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International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online),
INTERNATIONAL JOURNAL OF MANAGEMENT (IJM)
Volume 4, Issue 6, November - December (2013)

IJM

ISSN 0976-6502 (Print)
ISSN 0976-6510 (Online)
Volume 4, Issue 6, November - December (2013), pp. 198-208
© IAEME: www.iaeme.com/ijm.asp
Journal Impact Factor (2013): 6.9071 (Calculated by GISI)
www.jifactor.com

©IAEME

MANAGEMENT PROCESSES FOR THE REDESIGN OF STRATEGIC
PLANNING
Liane Mahlmann Kipper1,
Julio Siluk2,

Elpídio Oscar Benitez Nara1,

Magali Carolina Ellwanger1,

João Carlos Furtado1,

Bruna Bueno Mariani1

1
2

Industrial Systems and Processes, University in Santa Cruz do Sul, Santa Cruz do Sul, Brazil.
Production Engineering and Systems, University Federal of Santa Maria, Santa Maria, Brazil.

ABSTRACT
The central theme of this paper is to discuss the integration of strategic planning models and
process management in the pursuit of organizational alignment to support the organization in the
long time. With this assumption, it is important to understand the main findings of the theorists about
these contents. Understanding the management of educational institutions is similar to the other
organizations It was developed a qualitative research with the methodology of case study. It was
used multiple sources of evidence collected from interviews - UNISC managers; institutional
documents - flowcharts of the steps of the planning process, the Institutional Political-Educational
Project - IPE, the Institutional Development Plan - IDP, as well as the observations of the researcher.
The interviews were worked out by analyzing content and the documents were worked from the
steps of the planning process. The purpose of this paper is to present the results of the study that
suggests the redesign of the strategic planning of an institution of higher learning through process
management.The main results with the conclusions point a number of suggestions for improving to
the planning process, indicating that the redesign of strategic planning through process management
contributes to the positioning that the institution should adopt the challenges presented in current
scenario, allowing the evolution of fragmented vision of the organization to a systemic view.
Keywords: Strategy, Strategic Planning, Management of Process.
1. CONTEXT AND OBJECTIVES
In 21st century, the management of organizations may not be understood as a closed system,
but rather understood and operated as an open system, where planning, strategies and organizational
processes articulated contribute to the delivery of products and services to the needs of the market.
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Volume 4, Issue 6, November - December (2013)

On the other hand, the velocity of changes that the world has faced over the recent times, both
the economy and politics, presents great challenges to organizations, from the ability to quickly adapt
to new scenarios as effective responses to these new challenges (YOUSSEF, 2008). The need for
innovation, increased competition between organizations and the search of competitively for the
sustaining and survival in a long-term are some of the changes in the current business scenario. The
word change comes from the French language changer and itmeans to squirm or deflect as a tree that
has been growing looking for the sun. Senge, in his article "The dance of changes" (2003), proposes
that it is necessary to be made a deep change in organizations, which combine internal changes in the
values, aspirations and behaviors of people with external changes in processes, strategies, practices
and systems. The same author, when he proposes the deep change, he refers to the change that
precedes learning, one that changes the thinking of those who produced it.
Senge (2003) says that it is not possible to treat organizations as machines anymore.
Organizations are alive organisms, all its members must learn to organize their time, taking space for
reflection and creative and innovative activities, where the learning remains the most important
challenge. Thus, it is understood that change in organizations is driven by the need of the
destabilization of the existing state, whether internal or external to the company. Relating to the
external scenario, Muller (2003) says that before the evolution of business competition is necessary
to take into consideration some aspects, which are: the quality is not a goal anymore, it is the premise
- driven by the increase in the level of consumer demand, the trend of margin squeeze is already a
reality - the need to reduce costs and prices; marked reduction in life cycle of products; governments
increasingly smaller, out of the economy, reducing subsidies, technological explosion with
knowledge multiplying; power relations becoming the enforcement for negotiation and the
individualism for partnership; replacing the concept of companies by production chains and
consequent increased demands for quality in customer - supplier relationship - a company may not
be competitive in isolation; globalization of markets and formation of economic blocks; expansion of
environmental management, and questioning the social role of organizations (Muller, 2003).To Bell
and Omachonu (2011) advances in information technology continue to change the way quality
objectives, work instructions, and policies are deployed and updated throughout the work
environment.
More recently, the competition between organizationsisalso seen in theeducational
institutions, which are forced to take entrepreneurial behavior to ensure their survival in a
competitive environment with scarce resources and expanding the boundaries of institutions,
especially with the adventofdistance learning courses. Whilethecompany'smain concern isthe
management ofhuman and material resources in a wise way, the university is linked with all models
of knowledge, from the curriculumto the profileof the teacher, from the management systemto the
wayit relates tosociety(LINDO, 2005).
According to Muller (2003), the strategic deployment (actions) occurs at the level of
organizational processes, where actions are accomplished effectively and in an attempt to ensure the
operationalization of strategic planning, the indicators system takes the role to deploy targets to
processes and return the performance.
However, the strategic definitions and performance indicators are established in the business
processes of organizations. These organizations are traditionally organized functionally, by sectors or
departments. And the processes, most of them, are arranged horizontally, in an inter-functional way.
In this sense, the excellent performance of a sector is not very important, if the client, who is
serviced by the processes, feels bad effect on its performance.
According to Bhusry and Ranjan(2012) to build and develop a management environment
healthy and flourishing in teaching-learning process , the institutions need to promote general culture
sharing and knowledge management.

