    results in new and
     innovative ways
“Restrictive access policies drastically
reduces readership of electronic research
      journal articles. OA provides an
  environment within which literature and
scholarly research articles are made freely
     accessible online without license
  restrictions and without charging users
 subscription or access fees. OA is a vital
   means of dissemination of information
 which is crucial for national development
 and in achieving MDGs, given the crucial
  role that information plays in achieving
   social, economic, cultural and political
                development.”
 Professor Frank Youngman, DVC, University of Botswana
OA for researchers

     increased visibility
           usage
   & impact for their work
OA for research
 institutions
publicises institutes’ research strengths
  providing maximum return on investment
complete record of the research output in
  easily accessible form
new tools to manage institution's impact
OA for publishers

increased readership & citations
  visibility & impact
the best possible dissemination service
  for research
OA for libraries

partnerships with scientists & research managers
  to set up OA repositories, to curate research
  data & to develop OA policies
partnerships with scholarly publishers to publish
  OA journals & books
partnerships with educators to produce OERs
OA journals

Use a funding model that does not charge
 readers or their institutions for access.
Users can read, download, copy,
 distribute, print, search, or link to the
 full texts of the journal articles.
[Bertalan Mesko is a medical doctor studying for a PhD in clinical
genomics at the University of Debrecen in Hungary. He published the
paper (Peripheral blood gene expression patterns discriminate among
chronic inflammatory diseases and healthy controls and identify novel
 targets) in BioMed Central’s open access journal Medical Genomics
and shared it via his own English language blog, Scienceroll.com, his
       Hungarian blog, MediQ.blog.Hu, Twitter, Friendfeed, and
                           ResearchGATE.

The results were swift and impressive. The article became one of the
most viewed on BioMed Central, earning the “highly accessed” badge,
and produced responses from his peers across a range of platforms.

 “I received plenty of emails from colleagues from around the world
which means we could launch new collaborations with those working
in our field of interest. I received comments through my blog, Twitter
network where I have over 6000 followers, Facebook which I use for
  professional reasons, and Friendfeed, where there is a scientific
                      community,” adds Dr Mesko.

  While Dr Mesko had anticipated some of the reaction to his open
access and social media strategy, the opportunities it has opened up
              for him exceeded all his expectations.]
OA journals in Africa
Over 420 OA journals from Egypt, South Africa,
Nigeria, Tunisia, Kenya, Morocco, Ethiopia,
Uganda, Tanzania, Libya, Ghana, Mauritius,
Madagascar, Algeria, Senegal, Cote d'Ivoire,
Sierra Leone and Sudan


66068 full text articles in African Journals OnLine
MEDKNOW: Open Access Publishing for
   Learned Societies and Associations, D.K.
  Sahu (MD and CEO, Medknow Publications
             and Media Pvt Ltd):
 http://www.berlin8.org/userfiles/file/Berlin8.pdf
                     and
D. K. Sahu: Eight Facts and Myths About Open
    Access Journals: An Experience of Eight
          Years and Eighty Journals:
http://openmed.nic.in/3240/01/OAP_Myths.pdf
MEDKNOW: Open Access Publishing for
   Learned Societies and Associations, D.K.
  Sahu (MD and CEO, Medknow Publications
             and Media Pvt Ltd):
 http://www.berlin8.org/userfiles/file/Berlin8.pdf
                     and
D. K. Sahu: Eight Facts and Myths About Open
    Access Journals: An Experience of Eight
          Years and Eighty Journals:
http://openmed.nic.in/3240/01/OAP_Myths.pdf
OA repositories

Contain research outputs
Institutional or thematic
Interoperable (OAI-PMH)
Commons metadata protocol allows web
applications (text and data mining)
Snapshot of publication
outputs by discipline
OA repositories (2)

The need to evaluate researchers and
departments
As a response to requests from faculty
         (“Open Repository Development in Developing and
 Transition countries” conducted by EIFL and the University
                                      of Kansas Libraries)
OA repositories (3)

Publicize an institute’s research
 strengths, providing maximum return on
 research investment.
Provide an administrative tool for
 institutions.
OA repositories (4)

