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From ‘Inebriation’ to ‘Severe Substance Dependence’ …
                 or Long Day’s Journey into Light
          A Paper Presented at the 4th New South Wales Addiction Medicine Training Day,
   ‘Involuntary Treatment for Substance Disorders in NSW’, at Northern Sydney Education Centre,
                Macquarie Hospital, North Ryde NSW Australia, on 4 December 2012

                                     By Dr Ian Ellis-Jones
           BA, LLB (Syd), LLM, PhD (UTS), DD, Dip Relig Stud (LCIS), Adv Mgmt Cert (Syd Tech Col)
            Solicitor of the Supreme Court of New South Wales and the High Court of Australia
                     Lecturer and Legal Adviser, New South Wales Institute of Psychiatry
                  Former Senior Lecturer, Faculty of Law, University of Technology, Sydney
               Minister and Convener, Sydney Unitarian Chalice Circle, Sydney NSW Australia


        ‘None of us can help the things life has done to us. They’re done before you realize it,
         and once they’re done they make you do other things until at last everything comes
            between you and what you’d like to be, and you’ve lost your true self forever.’
                         ― Eugene O'Neill, Long Day's Journey into Night.


                ‘Be transformed by the renewing of your mind.’ ― Romans 12: 2 (NIV).




I am greatly honoured---and humbled---to be asked to address you this morning at this 4th
New South Wales Addiction Medicine Training Day.



Purpose of this paper

The purpose of my paper is essentially twofold:


        first, to provide some historical and contextual background---from a practising lawyer,
        wellness practitioner and instructor, and someone who know firsthand the problem of
        alcohol addiction----to the more important legislation in the State of New South Wales
        with respect to the care, control and treatment of persons with ‘severe substance
        dependence’;
        secondly, to recount my own recovery story---my journey from darkness to light---
        and, in so doing, to offer, perhaps a little presumptuously, my own views on the
        process and nature of recovery from the disease of addiction.



Inebriates Act 1912 (NSW)

This paternalistic, inflexible, indeed draconian piece of legislation, now (thankfully) in its
dying days, was originally introduced as a bill in 1897. That bill was passed in 1900 as the


 Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                         Page 1
Inebriates Act 1900 (NSW). The legislation was subsequently amended in 1909, and then
consolidated in 1912 as the Inebriates Act 1912 (NSW). There have been few significant
changes to the legislation in the past 100 years.


The Inebriates Act 1912 makes provision for the care, control and treatment of people who
habitually use intoxicating liquor or intoxicating or narcotic drugs to excess. An ‘inebriate’ is
defined in s.2 of the Act to mean ‘a person who habitually uses intoxicating liquor or
intoxicating or narcotic drugs to excess’.1


The 1897 bill drew its inspiration---if inspiration be the right word---from certain
recommendations of the Intoxicating Drink Inquiry Commission, which reported to the NSW
Legislative Council in 1887.


The legislation reflected what were clearly the prevailing views at the time the legislation was
enacted as to alcohol dependence, although even those words---and that concept---would
never have been articulated at the time or for several decades thereafter. What we would
now refer to as dependence was then referred to as ‘intemperance’. The goal, in the words
of the Report on the [NSW Legislative Council] Standing Committee on Social Issues
(2004)2 [the ‘SCSI Report’], was ‘enforced abstinence as the mechanism to achieve the twin
objectives of curing the “diseased” individual and guarding the proper functioning of the
community’.3


Although the intention of the Inebriates Act 1912 has always been to ‘address the cycle of
arrest, release and re-arrests among habitual drunkards by diverting them from the prison
system’,4 the Act---with its antiquated language and concepts and quite arbitrary criteria for
involuntary detention and treatment---deals with alcoholism and other habitual drug use as
though they are an offence in themselves. In particular, alcoholism and other habitual drug
use are treated for the most part in a punitive and custodial fashion rather than in a remedial
one.5 This is evident from even a cursory reading of the Act. For example, Part 3 of the Act
is entitled ‘Convicted Inebriates’, and ss. 3(1) and 11(1) of the Act set out orders which may
be made by a Court whereby ‘inebriates’, as well as offenders declared to be ‘inebriates’,

1
   Under the (now repealed) Intoxicated Persons Act 1979 (NSW) an intoxicated person was identified as ‘a
person who appears to be seriously affected by alcohol or another drug or a combination of drugs’.
2
  Standing Committee on Social Issues, Legislative Council of the Parliament of New South Wales, Report on the
Inebriates Act 1912, Report 33, August 2004.
3
  SCSI Report, para 2.15, p 17.
4
  Ibid.
5
  See also Parliament of New South Wales, Royal Commission Report of the Hon Justice McClemens into Callan
Park Mental Hospital (Sydney, Government Printer, September 1961) [‘emphases mainly custodial owing to lack
of staff and amenities … there is little active treatment or rehabilitation’], p 7.

    Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                       Page 2
can be committed to, among other places, State mental institutions6 for up to 12 months.7
However, the procedures set out in the Act do not sit well within the current legal and judicial
system of NSW, nor do they sit well with what is one of the most basic and fundamental
tenets of human rights---namely, the freedom from arbitrary detention.


Pursuant to the Act, the court may also order an inebriate to enter into a good behaviour
bond to abstain from intoxicating liquor for 12 months or more. However, courts have seldom
made use of such bonds for the obvious reason that undertakings given by chronically
intoxicated persons to abstain are often broken because the persons in question have a
diminished capacity to abide by such undertakings.8 Then there’s s. 3(1B) of the Act which
states that a person declared an inebriate may be arrested should they ‘escape from the
custody’---please note those words---set out in the order, despite the fact that they have not
been found guilty of any offence.


The Inebriates Act 1912 makes little or no mention of the importance of the interests of the
person in question or that alcoholism or drug dependency is a medical condition. Although
the long title of the Act does contain the phrase ‘care, control, and treatment of inebriates’,
the language, general thrust and effect of the Act enshrine the belief---or rather misbelief---
that the habitual use of intoxicating liquor or intoxicating or narcotic drugs to excess---the
words used in the Act---is something more in the character of criminal behaviour that
requires some form of punitive action.


Indeed, the Hon J M Creed MLC, the architect of the bill that in time became the Inebriates
Act, spoke of the need for ‘habitual drunkards … to submit to … proper restraint’.9 He also
spoke of the social problems of ‘poverty’ and ‘crime’ which, he said, were in large measure
due to ‘drink’---note that word ‘drink’. He also said that the children of habitual inebriates
were ‘more likely to become lunatics’---note that word ‘lunatic’, a word which would remain



6
  Private hospitals are not classed as a ‘prescribed residence’ under the Act, which means that any such hospital
is not able to prevent an inebriate from leaving the facility. The State institutions for ‘inebriates convicted of
certain offences’ provided for in s.13 of the Act were never established.
7
  It was not until 1929 that mental hospitals were gazetted as the State institutions for the reception, control and
treatment of inebriates. The Inebriates Act 1900 did not include psychiatric hospitals (‘hospitals for the insane’) in
the list of institutions that could be used to house and treat inebriates. Hospitals of that kind were considered a
possibility but were rejected as being unsuitable for the purpose. Instead, the prison system, along with various
private and charitable facilities, was used to house and treat inebriates. The Inebriates Act 1912 continued the
same principle. Prior to 1929 the only State institution for inebriates was the Shaftesbury Institute (or
Reformatory) under the control of the (then) NSW Prisons Department.
8
  The SCSI Report notes that recognizances have ‘little credibility as an effective tool for addressing serious
substance misuse’: see SCSI Report, para 3.39, p 40.
9
  Hon J M Creed MLC, Legislative Council, Hansard, vol 94, 13 October 1898, p 1402, as quoted in SCSI Report,
para 2.16, p 17.

    Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                               Page 3
in common popular, legal and medical parlance for many more decades---and also ‘very
likely to become criminals’.10


Drunkenness, in this State and in many other jurisdictions as well, was a crime for a long,
long time, and prisons were overcrowded with ‘drunks’. Something had to be done about the
problem---the ‘evil’11 (his word) to which Creed referred. Another major factor which led to
the enactment of the Inebriates Act was ‘pressure from families of alcoholics for the
government to provide suitable treatment facilities’.12 However, in all of this there was scant
regard for the needs of the so-called inebriate.


The Inebriates Act 1912 has always given enormous discretion to the magistrate but virtually
none to the doctors. The responsible medical practitioner may think a patient is well and
ready for discharge, but a formal detailed case has to be made to a magistrate to allow the
patient to be discharged. There have always been many other problems with the Act,
including the absence of any review mechanism under the Act,13 the process of seeking an
inebriates order is ‘cumbersome, extremely inefficient and frustrating’,14 and the inability to
enforce orders.15


The provisions and the paradigm of the Inebriates Act 1912 have been the subject of
considerable judicial and other criticism over the years. For example, Buddin J in R v Robert
John Strong (2003) NSWCCA 123 at para [110], when referring to the Inebriates Act 1912
(NSW) and the Habitual Criminals Act 1957 (NSW), stated:

         The procedures under the Acts are archaic and do not correspond with current
         practice.


The Law Society of New South Wales, in its submission to the [NSW Legislative Council]
Standing Committee on Social Issues (2004), stated:16

         The Inebriates Act is draconian legislation, with a stigmatising impact.


The Police Association of New South Wales, in its submission to the Standing Committee,
stated:17


10
   Ibid.
11
   Ibid.
12
   SCSI Report, para 2.20, p 18.
13
   Ibid, para 3.27, p 37. In addition, there is no supervising board, as required under s.29 of the Act, currently in
operation: see SCSI Report, para 3.39, p 40.
14
   Ibid, para 3.29, p 37.
15
   Ibid, para 3.31, p 38.
16
   Submission 36, Law Society of New South Wales, p 3: see SCSI Report, p 17, fn 98.

 Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                                 Page 4
The Inebriates Act in its current state acts as an empty shell, not making available to
        either Police or family members of inebriates any suitable means of providing
        treatment to those who desperately require it.


Then there’s this submission from Nick O’Neill, the then President of the NSW Guardianship
Tribunal:18

      [T]he Inebriates Act is based on the false premise that confinement in a place where
      alcohol or drugs are not available, of itself, will help those seriously affected.


Many years earlier, in the 1957, the [Trethowan] Report on Psychiatric Treatment in New
South Wales had severely criticised the inadequacies of the Inebriates Act 1912.19 In 1969,
J G Rankin, in his paper ‘Definitive treatment of alcoholism’,20 rhetorically asked whether the
Inebriates Act was ‘only a means of removing society’s misfits and rejects from public view,
as it is the vagrant, homeless, unemployed chronic alcoholic who is caught up in the Act.’
(The appropriateness or otherwise of compulsory treatment of persons for alcohol or other
drug dependence within psychiatric hospitals has always been a major concern to almost all
key stakeholders.21)


A couple of years later, in 1971, D S Bell, during the development of a plan for a drug
dependence service for New South Wales, criticised the Inebriates Act for merely consigning
alcoholics to the limbo of country mental hospitals and that it provided treatment
programmes under which relapse was the rule rather than the exception.’22 Then, in 1989,
the [Edwards] Mental Health Act Review Committee recommended the outright abolition of
the Act.23 When reviewing the provisions of the (now repealed) Mental Health Act 1958
(NSW), Dr G A Edwards noted that the Inebriates Act:

      ... contained very broad commitment criteria ... There was no onus on the judge or
      magistrate to satisfy himself that the person was unable to manage his affairs as was
      required when determining unsoundness of mind under the Lunacy Act. As well, there


17
   Submission 40, Police Association of New South Wales, p 12: see SCSI Report, p 17, fn 99.
18
   Submission 44, Mr Nick O’Neill, President, Guardianship Tribunal, p 7: see SCSI Report, p 17, fn 101.
19
   See also Parliament of New South Wales, Royal Commission Report of the Hon Justice McClemens into
Callan Park Mental Hospital (Sydney, Government Printer, September 1961) [‘emphases mainly custodial owing
to lack of staff and amenities … there is little active treatment or rehabilitation’], p 7.
20
    J G Rankin, ‘Definitive Treatment of Alcoholism’, in Symposium Alcoholism---Problems in Treatment
(University of Melbourne, 1969), pp 31-39.
21
   See SCSI Report, para 3.40, p 41.
22                                                                                          th
   See, more generally, L G Kiloch and D S Bell (eds), Proceedings for the 29 International Congress on
Alcoholism and Drug Dependence (Sydney: Butterworth, 1971).
23
   The (then) NSW Health Commission had proposals for the repeal of the Inebriates Act as far back as the mid-
1970s. In 1991 there was an Inebriates Act Review Committee, and in 1992 the Director, Drug and Alcohol
Directorate, NSW Health Department, established an ad hoc review committee to consider the Act, due to recent
changes in the treatment of mental health, alcohol and other drug problems. Apparently, the discussion paper
from this committee was never released.

 Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                          Page 5
was certainly no requirement for the judge or magistrate to consider issues of
                                                           24
      dangerousness to self or others when making an order.


