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IBM ILM solutions for SAP improve database operations and protect banking data
for the long term



      IBM and SAP archiving and data
      management solutions for Banking



                                                                                           Information Lifecycle Management (ILM)
                                                                                           is important for Global Banking
                                                                                           Companies using policies, processes,
                                                                                           practices, and tools to cost-effectively
                                                                                           align the business value of information
                                                                                           with their SAP IT infrastructure. The
                                                                                           IBM System Storage Archive solution
                                                                                           for SAP aligns banking SAP information
                                                                                           with business processes through man-
                                                                                           agement of retention policies and serv-
                                                                                           ice levels to help ensure banking data is
                                                                                           available, accessible, compliant and
                                               ILM solutions for SAP enable financial       protected. This solution ensures that
                     Highlights                institutions to advance from individual,    vital banking data is retained for future
                                               siloed risk and compliance projects         reference and addresses some of
      ■   For risk
                                               toward an enterprise-wide risk manage-      today’s biggest implementation chal-
          Implement operational risk man-
                                               ment strategy: The IBM® System              lenges for regulatory compliance with
          agement controls to help meet
                                               Storage™ Archive solution for SAP®          secure access to reliable risk, financial
          Sarbanes-Oxley needs and align
                                               aligns your SAP information with busi-      and customer data.
          business performance manage-
                                               ness processes through management
          ment with operational resilience
                                               of retention policies to help ensure your   Data retention and management are
          assessments and strategy.
                                               data is available, accessible, compliant    essential functions of ILM. This is
                                               and protected.                              important to banking companies as
      ■   For compliance
                                                                                           reporting capabilities are driven by
          Help automate compliance and
                                                                                           increased scrutiny of financial reporting
          gain a view of market, operational
                                                                                           by regulators, increased transparency
          and credit risk across your entire
          company.
of financial data required by company
executives, increased needs for an
enterprise-wide view of financial data to
assess risk, and dynamic access to
financial data demanded by CEOs and
CFOs.


Reliable data is critical to meeting bank-
ing regulations such as Sarbanes-Oxley,
Solvency II, International Financial
Reporting Standards (IFRS) and
International Accounting Standards
(IAS). For example, compliance with
Sarbanes-Oxley Section 404 requires
a fine-grained reporting capability,
down to the transaction level of every
internal business process across the
organization.


Effective implementation of these ILM
functions helps global banking compa-
nies improve SAP IT production per-
formance, improve TCO, improve legal
compliance and mitigate your IT risks.
SAP has recognized these needs by
creating their new product “ILM from         IBM archiving solution stack for SAP
SAP” as part of the SAP NetWeaver
stack. With ILM from SAP, data reten-        to a newly created data object. The        SAP’s Information Retention Manager
tion management starts at the moment         assigned management class applies          (IRM), a key component of ILM from
a data management class is assigned          SAP policy information, like business      SAP, is the central tool for setting up
                                             and regulatory rules, to the data object   and managing retention policies and
                                             throughout its lifecycle, from creation    uses the SAP WebDAV Storage
                                             through expiration to deletion.            Interface as an open-standard interface
based on HTML. The WebDAV                  IBM System Storage DR550                    DR550 is designed to provide:
(Web-based Distributed Authoring and       The IBM System Storage DR550
Versioning) interface allows banking       uniquely stores banking data as pro-        ●   Lower TCO with flexible storage
clients to perform remote Web content      tected objects into the data manage-            tiering. It is costly to keep all
authoring operations such as creating a    ment layer using DR550 IBM System               archived banking data in more expen-
framework and set of retention rules,      Storage Archive Manager software. The           sive nearline or production storage
along with enforcing those rules for       IBM solution helps pay for itself quickly       throughout its retention period.
both structured and unstructured SAP       during long archiving periods, as bank-         DR550 offers the capability to sup-
data.                                      ing data that usually outlives disk or          port and manage cost-effective tiers
                                           optical media can use IBM longer-               of storage (disk, tape and optical).