Increase impact and usage of institute's
  research, providing new contacts and
  research partnerships for authors.
Provide usage statistics showing global
 interest and value of institutional
 research.
Open access
 repositories (5)
FOSS to set up, free technical support.
Low installation and maintenance costs,
 quick to set up and gain benefits.
Institutions can mandate OA, speeding
  development.
Swan, A. (2010) The Open Access citation
advantage: Studies and results to date. Technical
Report , School of Electronics & Computer Science,
University of Southampton:
http://eprints.ecs.soton.ac.uk/18516/
Swan, A. (2010)
Swan, A.
“My personal belief is that we should be
    focussing on developing effective and
 diverse measures of the re-use of research
outputs. By measuring use rather than merely
      prestige we can go much of the way of
   delivering on the so-called impact agenda,
  optimising our use of public funds to generate
outcomes but while retaining some say over the
 types of outcomes that are important and what
       timeframes they are measured over.”
Cameron Neylon: Warning: Misusing the journal
      impact factor can damage your science!
                          http://bit.ly/cbK2DK
re-use in industry
          re-use in public health
            re-use in education
     re-use in policy development &
                 enactment
            re-use in research
Cameron Neylon: (S)low impact research and the
      importance of open in maximising re-use:
                            http://bit.ly/ntbzQ6
From SPARC Europe workshop “How to make your work OA”




   Adapted from: John Houghton, Colin Steele and Peter Sheehan, Report to the Department of Education,
   Science and Training “Research Communication Costs in Australia: Emerging Opportunities and Benefits”
   [Online] Available at: http://www. dest . gov .au/NR/ rdonlyres /0ACB271F-EA7D-4FAF-B3F7-
   0381F441B175/13935/DEST_Research_Communications_Cost_Report_Sept2006. pdf
10/10/11
“Access to relevant and timely
 information is critical to support the
   University’s mission of teaching,
learning, research and the managerial
functions of the University. Access to
    information is also an essential
condition for the economic and social
  development of the country. Open
 access will enhance access to local
   content and this goal can only be
    achieved through collaborative
               efforts.”
Professor Kamau Ngamau, Dean Faculty of Agriculture, JKUAT
“One of the key pillars of the University
     of Botswana new strategic plan
 “Strategy for excellence” is “Research
    Intensification”. OA will help the
  University of Botswana, Government,
  and research institutions to achieve
      this pillar by ensuring online
 accessibility to public funded research
   output that can be freely shared by
  everyone, enhance research quality,
 and improve visibility of the institution
         and the nation globally.”
    Prof. Frank Youngman, DVC, University of Botswana
Is OA on the
  agenda at the AU?
Is the issue of Open Access to information through
   libraries part of business for the African Union
   (AU) when it comes to assessing countries’
   performance under the African Peer Review
   Mechanisms (APRM)?
(Matseliso M. (Tseli) Moshoeshoe-Chadzingwa, National University of
  Lesotho, EIFL country coordinator in Lesotho and EIFL Advisory
  Board member)
UNESCO-ASSAf-EIFL
 OA workshop
Recommendations:
Capacity building: OA publishing and OA
 repositories, copyright management
Advocacy campaigns for regulatory policy
 frameworks – Require open access to
 publicly funded research – explore
 possibilities of OA mandates
CODIST II
“OA technologies could benefit Africa”
(pre-event of the Second Session of the
Committee on Development Information (CODIST
II): the workshop “Promoting Innovation
Development and Diffusion in Africa through
OA Publishing”, in May 2011 at the Economic
Commission for Africa (ECA).