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View of this context, it is clear that the management processes, as well as strategic planning,
are vital elements for achieving the goals of any institution of higher education, whether public,
private or community, or organizations in the industrial or services. Thus, the purpose of this paper is
to present the results of the study that suggests the redesign of the strategic planning of an institution
of higher learning through process management.
2. THEORETICAL AND METHODOLOGICAL ASPECTS
The research topic was to discuss the integration of strategic planning models and process
management in the pursuit of organizational alignment to support the organization in the long term.
Withthis premise, it becomes important tounderstandthetheoreticalfindingsaboutsuch content.
The planning has always been an important tool for humans, in all sectorsof society,
beginning with thefamily organizationto thepublic and private organizations. Oliveira(2004) relates
the planning isregarded as thedevelopment of techniques andprocessesthat providethe ability
tovisualize the futurebyactionstaken at the timeaccording tobusiness objectives, assisting in decision
making, reducing uncertainty andbecoming the planningfaster,consistent, effective and efficient.
According to Mintzberg(2004), planning is "the use of formal procedure and the existence of
articulatedresult, especially with regardto an integrated systemofdecisions", it shouldbe seen asa way
of formalizingpartsof decision making, thestrategy formulationand administrationthrough
decomposition, coordinationand rationalization. To Hassan, Ramachandran and Kamaluddin (2013),
all organizations considered current trends and management practices explored acquire benefits from
creating differentiation strategies.
Taylor, considered the father of the administration, who devoted himself to the study of
organizational productivity, distinguishing the steering functions of executive, who was, according to
Perfeito (2007), replaced by empirical planning to planning to intervene as a function of direction
and as instrument of organization and standardization work. Taylor was the precursor of the internal
review as part of strategic planning. According to Arguin (1989), the planning function was called by
Fayol the forecasting, appearing in the foreground of the administrative process: predict, organize,
command and control.
The Theory of Strategic Management takes the consideration that to define the organization's
mission and strategy may facilitate achievement of the goals. To Ansoff(1981), the strategy
encompasses the rules and guidelines for the decision, which guide the development of an
organization, and strategic decisions are those that allow the company to develop and seek to achieve
their goals in the best way. In the mid-1970s, the academic community and practitioners of various
organizations have begun to turn their attention to the strategic role of operations and its connection
with the corporate strategies and competitive organization (SANTOS, VARVAKIS and GOHR,
2004).To Silva, Damian and Pádua (2012) the companies are committed to promoting a management
focused on understanding the processes by importance of this management model to improve the
quality of its services.
Ansoff(1981)defines strategic planning as a systematic approach to an important
responsibility and increasingly essential as it positions the company and relates to its environment in
a way that succeeds and save surprises. To Fumió(2008),the strategic planning of an organization is
the organizational development of a set of coordinated activities, sequential and timed, with views to
the analysis of current conditions and a forecast of future conditions. Thus, according to this author,
strategic planning ispart of themanagement process, which will establishmechanismsto build
thedesired futurebased onobjectives thatare feasible andappropriate to the reality.
The management is focused on the purposes and therefore the overall mission of any
organization is "satisfying needs of human beings" (FALCONI, 2009).This author also states that
"the satisfaction of these needsis the goalof any organization, private or public."
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Process management (BPM) promotes the study of how to systematically make use of
knowledge that lies outside of an organization’s boundaries for process-innovation initiatives. Open
innovation has been heavily studied for product innovation; however, process innovation has not yet
been researched from such perspective (Niehaves, 2010). According to Brocke and Sinnl (2011)there
is a growing awareness that BPM requires a holistic organizational perspective especially since
culture is often considered a key element in BPM practice. To Doebeli et al (2011)Business process
management (BPM) as an organizational management philosophy receive significant attention as a
practice, providing organizations with a means of increasing competitiveness and sustainability in
times of market uncertainty, increasing globalization and constantly changing business conditions.
The adoption of the practice of process management as been seen by some authors as a way
of support to managerial progress in the search for better results (ASSUNÇÃO and MENDES,
2000), which has justifiedthe inclusionof the theme inorganizations. As quoted by Lopes, Mota,
Cruz(2007), it may not generalizethe perception tomanagementprocess as one ofmanagement
fadsrelated toadministrative modernization, since several cases have demonstrated the contribution
of the subject for organizations. To Kersten and Koch (2010) the process quality is strongly affected
by quality management and itself exhibits a strong influence on success, the association of potential
quality to these constructs is weaker, and outcome quality turns out to have a negligible success
impact.
One of the concepts associated with process management is the Value Chain(supplierprocess-client), which is connectedto the set ofactivitiesthat generate valuethroughoutthe production
line, from raw materialsuppliers, productstocustomers. So it allowsseeing theorganization asan
integrated system, where thework is performedthroughits processes, modifyingthe traditional viewof
organizationsknown asvertical view, for asystemic view. Thus, process managementallows us
toglimpsethe operation of enterprisesfocusing on thesequenceofactivitiesthat makethe products
orservices reach the customers, leavingthefocus on thedivisionof departments. With this, the internal
processes are redesigned enabling efficiency gains and competitiveness (LAURINDO and
ROTONDARO, 2006). These authors also state that the focus of organizational development,
management by processes presents an objective and systematic activities, structures and necessaries
resources to meet critical business objectives. According to theGuide BPMCBOK®, 2009, a
business process:
"[...] isa defined list ofactivities orbehaviorsperformedby peopleor machinesand
hasone or more resultsthat canendintermination of proceedingsora deliveryto
another process. Processes arecomposed of acollection ofinterrelated
tasksoractivities that willsolvea particular issue. In the contextof the management
ofbusiness processesa"business process" isdefined as aworkingend-to-end that
deliverssome valueto customers. Thenotion of workend-to-end is critical
andinvolvesall workacrossanyborder,if necessary, to delivervalue to the
customer"(BPM CBOK®, 2009).
According to Caulliraux and Cameira (2000), a process view is presented as a methodological
/ conceptual guideline prioritizes the analysis of the functions of an organization from a perspective
of sequenced and logical / temporal activities, which should save, among others, some features: First
and last customers, preferably external to the organization. The use of the logic internal customers
only may lead to a description of subprocess in intra-functional form; Articulation of various objects
(organizational units, data, etc.) from the various last and / or support processes; Rating
methodologically consistent objects and a hierarchy of models (because of the complexity of
organizations), and Possibility to navigate consistently the process is so bottom-up (from activity to
macro-processes) or a top-down (from macro-processes to the activities).
The research problem was configured as follows: How can the use of process management as
a systematic approach help in redefining the organization's strategic planning searched?
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(IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online),
Volume 4, Issue 6, November - December (2013)

Understanding the management of educational institutions is similar to the other organizations, the
similar
general objective of the research was: To propose the redesign of the strategic planning process
based on process management in a higher education institution, specifically Santa Cruz do Sul
University - UNISC. It was developed a qualitative research, the methodology of case study. It was
loped
used multiple sources of evidence collected from interviews with managers at the strategic, tactical
and operational levels from UNISC; institutional documents - flowcharts of the steps of the planning
process, the Institutional Political-Educational Project - IPE, the Institutional Development Plan Educational
IDP. In Appendix A is the script used in the interviews with the managers. The interviews were
worked out by analyzing content and documents were worked from the steps of the planning process.
3. MAIN RESULTS
The mapping of the current process of strategic planning was fundamental because the
improvements may be suggestedonly if there is a deep understandingof the current reality.
reality
Theplanning processUNISCconsists of ninesteps resultingin sixseparate documents, which comprise
ninesteps,
documents
the formal documentation of the planning of the University, namely: IPE- Institutional PoliticalEducational Project, IDP-Institutional Development Plan, Budget Guidelines, GeneralPlanAnnual
Institutional
Plan
eneralPlanAnnualGP, MonitoringGP andAnnual Report Table 1 shows the steps of the planning process UNISC.
Report.