Maximizing and sustaining ILM effi-        lasting tape storage capabilities.          ●   Migration. DR550 is designed to
ciency involves leveraging storage tiers                                                   support data migration capabilities to
to support information classes and         The IBM System Storage DR550 is an              move data from disk to tape and
service levels. The IBM Archiving          award-winning, industry-proven infor-           between infrastructure upgrades
Solution for SAP includes the award-       mation retention solution. It is designed       without disruption while maintaining
winning IBM System Storage DR550,          to help global banking companies meet           data immutability. Migrations can be
together with IBM CommonStore              the growing challenge of managing and           automated or scheduled for off hours
for SAP, and enables alignment of SAP      protecting business banking information         and can be performed by the cus-
information business value with the        for long periods while providing opera-         tomer or as a service.
most appropriate and cost-effective IT     tional efficiency. DR550 can scale up to
infrastructure.                            224 TB of physical disk storage and to
                                           petabytes with attached tape systems.
●   Non-erasable, non-rewriteable              ●   Interoperability. In addition to        periods and legal holds to be placed on
    archival storage. DR550 offers                 IBM CommonStore, IBM Content            SAP transaction data archived directly
    non-rewritable, non-erasable storage           Manager, IBM FileNet® Image             to the IBM DR550 via its System
    controls to prevent deletion or alter-         Services, IBM Optim™ (formerly          Storage Archive Manager interface. This
    ation of data stored on the system             Princeton Softech) and other            new ILM retention management capa-
    until deletion is permitted by retention       IBM software offerings, over            bility also provides critical support for
    policy.                                        30 third-party vendors (ISV) are        eDiscovery operations in the event of a
●   Security and protection through                certified users of the IBM DR550 for     legal challenge.
    data encryption and data shred-                archiving and data retention:
    ding options. DR550 provides data              http://www-03.ibm.com/systems/          Beyond basic data archiving,
    encryption options (128 bit AES or             storage/disk/dr/interop.html            CommonStore for SAP software pro-
    56 bit DES technology) to help global                                                  vides document management capabili-
    banking companies protect their data       IBM CommonStore for SAP (CSSAP)             ties, so banking companies can
    when transmitted over the network or       A new version of the IBM SAP                manage a wide range of SAP-related
    saved to disk or tape. Data is             archiving solution component,               information. By linking archived docu-
    encrypted prior to transmission and        IBM CommonStore for SAP,                    ments to SAP business objects,
    remains encrypted in the DR550,            Version 8.4, delivers archiving that goes   CommonStore for SAP software is
    including backup copies.                   beyond simply trimming the size of SAP      designed to make business
    After the data has expired according       databases. Building on SAP’s previous       documents—from purchase orders to
    to defined corporate or regulatory          ArchiveLink API functionality associated    banking policies—available to author-
    policy, the deleted data can be            with SAP’s R/3 releases, and leveraging     ized users anywhere on the network.
    destroyed via an optional shredding        the new SAP WebDAV Storage                  So multiple users can have secure,
    feature. Shredding is designed to          Interface, CSSAP v8.4 enables SAP-          parallel access to documents, and
    explicitly overwrite the deleted data to   directed and storage-enforced retention     authorized users can have access to
    make it impossible to discover or                                                      documents without the delay caused by
    reconstruct that data later.                                                           paper-based archive inquiries.