Delegates examined ways to improve knowledge
sharing in Africa and to remove existing barriers.
CODIST II (2)
Participants recommended that Member States
should adopt appropriate OA policies and that
the ECA should take the leadership in these
activities.
“OA is a new way of publishing and of sharing
information in the 21st century. Everyone has a
role to play in knowledge development and
content sharing and everyone can make an
impact”, said Irene Onyancha, ECA’s Chief
Librarian.
The SOAP survey
11 EIFL partner countries: Bulgaria, China, Egypt,
Nigeria, Poland, Russia, Serbia, Slovenia, South
Africa, Thailand and Ukraine
About 86% of researchers are convinced that OA
publishing is beneficial to their research field
directly improving the way scientific community
work and providing the benefits outside the
scientific community – public good benefits.
The SOAP survey
(2)
About 63% of researchers published OA
 articles.
Top five factors when making choices about
 publishing in a journal: prestige
 (prestige/perceived quality of the journal),
 journal impact factor, speed of publication of
 the journal, importance for career
 (importance of the journal for academic
 promotion, tenure or assessment), and
 relevance of the journal for the community.
The SOAP survey
 (3)
Publicly funded
research should be
made available to    S tr o n g ly a g r e e
                     A g re e


be read and used
                     N e ith e r a g r e e n o r d is a g r e e
                     D is a g r e e
                     S tr o n g ly d is a g r e e


without access
barriers (n=3875)
The SOAP survey
  (4)
OA articles are
likely to be read and
cited more often        S t ro n g ly a g re e
                        A g re e
                        N e i t h e r a g r e e n o r d is a g r e e



than those not OA
                        D is a g re e
                        S t r o n g l y d is a g r e e




(n=3882)
The SOAP survey
  (5)
OA publishing is
more cost-effective
than subscription-
based publishing
                       S t r o n g ly a g r e e
                       A g re e
                       N e it h e r a g r e e n o r d is a g r e e



and so will benefit
                       D is a g r e e
                       S t r o n g ly d is a g r e e




public investment in
research (n=3871)
The SOAP survey
  (6)
Researchers should
retain the rights to
their published work   S t ro n g ly a g re e
                       A g re e



and allow it to be
                       N e it h e r a g r e e n o r d is a g re e
                       D is a g re e
                       S t ro n g ly d is a g re e



used by others
(n=3872)
How OA benefits your
  work and career
Distribution and usage
Immediate access to your research output for
  everyone upon official publication
More visibility & usage
Immediate impact of your work
Intensification of research through fast
  dissemination and use of research;
Possibly a citation advantage as well
How OA benefits your
  work and career (2)

Plus:
Monitoring of your research output
Preservation of your research output by your
  library
Keep your rights instead of signing them
 away
What researchers
  can do to promote
  OA?
Submit your research articles to OA journals, when
 there are appropriate OA journals in your field
Deposit your postprints in an OA repository
Deposit your data files in an OA repository along with
 the articles built on them
When asked to referee a paper or serve on the
 editorial board for an OA journal, accept the invitation
What researchers
  can do to promote
  OA? (2)
If you are an editor of a toll-access journal, then start a
  discussion about converting to OA
Volunteer to serve on your university’s committee to
 evaluate faculty for promotion and tenure. Adjust the
 criteria to give faculty an incentive to provide OA to
 their peer-reviewed research articles, either through
 OA journals or OA repositories
What researchers
  can do to promote
  OA? (3)
Work with your professional societies to make sure they understand OA
Write opinion pieces (articles, journal editorials, newspapers op-eds,
 letters to the editor, discussion forum postings) advancing the cause
 of OA
Educate the next generation of scientists and scholars about OA
(From What you can do to promote open access written by Peter Suber
  http://www.earlham.edu/~peters/fos/do.htm)
“Michael Faraday’s advice to his junior colleague to:
  “Work. Finish. Publish.” needs to be revised. It
  shouldn’t be enough to publish a paper anymore. If
  we want open science to flourish, we should raise
  our expectations to: “Work. Finish. Publish.
  Release.” That is, your research shouldn’t be
  considered complete until the data and meta-data
  is put up on the web for other people to use, until
  the code is documented and released, and until the
  comments start coming in to your blog post
  announcing the paper. If our general expectations
  of what it means to complete a project are raised to
  this level, the scientific community will start doing
  these activities as a matter of course.”
  (What, exactly, is Open Science? by Dan Gezelter:
           http://www.openscience.org/blog/?p=269)
What research
 managers can do to
 promote OA?
Introduce OA polices
Transform the TA journals into OA journals
Set-up OA repositories
Spread a word about OA
What libraries can
 do to promote OA?
Set-up OA repositories
Help researchers and students to self-archive
Help to publish OA journals and create open
 educational resources
Help in OA data curation and sharing
Spread a word about OA
Thank you! Questions?
iryna.kuchma@eifl.net




www.eifl.net

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Open access for researchers, research managers and libraries