Table 1. Stages of the planning process UNISC
From the application of theproposed methodology in steps of the planning process were
observed various effects with the organization. Figure 1 presents a new proposal for carrying out the
organization
steps of the planning process of the university
university.

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Figure 1.Proposal to carry out the steps of the planning process UNISC
Proposal
In relation to the proposals for improvements to the planning process studied it is highlighted
the main suggestions based on management processes, namely: Discussion annual planning and not
only in each five years; Alignment of policies contained in IPE with the actions of the IDP;
Definition of strategic indicators to monitor the planning; Control / measurement of results of
s
planned actions; Unification of processes Budget Guidelines to the General Plan Annual, to eliminate
rework; Establishing the deadline for completion of the actions of IDP over the five years,
transforming them in the annual actions; reviewing the actions of the IDP annually; Aligning the
indicators with institutional processes; Unifying the Budget Guidelines Processes to the General Plan
Annual; Monitoring the actions of IDP quarterly, to propose corrective actions as necessary; Using
propose
the result of monitoring actions for the review / setting of strategic actions for the next year;
Eliminating Annual Report.
4. FINAL THOUGHTS
Collecting the views of managers of different levels on the current process of planning, from
process
guiding questions, it is possible to be considered that, according to the reports of managers of
different levels of management, it was found that the IPE was developed in a participatory way,
although, as it was the first, it was not consolidated as a reference document for the management yet,
being appointed the IDP as such. It was also perceived difficulty understanding the strategy of the
institution, through the decoupling of IPE policies with the actions of IDP.

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Volume 4, Issue 6, November - December (2013)

By the report of the managers, it was realized the need to dispense more time to think about
scenarios and prepare the institutional diagnosis, where strategic actions should be planned annually
and not just over five years, according to requirements of MEC. It was also notable the need for a
better systematization of actions contained in the IDP, where the institution should be seen in a
horizontally (through its processes) and not vertically (organization chart), as well as the need to
measure what was planned.
When the managers were asked what are the advantages and difficulties encountered with the
current process of planning and executing the strategic planning of short-term (1 year), it was
realized the difficulty of inserting new actions in GP Annual because of immobilization of the
actions of IDP to five years. It was also highlighted the need for unification of the General Plan
process with the Budget and Budgetary Guidelines as well as the lack of integration of administrative
units before the proposition proposed in GP, resulting mainly suggestions for similar actions.
For current process of monitoring strategic planning in a short-term, the managers showed
that progress was made in the constitution of the monitoring process, and that is improving the
integration of monitoring with the institutional evaluation process, although, this monitoring is of the
GP, which has no link with the Monitoring / Budget Monitoring, causing duplication of controls. It is
also evident that monitoring should happen temporality smaller and not only annual, to be able to
establish measures contour and overcoming. It was presented the need to create a moment, if it is not
possible in a hole group, that it will be in an affinity or a large area, such as graduation, research and
post graduation, the half sectors and the productive sectors that could share what was planned and
carried out, discussing the advantages and difficulties in implementing the plan.
The main results with the conclusions point a number of suggestions for improving to the
planning process UNISC, indicating that the redesign of strategic planning through process
management contributes to the positioning that the institution should adopt the challenges presented
in current scenario, allowing the evolution of fragmented vision of the organization to a systemic
view.
5. REFERENCES
1.
2.
3.
4.
5.
6.
7.
8.

Ansoff, H.I.; Declerck, R.P.; Hayes, R.L. (1981),Do Planejamento Estratégico à
Administração Estratégica,Atlas, São Paulo.
Arguin, Gérard (1989),“O Planejamento Estratégico no Meio Universitário. Brasília: Estudos
e Debates” – Conselho de Reitores das Universidades Brasileiras, No. 16, 132p.
Assunção, M. A.; Mendes, P. J. V. (2000),“Mudança e Gestão de Processo em Organização
Pública”,Congreso Internacional delCLAD 2000, CLAD, 14p., Santo Domingo.
Bell, M.; Omachonu, V. (2011), “Quality system implementation process for business
success”, International Journal of Quality & Reliability Management, Vol. 28 No. 7,
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Bhusry, M.; Ranjan, J. (2012), “Enhancing the teaching-learning process: a knowledge
management approach”, International Journal of Educational Management, Vol. 26 No. 3,
pp. 313-329.
BPM CBOK®, Guia do. ABPMP (2000), Association of Business Process Management
Professionals, Guide to the Business Process Management Common Body of Knowledge,
version 2.0 – second release. Available in: www.abpmp.org.
Brocke, J.; Sinnl T (2011), “Culture in business process management: a literature review”,
Business Process Management Journal, Vol. 17 No. 2, pp. 357- 377.
Caulliraux, H; Cameira, R. (2000). “A Consolidação da Visão por Processos na Engenharia de
Produção e Possíveis Desdobramentos”,XX ENEGEP – Encontro Nacional de Engenharia de
Produção, ENEGEP, 8p.,São Paulo.
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9.
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______, (2000)“Engenharia de Processos de Negócios: Considerações Metodológicas com
Vistas à Análise e Integração de Processos”, III Simpósio de Administração da Produção
Logística e Operações Internacionais, SIMPOI, São Paulo.
Doebeli, G.; Fisher, R.; Gapp, R.; Sanzogni, L. (2011), “Using BPM governance to align
systems and practice”, Business Process Management Journal, Vol. 17 No. 2, pp. 184-202.
Falconi, Vicente (2009),O verdadeiro poder, Nova Lima: INDG Tecnologiae Serviços Ltda.,
158 p.
Za’faran Hassan, K.K Ramachandran and Norlida Kamaluddin, “Managing Market
Competitive Strategy Successfully: An Empirical Testing of Successful Generic Strategy
Implementation Leading to Product Quality and Customer Satisfaction”, International Journal
of Management (IJM), Volume 4, Issue 4, 2013, pp. 9 - 22, ISSN Print: 0976-6502,
ISSN Online: 0976-6510.
Kersten, W.; Koch, J. (2010), “The effect of quality management on the service quality and
business success of logistics service providers”, International Journal of Quality & Reliability
Management, Vol. 27 No. 2, pp. 185-200.
Laurindo, J. B. Fernando; Rotondaro, G. R. (2006), Gestão integrada de processos e da
Tecnologia da Informação, Atlas, São Paulo.
Lindo, Augusto Pérez (2005),Gestión del conocimiento, Grupo Editorial Norma, 280p. Buenos
Aires.
Lopes, D. P. T., Mota, N. R., Cruz, R. C. (2007),“Gestão Por Processos: Repensando A
Entrega De Valor Para O Cliente Em Uma Empresa Pública De Minas Gerais”, XIV Simpósio
de Engenharia da Produção, SIMPEP, São Paulo.
Mintzberg, Henry (2004), Ascensão e Queda do Planejamento Estratégico, Bookman, Porto
Alegre.
Muller, Cláudio J. (2003), A managerial model that integrates Strategic Planning, BusinessProcess Management and Performance Evaluation (MEIO – Modelo de Estratégia,
Indicadores e Operações), workingpaper (Doutorado em Engenharia) – Universidade Federal
do Rio Grande do Sul.
Niehaves, Bjoerns. (2010), “Open process innovation: The impact of personnel resource
scarcity on the involvement of customers and consultants in public sector BPM”, Business
Process Management Journal, Vol. 16 No. 3, pp. 377-393.
Oliveira, Djalma de Pinho Rebouças de (2004), Planejamento Estratégico: conceitos,
metodologias e práticas, 20 ed., Atlas, São Paulo.
Perfeito, Cátia Deniana Firmino (2007),“Planejamento Estratégico como instrumento de
gestão escolar”, Educ. Bras., Vol.29, No 58, 59, pp. 49-61, Brasília.
Santos, L. C., Varvakis, G., Gohr, C. F. (2004),“Por que a estratégia de operações de serviços
deveria ser diferente? Em busca de um modelo conceitual”, XXIV Encontro Nacional de
Engenharia de Produção, ENEGEP, Florianópolis.
Senge, Peter M. (2003), A dança das mudanças: os desafios de manter o crescimento e o
sucesso em organizações que aprendem. 6. ed., Campus, 676 p, Rio de Janeiro.
Silva, L. A.; Damian, P. M.; Pádua, S. I. D. (2012), “Process management tasks and barriers:
functional to processes approach”, Business Process Management Journal, Vol.18 No. 5,
pp. 762-776.
Stallivieri, L.; Marcelino, L. R.(Org.). Gestão e Liderança Universitária
________,Id. YOUSSEF, Youssef Ahmad. A gestão do planejamento estratégico de
instituições de ensino superior. RS: EDUCS, Caxias do Sul, RS: 2008. 474 p.
________, Id. FUMIÓ, Bernardo Luis Costas. O desenvolvimento do planejamento
estratégico da Uni Lins de forma a integrar a comunidade acadêmica. RS: EDUCS, Caxias do
Sul, RS: 2008. 474 p.
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APPENDIX A
Interview script to the Managers at Santa Cruz doSul University
1. The Planning Process UNISC consists of a set of steps that are triggered from the construction /
revision, in a participatory way, the IPE - Institutional Political-Educational Project. The IPE is a
document that expresses the mission, vision, goals, commitments, values and policies
(undergraduate, research, extension, management), the last revision took place in 2008. This project
is appreciated by CONGRAD, CONPPEX and Planning and Management Forum, where the final
version is sent for approval CONSUN, showing the participatory nature of the decisions taken. In
this context:
i. What is your opinion about the construction / review process of IPE?