In short, it has long been recognized that the provisions of the Inebriates Act 1912 do not
reflect contemporary community standards nor the general consensus of professional,
informed opinion on the proper treatment of the disease of addiction. More recent legislation,
in particular the Guardianship Act 1987 (NSW), the [now repealed] Mental Health Act 1990
(NSW), and the Mental Health Act 2007 (NSW), contain much more effective mechanisms
for responding to the conditions and problems that arise from mental illness as well as
severe alcohol or other drug abuse.


The Inebriates Act 1912 does not conform to the United Nations Principles for the Protection
and Care of People with Mental Illness to which Australia is a signatory. These principles
ensure that involuntary treatment occurs only in cases that satisfy certain specified criteria.
Relevant aspects of those principles which the Inebriates Act appears to contrive include the
following:

             Involuntary treatment may be given only on the condition that a independent
             authority is satisfied that the person lacks the capacity to consent or
             unreasonably withholds consent, and that the proposed treatment is in the
             person’s best interests. Alternatively, it may be given where a medical
             practitioner determines that it is urgently necessary to prevent imminent harm to
             the person or others. Such treatment shall not be prolonged beyond that which
             [is] strictly necessary (Principle 11, paragraphs 6 and 8)
             Involuntary admission may only occur when a person is considered by a medical
             practitioner to be mentally ill, and as a result, that there is a serious likelihood of
             immediate or imminent harm to that person or others, or that failure to admit the
             person is likely to lead to a serious deterioration in their condition or will prevent
             the giving of appropriate treatment (Principle 16, paragraph 1)
             The right to [the] best available care (Principle 1, paragraph 1)
             Determination of mental illness is to be made in accordance with internationally
             accepted medical standards (Principle 4, paragraph 1)
             The right to be treated in the least restrictive environment and with the least
             restrictive or intrusive treatment Principle 9, paragraph 1)
             Treatment [should] be based on an individually prescribed plan (Principle 9,
             paragraph 2)
             Treatment [shall] be directed towards preserving and enhancing personal
             autonomy (Principle 9, paragraph 4)
             Involuntary admission or retention shall initially be for a short period [as]
             specified by domestic law for observation and preliminary treatment pending
             review (Principle 16, paragraph 2)
             Various other provisions for review, procedural safeguards, access to
                                                                            25
             information and complaints (Principles 17, 18, 19 and 21).


24
   G A Edwards, Mental Illness and Civil Legislation in New South Wales, MD Thesis, University of Sydney,
quoted in M G MacAvoy and B Flaherty, (1990) 9 ‘Compulsory Treatment of Alcoholism: The Case Against’, Drug
and Alcohol Review, pp 267-72, at p 268.
25
   United Nations, Principles for the Protection of Persons with Mental Illness and the Improvement of Mental
Health Care, Adopted by General Assembly Resolution 46/119 of 17 December 1991, as quoted in SCSI Report,
pp 31-32.

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In recent years, for the reasons already referred to, there has been little invocation of the
Inebriates Act 1912, although it should be noted that the Act has always been used
disproportionately     against    indigenous      people.26    Interestingly,   Schedule      1   to   the
Miscellaneous Acts (Mental Health) Repeal and Amendment Act 1983 (NSW) made
provision for the full repeal of the Inebriates Act 1912. However, that 1983 Act was repealed
before its Schedule 1 was commenced.


There is a principle known as the ‘principle of rational humaneness.’ It is said that the great
19th century radical, the British Liberal statesman, writer and newspaper editor John Morley-
--Viscount Morley---coined the phrase ‘rational humaneness.’ That may or may not be the
case. Gordon Hawkins, who was my lecturer in criminology back in the 1970s, described
rational humaneness in these terms:

      This means a rationality which is informed by consideration and compassion for the
                                            27
      needs and distresses of human beings.


I have always found the ‘principle of rational humaneness’ to be a most useful one to judge
the decency of any legislative, executive, judicial, administrative or other act. One asks: is it
rational, and is it also humane?


The Inebriates Act 1912 (NSW) fails on both counts---miserably. The Act belongs to those
dreadful days when psychiatric patients were chained in padded cells, strapped into
straitjackets and half drowned in ice baths.




Mental Health Act 2007 (NSW)

The Mental Health Act 2007 (NSW), which was assented to on 15 June 2007, came into
effect on 16 November 2007, when the Mental Health Act 1990 (NSW) ceased to have
effect.28 The principal (but not the only) object of the 2007 Act is to make provisions with
respect to the care, treatment and control of mentally ill persons and mentally disordered
persons and other matters relating to mental health.

26
   See SCSI Report, para 3.9, p 33. See also Supplementary Submission 43, Emeritus Professor Ian Webster
AO, Chair, NSW Expert Advisory Committee on Drugs, p 3, cited in SCSI Report, fn 111, p 33.
27
   G Hawkins, ‘Humanism and the Crime Problem,’ in I Edwards (ed), A Humanist View (Sydney: Angus &
Robertson, 1969), pp 170-181, at p 180.
28
   Previous NSW legislation on mental health and related matters included the Dangerous Lunatics Act 1843
(NSW), the Dangerous Lunatics Act 1845 (NSW), the Dangerous Lunatics Act 1846 (NSW), the Dangerous
Lunatics Act 1849 (NSW), the Lunacy Act 1878 (NSW), the Lunacy Act 1898 (NSW), the Lunacy Convention Act
1894 (NSW) [which adopted the distinction between unsoundness of mind and mental infirmity], the Lunacy Act
1898 (NSW), the Vagrancy Act 1902 (NSW), the Mental Health Act 1958 (NSW), the Intoxicated Persons Act
1979 (NSW), and the Mental Health Act 1983 (NSW).

 Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                       Page 7
The Mental Health Act 2007 resulted from a review of the legislation initiated by the then
State Government and involved extensive consultations with consumers, carers and service
providers. The Act retains many of the significant principles of the 1990 Act, builds on patient
and carer rights and protections; and provides for modern models of service provision. Many
of the provisions in the Mental Health Acts of 1990 and 2007 (when the latter was still a bill)--
-together with its stated objects (especially the object that involuntary detention be the
exception29 and not the rule)---have served as a model for several of the key provisions of
the Drug and Alcohol Treatment Act 2007 (NSW) to which I will now refer.



Drug and Alcohol Treatment Act 2007 (NSW)

The first recommendation of the Report on the [NSW Legislative Council] Standing
Committee on Social Issues (2004) was as follows:

         Recommendation 1
             That the Inebriates Act 1912 be repealed and replaced at once with legislation
                                                                   30
             reflecting subsequent recommendations of this report.


Subsequent recommendations of the Report made provision for, among other things, the
establishment of a system of short term involuntary care for people with substance
dependence who have experienced or are at risk of serious harm, and whose decision
making capacity is considered to be compromised, for the purpose of protecting the
person’s health and safety.31


In due course, the former NSW State Government announced that it had accepted the
Standing Committee’s overall findings on the need to ‘reform’ the Inebriates Act 1912 so as
to provide better support and treatment for substance dependent people. The Government
announced that there would be a special 2-year compulsory treatment trial in Western
Sydney at Nepean Hospital,32 with the Inebriates Act continuing to operate outside the trial
area.



29
   Section 3(c) of the Mental Health Act 2007 (NSW) lists as the third enumerated stated object of that Act---‘to
facilitate the provision of hospital care for those persons on a voluntary basis where appropriate and, in a limited
number of situations, on an involuntary basis’ [emphasis added].
30
   SCSI Report, Summary of Recommendations, p xviii.
31
   See, in particular, Recommendation 2, in SCSI Report, Summary of Recommendations, p xviii.
32
   The 2-year trial at the Nepean Hospital of the Drug and Alcohol Treatment Act 2007 and the trial for involuntary
drug and alcohol treatment ceased on 30 June 2011. The Drug and Alcohol Treatment Regulation 2012 (NSW),
which commenced on 4 September 2012, now prescribes the whole of NSW as the area to which the Drug and
Alcohol Treatment Act 2007 applies.

 Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                                Page 8
The Drug and Alcohol Treatment Act 2007 (NSW), which was assented to on 15 June 2007
(being the same day on which royal assent was given to the Mental Health Act 2007), and
which commenced on 9 February 2009, was created in the first instance to provide the legal
basis for a 2-year trial of short-term involuntary care and treatment during which this group of
persons with severe substance dependence would undergo detoxification to rebuild their
health and be linked in a planned and considered way to longer-term rehabilitation and
support.


In her ‘agreement in principle’ speech in the NSW Legislative Assembly on the bill which
ultimately became the Drug and Alcohol Treatment Act 2007 (NSW), the then NSW Minister
for Health, The Hon Reba Meagher MP, said, among other things:

        The Government does not take the concept of involuntary treatment lightly. Every
        effort has been taken to ensure the bill provides a therapeutic framework in which
        people enter the trial only when they will benefit from the treatment with all controls
        being the least restrictive possible. As honourable members would know, the New
        South Wales Government has long been committed to reducing the level and impact
        of drug and alcohol related harms in the community. We highlighted this commitment
        through the Drug and Alcohol summits and continue to do so under the new State
        Plan, which has specific priorities related to reducing the incidence and impacts of
        illicit drug use and risk drinking. The bill arises from a Government commitment in
        response to the 2003 Summit on Alcohol Abuse that recommended an inquiry into
        the Inebriates Act 1912, given concerns that the Act could better reflect modern
        medical practice treatment options and legal safeguards.

        The New South Wales Government asked the Legislative Council Standing
        Committee on Social Issues to undertake this inquiry and we thank those honourable
        members who were involved for their comprehensive and compassionate work and
        report on this issue. The Government also thanks the medical, legal, academic,
        government agency and community representatives who contributed their expertise
        and experience to the inquiry and its report. The bill gives effect to the Government's
        response to the inquiry, which was released in January this year. In that response the
        Government adopted the majority of the committee's recommendations. However, in
        line with our evidence-based approach to drug and alcohol policy, the Government
        has agreed to first trial the proposed new framework for involuntary care before
        considering wider application. I will now take the House through some of the key
        provisions in this bill, which has been developed in consultation with Emeritus
        Professor Ian Webster, AO, the chair of the Government's Expert Advisory Group on
        drugs and alcohol; the Chief Magistrate; Aboriginal Justice Advisory Council;
        Professor Bob Batey; clinicians from Nepean Hospital; and government agencies that
        will be implementing the trial.



The main provisions in the Act---most notably those with respect to involuntary detention---
are modelled on similar provisions in the Mental Health Act 1990 (NSW) and the Mental
Health Bill 2006 (NSW), which, when enacted, became the Mental Health Act 2007 (NSW). It
goes almost without saying that the legislative and psycho-medical paradigm enshrined in
the Drug and Alcohol Treatment Act 2007 is altogether different from that contained in the
Inebriates Act 1912.

 Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                       Page 9
As most if not all of you would know by now, the first people to be treated under the Drug
and Alcohol Treatment Act 2007 were part of the Drug and Alcohol Involuntary Treatment
Trial and resided in the Sydney West Area Health Service catchment area. The Drug and
Alcohol Treatment Regulation 2012 (NSW), which commenced on 4 September 2012, now
prescribes the whole of NSW as the area to which the Drug and Alcohol Treatment Act 2007
applies.


Under the Act, an accredited medical practitioner is empowered to issue a dependency
certificate. That means the person can be detained for up to 28 days in the first instance.
A magistrate must review a dependency certificate as soon as practicable after it is issued,
and the magistrate can discharge the patient or uphold, extend or shorten the time of
involuntary treatment under the dependency certificate.


A dependency certificate---similar in law and effect to the ‘scheduling’ of a person under the
Mental Health Act 2007---may be issued under the Drug and Alcohol Treatment Act 2007 in
relation to the person only if the accredited medical practitioner is ‘satisfied’ (that means, in
law, ‘reasonably satisfied’, which refers to a state of satisfaction that can be arrived at by a
reasonable person of the kind in question who properly understands and applies the correct
‘test(s)’ to be applied without irrelevant considerations being taken into account or otherwise
acting whimsically, arbitrarily or capriciously)33 as to all of the following matters:

         the person has a ‘severe substance dependence’ (as defined in s.5(1) of the Act,34
         with words such as ‘tolerance’ and ‘withdrawal symptoms’ being given their ordinary
         accepted meanings in the medical and psychological sciences), and
         care, treatment or control of the person is ‘necessary’ (that means, in law,
         ‘reasonably required’ as opposed to ‘absolutely essential’)35 to protect the person
         from ‘serious harm’ (being physical harm or psychological harm and possibly also
         including other forms of harm as well),36 and

33
   See, relevantly, R v Connell; Ex parte Hetton Bellbird Collieries Ltd (1944) 69 CLR 407 at 430 and 432 per
Latham CJ.
34
   The statutory definition of ‘severe substance dependence’ is to be applied for the purposes of the Act,
regardless of what might otherwise be the position in ordinary clinical practice (cf DSM-IV-TR).
35
   See, relevantly, Commonwealth v Progress Advertising & Press Agency Co Pty Ltd (1910) 10 CLR 457;
Attorney-General v Walker (1849) 154 ER 833.
36
   Cf Re J (No. 2) [2011] NSWSC 1224 (NSW Supreme Court, White J). That was a case on the Mental Health
Act 2007 (NSW). White J came to no firm conclusion as to whether the expression ‘serious harm’ as used in that
Act included serious financial harm, but stated that there was much to be said for the submission that ‘serious
harm’ in s.14 of the Mental Health Act 2007 (NSW) refers to either physical harm or psychological harm. In light
of this decision, it would now appear that, even in cases of financial harm (which are generally able to be dealt
with by other statutory measures except, perhaps, in a few exceptional cases), the basis for involuntary detention
under that Act would rarely, if ever, be justifiable.

Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                              Page 10
the person is ‘likely’ (arguably [here] meaning, in law, ‘a real chance or possibility’,
         that is, a real and substantial and not remote chance or possibility regardless of
         whether it is less or more than 50 per cent)37 to benefit from treatment for his or her
         substance dependence but has refused treatment, and
         no other appropriate and less restrictive means for dealing with the person are
         reasonably available.


The accredited medical practitioner can also take into account any serious harm that may
occur to children in the care of the person, or other dependants.


The objects section of the Act---section 3---makes it clear that the primary object of the
legislation is the protection of the health and safety of those with severe substance
dependence, and that involuntary detention and treatment of those persons, whose interests
are ‘paramount’, is a ‘last resort’. As the [Burdekin] Inquiry into Human Rights and Mental
Illness (1991-92) pointed out, involuntary detention, for any reason and under any
circumstances, is an extremely serious matter involving curtailment of several fundamental
rights the most important of which is the right to liberty.


Now, section 3 of the Act is so important I will read it in its entirety:

         3. Objects of Act

         (1) The objects of this Act are:
         (a) to provide for the involuntary treatment of persons with a severe substance
         dependence with the aim of protecting their health and safety, and
         (b) to facilitate a comprehensive assessment of those persons in relation to their
         dependency, and
         (c) to facilitate the stabilisation of those persons through medical treatment, including,
         for example, medically assisted withdrawal, and
         (d) to give those persons the opportunity to engage in voluntary treatment and
         restore their capacity to make decisions about their substance use and personal
         welfare.

         (2) This Act must be interpreted, and every function conferred or imposed by this Act
         must be performed or exercised, so that, as far as practicable:


37
   See, eg, Tillmans Butcheries Pty Ltd v Australasian Meat Industry Employees’ Union (1979) 42 FLR 331 at
345-348 per Deane J; Randwick Municipal Council v Crawley (1986) 60 LGRA 277 at 279-281 per Stein J;
Jarasius v Forestry Commission (NSW) (1988) 71 LGRA 79 at 94 per Hemmings J; Bailey v Forestry
Commission of New South Wales (1989) 67 LGRA 200 at 211 per Hemmings J; Drummoyne Municipal Council v
Roads and Traffic Authority of NSW (1989) 67 LGRA 155 at 163 per Stein J. See also Boughey v The Queen
(1986) 161 CR 10 per Mason, Wilson and Deane JJ with whom Gibbs CJ agreed (Brennan J dissenting) in which
a majority of the High Court of Australia found that the phrase ‘likely to cause death’ in s.157(1) of the Criminal
Code 1924 (Tas) conveyed a notion of substantial, real and not remote chance, regardless of whether it was
more or less than 50 per cent. The majority held that, in that context, the word ‘likely’ should not be construed to
mean more likely than not or to assume a specific degree of mathematical probability not conveyed as a matter of
ordinary language or by the statutory context. It is strongly arguable that the same interpretation should be given
to the word ‘likely in, relevantly, s.9(3)(c) of the Drug and Alcohol Treatment Act 2007 (NSW).

Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                                Page 11
(a) involuntary detention and treatment of those persons is a consideration of last
         resort, and
         (b) the interests of those persons is paramount in decisions made under this Act, and
         (c) those persons will receive the best possible treatment in the least restrictive
         environment that will enable treatment to be effectively given, and
         (d) any interference with the rights, dignity and self-respect of those persons will be
         kept to the minimum necessary.



Assuming, of course, that you otherwise act lawfully in all respects, you cannot go ‘wrong’ in
your actions and decision-making under the legislation if you keep in mind and give effect to
those objects at all times. The stated objects are more than pious platitudes—they are a
‘living symbol’38 of the principle of rational humaneness in action. Never forget that.



My own story of recovery---and how I see ‘things’

Forgive me for the self-indulgence that follows, but I think---and hope---that what I am about
to say may help others in recovery from severe substance dependence.


I have lived---if that be the right word, which it isn’t---a big part of my life in bondage to
addictions of various kinds. I have known the loss of freedom---indeed, the horrible self-
slavery, self-loathing and suffering---that is always the result of unhealthy, life-destroying
attachments, cravings and obsessions. I am free now, and I intend to stay that way. I choose
to live differently now---and I am very much alive!


It is said that we are born free. Well, never entirely free. However, part of the ‘price’ we pay
for ‘Spirit’ (that is, the livingness of life) descending into matter, for the ‘Word becoming
flesh’, so to speak, is that we invariably find ourselves caught up, indeed trapped, in a time-
bound, self-centred prison which is not entirely of our own making but which becomes more
and more escape-proof as we choose, hundreds and thousands of times, to identify with our
‘false’ (or ‘illusory’) sense of ‘self.’39

38
   The Greek word sumbolon (‘throwing together’) means really a correspondence between a noumenon and a
phenomenon, between a reality in the ‘higher’ archetypal or ideal world and its outer physical expression in
everyday life (the so-called ‘real world’). A living symbol not only ‘symbolizes’, ‘represents’ or ‘stands for’
something else (the ‘inner reality’ or ‘meaning’), it is actually instrumental in bringing about that reality---and, in
very truth, is that reality.
39
   I am aware that the concept or presupposition of ‘self as an illusion’ is not universally accepted and ordinarily
has not been maintained in Western general psychological practice. The concept is, however, maintained in
Buddhist psychology and in much recovery literature and its associated healing movements and programs, and it
formed the cornerstone of the ‘self-illusion therapy’ successfully conducted by the Sydney-based psychologist,
the late Jim Maclaine, over several decades at a number of different Sydney metropolitan private psychiatric
hospitals specialising in drug and alcohol rehabilitation. In more recent times in the West, the idea that ‘self’ is not
a thing but a construct has been gaining considerable momentum: see G Watson, ‘I, Mine and Views of the Self’,
in G Watson, S Batchelor, and G Claxton, The Psychology of Awakening: Buddhism, Science and Our Day-to-
day Lives (York Beach ME: Samuel Weiser, 2000), pp 30-39; R Hanson with R Mendius, Buddha’s Brain: The
Practical Neuroscience of Happiness, Love & Wisdom (Oakland CA: New Harbinger Publications, 2009). It

Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                                    Page 12
Now, this is how I and many others see it. I am very much aware that it is not the way
everyone sees it---which may well be a good thing! The ‘self’ does not exist40---at least it
does not exist in the sense of possessing a separate, independent, unchangeable, material
existence of its own---even though we try, ever so hard, to convince ourselves---that is, the
person41 that each of us really is---that we actually are those ever waxing and waning,
arising and subsiding, hundreds and thousands of ‘I’s’ and ‘me’s’ (‘selves’) that, in a
dynamic, ongoing, ever-changing and seemingly endless process of ‘self-ing’, parade before
us as our consciousness (or 'mental wallpaper')42 from one moment to the next. Having said
that, it is a paradox of immense proportions that, for something which has no separate,
independent, unchangeable and material reality of its own---and certainly no singularity---the
non-existent so-called ‘self’ causes us so much damn trouble---mainly because we let ‘it’.43


We perceive life through our senses and our conscious mind. Over time, beginning from the
very moment of our birth, sensory perceptions harden into memories formed out of
aggregates of thought and feeling. In addition, we are conditioned to think in certain ways
and to believe certain things about life. In time, the illusion of a separate 'witnessing [or so-
called ‘transcendental’] self' emerges.44 Nevertheless, I am firmly of the opinion that our


should be noted that even William James (the ‘Father of Modern Psychology’) wrote, ‘In its widest possible
sense, however, a man’s Self is the sum total of all that he can call his.’ (1981 [1890]) Principles of Psychology
(Cambridge MA: Harvard University Press), p 279.
40
   My view on this matter is somewhat coloured by the fact that I am a practising Buddhist. Now, it has been
written, ‘No anattā doctrine, no Buddhism.’ The concept of anattā is bedrock to Buddhism. Anattā means ‘not-self’
or ‘non-self’ rather than ‘no-self’. The Buddhist teaching of anattā---of which there are several different (and even
discordant) interpretations in Buddhism---affirms that there is no actual ‘self’ at the centre of our conscious---or
even unconscious---awareness. Our so-called consciousness goes through continuous fluctuations from moment
to moment. As such, there is nothing to constitute, let alone sustain, a separate, transcendent ‘I’ structure or
entity. We ‘die’ and are ‘born’ (or ‘reborn’) from one moment to the next.
41
   A person is ‘a human body-mind as a whole, an autonomous and dynamic system that arises in dependence
upon human culture and the natural world’: R Hanson with R Mendius, Buddha’s Brain: The Practical
Neuroscience of Happiness, Love & Wisdom (Oakland CA: New Harbinger Publications, 2009), p 211, citing M
Mackenzie, (2010) ‘Enacting the Self: Buddhist and Enactivist Approaches to the Emergence of the Self’,
Phenomenology and the Cognitive Sciences, vol 9, issue 1 (March 2010), pp 75 - 99.
42
   ‘Being convinced that self, manifested in various ways, was what had defeated us, we considered its common
                                            rd
manifestations’ Alcoholics Anonymous [3 edn] (New York: Alcoholics Anonymous World Services, 1976, p 64).
43
    ‘According to the teaching of the Buddha, the idea of self is an imaginary, false belief which has no
corresponding reality, and it produces harmful thoughts of “me” and “mine”, selfish desire, craving, attachment,
hatred, ill-will, conceit, pride, egoism, and other defilements, impurities and problems’: W Rahula, What the
Buddha Taught (New York: Grove Press, 1959), p 51. The AA ‘Big Book’ says more-or-less the same thing:
‘Selfishness, self-centeredness! That, we think, is the root of our troubles. Driven by a hundred forms of fear, self-
delusion, self-seeking, and self-pity, we step on the toes of our fellows and they retaliate. Sometimes they hurt
us, seemingly without provocation, but we invariably find that at some time in the past we have made decisions
                                                                                                    rd
based on self which later placed us in a position to be hurt.’ Alcoholics Anonymous [3 edn] (New York:
Alcoholics Anonymous World Services, 1976, p 62). Both Buddhism and Maclaine’s ‘self illusion therapy’ are
based on the psycho-spiritual principle of ‘letting go of self’.
44
   It is generally acknowledged that the ‘self’ has many aspects including but not limited to the ‘reflective self’, the
‘emotional self’, the ‘autobiographical self’, the ‘core self’, the ‘self-as-object’, and the ‘self-as-subject’. ‘In sum,
from a neurological standpoint, the everyday feeling of being a unified self is an utter illusion’: R Hanson with R
Mendius, Buddha’s Brain: The Practical Neuroscience of Happiness, Love & Wisdom (Oakland CA: New
Harbinger Publications, 2009), p 211.

Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                                     Page 13
mental continuity and sense of identity and existence are simply the result of habit, memory
and conditioning. Also, as you all would know, genetics has a bit to do with it as well. At any
rate, hundreds of thousands of separate, ever-changing and ever-so-transient mental
occurrences (‘selves’) harden into a mental construct of sorts which is no more than a
confluence of impermanent components (‘I-moments’) cleverly synthesized by the mind in a
way which appears---note that word, appears---to give them a singularity and a separate,
independent, unchangeable and material existence and life of their own. Now, it is through
this perception of an internally created sense of 'self' that we experience, process and
interpret all external reality. With alcoholics and other addicts, this false or illusory sense of
self also becomes chemically altered (seemingly for all time)---with truly disastrous
consequences for the addict and those associated with him or her.


In my own life, as a result of my addiction to alcohol in particular, I discovered that the
mind—my mind—had become its own---and my own---prison. The mental construct of ‘self’
which I had built up over many years of self-obsession imposed severe limitations on how I
saw life. My life’s experiences were filtered through a distorted lens comprised of the totality
of my various self-images. I did not see things as they really were because of this distorted
lens. It was a classic case of ‘self-will run riot’,45 to borrow a phrase from the ‘Big Book’ of
Alcoholics Anonymous. I am talking about all manner of selfishness, self-centredness, self-
absorption and self-obsession---self, self, self! I am reminded of what the well-known
British New Thought writer James Allen wrote, namely, 'Self is the lusting, coveting, desiring
of the heart, and it is this that must be yielded up before Truth can be known, with its abiding
calm and endless peace.'