  • 1. Open access for researchers, research managers and libraries Iryna Kuchma Open Access Programme Manager Open Access and the Evolving Scholarly Communication Environment workshop, July 9 2012, Makerere University www.eifl.net Attribution 3.0 Unported
  • 2.
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  • 7. Open access (OA) is free, immediate, online access to the results of research, coupled with the right to use those results in new and innovative ways
  • 8.
  • 9. “Restrictive access policies drastically reduces readership of electronic research journal articles. OA provides an environment within which literature and scholarly research articles are made freely accessible online without license restrictions and without charging users subscription or access fees. OA is a vital means of dissemination of information which is crucial for national development and in achieving MDGs, given the crucial role that information plays in achieving social, economic, cultural and political development.” Professor Frank Youngman, DVC, University of Botswana
  • 10. OA for researchers increased visibility usage & impact for their work
  • 11. OA for research institutions publicises institutes’ research strengths providing maximum return on investment complete record of the research output in easily accessible form new tools to manage institution's impact
  • 12. OA for publishers increased readership & citations visibility & impact the best possible dissemination service for research
  • 13. OA for libraries partnerships with scientists & research managers to set up OA repositories, to curate research data & to develop OA policies partnerships with scholarly publishers to publish OA journals & books partnerships with educators to produce OERs
  • 14. OA journals Use a funding model that does not charge readers or their institutions for access. Users can read, download, copy, distribute, print, search, or link to the full texts of the journal articles.
  • 15.
  • 16. [Bertalan Mesko is a medical doctor studying for a PhD in clinical genomics at the University of Debrecen in Hungary. He published the paper (Peripheral blood gene expression patterns discriminate among chronic inflammatory diseases and healthy controls and identify novel targets) in BioMed Central’s open access journal Medical Genomics and shared it via his own English language blog, Scienceroll.com, his Hungarian blog, MediQ.blog.Hu, Twitter, Friendfeed, and ResearchGATE. The results were swift and impressive. The article became one of the most viewed on BioMed Central, earning the “highly accessed” badge, and produced responses from his peers across a range of platforms. “I received plenty of emails from colleagues from around the world which means we could launch new collaborations with those working in our field of interest. I received comments through my blog, Twitter network where I have over 6000 followers, Facebook which I use for professional reasons, and Friendfeed, where there is a scientific community,” adds Dr Mesko. While Dr Mesko had anticipated some of the reaction to his open access and social media strategy, the opportunities it has opened up for him exceeded all his expectations.]
  • 17.
  • 18.
  • 19. OA journals in Africa Over 420 OA journals from Egypt, South Africa, Nigeria, Tunisia, Kenya, Morocco, Ethiopia, Uganda, Tanzania, Libya, Ghana, Mauritius, Madagascar, Algeria, Senegal, Cote d'Ivoire, Sierra Leone and Sudan 66068 full text articles in African Journals OnLine
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  • 34. MEDKNOW: Open Access Publishing for Learned Societies and Associations, D.K. Sahu (MD and CEO, Medknow Publications and Media Pvt Ltd): http://www.berlin8.org/userfiles/file/Berlin8.pdf and D. K. Sahu: Eight Facts and Myths About Open Access Journals: An Experience of Eight Years and Eighty Journals: http://openmed.nic.in/3240/01/OAP_Myths.pdf
  • 35. MEDKNOW: Open Access Publishing for Learned Societies and Associations, D.K. Sahu (MD and CEO, Medknow Publications and Media Pvt Ltd): http://www.berlin8.org/userfiles/file/Berlin8.pdf and D. K. Sahu: Eight Facts and Myths About Open Access Journals: An Experience of Eight Years and Eighty Journals: http://openmed.nic.in/3240/01/OAP_Myths.pdf
  • 36.
  • 37.
  • 38. OA repositories Contain research outputs Institutional or thematic Interoperable (OAI-PMH) Commons metadata protocol allows web applications (text and data mining)
  • 39.
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  • 47. OA repositories (2) The need to evaluate researchers and departments As a response to requests from faculty (“Open Repository Development in Developing and Transition countries” conducted by EIFL and the University of Kansas Libraries)