ii. DO you have criticisms to the current process? If yes, what are the criticisms?

iii. Do you have suggestions for improvement to the current model? If so, what?

2. IDP - Institutional Development Plan is the instrument of internal planning medium-term (five
years) and at the same time, the formal instrument to be presented to the MEC, which uses it as a
benchmark for the evaluation of the University. This plan expresses, among other topics, the
objectives for the Period and Plan of Action Script drafting the IDP starts with the analysis of the
external and internal environments and then with the preparation of proposals for actions for the next
five years. These steps start with discussions on the Planning and Management Forum and are then
considered by CONGRAD, CONPPEX and ultimately by CONSUN.
i. What is your opinion about the construction process of the IDP?

ii. Do you have criticisms of the current process? If yes, what are the criticisms?

iii. Do you have suggestions for improvement to the current model? If so, what?

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3. The annual planning starts with the preparation of Budget Guidelines and after the General Plans.
To set the Budget Guidelines is first necessary to design all expenses and investments for next year,
including staff costs, electricity, water, telephone, finally, all the expenses for the maintenance of the
existing structure and those already committed to projects approved in previous years. In this
process, expenses from future projects already known are also included. The Budget Guidelines are
prepared by the Dean of Directors and discussed at the Planning and Management Forum and,
ultimately, are forwarded for approval CONSUN. In this sense:
i. What is your opinion about the process of preparation of Budget Guidelines?

ii. Do you have criticisms of the current process? If yes, what are the criticisms?

iii. Do you have suggestions for improvement to the current model? If so, what?

4. In September starts the process of GP- General Plan Annual. In the Planning and Management
Forum are presented the rules for inclusion of proposed projects for the next year. Generally the
proposals are ruled according to the budget forecast for the period. Projects are entered by the
responsible of Managing Unit and, among other fields, which must inform the action of IDP the
proposed project binds, name, objectives and goals of the project, the sectors that will interface to the
project, the steps for implementing and scheduling, acquisitions / physical space needed, staffing and
funding source. After the closure of funding proposals, they are reviewed by specific committees /
coordinators. These committees may request changes or cancellation of tenders as the rules stipulated
for the specific year. Closed this analysis is drawn from the book GP and published on the intranet.
i. What is your opinion about the process of GP?

ii. Do you have criticisms of the current process? If yes, what are the criticisms?

iii. Do you have suggestions for improvement to the current model? If so, what?

5. The monitoring of projects GP takes place in January of the next year after the inclusion of
proposals, for example: GP 2009 (proposed for 2010) the monitoring will occur in January 2011,
using a tool available on the intranet. For the monitoring is requested the state of itself by the
responsible of the project: "Ongoing Project", report the percentage corresponding to the same
conclusion; "Project Completed", inform in a field free typing, the contribution of this project to
Action of IPE; when there is an "Uninitiated Project" and "Project Cancelled", a justification should
be informed. With this context:
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i. What is your opinion about the process of monitoring the GP?

ii. Do you have criticisms of the current process? If yes, what are the criticisms?

iii. Do you have suggestions for improvement to the current model? If so, what?

6. Parallel to the monitoring of the GP starts the preparing of the Annual Report, where the
responsible of the sectors take the activities realized during the year according to the script set by the
Pro-Reitor of Planning. The reports are published on the intranet. Thus:
i. What is your opinion about the process of Preparation of the Annual Report?

ii. Do you have criticisms of the current process? If yes, what are the criticisms?

iii. Do you have suggestions for improvement to the current model? If so, what?

7. Do you understand that the institution has a planning model that seeks to achieve better its
strategic objectives, with the essence of the definition, alignment and integration between its formal
structure, its processes, systems, resources and skills?
a. No.
b. In rare aspects.
c. In some situations / areas.
d. Yes, I believe that is strongly aligned in the pursuit of strategic objectives.
8. Do you understand that this model favors a broad dissemination and understanding of strategy, the
coordination of intra / inter organized actions and control / measurement of results?
a. No, there are large 'gaps' in all aspects mentioned.
b. In some situations it favors only one of the three aspects mentioned.
c. I understand that this model favors enough two or three aspects mentioned.
d. I understand that widely favors all three aspects, and it also provides high levels of alignment
between financial results, satisfaction / acquisition of customers, capacity for learning and growth
and management of essential processes.