In July 1995 I entered St Edmund’s Private Hospital at Eastwood.46 My alcoholism had
spiralled totally out-of-control and my life was an absolute mess. My actions whilst grossly
intoxicated had brought me into big trouble with the law---not a good thing for anyone, but
especially not for a lawyer. Intervention came as a result of the actions of my former law
partner and my wife (from whom I was separated for some time until I finally got my act
together). They made enquiries of St Edmund’s, and I went in as in-patient, straight from the
Hornsby courthouse. There I did the 4-week programme in ‘self illusion therapy’47 conducted


45                         rd
   Alcoholics Anonymous [3 edn] (New York: Alcoholics Anonymous World Services, 1976, p 62).
46
   I had been a member of Alcoholics Anonymous since January 1991, but my longest period of sobriety in 4.5
years was only 12 months.
47
   See J Maclaine, Breaking the Bondage of Self: An Approach to Recovery (Sydney: Interact Health Programs
Pty Ltd, [July] 1983), Program Notes (Sydney: Interact Health Programs Pty Ltd, 1987), When Someone You
Love is Addicted to Alcohol or Drugs (Sydney: Bantam Books, 1988), Self Illusion Therapy [leaf] (Sydney: Interact
Health Programs/St Edmund’s Private Hospital, nd); J Maclaine with H Townsend, When Someone You Love is
                                                                                     nd
Addicted to Alcohol or Drugs (Sydney: Bantam Books, 2001) [revised and expanded (2 ) edn].

Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                             Page 14
(and developed) by the late, great Jim Maclaine, and I went back to the hospital as a day or
outpatient one day each week for some time thereafter.


The first thing I had to do was to accept that I was a ‘person among persons’ (to use Jim
Maclaine’s words)---a vital and integral part of life's self-expression. I was told that I was not
that 'witnessing [or so-called ‘transcendental’] self', which was nothing more than a small
part of the aggregation of the hundreds of thousands of ‘I-moments’ (‘inner self images’) I
had manufactured in my lifetime (‘image in a person’, in Maclaine’s words).48 None of those
images were the ‘real me’ (the person). The second thing I had to learn was to recognize
that, although I had been living in a chemically altered state of self-obsession,49 the person50
that I am and have always been was nevertheless still in direct contact with external reality---
that is, with what is---even though I was scarcely aware of it at the time. Now, once I had
fully accepted those facts---along with the admission that I was powerless over alcohol and
my life had become (totally and hopelessly) unmanageable---I was then able to start to live
differently … and mindfully … one day at a time and from one moment to the next.


In my own writings, lectures and speeches I have quoted often these immortal words of
William Temple, a former Archbishop of Canterbury: ‘For the trouble is that we are self-
centred, and no effort of the self can remove the self from the centre of its own endeavour.’
Those words are very powerful, and very true. I will repeat them---‘For the trouble is that we
are self-centred, and no effort of the self can remove the self from the centre of its own
endeavour.’51 As I see it, that is the fundamental problem faced by the alcoholic and other
addicts. How can ‘self’---which, in any event, is in total bondage to itself---change ‘self’? It
can’t. The ego-self has to be thrown off-centre, and a ‘power-not-oneself’ needs to be found-
--perhaps deep inside the person in question---in order to find the necessary power to toss




48
   G Watson notes that ‘recent studies’ in the West support the view that the sense of self is ‘not a thing but a
construct, and one that appears to be considered as ever more widely distributed’: G Watson, ‘I, Mine and Views
of the Self’, in G Watson, S Batchelor, and G Claxton, The Psychology of Awakening: Buddhism, Science and
Our Day-to-day Lives (York Beach ME: Samuel Weiser, 2000), pp 30-39, on pp 30-31.
49
   Maclaine would explain to patients just how in addicted people the alcohol or other drug permanently changed
the inner self images that gave one the ‘deepest sense of identity’. The alcohol or drug created a ‘new,
enormously satisfying, self image’.
50
   As Maclaine explained it, ‘self’ was ‘inside’ and was nothing but ‘image’; the ‘person’ was ‘outside and actual’---
a ‘person among persons’. The philosopher John Locke wrote of the distinction between the two: ‘We must
consider what Person stands for, which, I think, is a thinking intelligent Being, that has reason and reflection, and
can consider it self as it self, the same thinking thing in different times and places.’ (1975) Essay Concerning
Human Understanding, II 27.9. Similar views on the ‘illusory’ nature of the ‘self’ have been held by the neurologist
John Hughlings Jackson and the philosophers David Hume, Friedrich Nietzsche and Bertrand Russell (among
many others).
51
   Maclaine similarly wrote: ‘Self is very circular; the part of you that you are working on becomes the part of you
that is working on it’ (Breaking the Bondage of Self: An Approach to Recovery, p 36); ‘the part of you that was
trying so hard to control [the addiction], was already in the grip of it … an endless battle with yourself’ (ibid, p 2).

Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                                    Page 15
and overcome all forms of self-obsession and ‘mental furniture’. Self-liberation52 is the goal,
but the alcoholic or other addict must be very careful in how they go about this, for as many
so-called mystics have found out over the years, the denial of the self tends only to increase
one’s obsession with oneself. In the words of Dr Norman Vincent Peale, who for 52 years
was the senior minister of Marble Collegiate Church in New York City, and who was a
wonderful supporter of AA right from its very infancy---few ministers of religion have ever had
Peale’s understanding of alcoholism and addiction---the person in recovery must experience
‘a shift in emphasis from self to non-self.’ By a ‘sense of non-self’ Peale means a ‘sense of
be-ing’---that is, a sense that we, the person that each of us is, can do that which the ‘self’
(or rather ‘selves’) in us cannot.53


In addition to working as a lawyer, educator and trainer, and a consultant and an author, I
am also a Unitarian54 minister of religion, and a wellness (mindfulness) instructor and
practitioner. Now, few people know of the existence of a very early and important connection
between the 12-step recovery program Alcoholics Anonymous and Unitarianism.55 On 26
November 1939, when AA was still very much in its infancy, the Reverend Dr Dilworth
Lupton, then the minister of the First Unitarian Church (Universalist-Unitarian), Euclid at East
82nd Street, Cleveland, Ohio, preached a famous sermon entitled ‘Mr X and Alcoholics
Anonymous’,56 printed copies of which were distributed widely during the early days of AA in
the United States of America. Mr X was one Clarence Snyder, who was one of the



52
   Self-liberation, self-realization, enlightenment, salvation---to me, they are all the same thing. In the words of the
Zen Buddhist Alan Watts, we are taking about ‘a state of wholeness in which the mind functions freely and easily,
without the sensation of a second mind or ego standing over it with a club': A Watts, The Way of Zen (Penguin
Books, 1962), p 43.
53
   I like these words from Vernon Howard: ‘A free mind is one that failed so dismally in living up to its flattering
self-images that it gave them up entirely’: V Howard, Cosmic Command (Boulder City NV: New Life Foundation,
1979), # 1923.
54
   Unitarianism (also known as Unitarian Universalism) can hardly be called a religious denomination any longer,
or even a religion in the sense of its being one single, cohesive religion among other world religions, having
expanded a long time ago well beyond its Christian roots, with many modern day Unitarians embracing
Humanism, agnosticism, various forms of theism, non-theistic belief systems such as Buddhism, progressive
Christianity and earth-based spirituality. Unitarianism---being post-Christian and ‘post’ many other things as well--
-is more in the nature of a paradigmatic approach to religion and a praxis, that is, a particular and quite distinctive
way in which certain spiritual principles (such as the inherent worth and dignity of every person, a free and
responsible search for truth and meaning, and the interdependent web of all existence) are engaged, applied and
put into practice. As such, Unitarianism may be termed a metareligion. Unitarianism has always had a broad and
liberal spiritual focus, imposing no particular creed, article or profession of faith upon its members and adherents.
Unitarians are therefore free to explore and develop their own distinctive spirituality and are encouraged to do so
in a responsible way, using reason and free inquiry, with a spirit of tolerance for the views of others.
55
    See I Ellis-Jones, ‘Unitarianism and Alcoholics Anonymous’, An Address Delivered Before the Sydney
Unitarian Church on Sunday, 6 February 2005, <http://www.slideshare.net/ianellis-jones/unitarianism-and-
alcoholics-anonymous> (viewed 30 October 2012).
56
       A    copy     of    the     printed   sermon     can    be     found    online     at,   among     other   sites,
<http://silkworth.net/aahistory/mr_x.html> (viewed 30 October 2012). On 27 November 27 1939 the Cleveland
Plain Dealer printed Lupton’s sermon and it was met with a very positive reaction by the readership. It also
brought about some inquiries about the new movement of AA and pleas for help from both alcoholics and
members of their families.

Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                                    Page 16
contributing authors of the ‘Big Book’ of AA entitled Alcoholics Anonymous, which was first
published in 1939.57


Snyder’s wife Dorothy had often implored Dr Lupton to speak to Clarence about his alcoholic
drinking. Lupton did speak with Clarence on a number of occasions. Unfortunately, Clarence
at that time was unable and unwilling to quit drinking. (He later did quit drinking.) Now, from
his conversations with Clarence Snyder and with other members of the Cleveland group, Dr
Lupton stated that he was convinced that the success of AA came through the application of
four religious principles that, in Lupton’s words, were ‘as old as the Ten Commandments’.
Lupton identified the four principles as being as follows:

         1. The principle of spiritual58 dependence---being reliance upon what Lupton referred
              to as a ‘power-not-oneself’ (which need not be a ‘higher’ power59 as such, or a
              traditional God-figure,60 but simply a power other than one’s ‘self’, the reason
              being, as I have already said, that ‘self cannot change self’).

         2. The principle of universality---that is, anyone can recover from alcoholism and
              other addiction regardless of their particular religion or even if they have no
              religion at all.

         3. The principle of mutual aid---that is, people tend to have the best chance of
              successful recovery when they have an opportunity to be exposed to the energy
              of association with, and the power of example of, likeminded people.

         4. The principle of transformation---that is, a ‘revolutionary change’ can take place in
              the alcoholic or addict’s life when reliance is placed on a power-not-oneself; the
57
   Snyder wrote the chapter entitled ‘Home Brewmeister’ (p 274 in 1st edition, and p 297 in 2nd and 3rd editions,
of the ‘Big Book’, Alcoholics Anonymous (New York: Alcoholics Anonymous World Services)) and was an
originator of Cleveland’s [AA] Group No. 3.
58
   That is, non-material or non-physical. Jim Maclaine, who developed his own distinctive recovery program and
form of recovery psychotherapy (‘self illusion therapy’) from a number of different sources, ideas and techniques
(including but not limited to Buddhist philosophy and psychology, cognitive behavioural therapy (CBT), and the
ideas and teachings of J Krishnamurti and Christian mystics), used to say that AA and all the other 12-step
programs were ‘spiritual’ programs of recovery because they used ‘non-physical’ means of recovery---namely,
words (both written and spoken), ideas and concepts as a result of, among other things, the energy of
association with likeminded people and the power of example, all of which serve as a ‘power-not-oneself’. That is
not to deny the place of pharmaceutical drugs and the like in the fields of addiction psychiatry and addiction
medicine.
59
   Although I respect those who like the expression, I personally dislike the expression ‘higher power’ as it tends
to suggest that there are supposedly ‘higher’ and ‘lower’ levels or orders of reality (which, on both philosophical
and scientific grounds, I firmly think is not the case). Significantly, Step 2 of ‘The Twelve Steps’ speaks in terms
of a power ‘greater than ourselves’ [emphasis added]. In addition, there are only 2 places (on pp 43 and 100,
respectively) in the 4th edn of the ‘Big Book’ of AA where the actual expression ‘Higher Power’ is used, but there
are numerous other places in the book where other expressions are used to refer to the need to find a ‘power’ or
simply ‘Power’ (to overcome the problem of ‘lack of power’) and to the ‘God’ of one's own understanding.
60
   Buddhism, for the most part, is a nontheistic religion---to the extent that it is a religion at all. The ‘higher power’
(or ‘power-not-oneself’) for a Buddhist might be, for example, The Triple Gem, the Dharma, or Buddha nature.

Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                                      Page 17
transformation results in a radical alteration of one’s attitudes and outlooks, one’s
              habits of thought. ‘In the face of despair and impending collapse, [the person] has
              gained a new sense of direction, new power.’

I have seen these four principles work wonders in my own life and in the lives of countless
others with whom I have been associated.61


I want to say this---most sincerely and (hopefully) non-patronisingly---to each of you who is
involved in various ways in the fields of addiction psychiatry and addiction medicine, that is,
in helping others to recover from severe substance dependence. You are all engaged in a
most noble enterprise. Personally, I can’t think of anything more important. Intervention
worked in my own life. Without the intervention of others, I don’t think I would have ever
recovered. As you all know, when it comes to the process of addiction there is no one rock-
bottom, rather it is a bottomless pit. Unless and until a person can be brought to the point
where they want recovery more than anything else---more than family, friends, job,
reputation, and even life itself---there can be no recovery. Want-power---as opposed to will-
power---is what is needed. However, when an alcoholic or other addict comes to the
realization that ‘there is [or, at the very least, may be] a way out’, that they don’t have to
continue living in the way they have been living, and that they really want what others have
obtained in and through the process of recovery, remarkable and seemingly miraculous
things can and do happen.


Thank you, and bless you all.




                                 O housebuilder! You have now been seen.
                                 You shall build the house no longer.
                                 All your rafters have been broken,
                                 Your ridgepole shattered.
                                 My mind has attained unconditional freedom.
                                 Achieved is the end of craving.
                                                                       62
                                       ― The Dhammapada, verse 154.