  • 48. OA repositories (3) Publicize an institute’s research strengths, providing maximum return on research investment. Provide an administrative tool for institutions.
  • 49. OA repositories (4) Increase impact and usage of institute's research, providing new contacts and research partnerships for authors. Provide usage statistics showing global interest and value of institutional research.
  • 50. Open access repositories (5) FOSS to set up, free technical support. Low installation and maintenance costs, quick to set up and gain benefits. Institutions can mandate OA, speeding development.
  • 51.
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  • 65. Swan, A. (2010) The Open Access citation advantage: Studies and results to date. Technical Report , School of Electronics & Computer Science, University of Southampton: http://eprints.ecs.soton.ac.uk/18516/
  • 68.
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  • 74. “My personal belief is that we should be focussing on developing effective and diverse measures of the re-use of research outputs. By measuring use rather than merely prestige we can go much of the way of delivering on the so-called impact agenda, optimising our use of public funds to generate outcomes but while retaining some say over the types of outcomes that are important and what timeframes they are measured over.” Cameron Neylon: Warning: Misusing the journal impact factor can damage your science! http://bit.ly/cbK2DK
  • 75. re-use in industry re-use in public health re-use in education re-use in policy development & enactment re-use in research Cameron Neylon: (S)low impact research and the importance of open in maximising re-use: http://bit.ly/ntbzQ6
  • 76. From SPARC Europe workshop “How to make your work OA” Adapted from: John Houghton, Colin Steele and Peter Sheehan, Report to the Department of Education, Science and Training “Research Communication Costs in Australia: Emerging Opportunities and Benefits” [Online] Available at: http://www. dest . gov .au/NR/ rdonlyres /0ACB271F-EA7D-4FAF-B3F7- 0381F441B175/13935/DEST_Research_Communications_Cost_Report_Sept2006. pdf 10/10/11
  • 77. “Access to relevant and timely information is critical to support the University’s mission of teaching, learning, research and the managerial functions of the University. Access to information is also an essential condition for the economic and social development of the country. Open access will enhance access to local content and this goal can only be achieved through collaborative efforts.” Professor Kamau Ngamau, Dean Faculty of Agriculture, JKUAT
  • 78. “One of the key pillars of the University of Botswana new strategic plan “Strategy for excellence” is “Research Intensification”. OA will help the University of Botswana, Government, and research institutions to achieve this pillar by ensuring online accessibility to public funded research output that can be freely shared by everyone, enhance research quality, and improve visibility of the institution and the nation globally.” Prof. Frank Youngman, DVC, University of Botswana
  • 79. Is OA on the agenda at the AU? Is the issue of Open Access to information through libraries part of business for the African Union (AU) when it comes to assessing countries’ performance under the African Peer Review Mechanisms (APRM)? (Matseliso M. (Tseli) Moshoeshoe-Chadzingwa, National University of Lesotho, EIFL country coordinator in Lesotho and EIFL Advisory Board member)
  • 80. UNESCO-ASSAf-EIFL OA workshop Recommendations: Capacity building: OA publishing and OA repositories, copyright management Advocacy campaigns for regulatory policy frameworks – Require open access to publicly funded research – explore possibilities of OA mandates
  • 81. CODIST II “OA technologies could benefit Africa” (pre-event of the Second Session of the Committee on Development Information (CODIST II): the workshop “Promoting Innovation Development and Diffusion in Africa through OA Publishing”, in May 2011 at the Economic Commission for Africa (ECA). Delegates examined ways to improve knowledge sharing in Africa and to remove existing barriers.
  • 82. CODIST II (2) Participants recommended that Member States should adopt appropriate OA policies and that the ECA should take the leadership in these activities. “OA is a new way of publishing and of sharing information in the 21st century. Everyone has a role to play in knowledge development and content sharing and everyone can make an impact”, said Irene Onyancha, ECA’s Chief Librarian.
  • 83.