208

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  • 1. International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), INTERNATIONAL JOURNAL OF MANAGEMENT (IJM) Volume 4, Issue 6, November - December (2013) IJM ISSN 0976-6502 (Print) ISSN 0976-6510 (Online) Volume 4, Issue 6, November - December (2013), pp. 198-208 © IAEME: www.iaeme.com/ijm.asp Journal Impact Factor (2013): 6.9071 (Calculated by GISI) www.jifactor.com ©IAEME MANAGEMENT PROCESSES FOR THE REDESIGN OF STRATEGIC PLANNING Liane Mahlmann Kipper1, Julio Siluk2, Elpídio Oscar Benitez Nara1, Magali Carolina Ellwanger1, João Carlos Furtado1, Bruna Bueno Mariani1 1 2 Industrial Systems and Processes, University in Santa Cruz do Sul, Santa Cruz do Sul, Brazil. Production Engineering and Systems, University Federal of Santa Maria, Santa Maria, Brazil. ABSTRACT The central theme of this paper is to discuss the integration of strategic planning models and process management in the pursuit of organizational alignment to support the organization in the long time. With this assumption, it is important to understand the main findings of the theorists about these contents. Understanding the management of educational institutions is similar to the other organizations It was developed a qualitative research with the methodology of case study. It was used multiple sources of evidence collected from interviews - UNISC managers; institutional documents - flowcharts of the steps of the planning process, the Institutional Political-Educational Project - IPE, the Institutional Development Plan - IDP, as well as the observations of the researcher. The interviews were worked out by analyzing content and the documents were worked from the steps of the planning process. The purpose of this paper is to present the results of the study that suggests the redesign of the strategic planning of an institution of higher learning through process management.The main results with the conclusions point a number of suggestions for improving to the planning process, indicating that the redesign of strategic planning through process management contributes to the positioning that the institution should adopt the challenges presented in current scenario, allowing the evolution of fragmented vision of the organization to a systemic view. Keywords: Strategy, Strategic Planning, Management of Process. 1. CONTEXT AND OBJECTIVES In 21st century, the management of organizations may not be understood as a closed system, but rather understood and operated as an open system, where planning, strategies and organizational processes articulated contribute to the delivery of products and services to the needs of the market. 198
  • 2. International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) On the other hand, the velocity of changes that the world has faced over the recent times, both the economy and politics, presents great challenges to organizations, from the ability to quickly adapt to new scenarios as effective responses to these new challenges (YOUSSEF, 2008). The need for innovation, increased competition between organizations and the search of competitively for the sustaining and survival in a long-term are some of the changes in the current business scenario. The word change comes from the French language changer and itmeans to squirm or deflect as a tree that has been growing looking for the sun. Senge, in his article "The dance of changes" (2003), proposes that it is necessary to be made a deep change in organizations, which combine internal changes in the values, aspirations and behaviors of people with external changes in processes, strategies, practices and systems. The same author, when he proposes the deep change, he refers to the change that precedes learning, one that changes the thinking of those who produced it. Senge (2003) says that it is not possible to treat organizations as machines anymore. Organizations are alive organisms, all its members must learn to organize their time, taking space for reflection and creative and innovative activities, where the learning remains the most important challenge. Thus, it is understood that change in organizations is driven by the need of the destabilization of the existing state, whether internal or external to the company. Relating to the external scenario, Muller (2003) says that before the evolution of business competition is necessary to take into consideration some aspects, which are: the quality is not a goal anymore, it is the premise - driven by the increase in the level of consumer demand, the trend of margin squeeze is already a reality - the need to reduce costs and prices; marked reduction in life cycle of products; governments increasingly smaller, out of the economy, reducing subsidies, technological explosion with knowledge multiplying; power relations becoming the enforcement for negotiation and the individualism for partnership; replacing the concept of companies by production chains and consequent increased demands for quality in customer - supplier relationship - a company may not be competitive in isolation; globalization of markets and formation of economic blocks; expansion of environmental management, and questioning the social role of organizations (Muller, 2003).To Bell and Omachonu (2011) advances in information technology continue to change the way quality objectives, work instructions, and policies are deployed and updated throughout the work environment. More recently, the competition between organizationsisalso seen in theeducational institutions, which are forced to take entrepreneurial behavior to ensure their survival in a competitive environment with scarce resources and expanding the boundaries of institutions, especially with the adventofdistance learning courses. Whilethecompany'smain concern isthe management ofhuman and material resources in a wise way, the university is linked with all models of knowledge, from the curriculumto the profileof the teacher, from the management systemto the wayit relates tosociety(LINDO, 2005). According to Muller (2003), the strategic deployment (actions) occurs at the level of organizational processes, where actions are accomplished effectively and in an attempt to ensure the operationalization of strategic planning, the indicators system takes the role to deploy targets to processes and return the performance. However, the strategic definitions and performance indicators are established in the business processes of organizations. These organizations are traditionally organized functionally, by sectors or departments. And the processes, most of them, are arranged horizontally, in an inter-functional way. In this sense, the excellent performance of a sector is not very important, if the client, who is serviced by the processes, feels bad effect on its performance. According to Bhusry and Ranjan(2012) to build and develop a management environment healthy and flourishing in teaching-learning process , the institutions need to promote general culture sharing and knowledge management. 199