61
   For an accessible and authoritative study of the relevance and application of Buddhist philosophy and practice
in the modern Western world, see G Watson, S Batchelor, and G Claxton, The Psychology of Awakening:
Buddhism, Science and Our Day-to-day Lives (York Beach ME: Samuel Weiser, 2000); R Hanson with R
Mendius, Buddha’s Brain: The Practical Neuroscience of Happiness, Love & Wisdom (Oakland CA: New
Harbinger Publications, 2009).
62
   The ‘housebuilder’ is the false or illusory ‘self’ (or rather ‘selves’ in us), held together by the ‘ridgepoles’ and
‘rafters’ of dependency. When we come to see ourselves [sic] as we really are, we will attain ‘unconditional
freedom’---or, to quote from the ‘Twelve Promises’ of AA, we will come to know ‘a new freedom and a new
                                                                                         rd
happiness’ and ‘self-seeking [sic] will slip away’ (see Alcoholics Anonymous [3 edn] (New York: Alcoholics
Anonymous World Services, 1976), pp 83-84).

Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted.                                   Page 18

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FROM ‘INEBRIATION’ TO ‘SEVERE SUBSTANCE DEPENDENCE’ … OR LONG DAY’S JOURNEY INTO LIGHT

  • 1. From ‘Inebriation’ to ‘Severe Substance Dependence’ … or Long Day’s Journey into Light A Paper Presented at the 4th New South Wales Addiction Medicine Training Day, ‘Involuntary Treatment for Substance Disorders in NSW’, at Northern Sydney Education Centre, Macquarie Hospital, North Ryde NSW Australia, on 4 December 2012 By Dr Ian Ellis-Jones BA, LLB (Syd), LLM, PhD (UTS), DD, Dip Relig Stud (LCIS), Adv Mgmt Cert (Syd Tech Col) Solicitor of the Supreme Court of New South Wales and the High Court of Australia Lecturer and Legal Adviser, New South Wales Institute of Psychiatry Former Senior Lecturer, Faculty of Law, University of Technology, Sydney Minister and Convener, Sydney Unitarian Chalice Circle, Sydney NSW Australia ‘None of us can help the things life has done to us. They’re done before you realize it, and once they’re done they make you do other things until at last everything comes between you and what you’d like to be, and you’ve lost your true self forever.’ ― Eugene O'Neill, Long Day's Journey into Night. ‘Be transformed by the renewing of your mind.’ ― Romans 12: 2 (NIV). I am greatly honoured---and humbled---to be asked to address you this morning at this 4th New South Wales Addiction Medicine Training Day. Purpose of this paper The purpose of my paper is essentially twofold: first, to provide some historical and contextual background---from a practising lawyer, wellness practitioner and instructor, and someone who know firsthand the problem of alcohol addiction----to the more important legislation in the State of New South Wales with respect to the care, control and treatment of persons with ‘severe substance dependence’; secondly, to recount my own recovery story---my journey from darkness to light--- and, in so doing, to offer, perhaps a little presumptuously, my own views on the process and nature of recovery from the disease of addiction. Inebriates Act 1912 (NSW) This paternalistic, inflexible, indeed draconian piece of legislation, now (thankfully) in its dying days, was originally introduced as a bill in 1897. That bill was passed in 1900 as the Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 1
  • 2. Inebriates Act 1900 (NSW). The legislation was subsequently amended in 1909, and then consolidated in 1912 as the Inebriates Act 1912 (NSW). There have been few significant changes to the legislation in the past 100 years. The Inebriates Act 1912 makes provision for the care, control and treatment of people who habitually use intoxicating liquor or intoxicating or narcotic drugs to excess. An ‘inebriate’ is defined in s.2 of the Act to mean ‘a person who habitually uses intoxicating liquor or intoxicating or narcotic drugs to excess’.1 The 1897 bill drew its inspiration---if inspiration be the right word---from certain recommendations of the Intoxicating Drink Inquiry Commission, which reported to the NSW Legislative Council in 1887. The legislation reflected what were clearly the prevailing views at the time the legislation was enacted as to alcohol dependence, although even those words---and that concept---would never have been articulated at the time or for several decades thereafter. What we would now refer to as dependence was then referred to as ‘intemperance’. The goal, in the words of the Report on the [NSW Legislative Council] Standing Committee on Social Issues (2004)2 [the ‘SCSI Report’], was ‘enforced abstinence as the mechanism to achieve the twin objectives of curing the “diseased” individual and guarding the proper functioning of the community’.3 Although the intention of the Inebriates Act 1912 has always been to ‘address the cycle of arrest, release and re-arrests among habitual drunkards by diverting them from the prison system’,4 the Act---with its antiquated language and concepts and quite arbitrary criteria for involuntary detention and treatment---deals with alcoholism and other habitual drug use as though they are an offence in themselves. In particular, alcoholism and other habitual drug use are treated for the most part in a punitive and custodial fashion rather than in a remedial one.5 This is evident from even a cursory reading of the Act. For example, Part 3 of the Act is entitled ‘Convicted Inebriates’, and ss. 3(1) and 11(1) of the Act set out orders which may be made by a Court whereby ‘inebriates’, as well as offenders declared to be ‘inebriates’, 1 Under the (now repealed) Intoxicated Persons Act 1979 (NSW) an intoxicated person was identified as ‘a person who appears to be seriously affected by alcohol or another drug or a combination of drugs’. 2 Standing Committee on Social Issues, Legislative Council of the Parliament of New South Wales, Report on the Inebriates Act 1912, Report 33, August 2004. 3 SCSI Report, para 2.15, p 17. 4 Ibid. 5 See also Parliament of New South Wales, Royal Commission Report of the Hon Justice McClemens into Callan Park Mental Hospital (Sydney, Government Printer, September 1961) [‘emphases mainly custodial owing to lack of staff and amenities … there is little active treatment or rehabilitation’], p 7. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 2
  • 3. can be committed to, among other places, State mental institutions6 for up to 12 months.7 However, the procedures set out in the Act do not sit well within the current legal and judicial system of NSW, nor do they sit well with what is one of the most basic and fundamental tenets of human rights---namely, the freedom from arbitrary detention. Pursuant to the Act, the court may also order an inebriate to enter into a good behaviour bond to abstain from intoxicating liquor for 12 months or more. However, courts have seldom made use of such bonds for the obvious reason that undertakings given by chronically intoxicated persons to abstain are often broken because the persons in question have a diminished capacity to abide by such undertakings.8 Then there’s s. 3(1B) of the Act which states that a person declared an inebriate may be arrested should they ‘escape from the custody’---please note those words---set out in the order, despite the fact that they have not been found guilty of any offence. The Inebriates Act 1912 makes little or no mention of the importance of the interests of the person in question or that alcoholism or drug dependency is a medical condition. Although the long title of the Act does contain the phrase ‘care, control, and treatment of inebriates’, the language, general thrust and effect of the Act enshrine the belief---or rather misbelief--- that the habitual use of intoxicating liquor or intoxicating or narcotic drugs to excess---the words used in the Act---is something more in the character of criminal behaviour that requires some form of punitive action. Indeed, the Hon J M Creed MLC, the architect of the bill that in time became the Inebriates Act, spoke of the need for ‘habitual drunkards … to submit to … proper restraint’.9 He also spoke of the social problems of ‘poverty’ and ‘crime’ which, he said, were in large measure due to ‘drink’---note that word ‘drink’. He also said that the children of habitual inebriates were ‘more likely to become lunatics’---note that word ‘lunatic’, a word which would remain 6 Private hospitals are not classed as a ‘prescribed residence’ under the Act, which means that any such hospital is not able to prevent an inebriate from leaving the facility. The State institutions for ‘inebriates convicted of certain offences’ provided for in s.13 of the Act were never established. 7 It was not until 1929 that mental hospitals were gazetted as the State institutions for the reception, control and treatment of inebriates. The Inebriates Act 1900 did not include psychiatric hospitals (‘hospitals for the insane’) in the list of institutions that could be used to house and treat inebriates. Hospitals of that kind were considered a possibility but were rejected as being unsuitable for the purpose. Instead, the prison system, along with various private and charitable facilities, was used to house and treat inebriates. The Inebriates Act 1912 continued the same principle. Prior to 1929 the only State institution for inebriates was the Shaftesbury Institute (or Reformatory) under the control of the (then) NSW Prisons Department. 8 The SCSI Report notes that recognizances have ‘little credibility as an effective tool for addressing serious substance misuse’: see SCSI Report, para 3.39, p 40. 9 Hon J M Creed MLC, Legislative Council, Hansard, vol 94, 13 October 1898, p 1402, as quoted in SCSI Report, para 2.16, p 17. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 3
  • 4. in common popular, legal and medical parlance for many more decades---and also ‘very likely to become criminals’.10 Drunkenness, in this State and in many other jurisdictions as well, was a crime for a long, long time, and prisons were overcrowded with ‘drunks’. Something had to be done about the problem---the ‘evil’11 (his word) to which Creed referred. Another major factor which led to the enactment of the Inebriates Act was ‘pressure from families of alcoholics for the government to provide suitable treatment facilities’.12 However, in all of this there was scant regard for the needs of the so-called inebriate. The Inebriates Act 1912 has always given enormous discretion to the magistrate but virtually none to the doctors. The responsible medical practitioner may think a patient is well and ready for discharge, but a formal detailed case has to be made to a magistrate to allow the patient to be discharged. There have always been many other problems with the Act, including the absence of any review mechanism under the Act,13 the process of seeking an inebriates order is ‘cumbersome, extremely inefficient and frustrating’,14 and the inability to enforce orders.15 The provisions and the paradigm of the Inebriates Act 1912 have been the subject of considerable judicial and other criticism over the years. For example, Buddin J in R v Robert John Strong (2003) NSWCCA 123 at para [110], when referring to the Inebriates Act 1912 (NSW) and the Habitual Criminals Act 1957 (NSW), stated: The procedures under the Acts are archaic and do not correspond with current practice. The Law Society of New South Wales, in its submission to the [NSW Legislative Council] Standing Committee on Social Issues (2004), stated:16 The Inebriates Act is draconian legislation, with a stigmatising impact. The Police Association of New South Wales, in its submission to the Standing Committee, stated:17 10 Ibid. 11 Ibid. 12 SCSI Report, para 2.20, p 18. 13 Ibid, para 3.27, p 37. In addition, there is no supervising board, as required under s.29 of the Act, currently in operation: see SCSI Report, para 3.39, p 40. 14 Ibid, para 3.29, p 37. 15 Ibid, para 3.31, p 38. 16 Submission 36, Law Society of New South Wales, p 3: see SCSI Report, p 17, fn 98. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 4
  • 5. The Inebriates Act in its current state acts as an empty shell, not making available to either Police or family members of inebriates any suitable means of providing treatment to those who desperately require it. Then there’s this submission from Nick O’Neill, the then President of the NSW Guardianship Tribunal:18 [T]he Inebriates Act is based on the false premise that confinement in a place where alcohol or drugs are not available, of itself, will help those seriously affected. Many years earlier, in the 1957, the [Trethowan] Report on Psychiatric Treatment in New South Wales had severely criticised the inadequacies of the Inebriates Act 1912.19 In 1969, J G Rankin, in his paper ‘Definitive treatment of alcoholism’,20 rhetorically asked whether the Inebriates Act was ‘only a means of removing society’s misfits and rejects from public view, as it is the vagrant, homeless, unemployed chronic alcoholic who is caught up in the Act.’ (The appropriateness or otherwise of compulsory treatment of persons for alcohol or other drug dependence within psychiatric hospitals has always been a major concern to almost all key stakeholders.21) A couple of years later, in 1971, D S Bell, during the development of a plan for a drug dependence service for New South Wales, criticised the Inebriates Act for merely consigning alcoholics to the limbo of country mental hospitals and that it provided treatment programmes under which relapse was the rule rather than the exception.’22 Then, in 1989, the [Edwards] Mental Health Act Review Committee recommended the outright abolition of the Act.23 When reviewing the provisions of the (now repealed) Mental Health Act 1958 (NSW), Dr G A Edwards noted that the Inebriates Act: ... contained very broad commitment criteria ... There was no onus on the judge or magistrate to satisfy himself that the person was unable to manage his affairs as was required when determining unsoundness of mind under the Lunacy Act. As well, there 17 Submission 40, Police Association of New South Wales, p 12: see SCSI Report, p 17, fn 99. 18 Submission 44, Mr Nick O’Neill, President, Guardianship Tribunal, p 7: see SCSI Report, p 17, fn 101. 19 See also Parliament of New South Wales, Royal Commission Report of the Hon Justice McClemens into Callan Park Mental Hospital (Sydney, Government Printer, September 1961) [‘emphases mainly custodial owing to lack of staff and amenities … there is little active treatment or rehabilitation’], p 7. 20 J G Rankin, ‘Definitive Treatment of Alcoholism’, in Symposium Alcoholism---Problems in Treatment (University of Melbourne, 1969), pp 31-39. 21 See SCSI Report, para 3.40, p 41. 22 th See, more generally, L G Kiloch and D S Bell (eds), Proceedings for the 29 International Congress on Alcoholism and Drug Dependence (Sydney: Butterworth, 1971). 23 The (then) NSW Health Commission had proposals for the repeal of the Inebriates Act as far back as the mid- 1970s. In 1991 there was an Inebriates Act Review Committee, and in 1992 the Director, Drug and Alcohol Directorate, NSW Health Department, established an ad hoc review committee to consider the Act, due to recent changes in the treatment of mental health, alcohol and other drug problems. Apparently, the discussion paper from this committee was never released. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 5