IBM CommonStore for SAP delivers:            ●   External access to SAP docu-            increases because data accessed infre-
                                                 ments. The CSSAP Index Transfer         quently is effectively archived. Banking
●   Integration. IBM fully supports              feature enables users to find and        information is securely protected and
    SAP’s new “ILM from SAP”                     retrieve archived SAP system docu-      accessible when needed, independent
    (BC-ILM 2.0) specification; made              ments without an SAP GUI client.        of application, helping you to comply
    possible by IBM’s support for SAP’s      ●   Bulk archiving for printed docu-        with company and regulatory policies
    WebDAV Storage Interface.                    ments. IBM CommonStore can              and rules while enabling banking busi-
    These features enable banking busi-          archive electronic copies of banking    nesses to respond quickly to the
    nesses to place SAP-directed,                printouts and link the archived docu-   demands of their employees, cus-
    IBM-orchestrated retention periods           ments to the corresponding SAP          tomers, partners and suppliers.
    and legal holds on archived SAP              business objects. This linkage
    transaction data, and better help            ensures that banking documents are      Additionally, the IBM archiving solution
    them meet their compliance needs.            archived in the same format as origi-   for SAP can be easily extended for
●   Fully integrated with IBM Content            nally sent, and that banking compa-     e-mail archiving. IBM CommonStore
    Manager suite (optional). Enables            nies can still access them from SAP.    and IBM DR550 support Lotus®
    banking businesses to manage SAP                                                     Domino® as well as Microsoft®
    content along with other content         By integrating SAP and non-SAP busi-        Exchange. For more information on the
    types, presenting all related informa-   ness content into a single archive, the     IBM archiving solution for e-mail please
    tion, from e-mails, images and faxes     IBM archiving solution for SAP helps        visit: http://www-01.ibm.com/software/
    to SAP and non-SAP users and             improve the efficiency of global banking    data/commonstore/ and
    applications, and also leveraging con-   companies. Production performance           ftp://ftp.software.ibm.com/software/
    tent from within SAP Workflow.                                                        data/cmgr/pdf/cslotus82.PDF
For more information                                                                       © Copyright IBM Corporation 2008
                                                                                             IBM Corporation
To learn more about the IBM archiving
                                                                                             Integrated Marketing Communications
and data retention management solu-                                                          Systems and Technology Group
                                                                                             Route 100
tion for SAP please contact your
                                                                                             Somers, NY 10589
IBM sales representative or                                                                  Produced in the United States
IBM Business Partner, or visit the                                                           October 2008
                                                                                             All Rights Reserved
following Web sites:
                                                                                             This document was developed for products
                                                                                             and/or services offered in the United States.
                                                                                             IBM may not offer the products, features or
●   ibm.com/software/data/
                                                                                             services discussed in this document in other
    commonstore/sap/                                                                         countries.
●   ibm.com/systems/storage/disk/                                                            The information may be subject to change
                                                                                             without notice. Consult your local IBM business
    dr/index.html                                                                            contact for information on the products, features
●   ibm.com/software/data/                                                                   and services available in your area.

    content-management/products/                                                             All statements regarding IBM future directions
                                                                                             and intent are subject to change or withdrawal
    content.html                                                                             without notice and represent goals and
                                                                                             objectives only.
                                                                                             IBM, the IBM logo, ibm.com and System
For more information on Goverance,
                                                                                             Storage are trademarks or registered
Risk and Compliance and how                                                                  trademarks of International Business Machines
                                                                                             Corporation in the United States, other
IBM works with SAP and other
                                                                                             countries or both. These and other
partners:                                                                                    IBM trademarked terms are marked on
                                                                                             their first occurrence in this information with the
                                                                                             appropriate symbol (® or ™), indicating US
●   ibm.com/industries/                                                                      registered or common law trademarks owned
                                                                                             by IBM at the time this information was
    financialservices/doc/content/
                                                                                             published. A full list of U.S. trademarks owned
    solution/1198766103.html                                                                 by IBM may be found at: ibm.com/legal/
                                                                                             copytrade.shtml
●   ibm.com/industries/
                                                                                             IBM hardware products are manufactured from
    financialservices/doc/content/                                                            new parts, or new and used parts. In some
    solution/360951103.html                                                                  cases, the hardware product may not be new
                                                                                             and may have been previously installed.