  • 3. International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) View of this context, it is clear that the management processes, as well as strategic planning, are vital elements for achieving the goals of any institution of higher education, whether public, private or community, or organizations in the industrial or services. Thus, the purpose of this paper is to present the results of the study that suggests the redesign of the strategic planning of an institution of higher learning through process management. 2. THEORETICAL AND METHODOLOGICAL ASPECTS The research topic was to discuss the integration of strategic planning models and process management in the pursuit of organizational alignment to support the organization in the long term. Withthis premise, it becomes important tounderstandthetheoreticalfindingsaboutsuch content. The planning has always been an important tool for humans, in all sectorsof society, beginning with thefamily organizationto thepublic and private organizations. Oliveira(2004) relates the planning isregarded as thedevelopment of techniques andprocessesthat providethe ability tovisualize the futurebyactionstaken at the timeaccording tobusiness objectives, assisting in decision making, reducing uncertainty andbecoming the planningfaster,consistent, effective and efficient. According to Mintzberg(2004), planning is "the use of formal procedure and the existence of articulatedresult, especially with regardto an integrated systemofdecisions", it shouldbe seen asa way of formalizingpartsof decision making, thestrategy formulationand administrationthrough decomposition, coordinationand rationalization. To Hassan, Ramachandran and Kamaluddin (2013), all organizations considered current trends and management practices explored acquire benefits from creating differentiation strategies. Taylor, considered the father of the administration, who devoted himself to the study of organizational productivity, distinguishing the steering functions of executive, who was, according to Perfeito (2007), replaced by empirical planning to planning to intervene as a function of direction and as instrument of organization and standardization work. Taylor was the precursor of the internal review as part of strategic planning. According to Arguin (1989), the planning function was called by Fayol the forecasting, appearing in the foreground of the administrative process: predict, organize, command and control. The Theory of Strategic Management takes the consideration that to define the organization's mission and strategy may facilitate achievement of the goals. To Ansoff(1981), the strategy encompasses the rules and guidelines for the decision, which guide the development of an organization, and strategic decisions are those that allow the company to develop and seek to achieve their goals in the best way. In the mid-1970s, the academic community and practitioners of various organizations have begun to turn their attention to the strategic role of operations and its connection with the corporate strategies and competitive organization (SANTOS, VARVAKIS and GOHR, 2004).To Silva, Damian and Pádua (2012) the companies are committed to promoting a management focused on understanding the processes by importance of this management model to improve the quality of its services. Ansoff(1981)defines strategic planning as a systematic approach to an important responsibility and increasingly essential as it positions the company and relates to its environment in a way that succeeds and save surprises. To Fumió(2008),the strategic planning of an organization is the organizational development of a set of coordinated activities, sequential and timed, with views to the analysis of current conditions and a forecast of future conditions. Thus, according to this author, strategic planning ispart of themanagement process, which will establishmechanismsto build thedesired futurebased onobjectives thatare feasible andappropriate to the reality. The management is focused on the purposes and therefore the overall mission of any organization is "satisfying needs of human beings" (FALCONI, 2009).This author also states that "the satisfaction of these needsis the goalof any organization, private or public." 200
  • 4. International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) Process management (BPM) promotes the study of how to systematically make use of knowledge that lies outside of an organization’s boundaries for process-innovation initiatives. Open innovation has been heavily studied for product innovation; however, process innovation has not yet been researched from such perspective (Niehaves, 2010). According to Brocke and Sinnl (2011)there is a growing awareness that BPM requires a holistic organizational perspective especially since culture is often considered a key element in BPM practice. To Doebeli et al (2011)Business process management (BPM) as an organizational management philosophy receive significant attention as a practice, providing organizations with a means of increasing competitiveness and sustainability in times of market uncertainty, increasing globalization and constantly changing business conditions. The adoption of the practice of process management as been seen by some authors as a way of support to managerial progress in the search for better results (ASSUNÇÃO and MENDES, 2000), which has justifiedthe inclusionof the theme inorganizations. As quoted by Lopes, Mota, Cruz(2007), it may not generalizethe perception tomanagementprocess as one ofmanagement fadsrelated toadministrative modernization, since several cases have demonstrated the contribution of the subject for organizations. To Kersten and Koch (2010) the process quality is strongly affected by quality management and itself exhibits a strong influence on success, the association of potential quality to these constructs is weaker, and outcome quality turns out to have a negligible success impact. One of the concepts associated with process management is the Value Chain(supplierprocess-client), which is connectedto the set ofactivitiesthat generate valuethroughoutthe production line, from raw materialsuppliers, productstocustomers. So it allowsseeing theorganization asan integrated system, where thework is performedthroughits processes, modifyingthe traditional viewof organizationsknown asvertical view, for asystemic view. Thus, process managementallows us toglimpsethe operation of enterprisesfocusing on thesequenceofactivitiesthat makethe products orservices reach the customers, leavingthefocus on thedivisionof departments. With this, the internal processes are redesigned enabling efficiency gains and competitiveness (LAURINDO and ROTONDARO, 2006). These authors also state that the focus of organizational development, management by processes presents an objective and systematic activities, structures and necessaries resources to meet critical business objectives. According to theGuide BPMCBOK®, 2009, a business process: "[...] isa defined list ofactivities orbehaviorsperformedby peopleor machinesand hasone or more resultsthat canendintermination of proceedingsora deliveryto another process. Processes arecomposed of acollection ofinterrelated tasksoractivities that willsolvea particular issue. In the contextof the management ofbusiness processesa"business process" isdefined as aworkingend-to-end that deliverssome valueto customers. Thenotion of workend-to-end is critical andinvolvesall workacrossanyborder,if necessary, to delivervalue to the customer"(BPM CBOK®, 2009). According to Caulliraux and Cameira (2000), a process view is presented as a methodological / conceptual guideline prioritizes the analysis of the functions of an organization from a perspective of sequenced and logical / temporal activities, which should save, among others, some features: First and last customers, preferably external to the organization. The use of the logic internal customers only may lead to a description of subprocess in intra-functional form; Articulation of various objects (organizational units, data, etc.) from the various last and / or support processes; Rating methodologically consistent objects and a hierarchy of models (because of the complexity of organizations), and Possibility to navigate consistently the process is so bottom-up (from activity to macro-processes) or a top-down (from macro-processes to the activities). The research problem was configured as follows: How can the use of process management as a systematic approach help in redefining the organization's strategic planning searched? 201