  • 6. was certainly no requirement for the judge or magistrate to consider issues of 24 dangerousness to self or others when making an order. In short, it has long been recognized that the provisions of the Inebriates Act 1912 do not reflect contemporary community standards nor the general consensus of professional, informed opinion on the proper treatment of the disease of addiction. More recent legislation, in particular the Guardianship Act 1987 (NSW), the [now repealed] Mental Health Act 1990 (NSW), and the Mental Health Act 2007 (NSW), contain much more effective mechanisms for responding to the conditions and problems that arise from mental illness as well as severe alcohol or other drug abuse. The Inebriates Act 1912 does not conform to the United Nations Principles for the Protection and Care of People with Mental Illness to which Australia is a signatory. These principles ensure that involuntary treatment occurs only in cases that satisfy certain specified criteria. Relevant aspects of those principles which the Inebriates Act appears to contrive include the following: Involuntary treatment may be given only on the condition that a independent authority is satisfied that the person lacks the capacity to consent or unreasonably withholds consent, and that the proposed treatment is in the person’s best interests. Alternatively, it may be given where a medical practitioner determines that it is urgently necessary to prevent imminent harm to the person or others. Such treatment shall not be prolonged beyond that which [is] strictly necessary (Principle 11, paragraphs 6 and 8) Involuntary admission may only occur when a person is considered by a medical practitioner to be mentally ill, and as a result, that there is a serious likelihood of immediate or imminent harm to that person or others, or that failure to admit the person is likely to lead to a serious deterioration in their condition or will prevent the giving of appropriate treatment (Principle 16, paragraph 1) The right to [the] best available care (Principle 1, paragraph 1) Determination of mental illness is to be made in accordance with internationally accepted medical standards (Principle 4, paragraph 1) The right to be treated in the least restrictive environment and with the least restrictive or intrusive treatment Principle 9, paragraph 1) Treatment [should] be based on an individually prescribed plan (Principle 9, paragraph 2) Treatment [shall] be directed towards preserving and enhancing personal autonomy (Principle 9, paragraph 4) Involuntary admission or retention shall initially be for a short period [as] specified by domestic law for observation and preliminary treatment pending review (Principle 16, paragraph 2) Various other provisions for review, procedural safeguards, access to 25 information and complaints (Principles 17, 18, 19 and 21). 24 G A Edwards, Mental Illness and Civil Legislation in New South Wales, MD Thesis, University of Sydney, quoted in M G MacAvoy and B Flaherty, (1990) 9 ‘Compulsory Treatment of Alcoholism: The Case Against’, Drug and Alcohol Review, pp 267-72, at p 268. 25 United Nations, Principles for the Protection of Persons with Mental Illness and the Improvement of Mental Health Care, Adopted by General Assembly Resolution 46/119 of 17 December 1991, as quoted in SCSI Report, pp 31-32. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 6
  • 7. In recent years, for the reasons already referred to, there has been little invocation of the Inebriates Act 1912, although it should be noted that the Act has always been used disproportionately against indigenous people.26 Interestingly, Schedule 1 to the Miscellaneous Acts (Mental Health) Repeal and Amendment Act 1983 (NSW) made provision for the full repeal of the Inebriates Act 1912. However, that 1983 Act was repealed before its Schedule 1 was commenced. There is a principle known as the ‘principle of rational humaneness.’ It is said that the great 19th century radical, the British Liberal statesman, writer and newspaper editor John Morley- --Viscount Morley---coined the phrase ‘rational humaneness.’ That may or may not be the case. Gordon Hawkins, who was my lecturer in criminology back in the 1970s, described rational humaneness in these terms: This means a rationality which is informed by consideration and compassion for the 27 needs and distresses of human beings. I have always found the ‘principle of rational humaneness’ to be a most useful one to judge the decency of any legislative, executive, judicial, administrative or other act. One asks: is it rational, and is it also humane? The Inebriates Act 1912 (NSW) fails on both counts---miserably. The Act belongs to those dreadful days when psychiatric patients were chained in padded cells, strapped into straitjackets and half drowned in ice baths. Mental Health Act 2007 (NSW) The Mental Health Act 2007 (NSW), which was assented to on 15 June 2007, came into effect on 16 November 2007, when the Mental Health Act 1990 (NSW) ceased to have effect.28 The principal (but not the only) object of the 2007 Act is to make provisions with respect to the care, treatment and control of mentally ill persons and mentally disordered persons and other matters relating to mental health. 26 See SCSI Report, para 3.9, p 33. See also Supplementary Submission 43, Emeritus Professor Ian Webster AO, Chair, NSW Expert Advisory Committee on Drugs, p 3, cited in SCSI Report, fn 111, p 33. 27 G Hawkins, ‘Humanism and the Crime Problem,’ in I Edwards (ed), A Humanist View (Sydney: Angus & Robertson, 1969), pp 170-181, at p 180. 28 Previous NSW legislation on mental health and related matters included the Dangerous Lunatics Act 1843 (NSW), the Dangerous Lunatics Act 1845 (NSW), the Dangerous Lunatics Act 1846 (NSW), the Dangerous Lunatics Act 1849 (NSW), the Lunacy Act 1878 (NSW), the Lunacy Act 1898 (NSW), the Lunacy Convention Act 1894 (NSW) [which adopted the distinction between unsoundness of mind and mental infirmity], the Lunacy Act 1898 (NSW), the Vagrancy Act 1902 (NSW), the Mental Health Act 1958 (NSW), the Intoxicated Persons Act 1979 (NSW), and the Mental Health Act 1983 (NSW). Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 7
  • 8. The Mental Health Act 2007 resulted from a review of the legislation initiated by the then State Government and involved extensive consultations with consumers, carers and service providers. The Act retains many of the significant principles of the 1990 Act, builds on patient and carer rights and protections; and provides for modern models of service provision. Many of the provisions in the Mental Health Acts of 1990 and 2007 (when the latter was still a bill)-- -together with its stated objects (especially the object that involuntary detention be the exception29 and not the rule)---have served as a model for several of the key provisions of the Drug and Alcohol Treatment Act 2007 (NSW) to which I will now refer. Drug and Alcohol Treatment Act 2007 (NSW) The first recommendation of the Report on the [NSW Legislative Council] Standing Committee on Social Issues (2004) was as follows: Recommendation 1 That the Inebriates Act 1912 be repealed and replaced at once with legislation 30 reflecting subsequent recommendations of this report. Subsequent recommendations of the Report made provision for, among other things, the establishment of a system of short term involuntary care for people with substance dependence who have experienced or are at risk of serious harm, and whose decision making capacity is considered to be compromised, for the purpose of protecting the person’s health and safety.31 In due course, the former NSW State Government announced that it had accepted the Standing Committee’s overall findings on the need to ‘reform’ the Inebriates Act 1912 so as to provide better support and treatment for substance dependent people. The Government announced that there would be a special 2-year compulsory treatment trial in Western Sydney at Nepean Hospital,32 with the Inebriates Act continuing to operate outside the trial area. 29 Section 3(c) of the Mental Health Act 2007 (NSW) lists as the third enumerated stated object of that Act---‘to facilitate the provision of hospital care for those persons on a voluntary basis where appropriate and, in a limited number of situations, on an involuntary basis’ [emphasis added]. 30 SCSI Report, Summary of Recommendations, p xviii. 31 See, in particular, Recommendation 2, in SCSI Report, Summary of Recommendations, p xviii. 32 The 2-year trial at the Nepean Hospital of the Drug and Alcohol Treatment Act 2007 and the trial for involuntary drug and alcohol treatment ceased on 30 June 2011. The Drug and Alcohol Treatment Regulation 2012 (NSW), which commenced on 4 September 2012, now prescribes the whole of NSW as the area to which the Drug and Alcohol Treatment Act 2007 applies. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 8
  • 9. The Drug and Alcohol Treatment Act 2007 (NSW), which was assented to on 15 June 2007 (being the same day on which royal assent was given to the Mental Health Act 2007), and which commenced on 9 February 2009, was created in the first instance to provide the legal basis for a 2-year trial of short-term involuntary care and treatment during which this group of persons with severe substance dependence would undergo detoxification to rebuild their health and be linked in a planned and considered way to longer-term rehabilitation and support. In her ‘agreement in principle’ speech in the NSW Legislative Assembly on the bill which ultimately became the Drug and Alcohol Treatment Act 2007 (NSW), the then NSW Minister for Health, The Hon Reba Meagher MP, said, among other things: The Government does not take the concept of involuntary treatment lightly. Every effort has been taken to ensure the bill provides a therapeutic framework in which people enter the trial only when they will benefit from the treatment with all controls being the least restrictive possible. As honourable members would know, the New South Wales Government has long been committed to reducing the level and impact of drug and alcohol related harms in the community. We highlighted this commitment through the Drug and Alcohol summits and continue to do so under the new State Plan, which has specific priorities related to reducing the incidence and impacts of illicit drug use and risk drinking. The bill arises from a Government commitment in response to the 2003 Summit on Alcohol Abuse that recommended an inquiry into the Inebriates Act 1912, given concerns that the Act could better reflect modern medical practice treatment options and legal safeguards. The New South Wales Government asked the Legislative Council Standing Committee on Social Issues to undertake this inquiry and we thank those honourable members who were involved for their comprehensive and compassionate work and report on this issue. The Government also thanks the medical, legal, academic, government agency and community representatives who contributed their expertise and experience to the inquiry and its report. The bill gives effect to the Government's response to the inquiry, which was released in January this year. In that response the Government adopted the majority of the committee's recommendations. However, in line with our evidence-based approach to drug and alcohol policy, the Government has agreed to first trial the proposed new framework for involuntary care before considering wider application. I will now take the House through some of the key provisions in this bill, which has been developed in consultation with Emeritus Professor Ian Webster, AO, the chair of the Government's Expert Advisory Group on drugs and alcohol; the Chief Magistrate; Aboriginal Justice Advisory Council; Professor Bob Batey; clinicians from Nepean Hospital; and government agencies that will be implementing the trial. The main provisions in the Act---most notably those with respect to involuntary detention--- are modelled on similar provisions in the Mental Health Act 1990 (NSW) and the Mental Health Bill 2006 (NSW), which, when enacted, became the Mental Health Act 2007 (NSW). It goes almost without saying that the legislative and psycho-medical paradigm enshrined in the Drug and Alcohol Treatment Act 2007 is altogether different from that contained in the Inebriates Act 1912. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 9
  • 10. As most if not all of you would know by now, the first people to be treated under the Drug and Alcohol Treatment Act 2007 were part of the Drug and Alcohol Involuntary Treatment Trial and resided in the Sydney West Area Health Service catchment area. The Drug and Alcohol Treatment Regulation 2012 (NSW), which commenced on 4 September 2012, now prescribes the whole of NSW as the area to which the Drug and Alcohol Treatment Act 2007 applies. Under the Act, an accredited medical practitioner is empowered to issue a dependency certificate. That means the person can be detained for up to 28 days in the first instance. A magistrate must review a dependency certificate as soon as practicable after it is issued, and the magistrate can discharge the patient or uphold, extend or shorten the time of involuntary treatment under the dependency certificate. A dependency certificate---similar in law and effect to the ‘scheduling’ of a person under the Mental Health Act 2007---may be issued under the Drug and Alcohol Treatment Act 2007 in relation to the person only if the accredited medical practitioner is ‘satisfied’ (that means, in law, ‘reasonably satisfied’, which refers to a state of satisfaction that can be arrived at by a reasonable person of the kind in question who properly understands and applies the correct ‘test(s)’ to be applied without irrelevant considerations being taken into account or otherwise acting whimsically, arbitrarily or capriciously)33 as to all of the following matters: the person has a ‘severe substance dependence’ (as defined in s.5(1) of the Act,34 with words such as ‘tolerance’ and ‘withdrawal symptoms’ being given their ordinary accepted meanings in the medical and psychological sciences), and care, treatment or control of the person is ‘necessary’ (that means, in law, ‘reasonably required’ as opposed to ‘absolutely essential’)35 to protect the person from ‘serious harm’ (being physical harm or psychological harm and possibly also including other forms of harm as well),36 and 33 See, relevantly, R v Connell; Ex parte Hetton Bellbird Collieries Ltd (1944) 69 CLR 407 at 430 and 432 per Latham CJ. 34 The statutory definition of ‘severe substance dependence’ is to be applied for the purposes of the Act, regardless of what might otherwise be the position in ordinary clinical practice (cf DSM-IV-TR). 35 See, relevantly, Commonwealth v Progress Advertising & Press Agency Co Pty Ltd (1910) 10 CLR 457; Attorney-General v Walker (1849) 154 ER 833. 36 Cf Re J (No. 2) [2011] NSWSC 1224 (NSW Supreme Court, White J). That was a case on the Mental Health Act 2007 (NSW). White J came to no firm conclusion as to whether the expression ‘serious harm’ as used in that Act included serious financial harm, but stated that there was much to be said for the submission that ‘serious harm’ in s.14 of the Mental Health Act 2007 (NSW) refers to either physical harm or psychological harm. In light of this decision, it would now appear that, even in cases of financial harm (which are generally able to be dealt with by other statutory measures except, perhaps, in a few exceptional cases), the basis for involuntary detention under that Act would rarely, if ever, be justifiable. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 10