                                                                                             Regardless, our warranty terms apply.
                                                                                             Photographs show engineering and design
                                                                                             models. Changes may be incorporated in
                                                                                             production models.
                                        All performance information was determined in a      Copying or downloading the images contained
                                        controlled environment. Actual results may vary.     in this document is expressly prohibited without
                                        Performance information is provided “AS IS”          the written consent of IBM.
                                        and no warranties or guarantees are expressed        This equipment is subject to FCC rules. It will
                                        or implied by IBM. Buyers should consult other       comply with the appropriate FCC rules before
                                        sources of information, including system             final delivery to the buyer. Information
                                        benchmarks, to evaluate the performance of a         concerning non-IBM products was obtained
                                        system they are considering buying.                  from the suppliers of these products or other
                                        When referring to storage capacity, 1 TB equals      public sources. Questions on the capabilities of
                                        total GB divided by 1000; accessible capacity        the non-IBM products should be addressed
                                        may be less.                                         with the suppliers.




                                                                                             TSS03025-USEN-00

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Ibm and sap archiving and data management solutions for banking

  • 1. IBM ILM solutions for SAP improve database operations and protect banking data for the long term IBM and SAP archiving and data management solutions for Banking Information Lifecycle Management (ILM) is important for Global Banking Companies using policies, processes, practices, and tools to cost-effectively align the business value of information with their SAP IT infrastructure. The IBM System Storage Archive solution for SAP aligns banking SAP information with business processes through man- agement of retention policies and serv- ice levels to help ensure banking data is available, accessible, compliant and ILM solutions for SAP enable financial protected. This solution ensures that Highlights institutions to advance from individual, vital banking data is retained for future siloed risk and compliance projects reference and addresses some of ■ For risk toward an enterprise-wide risk manage- today’s biggest implementation chal- Implement operational risk man- ment strategy: The IBM® System lenges for regulatory compliance with agement controls to help meet Storage™ Archive solution for SAP® secure access to reliable risk, financial Sarbanes-Oxley needs and align aligns your SAP information with busi- and customer data. business performance manage- ness processes through management ment with operational resilience of retention policies to help ensure your Data retention and management are assessments and strategy. data is available, accessible, compliant essential functions of ILM. This is and protected. important to banking companies as ■ For compliance reporting capabilities are driven by Help automate compliance and increased scrutiny of financial reporting gain a view of market, operational by regulators, increased transparency and credit risk across your entire company.
  • 2. of financial data required by company executives, increased needs for an enterprise-wide view of financial data to assess risk, and dynamic access to financial data demanded by CEOs and CFOs. Reliable data is critical to meeting bank- ing regulations such as Sarbanes-Oxley, Solvency II, International Financial Reporting Standards (IFRS) and International Accounting Standards (IAS). For example, compliance with Sarbanes-Oxley Section 404 requires a fine-grained reporting capability, down to the transaction level of every internal business process across the organization. Effective implementation of these ILM functions helps global banking compa- nies improve SAP IT production per- formance, improve TCO, improve legal compliance and mitigate your IT risks. SAP has recognized these needs by creating their new product “ILM from IBM archiving solution stack for SAP SAP” as part of the SAP NetWeaver stack. With ILM from SAP, data reten- to a newly created data object. The SAP’s Information Retention Manager tion management starts at the moment assigned management class applies (IRM), a key component of ILM from a data management class is assigned SAP policy information, like business SAP, is the central tool for setting up and regulatory rules, to the data object and managing retention policies and throughout its lifecycle, from creation uses the SAP WebDAV Storage through expiration to deletion. Interface as an open-standard interface