  • 5. International Journal of Management (I (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) Understanding the management of educational institutions is similar to the other organizations, the similar general objective of the research was: To propose the redesign of the strategic planning process based on process management in a higher education institution, specifically Santa Cruz do Sul University - UNISC. It was developed a qualitative research, the methodology of case study. It was loped used multiple sources of evidence collected from interviews with managers at the strategic, tactical and operational levels from UNISC; institutional documents - flowcharts of the steps of the planning process, the Institutional Political-Educational Project - IPE, the Institutional Development Plan Educational IDP. In Appendix A is the script used in the interviews with the managers. The interviews were worked out by analyzing content and documents were worked from the steps of the planning process. 3. MAIN RESULTS The mapping of the current process of strategic planning was fundamental because the improvements may be suggestedonly if there is a deep understandingof the current reality. reality Theplanning processUNISCconsists of ninesteps resultingin sixseparate documents, which comprise ninesteps, documents the formal documentation of the planning of the University, namely: IPE- Institutional PoliticalEducational Project, IDP-Institutional Development Plan, Budget Guidelines, GeneralPlanAnnual Institutional Plan eneralPlanAnnualGP, MonitoringGP andAnnual Report Table 1 shows the steps of the planning process UNISC. Report. Table 1. Stages of the planning process UNISC From the application of theproposed methodology in steps of the planning process were observed various effects with the organization. Figure 1 presents a new proposal for carrying out the organization steps of the planning process of the university university. 202
  • 6. International Journal of Management (I (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) Figure 1.Proposal to carry out the steps of the planning process UNISC Proposal In relation to the proposals for improvements to the planning process studied it is highlighted the main suggestions based on management processes, namely: Discussion annual planning and not only in each five years; Alignment of policies contained in IPE with the actions of the IDP; Definition of strategic indicators to monitor the planning; Control / measurement of results of s planned actions; Unification of processes Budget Guidelines to the General Plan Annual, to eliminate rework; Establishing the deadline for completion of the actions of IDP over the five years, transforming them in the annual actions; reviewing the actions of the IDP annually; Aligning the indicators with institutional processes; Unifying the Budget Guidelines Processes to the General Plan Annual; Monitoring the actions of IDP quarterly, to propose corrective actions as necessary; Using propose the result of monitoring actions for the review / setting of strategic actions for the next year; Eliminating Annual Report. 4. FINAL THOUGHTS Collecting the views of managers of different levels on the current process of planning, from process guiding questions, it is possible to be considered that, according to the reports of managers of different levels of management, it was found that the IPE was developed in a participatory way, although, as it was the first, it was not consolidated as a reference document for the management yet, being appointed the IDP as such. It was also perceived difficulty understanding the strategy of the institution, through the decoupling of IPE policies with the actions of IDP. 203
  • 7. International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) By the report of the managers, it was realized the need to dispense more time to think about scenarios and prepare the institutional diagnosis, where strategic actions should be planned annually and not just over five years, according to requirements of MEC. It was also notable the need for a better systematization of actions contained in the IDP, where the institution should be seen in a horizontally (through its processes) and not vertically (organization chart), as well as the need to measure what was planned. When the managers were asked what are the advantages and difficulties encountered with the current process of planning and executing the strategic planning of short-term (1 year), it was realized the difficulty of inserting new actions in GP Annual because of immobilization of the actions of IDP to five years. It was also highlighted the need for unification of the General Plan process with the Budget and Budgetary Guidelines as well as the lack of integration of administrative units before the proposition proposed in GP, resulting mainly suggestions for similar actions. For current process of monitoring strategic planning in a short-term, the managers showed that progress was made in the constitution of the monitoring process, and that is improving the integration of monitoring with the institutional evaluation process, although, this monitoring is of the GP, which has no link with the Monitoring / Budget Monitoring, causing duplication of controls. It is also evident that monitoring should happen temporality smaller and not only annual, to be able to establish measures contour and overcoming. It was presented the need to create a moment, if it is not possible in a hole group, that it will be in an affinity or a large area, such as graduation, research and post graduation, the half sectors and the productive sectors that could share what was planned and carried out, discussing the advantages and difficulties in implementing the plan. The main results with the conclusions point a number of suggestions for improving to the planning process UNISC, indicating that the redesign of strategic planning through process management contributes to the positioning that the institution should adopt the challenges presented in current scenario, allowing the evolution of fragmented vision of the organization to a systemic view. 5. REFERENCES 1. 2. 3. 4. 5. 6. 7. 8. Ansoff, H.I.; Declerck, R.P.; Hayes, R.L. (1981),Do Planejamento Estratégico à Administração Estratégica,Atlas, São Paulo. Arguin, Gérard (1989),“O Planejamento Estratégico no Meio Universitário. Brasília: Estudos e Debates” – Conselho de Reitores das Universidades Brasileiras, No. 16, 132p. Assunção, M. A.; Mendes, P. J. V. (2000),“Mudança e Gestão de Processo em Organização Pública”,Congreso Internacional delCLAD 2000, CLAD, 14p., Santo Domingo. Bell, M.; Omachonu, V. (2011), “Quality system implementation process for business success”, International Journal of Quality & Reliability Management, Vol. 28 No. 7, pp. 723-734. Bhusry, M.; Ranjan, J. (2012), “Enhancing the teaching-learning process: a knowledge management approach”, International Journal of Educational Management, Vol. 26 No. 3, pp. 313-329. BPM CBOK®, Guia do. ABPMP (2000), Association of Business Process Management Professionals, Guide to the Business Process Management Common Body of Knowledge, version 2.0 – second release. Available in: www.abpmp.org. Brocke, J.; Sinnl T (2011), “Culture in business process management: a literature review”, Business Process Management Journal, Vol. 17 No. 2, pp. 357- 377. Caulliraux, H; Cameira, R. (2000). “A Consolidação da Visão por Processos na Engenharia de Produção e Possíveis Desdobramentos”,XX ENEGEP – Encontro Nacional de Engenharia de Produção, ENEGEP, 8p.,São Paulo. 204
  • 8. International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. ______, (2000)“Engenharia de Processos de Negócios: Considerações Metodológicas com Vistas à Análise e Integração de Processos”, III Simpósio de Administração da Produção Logística e Operações Internacionais, SIMPOI, São Paulo. Doebeli, G.; Fisher, R.; Gapp, R.; Sanzogni, L. (2011), “Using BPM governance to align systems and practice”, Business Process Management Journal, Vol. 17 No. 2, pp. 184-202. Falconi, Vicente (2009),O verdadeiro poder, Nova Lima: INDG Tecnologiae Serviços Ltda., 158 p. Za’faran Hassan, K.K Ramachandran and Norlida Kamaluddin, “Managing Market Competitive Strategy Successfully: An Empirical Testing of Successful Generic Strategy Implementation Leading to Product Quality and Customer Satisfaction”, International Journal of Management (IJM), Volume 4, Issue 4, 2013, pp. 9 - 22, ISSN Print: 0976-6502, ISSN Online: 0976-6510. Kersten, W.; Koch, J. (2010), “The effect of quality management on the service quality and business success of logistics service providers”, International Journal of Quality & Reliability Management, Vol. 27 No. 2, pp. 185-200. Laurindo, J. B. Fernando; Rotondaro, G. R. (2006), Gestão integrada de processos e da Tecnologia da Informação, Atlas, São Paulo. Lindo, Augusto Pérez (2005),Gestión del conocimiento, Grupo Editorial Norma, 280p. Buenos Aires. Lopes, D. P. T., Mota, N. R., Cruz, R. C. (2007),“Gestão Por Processos: Repensando A Entrega De Valor Para O Cliente Em Uma Empresa Pública De Minas Gerais”, XIV Simpósio de Engenharia da Produção, SIMPEP, São Paulo. Mintzberg, Henry (2004), Ascensão e Queda do Planejamento Estratégico, Bookman, Porto Alegre. Muller, Cláudio J. (2003), A managerial model that integrates Strategic Planning, BusinessProcess Management and Performance Evaluation (MEIO – Modelo de Estratégia, Indicadores e Operações), workingpaper (Doutorado em Engenharia) – Universidade Federal do Rio Grande do Sul. Niehaves, Bjoerns. (2010), “Open process innovation: The impact of personnel resource scarcity on the involvement of customers and consultants in public sector BPM”, Business Process Management Journal, Vol. 16 No. 3, pp. 377-393. Oliveira, Djalma de Pinho Rebouças de (2004), Planejamento Estratégico: conceitos, metodologias e práticas, 20 ed., Atlas, São Paulo. Perfeito, Cátia Deniana Firmino (2007),“Planejamento Estratégico como instrumento de gestão escolar”, Educ. Bras., Vol.29, No 58, 59, pp. 49-61, Brasília. Santos, L. C., Varvakis, G., Gohr, C. F. (2004),“Por que a estratégia de operações de serviços deveria ser diferente? Em busca de um modelo conceitual”, XXIV Encontro Nacional de Engenharia de Produção, ENEGEP, Florianópolis. Senge, Peter M. (2003), A dança das mudanças: os desafios de manter o crescimento e o sucesso em organizações que aprendem. 