  • 11. the person is ‘likely’ (arguably [here] meaning, in law, ‘a real chance or possibility’, that is, a real and substantial and not remote chance or possibility regardless of whether it is less or more than 50 per cent)37 to benefit from treatment for his or her substance dependence but has refused treatment, and no other appropriate and less restrictive means for dealing with the person are reasonably available. The accredited medical practitioner can also take into account any serious harm that may occur to children in the care of the person, or other dependants. The objects section of the Act---section 3---makes it clear that the primary object of the legislation is the protection of the health and safety of those with severe substance dependence, and that involuntary detention and treatment of those persons, whose interests are ‘paramount’, is a ‘last resort’. As the [Burdekin] Inquiry into Human Rights and Mental Illness (1991-92) pointed out, involuntary detention, for any reason and under any circumstances, is an extremely serious matter involving curtailment of several fundamental rights the most important of which is the right to liberty. Now, section 3 of the Act is so important I will read it in its entirety: 3. Objects of Act (1) The objects of this Act are: (a) to provide for the involuntary treatment of persons with a severe substance dependence with the aim of protecting their health and safety, and (b) to facilitate a comprehensive assessment of those persons in relation to their dependency, and (c) to facilitate the stabilisation of those persons through medical treatment, including, for example, medically assisted withdrawal, and (d) to give those persons the opportunity to engage in voluntary treatment and restore their capacity to make decisions about their substance use and personal welfare. (2) This Act must be interpreted, and every function conferred or imposed by this Act must be performed or exercised, so that, as far as practicable: 37 See, eg, Tillmans Butcheries Pty Ltd v Australasian Meat Industry Employees’ Union (1979) 42 FLR 331 at 345-348 per Deane J; Randwick Municipal Council v Crawley (1986) 60 LGRA 277 at 279-281 per Stein J; Jarasius v Forestry Commission (NSW) (1988) 71 LGRA 79 at 94 per Hemmings J; Bailey v Forestry Commission of New South Wales (1989) 67 LGRA 200 at 211 per Hemmings J; Drummoyne Municipal Council v Roads and Traffic Authority of NSW (1989) 67 LGRA 155 at 163 per Stein J. See also Boughey v The Queen (1986) 161 CR 10 per Mason, Wilson and Deane JJ with whom Gibbs CJ agreed (Brennan J dissenting) in which a majority of the High Court of Australia found that the phrase ‘likely to cause death’ in s.157(1) of the Criminal Code 1924 (Tas) conveyed a notion of substantial, real and not remote chance, regardless of whether it was more or less than 50 per cent. The majority held that, in that context, the word ‘likely’ should not be construed to mean more likely than not or to assume a specific degree of mathematical probability not conveyed as a matter of ordinary language or by the statutory context. It is strongly arguable that the same interpretation should be given to the word ‘likely in, relevantly, s.9(3)(c) of the Drug and Alcohol Treatment Act 2007 (NSW). Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 11
  • 12. (a) involuntary detention and treatment of those persons is a consideration of last resort, and (b) the interests of those persons is paramount in decisions made under this Act, and (c) those persons will receive the best possible treatment in the least restrictive environment that will enable treatment to be effectively given, and (d) any interference with the rights, dignity and self-respect of those persons will be kept to the minimum necessary. Assuming, of course, that you otherwise act lawfully in all respects, you cannot go ‘wrong’ in your actions and decision-making under the legislation if you keep in mind and give effect to those objects at all times. The stated objects are more than pious platitudes—they are a ‘living symbol’38 of the principle of rational humaneness in action. Never forget that. My own story of recovery---and how I see ‘things’ Forgive me for the self-indulgence that follows, but I think---and hope---that what I am about to say may help others in recovery from severe substance dependence. I have lived---if that be the right word, which it isn’t---a big part of my life in bondage to addictions of various kinds. I have known the loss of freedom---indeed, the horrible self- slavery, self-loathing and suffering---that is always the result of unhealthy, life-destroying attachments, cravings and obsessions. I am free now, and I intend to stay that way. I choose to live differently now---and I am very much alive! It is said that we are born free. Well, never entirely free. However, part of the ‘price’ we pay for ‘Spirit’ (that is, the livingness of life) descending into matter, for the ‘Word becoming flesh’, so to speak, is that we invariably find ourselves caught up, indeed trapped, in a time- bound, self-centred prison which is not entirely of our own making but which becomes more and more escape-proof as we choose, hundreds and thousands of times, to identify with our ‘false’ (or ‘illusory’) sense of ‘self.’39 38 The Greek word sumbolon (‘throwing together’) means really a correspondence between a noumenon and a phenomenon, between a reality in the ‘higher’ archetypal or ideal world and its outer physical expression in everyday life (the so-called ‘real world’). A living symbol not only ‘symbolizes’, ‘represents’ or ‘stands for’ something else (the ‘inner reality’ or ‘meaning’), it is actually instrumental in bringing about that reality---and, in very truth, is that reality. 39 I am aware that the concept or presupposition of ‘self as an illusion’ is not universally accepted and ordinarily has not been maintained in Western general psychological practice. The concept is, however, maintained in Buddhist psychology and in much recovery literature and its associated healing movements and programs, and it formed the cornerstone of the ‘self-illusion therapy’ successfully conducted by the Sydney-based psychologist, the late Jim Maclaine, over several decades at a number of different Sydney metropolitan private psychiatric hospitals specialising in drug and alcohol rehabilitation. In more recent times in the West, the idea that ‘self’ is not a thing but a construct has been gaining considerable momentum: see G Watson, ‘I, Mine and Views of the Self’, in G Watson, S Batchelor, and G Claxton, The Psychology of Awakening: Buddhism, Science and Our Day-to- day Lives (York Beach ME: Samuel Weiser, 2000), pp 30-39; R Hanson with R Mendius, Buddha’s Brain: The Practical Neuroscience of Happiness, Love & Wisdom (Oakland CA: New Harbinger Publications, 2009). It Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 12
  • 13. Now, this is how I and many others see it. I am very much aware that it is not the way everyone sees it---which may well be a good thing! The ‘self’ does not exist40---at least it does not exist in the sense of possessing a separate, independent, unchangeable, material existence of its own---even though we try, ever so hard, to convince ourselves---that is, the person41 that each of us really is---that we actually are those ever waxing and waning, arising and subsiding, hundreds and thousands of ‘I’s’ and ‘me’s’ (‘selves’) that, in a dynamic, ongoing, ever-changing and seemingly endless process of ‘self-ing’, parade before us as our consciousness (or 'mental wallpaper')42 from one moment to the next. Having said that, it is a paradox of immense proportions that, for something which has no separate, independent, unchangeable and material reality of its own---and certainly no singularity---the non-existent so-called ‘self’ causes us so much damn trouble---mainly because we let ‘it’.43 We perceive life through our senses and our conscious mind. Over time, beginning from the very moment of our birth, sensory perceptions harden into memories formed out of aggregates of thought and feeling. In addition, we are conditioned to think in certain ways and to believe certain things about life. In time, the illusion of a separate 'witnessing [or so- called ‘transcendental’] self' emerges.44 Nevertheless, I am firmly of the opinion that our should be noted that even William James (the ‘Father of Modern Psychology’) wrote, ‘In its widest possible sense, however, a man’s Self is the sum total of all that he can call his.’ (1981 [1890]) Principles of Psychology (Cambridge MA: Harvard University Press), p 279. 40 My view on this matter is somewhat coloured by the fact that I am a practising Buddhist. Now, it has been written, ‘No anattā doctrine, no Buddhism.’ The concept of anattā is bedrock to Buddhism. Anattā means ‘not-self’ or ‘non-self’ rather than ‘no-self’. The Buddhist teaching of anattā---of which there are several different (and even discordant) interpretations in Buddhism---affirms that there is no actual ‘self’ at the centre of our conscious---or even unconscious---awareness. Our so-called consciousness goes through continuous fluctuations from moment to moment. As such, there is nothing to constitute, let alone sustain, a separate, transcendent ‘I’ structure or entity. We ‘die’ and are ‘born’ (or ‘reborn’) from one moment to the next. 41 A person is ‘a human body-mind as a whole, an autonomous and dynamic system that arises in dependence upon human culture and the natural world’: R Hanson with R Mendius, Buddha’s Brain: The Practical Neuroscience of Happiness, Love & Wisdom (Oakland CA: New Harbinger Publications, 2009), p 211, citing M Mackenzie, (2010) ‘Enacting the Self: Buddhist and Enactivist Approaches to the Emergence of the Self’, Phenomenology and the Cognitive Sciences, vol 9, issue 1 (March 2010), pp 75 - 99. 42 ‘Being convinced that self, manifested in various ways, was what had defeated us, we considered its common rd manifestations’ Alcoholics Anonymous [3 edn] (New York: Alcoholics Anonymous World Services, 1976, p 64). 43 ‘According to the teaching of the Buddha, the idea of self is an imaginary, false belief which has no corresponding reality, and it produces harmful thoughts of “me” and “mine”, selfish desire, craving, attachment, hatred, ill-will, conceit, pride, egoism, and other defilements, impurities and problems’: W Rahula, What the Buddha Taught (New York: Grove Press, 1959), p 51. The AA ‘Big Book’ says more-or-less the same thing: ‘Selfishness, self-centeredness! That, we think, is the root of our troubles. Driven by a hundred forms of fear, self- delusion, self-seeking, and self-pity, we step on the toes of our fellows and they retaliate. Sometimes they hurt us, seemingly without provocation, but we invariably find that at some time in the past we have made decisions rd based on self which later placed us in a position to be hurt.’ Alcoholics Anonymous [3 edn] (New York: Alcoholics Anonymous World Services, 1976, p 62). Both Buddhism and Maclaine’s ‘self illusion therapy’ are based on the psycho-spiritual principle of ‘letting go of self’. 44 It is generally acknowledged that the ‘self’ has many aspects including but not limited to the ‘reflective self’, the ‘emotional self’, the ‘autobiographical self’, the ‘core self’, the ‘self-as-object’, and the ‘self-as-subject’. ‘In sum, from a neurological standpoint, the everyday feeling of being a unified self is an utter illusion’: R Hanson with R Mendius, Buddha’s Brain: The Practical Neuroscience of Happiness, Love & Wisdom (Oakland CA: New Harbinger Publications, 2009), p 211. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 13
  • 14. mental continuity and sense of identity and existence are simply the result of habit, memory and conditioning. Also, as you all would know, genetics has a bit to do with it as well. At any rate, hundreds of thousands of separate, ever-changing and ever-so-transient mental occurrences (‘selves’) harden into a mental construct of sorts which is no more than a confluence of impermanent components (‘I-moments’) cleverly synthesized by the mind in a way which appears---note that word, appears---to give them a singularity and a separate, independent, unchangeable and material existence and life of their own. Now, it is through this perception of an internally created sense of 'self' that we experience, process and interpret all external reality. With alcoholics and other addicts, this false or illusory sense of self also becomes chemically altered (seemingly for all time)---with truly disastrous consequences for the addict and those associated with him or her. In my own life, as a result of my addiction to alcohol in particular, I discovered that the mind—my mind—had become its own---and my own---prison. The mental construct of ‘self’ which I had built up over many years of self-obsession imposed severe limitations on how I saw life. My life’s experiences were filtered through a distorted lens comprised of the totality of my various self-images. I did not see things as they really were because of this distorted lens. It was a classic case of ‘self-will run riot’,45 to borrow a phrase from the ‘Big Book’ of Alcoholics Anonymous. I am talking about all manner of selfishness, self-centredness, self- absorption and self-obsession---self, self, self! I am reminded of what the well-known British New Thought writer James Allen wrote, namely, 'Self is the lusting, coveting, desiring of the heart, and it is this that must be yielded up before Truth can be known, with its abiding calm and endless peace.' In July 1995 I entered St Edmund’s Private Hospital at Eastwood.46 My alcoholism had spiralled totally out-of-control and my life was an absolute mess. My actions whilst grossly intoxicated had brought me into big trouble with the law---not a good thing for anyone, but especially not for a lawyer. Intervention came as a result of the actions of my former law partner and my wife (from whom I was separated for some time until I finally got my act together). They made enquiries of St Edmund’s, and I went in as in-patient, straight from the Hornsby courthouse. There I did the 4-week programme in ‘self illusion therapy’47 conducted 45 rd Alcoholics Anonymous [3 edn] (New York: Alcoholics Anonymous World Services, 1976, p 62). 46 I had been a member of Alcoholics Anonymous since January 1991, but my longest period of sobriety in 4.5 years was only 12 months. 47 See J Maclaine, Breaking the Bondage of Self: An Approach to Recovery (Sydney: Interact Health Programs Pty Ltd, [July] 1983), Program Notes (Sydney: Interact Health Programs Pty Ltd, 1987), When Someone You Love is Addicted to Alcohol or Drugs (Sydney: Bantam Books, 1988), Self Illusion Therapy [leaf] (Sydney: Interact Health Programs/St Edmund’s Private Hospital, nd); J Maclaine with H Townsend, When Someone You Love is nd Addicted to Alcohol or Drugs (Sydney: Bantam Books, 2001) [revised and expanded (2 ) edn]. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 14