  • 3. based on HTML. The WebDAV IBM System Storage DR550 DR550 is designed to provide: (Web-based Distributed Authoring and The IBM System Storage DR550 Versioning) interface allows banking uniquely stores banking data as pro- ● Lower TCO with flexible storage clients to perform remote Web content tected objects into the data manage- tiering. It is costly to keep all authoring operations such as creating a ment layer using DR550 IBM System archived banking data in more expen- framework and set of retention rules, Storage Archive Manager software. The sive nearline or production storage along with enforcing those rules for IBM solution helps pay for itself quickly throughout its retention period. both structured and unstructured SAP during long archiving periods, as bank- DR550 offers the capability to sup- data. ing data that usually outlives disk or port and manage cost-effective tiers optical media can use IBM longer- of storage (disk, tape and optical). Maximizing and sustaining ILM effi- lasting tape storage capabilities. ● Migration. DR550 is designed to ciency involves leveraging storage tiers support data migration capabilities to to support information classes and The IBM System Storage DR550 is an move data from disk to tape and service levels. The IBM Archiving award-winning, industry-proven infor- between infrastructure upgrades Solution for SAP includes the award- mation retention solution. It is designed without disruption while maintaining winning IBM System Storage DR550, to help global banking companies meet data immutability. Migrations can be together with IBM CommonStore the growing challenge of managing and automated or scheduled for off hours for SAP, and enables alignment of SAP protecting business banking information and can be performed by the cus- information business value with the for long periods while providing opera- tomer or as a service. most appropriate and cost-effective IT tional efficiency. DR550 can scale up to infrastructure. 224 TB of physical disk storage and to petabytes with attached tape systems.
  • 4. Non-erasable, non-rewriteable ● Interoperability. In addition to periods and legal holds to be placed on archival storage. DR550 offers IBM CommonStore, IBM Content SAP transaction data archived directly non-rewritable, non-erasable storage Manager, IBM FileNet® Image to the IBM DR550 via its System controls to prevent deletion or alter- Services, IBM Optim™ (formerly Storage Archive Manager interface. This ation of data stored on the system Princeton Softech) and other new ILM retention management capa- until deletion is permitted by retention IBM software offerings, over bility also provides critical support for policy. 30 third-party vendors (ISV) are eDiscovery operations in the event of a ● Security and protection through certified users of the IBM DR550 for legal challenge. data encryption and data shred- archiving and data retention: ding options. DR550 provides data http://www-03.ibm.com/systems/ Beyond basic data archiving, encryption options (128 bit AES or storage/disk/dr/interop.html CommonStore for SAP software pro- 56 bit DES technology) to help global vides document management capabili- banking companies protect their data IBM CommonStore for SAP (CSSAP) ties, so banking companies can when transmitted over the network or A new version of the IBM SAP manage a wide range of SAP-related saved to disk or tape. Data is archiving solution component, information. By linking archived docu- encrypted prior to transmission and IBM CommonStore for SAP, ments to SAP business objects, remains encrypted in the DR550, Version 8.4, delivers archiving that goes CommonStore for SAP software is including backup copies. beyond simply trimming the size of SAP designed to make business After the data has expired according databases. Building on SAP’s previous documents—from purchase orders to to defined corporate or regulatory ArchiveLink API functionality associated banking policies—available to author- policy, the deleted data can be with SAP’s R/3 releases, and leveraging ized users anywhere on the network. destroyed via an optional shredding the new SAP WebDAV Storage So multiple users can have secure, feature. Shredding is designed to Interface, CSSAP v8.4 enables SAP- parallel access to documents, and explicitly overwrite the deleted data to directed and storage-enforced retention authorized users can have access to make it impossible to discover or documents without the delay caused by reconstruct that data later. paper-based archive inquiries.