6. ed., Campus, 676 p, Rio de Janeiro. Silva, L. A.; Damian, P. M.; Pádua, S. I. D. (2012), “Process management tasks and barriers: functional to processes approach”, Business Process Management Journal, Vol.18 No. 5, pp. 762-776. Stallivieri, L.; Marcelino, L. R.(Org.). Gestão e Liderança Universitária ________,Id. YOUSSEF, Youssef Ahmad. A gestão do planejamento estratégico de instituições de ensino superior. RS: EDUCS, Caxias do Sul, RS: 2008. 474 p. ________, Id. FUMIÓ, Bernardo Luis Costas. O desenvolvimento do planejamento estratégico da Uni Lins de forma a integrar a comunidade acadêmica. RS: EDUCS, Caxias do Sul, RS: 2008. 474 p. 205
  • 9. International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) APPENDIX A Interview script to the Managers at Santa Cruz doSul University 1. The Planning Process UNISC consists of a set of steps that are triggered from the construction / revision, in a participatory way, the IPE - Institutional Political-Educational Project. The IPE is a document that expresses the mission, vision, goals, commitments, values and policies (undergraduate, research, extension, management), the last revision took place in 2008. This project is appreciated by CONGRAD, CONPPEX and Planning and Management Forum, where the final version is sent for approval CONSUN, showing the participatory nature of the decisions taken. In this context: i. What is your opinion about the construction / review process of IPE? ii. DO you have criticisms to the current process? If yes, what are the criticisms? iii. Do you have suggestions for improvement to the current model? If so, what? 2. IDP - Institutional Development Plan is the instrument of internal planning medium-term (five years) and at the same time, the formal instrument to be presented to the MEC, which uses it as a benchmark for the evaluation of the University. This plan expresses, among other topics, the objectives for the Period and Plan of Action Script drafting the IDP starts with the analysis of the external and internal environments and then with the preparation of proposals for actions for the next five years. These steps start with discussions on the Planning and Management Forum and are then considered by CONGRAD, CONPPEX and ultimately by CONSUN. i. What is your opinion about the construction process of the IDP? ii. Do you have criticisms of the current process? If yes, what are the criticisms? iii. Do you have suggestions for improvement to the current model? If so, what? 206
  • 10. International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) 3. The annual planning starts with the preparation of Budget Guidelines and after the General Plans. To set the Budget Guidelines is first necessary to design all expenses and investments for next year, including staff costs, electricity, water, telephone, finally, all the expenses for the maintenance of the existing structure and those already committed to projects approved in previous years. In this process, expenses from future projects already known are also included. The Budget Guidelines are prepared by the Dean of Directors and discussed at the Planning and Management Forum and, ultimately, are forwarded for approval CONSUN. In this sense: i. What is your opinion about the process of preparation of Budget Guidelines? ii. Do you have criticisms of the current process? If yes, what are the criticisms? iii. Do you have suggestions for improvement to the current model? If so, what? 4. In September starts the process of GP- General Plan Annual. In the Planning and Management Forum are presented the rules for inclusion of proposed projects for the next year. Generally the proposals are ruled according to the budget forecast for the period. Projects are entered by the responsible of Managing Unit and, among other fields, which must inform the action of IDP the proposed project binds, name, objectives and goals of the project, the sectors that will interface to the project, the steps for implementing and scheduling, acquisitions / physical space needed, staffing and funding source. After the closure of funding proposals, they are reviewed by specific committees / coordinators. These committees may request changes or cancellation of tenders as the rules stipulated for the specific year. Closed this analysis is drawn from the book GP and published on the intranet. i. What is your opinion about the process of GP? ii. Do you have criticisms of the current process? If yes, what are the criticisms? iii. Do you have suggestions for improvement to the current model? If so, what? 5. The monitoring of projects GP takes place in January of the next year after the inclusion of proposals, for example: GP 2009 (proposed for 2010) the monitoring will occur in January 2011, using a tool available on the intranet. For the monitoring is requested the state of itself by the responsible of the project: "Ongoing Project", report the percentage corresponding to the same conclusion; "Project Completed", inform in a field free typing, the contribution of this project to Action of IPE; when there is an "Uninitiated Project" and "Project Cancelled", a justification should be informed. With this context: 207
  • 11. International Journal of Management (IJM), ISSN 0976 – 6502(Print), ISSN 0976 - 6510(Online), Volume 4, Issue 6, November - December (2013) i. What is your opinion about the process of monitoring the GP? ii. Do you have criticisms of the current process? If yes, what are the criticisms? iii. Do you have suggestions for improvement to the current model? If so, what? 6. Parallel to the monitoring of the GP starts the preparing of the Annual Report, where the responsible of the sectors take the activities realized during the year according to the script set by the Pro-Reitor of Planning. The reports are published on the intranet. Thus: i. What is your opinion about the process of Preparation of the Annual Report? ii. Do you have criticisms of the current process? If yes, what are the criticisms? iii. Do you have suggestions for improvement to the current model? If so, what? 7. Do you understand that the institution has a planning model that seeks to achieve better its strategic objectives, with the essence of the definition, alignment and integration between its formal structure, its processes, systems, resources and skills? a. No. b. In rare aspects. c. In some situations / areas. d. Yes, I believe that is strongly aligned in the pursuit of strategic objectives. 8. Do you understand that this model favors a broad dissemination and understanding of strategy, the coordination of intra / inter organized actions and control / measurement of results? a. No, there are large 'gaps' in all aspects mentioned. b. In some situations it favors only one of the three aspects mentioned. c. I understand that this model favors enough two or three aspects mentioned. d. I understand that widely favors all three aspects, and it also provides high levels of alignment between financial results, satisfaction / acquisition of customers, capacity for learning and growth and management of essential processes. 208