  • 15. (and developed) by the late, great Jim Maclaine, and I went back to the hospital as a day or outpatient one day each week for some time thereafter. The first thing I had to do was to accept that I was a ‘person among persons’ (to use Jim Maclaine’s words)---a vital and integral part of life's self-expression. I was told that I was not that 'witnessing [or so-called ‘transcendental’] self', which was nothing more than a small part of the aggregation of the hundreds of thousands of ‘I-moments’ (‘inner self images’) I had manufactured in my lifetime (‘image in a person’, in Maclaine’s words).48 None of those images were the ‘real me’ (the person). The second thing I had to learn was to recognize that, although I had been living in a chemically altered state of self-obsession,49 the person50 that I am and have always been was nevertheless still in direct contact with external reality--- that is, with what is---even though I was scarcely aware of it at the time. Now, once I had fully accepted those facts---along with the admission that I was powerless over alcohol and my life had become (totally and hopelessly) unmanageable---I was then able to start to live differently … and mindfully … one day at a time and from one moment to the next. In my own writings, lectures and speeches I have quoted often these immortal words of William Temple, a former Archbishop of Canterbury: ‘For the trouble is that we are self- centred, and no effort of the self can remove the self from the centre of its own endeavour.’ Those words are very powerful, and very true. I will repeat them---‘For the trouble is that we are self-centred, and no effort of the self can remove the self from the centre of its own endeavour.’51 As I see it, that is the fundamental problem faced by the alcoholic and other addicts. How can ‘self’---which, in any event, is in total bondage to itself---change ‘self’? It can’t. The ego-self has to be thrown off-centre, and a ‘power-not-oneself’ needs to be found- --perhaps deep inside the person in question---in order to find the necessary power to toss 48 G Watson notes that ‘recent studies’ in the West support the view that the sense of self is ‘not a thing but a construct, and one that appears to be considered as ever more widely distributed’: G Watson, ‘I, Mine and Views of the Self’, in G Watson, S Batchelor, and G Claxton, The Psychology of Awakening: Buddhism, Science and Our Day-to-day Lives (York Beach ME: Samuel Weiser, 2000), pp 30-39, on pp 30-31. 49 Maclaine would explain to patients just how in addicted people the alcohol or other drug permanently changed the inner self images that gave one the ‘deepest sense of identity’. The alcohol or drug created a ‘new, enormously satisfying, self image’. 50 As Maclaine explained it, ‘self’ was ‘inside’ and was nothing but ‘image’; the ‘person’ was ‘outside and actual’--- a ‘person among persons’. The philosopher John Locke wrote of the distinction between the two: ‘We must consider what Person stands for, which, I think, is a thinking intelligent Being, that has reason and reflection, and can consider it self as it self, the same thinking thing in different times and places.’ (1975) Essay Concerning Human Understanding, II 27.9. Similar views on the ‘illusory’ nature of the ‘self’ have been held by the neurologist John Hughlings Jackson and the philosophers David Hume, Friedrich Nietzsche and Bertrand Russell (among many others). 51 Maclaine similarly wrote: ‘Self is very circular; the part of you that you are working on becomes the part of you that is working on it’ (Breaking the Bondage of Self: An Approach to Recovery, p 36); ‘the part of you that was trying so hard to control [the addiction], was already in the grip of it … an endless battle with yourself’ (ibid, p 2). Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 15
  • 16. and overcome all forms of self-obsession and ‘mental furniture’. Self-liberation52 is the goal, but the alcoholic or other addict must be very careful in how they go about this, for as many so-called mystics have found out over the years, the denial of the self tends only to increase one’s obsession with oneself. In the words of Dr Norman Vincent Peale, who for 52 years was the senior minister of Marble Collegiate Church in New York City, and who was a wonderful supporter of AA right from its very infancy---few ministers of religion have ever had Peale’s understanding of alcoholism and addiction---the person in recovery must experience ‘a shift in emphasis from self to non-self.’ By a ‘sense of non-self’ Peale means a ‘sense of be-ing’---that is, a sense that we, the person that each of us is, can do that which the ‘self’ (or rather ‘selves’) in us cannot.53 In addition to working as a lawyer, educator and trainer, and a consultant and an author, I am also a Unitarian54 minister of religion, and a wellness (mindfulness) instructor and practitioner. Now, few people know of the existence of a very early and important connection between the 12-step recovery program Alcoholics Anonymous and Unitarianism.55 On 26 November 1939, when AA was still very much in its infancy, the Reverend Dr Dilworth Lupton, then the minister of the First Unitarian Church (Universalist-Unitarian), Euclid at East 82nd Street, Cleveland, Ohio, preached a famous sermon entitled ‘Mr X and Alcoholics Anonymous’,56 printed copies of which were distributed widely during the early days of AA in the United States of America. Mr X was one Clarence Snyder, who was one of the 52 Self-liberation, self-realization, enlightenment, salvation---to me, they are all the same thing. In the words of the Zen Buddhist Alan Watts, we are taking about ‘a state of wholeness in which the mind functions freely and easily, without the sensation of a second mind or ego standing over it with a club': A Watts, The Way of Zen (Penguin Books, 1962), p 43. 53 I like these words from Vernon Howard: ‘A free mind is one that failed so dismally in living up to its flattering self-images that it gave them up entirely’: V Howard, Cosmic Command (Boulder City NV: New Life Foundation, 1979), # 1923. 54 Unitarianism (also known as Unitarian Universalism) can hardly be called a religious denomination any longer, or even a religion in the sense of its being one single, cohesive religion among other world religions, having expanded a long time ago well beyond its Christian roots, with many modern day Unitarians embracing Humanism, agnosticism, various forms of theism, non-theistic belief systems such as Buddhism, progressive Christianity and earth-based spirituality. Unitarianism---being post-Christian and ‘post’ many other things as well-- -is more in the nature of a paradigmatic approach to religion and a praxis, that is, a particular and quite distinctive way in which certain spiritual principles (such as the inherent worth and dignity of every person, a free and responsible search for truth and meaning, and the interdependent web of all existence) are engaged, applied and put into practice. As such, Unitarianism may be termed a metareligion. Unitarianism has always had a broad and liberal spiritual focus, imposing no particular creed, article or profession of faith upon its members and adherents. Unitarians are therefore free to explore and develop their own distinctive spirituality and are encouraged to do so in a responsible way, using reason and free inquiry, with a spirit of tolerance for the views of others. 55 See I Ellis-Jones, ‘Unitarianism and Alcoholics Anonymous’, An Address Delivered Before the Sydney Unitarian Church on Sunday, 6 February 2005, <http://www.slideshare.net/ianellis-jones/unitarianism-and- alcoholics-anonymous> (viewed 30 October 2012). 56 A copy of the printed sermon can be found online at, among other sites, <http://silkworth.net/aahistory/mr_x.html> (viewed 30 October 2012). On 27 November 27 1939 the Cleveland Plain Dealer printed Lupton’s sermon and it was met with a very positive reaction by the readership. It also brought about some inquiries about the new movement of AA and pleas for help from both alcoholics and members of their families. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 16
  • 17. contributing authors of the ‘Big Book’ of AA entitled Alcoholics Anonymous, which was first published in 1939.57 Snyder’s wife Dorothy had often implored Dr Lupton to speak to Clarence about his alcoholic drinking. Lupton did speak with Clarence on a number of occasions. Unfortunately, Clarence at that time was unable and unwilling to quit drinking. (He later did quit drinking.) Now, from his conversations with Clarence Snyder and with other members of the Cleveland group, Dr Lupton stated that he was convinced that the success of AA came through the application of four religious principles that, in Lupton’s words, were ‘as old as the Ten Commandments’. Lupton identified the four principles as being as follows: 1. The principle of spiritual58 dependence---being reliance upon what Lupton referred to as a ‘power-not-oneself’ (which need not be a ‘higher’ power59 as such, or a traditional God-figure,60 but simply a power other than one’s ‘self’, the reason being, as I have already said, that ‘self cannot change self’). 2. The principle of universality---that is, anyone can recover from alcoholism and other addiction regardless of their particular religion or even if they have no religion at all. 3. The principle of mutual aid---that is, people tend to have the best chance of successful recovery when they have an opportunity to be exposed to the energy of association with, and the power of example of, likeminded people. 4. The principle of transformation---that is, a ‘revolutionary change’ can take place in the alcoholic or addict’s life when reliance is placed on a power-not-oneself; the 57 Snyder wrote the chapter entitled ‘Home Brewmeister’ (p 274 in 1st edition, and p 297 in 2nd and 3rd editions, of the ‘Big Book’, Alcoholics Anonymous (New York: Alcoholics Anonymous World Services)) and was an originator of Cleveland’s [AA] Group No. 3. 58 That is, non-material or non-physical. Jim Maclaine, who developed his own distinctive recovery program and form of recovery psychotherapy (‘self illusion therapy’) from a number of different sources, ideas and techniques (including but not limited to Buddhist philosophy and psychology, cognitive behavioural therapy (CBT), and the ideas and teachings of J Krishnamurti and Christian mystics), used to say that AA and all the other 12-step programs were ‘spiritual’ programs of recovery because they used ‘non-physical’ means of recovery---namely, words (both written and spoken), ideas and concepts as a result of, among other things, the energy of association with likeminded people and the power of example, all of which serve as a ‘power-not-oneself’. That is not to deny the place of pharmaceutical drugs and the like in the fields of addiction psychiatry and addiction medicine. 59 Although I respect those who like the expression, I personally dislike the expression ‘higher power’ as it tends to suggest that there are supposedly ‘higher’ and ‘lower’ levels or orders of reality (which, on both philosophical and scientific grounds, I firmly think is not the case). Significantly, Step 2 of ‘The Twelve Steps’ speaks in terms of a power ‘greater than ourselves’ [emphasis added]. In addition, there are only 2 places (on pp 43 and 100, respectively) in the 4th edn of the ‘Big Book’ of AA where the actual expression ‘Higher Power’ is used, but there are numerous other places in the book where other expressions are used to refer to the need to find a ‘power’ or simply ‘Power’ (to overcome the problem of ‘lack of power’) and to the ‘God’ of one's own understanding. 60 Buddhism, for the most part, is a nontheistic religion---to the extent that it is a religion at all. The ‘higher power’ (or ‘power-not-oneself’) for a Buddhist might be, for example, The Triple Gem, the Dharma, or Buddha nature. Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 17
  • 18. transformation results in a radical alteration of one’s attitudes and outlooks, one’s habits of thought. ‘In the face of despair and impending collapse, [the person] has gained a new sense of direction, new power.’ I have seen these four principles work wonders in my own life and in the lives of countless others with whom I have been associated.61 I want to say this---most sincerely and (hopefully) non-patronisingly---to each of you who is involved in various ways in the fields of addiction psychiatry and addiction medicine, that is, in helping others to recover from severe substance dependence. You are all engaged in a most noble enterprise. Personally, I can’t think of anything more important. Intervention worked in my own life. Without the intervention of others, I don’t think I would have ever recovered. As you all know, when it comes to the process of addiction there is no one rock- bottom, rather it is a bottomless pit. Unless and until a person can be brought to the point where they want recovery more than anything else---more than family, friends, job, reputation, and even life itself---there can be no recovery. Want-power---as opposed to will- power---is what is needed. However, when an alcoholic or other addict comes to the realization that ‘there is [or, at the very least, may be] a way out’, that they don’t have to continue living in the way they have been living, and that they really want what others have obtained in and through the process of recovery, remarkable and seemingly miraculous things can and do happen. Thank you, and bless you all. O housebuilder! You have now been seen. You shall build the house no longer. All your rafters have been broken, Your ridgepole shattered. My mind has attained unconditional freedom. Achieved is the end of craving. 62 ― The Dhammapada, verse 154. 61 For an accessible and authoritative study of the relevance and application of Buddhist philosophy and practice in the modern Western world, see G Watson, S Batchelor, and G Claxton, The Psychology of Awakening: Buddhism, Science and Our Day-to-day Lives (York Beach ME: Samuel Weiser, 2000); R Hanson with R Mendius, Buddha’s Brain: The Practical Neuroscience of Happiness, Love & Wisdom (Oakland CA: New Harbinger Publications, 2009). 62 The ‘housebuilder’ is the false or illusory ‘self’ (or rather ‘selves’ in us), held together by the ‘ridgepoles’ and ‘rafters’ of dependency. When we come to see ourselves [sic] as we really are, we will attain ‘unconditional freedom’---or, to quote from the ‘Twelve Promises’ of AA, we will come to know ‘a new freedom and a new rd happiness’ and ‘self-seeking [sic] will slip away’ (see Alcoholics Anonymous [3 edn] (New York: Alcoholics Anonymous World Services, 1976), pp 83-84). Copyright © Ian Ellis-Jones 2012. All rights reserved. Fair use permitted. Page 18