  • 5. IBM CommonStore for SAP delivers: ● External access to SAP docu- increases because data accessed infre- ments. The CSSAP Index Transfer quently is effectively archived. Banking ● Integration. IBM fully supports feature enables users to find and information is securely protected and SAP’s new “ILM from SAP” retrieve archived SAP system docu- accessible when needed, independent (BC-ILM 2.0) specification; made ments without an SAP GUI client. of application, helping you to comply possible by IBM’s support for SAP’s ● Bulk archiving for printed docu- with company and regulatory policies WebDAV Storage Interface. ments. IBM CommonStore can and rules while enabling banking busi- These features enable banking busi- archive electronic copies of banking nesses to respond quickly to the nesses to place SAP-directed, printouts and link the archived docu- demands of their employees, cus- IBM-orchestrated retention periods ments to the corresponding SAP tomers, partners and suppliers. and legal holds on archived SAP business objects. This linkage transaction data, and better help ensures that banking documents are Additionally, the IBM archiving solution them meet their compliance needs. archived in the same format as origi- for SAP can be easily extended for ● Fully integrated with IBM Content nally sent, and that banking compa- e-mail archiving. IBM CommonStore Manager suite (optional). Enables nies can still access them from SAP. and IBM DR550 support Lotus® banking businesses to manage SAP Domino® as well as Microsoft® content along with other content By integrating SAP and non-SAP busi- Exchange. For more information on the types, presenting all related informa- ness content into a single archive, the IBM archiving solution for e-mail please tion, from e-mails, images and faxes IBM archiving solution for SAP helps visit: http://www-01.ibm.com/software/ to SAP and non-SAP users and improve the efficiency of global banking data/commonstore/ and applications, and also leveraging con- companies. Production performance ftp://ftp.software.ibm.com/software/ tent from within SAP Workflow. data/cmgr/pdf/cslotus82.PDF
  • 6. For more information © Copyright IBM Corporation 2008 IBM Corporation To learn more about the IBM archiving Integrated Marketing Communications and data retention management solu- Systems and Technology Group Route 100 tion for SAP please contact your Somers, NY 10589 IBM sales representative or Produced in the United States IBM Business Partner, or visit the October 2008 All Rights Reserved following Web sites: This document was developed for products and/or services offered in the United States. IBM may not offer the products, features or ● ibm.com/software/data/ services discussed in this document in other commonstore/sap/ countries. ● ibm.com/systems/storage/disk/ The information may be subject to change without notice. Consult your local IBM business dr/index.html contact for information on the products, features ● ibm.com/software/data/ and services available in your area. content-management/products/ All statements regarding IBM future directions and intent are subject to change or withdrawal content.html without notice and represent goals and objectives only. IBM, the IBM logo, ibm.com and System For more information on Goverance, Storage are trademarks or registered Risk and Compliance and how trademarks of International Business Machines Corporation in the United States, other IBM works with SAP and other countries or both. These and other partners: IBM trademarked terms are marked on their first occurrence in this information with the appropriate symbol (® or ™), indicating US ● ibm.com/industries/ registered or common law trademarks owned by IBM at the time this information was financialservices/doc/content/ published. A full list of U.S. trademarks owned solution/1198766103.html by IBM may be found at: ibm.com/legal/ copytrade.shtml ● ibm.com/industries/ IBM hardware products are manufactured from financialservices/doc/content/ new parts, or new and used parts. In some solution/360951103.html cases, the hardware product may not be new and may have been previously installed. Regardless, our warranty terms apply. Photographs show engineering and design models. Changes may be incorporated in production models. All performance information was determined in a Copying or downloading the images contained controlled environment. Actual results may vary. in this document is expressly prohibited without Performance information is provided “AS IS” the written consent of IBM. and no warranties or guarantees are expressed This equipment is subject to FCC rules. It will or implied by IBM. Buyers should consult other comply with the appropriate FCC rules before sources of information, including system final delivery to the buyer. Information benchmarks, to evaluate the performance of a concerning non-IBM products was obtained system they are considering buying. from the suppliers of these products or other When referring to storage capacity, 1 TB equals public sources. Questions on the capabilities of total GB divided by 1000; accessible capacity the non-IBM products should be addressed may be less. with the suppliers. TSS03025-USEN-00