  • 84. The SOAP survey 11 EIFL partner countries: Bulgaria, China, Egypt, Nigeria, Poland, Russia, Serbia, Slovenia, South Africa, Thailand and Ukraine About 86% of researchers are convinced that OA publishing is beneficial to their research field directly improving the way scientific community work and providing the benefits outside the scientific community – public good benefits.
  • 85. The SOAP survey (2) About 63% of researchers published OA articles. Top five factors when making choices about publishing in a journal: prestige (prestige/perceived quality of the journal), journal impact factor, speed of publication of the journal, importance for career (importance of the journal for academic promotion, tenure or assessment), and relevance of the journal for the community.
  • 86. The SOAP survey (3) Publicly funded research should be made available to S tr o n g ly a g r e e A g re e be read and used N e ith e r a g r e e n o r d is a g r e e D is a g r e e S tr o n g ly d is a g r e e without access barriers (n=3875)
  • 87. The SOAP survey (4) OA articles are likely to be read and cited more often S t ro n g ly a g re e A g re e N e i t h e r a g r e e n o r d is a g r e e than those not OA D is a g re e S t r o n g l y d is a g r e e (n=3882)
  • 88. The SOAP survey (5) OA publishing is more cost-effective than subscription- based publishing S t r o n g ly a g r e e A g re e N e it h e r a g r e e n o r d is a g r e e and so will benefit D is a g r e e S t r o n g ly d is a g r e e public investment in research (n=3871)
  • 89. The SOAP survey (6) Researchers should retain the rights to their published work S t ro n g ly a g re e A g re e and allow it to be N e it h e r a g r e e n o r d is a g re e D is a g re e S t ro n g ly d is a g re e used by others (n=3872)
  • 90.
  • 91. How OA benefits your work and career Distribution and usage Immediate access to your research output for everyone upon official publication More visibility & usage Immediate impact of your work Intensification of research through fast dissemination and use of research; Possibly a citation advantage as well
  • 92. How OA benefits your work and career (2) Plus: Monitoring of your research output Preservation of your research output by your library Keep your rights instead of signing them away
  • 93. What researchers can do to promote OA? Submit your research articles to OA journals, when there are appropriate OA journals in your field Deposit your postprints in an OA repository Deposit your data files in an OA repository along with the articles built on them When asked to referee a paper or serve on the editorial board for an OA journal, accept the invitation
  • 94. What researchers can do to promote OA? (2) If you are an editor of a toll-access journal, then start a discussion about converting to OA Volunteer to serve on your university’s committee to evaluate faculty for promotion and tenure. Adjust the criteria to give faculty an incentive to provide OA to their peer-reviewed research articles, either through OA journals or OA repositories
  • 95. What researchers can do to promote OA? (3) Work with your professional societies to make sure they understand OA Write opinion pieces (articles, journal editorials, newspapers op-eds, letters to the editor, discussion forum postings) advancing the cause of OA Educate the next generation of scientists and scholars about OA (From What you can do to promote open access written by Peter Suber http://www.earlham.edu/~peters/fos/do.htm)
  • 96. “Michael Faraday’s advice to his junior colleague to: “Work. Finish. Publish.” needs to be revised. It shouldn’t be enough to publish a paper anymore. If we want open science to flourish, we should raise our expectations to: “Work. Finish. Publish. Release.” That is, your research shouldn’t be considered complete until the data and meta-data is put up on the web for other people to use, until the code is documented and released, and until the comments start coming in to your blog post announcing the paper. If our general expectations of what it means to complete a project are raised to this level, the scientific community will start doing these activities as a matter of course.” (What, exactly, is Open Science? by Dan Gezelter: http://www.openscience.org/blog/?p=269)
  • 97. What research managers can do to promote OA? Introduce OA polices Transform the TA journals into OA journals Set-up OA repositories Spread a word about OA
  • 98. What libraries can do to promote OA? Set-up OA repositories Help researchers and students to self-archive Help to publish OA journals and create open educational resources Help in OA data curation and sharing Spread a word about OA